references research statement

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How to Construct a Compelling Research Statement

A research statement is a critical document for prospective faculty applicants. This document allows applicants to convey to their future colleagues the importance and impact of their past and, most importantly, future research. You as an applicant should use this document to lay out your planned research for the next few years, making sure to outline how your planned research contributes to your field.

Some general guidelines

(from Carleton University )

An effective research statement accomplishes three key goals:

• It clearly presents your scholarship in nonspecialist terms;
• It places your research in a broader context, scientifically and societally; and
• It lays out a clear road map for future accomplishments in the new setting (the institution to which you’re applying).

Another way to think about the success of your research statement is to consider whether, after reading it, a reader is able to answer these questions:

• What do you do (what are your major accomplishments; what techniques do you use; how have you added to your field)?
• Why is your work important (why should both other scientists and nonscientists care)?
• Where is it going in the future (what are the next steps; how will you carry them out in your new job; does your research plan meet the requirements for tenure at this institution)?

1. Make your statement reader-friendly

A typical faculty application call can easily receive 200+ applicants. As such, you need to make all your application documents reader-friendly. Use headings and subheadings to organize your ideas and leave white space between sections.

In addition, you may want to include figures and diagrams in your research statement that capture key findings or concepts so a reader can quickly determine what you are studying and why it is important. A wall of text in your research statement should be avoided at all costs. Rather, a research statement that is concise and thoughtfully laid out demonstrates to hiring committees that you can organize ideas in a coherent and easy-to-understand manner.

Also, this presentation demonstrates your ability to develop competitive funding applications (see more in next section), which is critical for success in a research-intensive faculty position.

2. Be sure to touch on the fundability of your planned research work

Another goal of your research statement is to make the case for why your planned research is fundable. You may get different opinions here, but I would recommend citing open or planned funding opportunities at federal agencies or other funders that you plan to submit to. You might also use open funding calls as a way to demonstrate that your planned research is in an area receiving funding prioritization by various agencies.

If you are looking for funding, check out this list of funding resources on my personal website. Another great way to look for funding is to use NIH Reporter and NSF award search .

3. Draft the statement and get feedback early and often

I can tell you from personal experience that it takes time to refine a strong research statement. I went on the faculty job market two years in a row and found my second year materials to be much stronger. You need time to read, review and reflect on your statements and documents to really make them stand out.

It is important to have your supervisor and other faculty read and give feedback on your critical application documents and especially your research statement. Also, finding peers to provide feedback and in return giving them feedback on their documents is very helpful. Seek out communities of support such as Future PI Slack to find peer reviewers (and get a lot of great application advice) if needed.

4. Share with nonexperts to assess your writing’s clarity

Additionally, you may want to consider sharing your job materials, including your research statement, with non-experts to assess clarity. For example, NC State’s Professional Development Team offers an Academic Packways: Gearing Up for Faculty program each year where you can get feedback on your application documents from individuals working in a variety of areas. You can also ask classmates and colleagues working in different areas to review your research statement. The more feedback you can receive on your materials through formal or informal means, the better.

5. Tailor your statement to the institution

It is critical in your research statement to mention how you will make use of core facilities or resources at the institution you are applying to. If you need particular research infrastructure to do your work and the institution has it, you should mention that in your statement. Something to the effect of: “The presence of the XXX core facility at YYY University will greatly facilitate my lab’s ability to investigate this important process.”

Mentioning core facilities and resources at the target institution shows you have done your research, which is critical in demonstrating your interest in that institution.

Finally, think about the resources available at the institution you are applying to. If you are applying to a primarily undergraduate-serving institution, you will want to be sure you propose a research program that could reasonably take place with undergraduate students, working mostly in the summer and utilizing core facilities that may be limited or require external collaborations.

Undergraduate-serving institutions will value research projects that meaningfully involve students. Proposing overly ambitious research at a primarily undergraduate institution is a recipe for rejection as the institution will read your application as out of touch … that either you didn’t do the work to research them or that you are applying to them as a “backup” to research-intensive positions.

You should carefully think about how to restructure your research statements if you are applying to both primarily undergraduate-serving and research-intensive institutions. For examples of how I framed my research statement for faculty applications at each type of institution, see my personal website ( undergraduate-serving ; research-intensive research statements).

6. Be yourself, not who you think the search committee wants

In the end, a research statement allows you to think critically about where you see your research going in the future. What are you excited about studying based on your previous work? How will you go about answering the unanswered questions in your field? What agencies and initiatives are funding your type of research? If you develop your research statement from these core questions, your passion and commitment to the work will surely shine through.

A closing thought: Be yourself, not who you think the search committee wants. If you try to frame yourself as someone you really aren’t, you are setting the hiring institution and you up for disappointment. You want a university to hire you because they like you, the work you have done, and the work you want to do, not some filtered or idealized version of you.

So, put your true self out there, and realize you want to find the right institutional fit for you and your research. This all takes time and effort. The earlier you start and the more reflection and feedback you get on your research statement and remaining application documents, the better you can present the true you to potential employers.

More Advice on Faculty Job Application Documents on ImPACKful

How to write a better academic cover letter

Tips on writing an effective teaching statement

More Resources

See here for samples of a variety of application materials from UCSF.

• Rules of the (Social Sciences & Humanities) Research Statement
• CMU’s Writing a Research Statement
• UW’s Academic Careers: Research Statements
• Developing a Winning Research Statement (UCSF)
• Academic Packways
• ImPACKful Tips

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Home » References in Research – Types, Examples and Writing Guide

References in Research – Types, Examples and Writing Guide

Table of Contents

References in Research

Definition:

References in research are a list of sources that a researcher has consulted or cited while conducting their study. They are an essential component of any academic work, including research papers, theses, dissertations, and other scholarly publications.

Types of References

There are several types of references used in research, and the type of reference depends on the source of information being cited. The most common types of references include:

References to books typically include the author’s name, title of the book, publisher, publication date, and place of publication.

Example: Smith, J. (2018). The Art of Writing. Penguin Books.

Journal Articles

References to journal articles usually include the author’s name, title of the article, name of the journal, volume and issue number, page numbers, and publication date.

Example: Johnson, T. (2021). The Impact of Social Media on Mental Health. Journal of Psychology, 32(4), 87-94.

Web sources

References to web sources should include the author or organization responsible for the content, the title of the page, the URL, and the date accessed.

Example: World Health Organization. (2020). Coronavirus disease (COVID-19) advice for the public. Retrieved from https://www.who.int/emergencies/disease/novel-coronavirus-2019/advice-for-public

Conference Proceedings

References to conference proceedings should include the author’s name, title of the paper, name of the conference, location of the conference, date of the conference, and page numbers.

Example: Chen, S., & Li, J. (2019). The Future of AI in Education. Proceedings of the International Conference on Educational Technology, Beijing, China, July 15-17, pp. 67-78.

References to reports typically include the author or organization responsible for the report, title of the report, publication date, and publisher.

Example: United Nations. (2020). The Sustainable Development Goals Report. United Nations.

Formats of References

Some common Formates of References with their examples are as follows:

APA (American Psychological Association) Style

The APA (American Psychological Association) Style has specific guidelines for formatting references used in academic papers, articles, and books. Here are the different reference formats in APA style with examples:

Author, A. A. (Year of publication). Title of book. Publisher.

Example : Smith, J. K. (2005). The psychology of social interaction. Wiley-Blackwell.

Journal Article

Author, A. A., Author, B. B., & Author, C. C. (Year of publication). Title of article. Title of Journal, volume number(issue number), page numbers.

Example : Brown, L. M., Keating, J. G., & Jones, S. M. (2012). The role of social support in coping with stress among African American adolescents. Journal of Research on Adolescence, 22(1), 218-233.

Author, A. A. (Year of publication or last update). Title of page. Website name. URL.

Example : Centers for Disease Control and Prevention. (2020, December 11). COVID-19: How to protect yourself and others. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html

Magazine article

Author, A. A. (Year, Month Day of publication). Title of article. Title of Magazine, volume number(issue number), page numbers.

Example : Smith, M. (2019, March 11). The power of positive thinking. Psychology Today, 52(3), 60-65.

Newspaper article:

Author, A. A. (Year, Month Day of publication). Title of article. Title of Newspaper, page numbers.

Example: Johnson, B. (2021, February 15). New study shows benefits of exercise on mental health. The New York Times, A8.

Edited book

Editor, E. E. (Ed.). (Year of publication). Title of book. Publisher.

Example : Thompson, J. P. (Ed.). (2014). Social work in the 21st century. Sage Publications.

Chapter in an edited book:

Author, A. A. (Year of publication). Title of chapter. In E. E. Editor (Ed.), Title of book (pp. page numbers). Publisher.

Example : Johnson, K. S. (2018). The future of social work: Challenges and opportunities. In J. P. Thompson (Ed.), Social work in the 21st century (pp. 105-118). Sage Publications.

MLA (Modern Language Association) Style

The MLA (Modern Language Association) Style is a widely used style for writing academic papers and essays in the humanities. Here are the different reference formats in MLA style:

Author’s Last name, First name. Title of Book. Publisher, Publication year.

Example : Smith, John. The Psychology of Social Interaction. Wiley-Blackwell, 2005.

Journal article

Author’s Last name, First name. “Title of Article.” Title of Journal, volume number, issue number, Publication year, page numbers.

Example : Brown, Laura M., et al. “The Role of Social Support in Coping with Stress among African American Adolescents.” Journal of Research on Adolescence, vol. 22, no. 1, 2012, pp. 218-233.

Author’s Last name, First name. “Title of Webpage.” Website Name, Publication date, URL.

Example : Centers for Disease Control and Prevention. “COVID-19: How to Protect Yourself and Others.” CDC, 11 Dec. 2020, https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. “Title of Article.” Title of Magazine, Publication date, page numbers.

Example : Smith, Mary. “The Power of Positive Thinking.” Psychology Today, Mar. 2019, pp. 60-65.

Newspaper article

Author’s Last name, First name. “Title of Article.” Title of Newspaper, Publication date, page numbers.

Example : Johnson, Bob. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, 15 Feb. 2021, p. A8.

Editor’s Last name, First name, editor. Title of Book. Publisher, Publication year.

Example : Thompson, John P., editor. Social Work in the 21st Century. Sage Publications, 2014.

Chapter in an edited book

Author’s Last name, First name. “Title of Chapter.” Title of Book, edited by Editor’s First Name Last name, Publisher, Publication year, page numbers.

Example : Johnson, Karen S. “The Future of Social Work: Challenges and Opportunities.” Social Work in the 21st Century, edited by John P. Thompson, Sage Publications, 2014, pp. 105-118.

Chicago Manual of Style

The Chicago Manual of Style is a widely used style for writing academic papers, dissertations, and books in the humanities and social sciences. Here are the different reference formats in Chicago style:

Example : Smith, John K. The Psychology of Social Interaction. Wiley-Blackwell, 2005.

Author’s Last name, First name. “Title of Article.” Title of Journal volume number, no. issue number (Publication year): page numbers.

Example : Brown, Laura M., John G. Keating, and Sarah M. Jones. “The Role of Social Support in Coping with Stress among African American Adolescents.” Journal of Research on Adolescence 22, no. 1 (2012): 218-233.

Author’s Last name, First name. “Title of Webpage.” Website Name. Publication date. URL.

Example : Centers for Disease Control and Prevention. “COVID-19: How to Protect Yourself and Others.” CDC. December 11, 2020. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. “Title of Article.” Title of Magazine, Publication date.

Example : Smith, Mary. “The Power of Positive Thinking.” Psychology Today, March 2019.

Author’s Last name, First name. “Title of Article.” Title of Newspaper, Publication date.

Example : Johnson, Bob. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, February 15, 2021.

Example : Thompson, John P., ed. Social Work in the 21st Century. Sage Publications, 2014.

Author’s Last name, First name. “Title of Chapter.” In Title of Book, edited by Editor’s First Name Last Name, page numbers. Publisher, Publication year.

Example : Johnson, Karen S. “The Future of Social Work: Challenges and Opportunities.” In Social Work in the 21st Century, edited by John P. Thompson, 105-118. Sage Publications, 2014.

Harvard Style

The Harvard Style, also known as the Author-Date System, is a widely used style for writing academic papers and essays in the social sciences. Here are the different reference formats in Harvard Style:

Author’s Last name, First name. Year of publication. Title of Book. Place of publication: Publisher.

Example : Smith, John. 2005. The Psychology of Social Interaction. Oxford: Wiley-Blackwell.

Author’s Last name, First name. Year of publication. “Title of Article.” Title of Journal volume number (issue number): page numbers.

Example: Brown, Laura M., John G. Keating, and Sarah M. Jones. 2012. “The Role of Social Support in Coping with Stress among African American Adolescents.” Journal of Research on Adolescence 22 (1): 218-233.

Author’s Last name, First name. Year of publication. “Title of Webpage.” Website Name. URL. Accessed date.

Example : Centers for Disease Control and Prevention. 2020. “COVID-19: How to Protect Yourself and Others.” CDC. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html. Accessed April 1, 2023.

Author’s Last name, First name. Year of publication. “Title of Article.” Title of Magazine, month and date of publication.

Example : Smith, Mary. 2019. “The Power of Positive Thinking.” Psychology Today, March 2019.

Author’s Last name, First name. Year of publication. “Title of Article.” Title of Newspaper, month and date of publication.

Example : Johnson, Bob. 2021. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, February 15, 2021.

Editor’s Last name, First name, ed. Year of publication. Title of Book. Place of publication: Publisher.

Example : Thompson, John P., ed. 2014. Social Work in the 21st Century. Thousand Oaks, CA: Sage Publications.

Author’s Last name, First name. Year of publication. “Title of Chapter.” In Title of Book, edited by Editor’s First Name Last Name, page numbers. Place of publication: Publisher.

Example : Johnson, Karen S. 2014. “The Future of Social Work: Challenges and Opportunities.” In Social Work in the 21st Century, edited by John P. Thompson, 105-118. Thousand Oaks, CA: Sage Publications.

Vancouver Style

The Vancouver Style, also known as the Uniform Requirements for Manuscripts Submitted to Biomedical Journals, is a widely used style for writing academic papers in the biomedical sciences. Here are the different reference formats in Vancouver Style:

Author’s Last name, First name. Title of Book. Edition number. Place of publication: Publisher; Year of publication.

Example : Smith, John K. The Psychology of Social Interaction. 2nd ed. Oxford: Wiley-Blackwell; 2005.

Author’s Last name, First name. Title of Article. Abbreviated Journal Title. Year of publication; volume number(issue number):page numbers.

Example : Brown LM, Keating JG, Jones SM. The Role of Social Support in Coping with Stress among African American Adolescents. J Res Adolesc. 2012;22(1):218-233.

Author’s Last name, First name. Title of Webpage. Website Name [Internet]. Publication date. [cited date]. Available from: URL.

Example : Centers for Disease Control and Prevention. COVID-19: How to Protect Yourself and Others [Internet]. 2020 Dec 11. [cited 2023 Apr 1]. Available from: https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. Title of Article. Title of Magazine. Year of publication; month and day of publication:page numbers.

Example : Smith M. The Power of Positive Thinking. Psychology Today. 2019 Mar 1:32-35.

Author’s Last name, First name. Title of Article. Title of Newspaper. Year of publication; month and day of publication:page numbers.

Example : Johnson B. New Study Shows Benefits of Exercise on Mental Health. The New York Times. 2021 Feb 15:A4.

Editor’s Last name, First name, editor. Title of Book. Edition number. Place of publication: Publisher; Year of publication.

Example: Thompson JP, editor. Social Work in the 21st Century. 1st ed. Thousand Oaks, CA: Sage Publications; 2014.

Author’s Last name, First name. Title of Chapter. In: Editor’s Last name, First name, editor. Title of Book. Edition number. Place of publication: Publisher; Year of publication. page numbers.

Example : Johnson KS. The Future of Social Work: Challenges and Opportunities. In: Thompson JP, editor. Social Work in the 21st Century. 1st ed. Thousand Oaks, CA: Sage Publications; 2014. p. 105-118.

Turabian Style

Turabian style is a variation of the Chicago style used in academic writing, particularly in the fields of history and humanities. Here are the different reference formats in Turabian style:

Author’s Last name, First name. Title of Book. Place of publication: Publisher, Year of publication.

Example : Smith, John K. The Psychology of Social Interaction. Oxford: Wiley-Blackwell, 2005.

Author’s Last name, First name. “Title of Article.” Title of Journal volume number, no. issue number (Year of publication): page numbers.

Example : Brown, LM, Keating, JG, Jones, SM. “The Role of Social Support in Coping with Stress among African American Adolescents.” J Res Adolesc 22, no. 1 (2012): 218-233.

Author’s Last name, First name. “Title of Webpage.” Name of Website. Publication date. Accessed date. URL.

Example : Centers for Disease Control and Prevention. “COVID-19: How to Protect Yourself and Others.” CDC. December 11, 2020. Accessed April 1, 2023. https://www.cdc.gov/coronavirus/2019-ncov/prevent-getting-sick/prevention.html.

Author’s Last name, First name. “Title of Article.” Title of Magazine, Month Day, Year of publication, page numbers.

Example : Smith, M. “The Power of Positive Thinking.” Psychology Today, March 1, 2019, 32-35.

Author’s Last name, First name. “Title of Article.” Title of Newspaper, Month Day, Year of publication.

Example : Johnson, B. “New Study Shows Benefits of Exercise on Mental Health.” The New York Times, February 15, 2021.

Editor’s Last name, First name, ed. Title of Book. Place of publication: Publisher, Year of publication.

Example : Thompson, JP, ed. Social Work in the 21st Century. Thousand Oaks, CA: Sage Publications, 2014.

Author’s Last name, First name. “Title of Chapter.” In Title of Book, edited by Editor’s Last name, First name, page numbers. Place of publication: Publisher, Year of publication.

Example : Johnson, KS. “The Future of Social Work: Challenges and Opportunities.” In Social Work in the 21st Century, edited by Thompson, JP, 105-118. Thousand Oaks, CA: Sage Publications, 2014.

IEEE (Institute of Electrical and Electronics Engineers) Style

IEEE (Institute of Electrical and Electronics Engineers) style is commonly used in engineering, computer science, and other technical fields. Here are the different reference formats in IEEE style:

Author’s Last name, First name. Book Title. Place of Publication: Publisher, Year of publication.

Example : Oppenheim, A. V., & Schafer, R. W. Discrete-Time Signal Processing. Upper Saddle River, NJ: Prentice Hall, 2010.

Author’s Last name, First name. “Title of Article.” Abbreviated Journal Title, vol. number, no. issue number, pp. page numbers, Month year of publication.

Example: Shannon, C. E. “A Mathematical Theory of Communication.” Bell System Technical Journal, vol. 27, no. 3, pp. 379-423, July 1948.

Conference paper

Author’s Last name, First name. “Title of Paper.” In Title of Conference Proceedings, Place of Conference, Date of Conference, pp. page numbers, Year of publication.

Example: Gupta, S., & Kumar, P. “An Improved System of Linear Discriminant Analysis for Face Recognition.” In Proceedings of the 2011 International Conference on Computer Science and Network Technology, Harbin, China, Dec. 2011, pp. 144-147.

Author’s Last name, First name. “Title of Webpage.” Name of Website. Date of publication or last update. Accessed date. URL.

Example : National Aeronautics and Space Administration. “Apollo 11.” NASA. July 20, 1969. Accessed April 1, 2023. https://www.nasa.gov/mission_pages/apollo/apollo11.html.

Technical report

Author’s Last name, First name. “Title of Report.” Name of Institution or Organization, Report number, Year of publication.

Example : Smith, J. R. “Development of a New Solar Panel Technology.” National Renewable Energy Laboratory, NREL/TP-6A20-51645, 2011.

Author’s Last name, First name. “Title of Patent.” Patent number, Issue date.

Example : Suzuki, H. “Method of Producing Carbon Nanotubes.” US Patent 7,151,019, December 19, 2006.

Standard Title. Standard number, Publication date.

Example : IEEE Standard for Floating-Point Arithmetic. IEEE Std 754-2008, August 29, 2008

ACS (American Chemical Society) Style

ACS (American Chemical Society) style is commonly used in chemistry and related fields. Here are the different reference formats in ACS style:

Author’s Last name, First name; Author’s Last name, First name. Title of Article. Abbreviated Journal Title Year, Volume, Page Numbers.

Example : Wang, Y.; Zhao, X.; Cui, Y.; Ma, Y. Facile Preparation of Fe3O4/graphene Composites Using a Hydrothermal Method for High-Performance Lithium Ion Batteries. ACS Appl. Mater. Interfaces 2012, 4, 2715-2721.

Author’s Last name, First name. Book Title; Publisher: Place of Publication, Year of Publication.

Example : Carey, F. A. Organic Chemistry; McGraw-Hill: New York, 2008.

Author’s Last name, First name. Chapter Title. In Book Title; Editor’s Last name, First name, Ed.; Publisher: Place of Publication, Year of Publication; Volume number, Chapter number, Page Numbers.

Example : Grossman, R. B. Analytical Chemistry of Aerosols. In Aerosol Measurement: Principles, Techniques, and Applications; Baron, P. A.; Willeke, K., Eds.; Wiley-Interscience: New York, 2001; Chapter 10, pp 395-424.

Author’s Last name, First name. Title of Webpage. Website Name, URL (accessed date).

Example : National Institute of Standards and Technology. Atomic Spectra Database. https://www.nist.gov/pml/atomic-spectra-database (accessed April 1, 2023).

Author’s Last name, First name. Patent Number. Patent Date.

Example : Liu, Y.; Huang, H.; Chen, H.; Zhang, W. US Patent 9,999,999, December 31, 2022.

Author’s Last name, First name; Author’s Last name, First name. Title of Article. In Title of Conference Proceedings, Publisher: Place of Publication, Year of Publication; Volume Number, Page Numbers.

Example : Jia, H.; Xu, S.; Wu, Y.; Wu, Z.; Tang, Y.; Huang, X. Fast Adsorption of Organic Pollutants by Graphene Oxide. In Proceedings of the 15th International Conference on Environmental Science and Technology, American Chemical Society: Washington, DC, 2017; Volume 1, pp 223-228.

AMA (American Medical Association) Style

AMA (American Medical Association) style is commonly used in medical and scientific fields. Here are the different reference formats in AMA style:

Author’s Last name, First name. Article Title. Journal Abbreviation. Year; Volume(Issue):Page Numbers.

Example : Jones, R. A.; Smith, B. C. The Role of Vitamin D in Maintaining Bone Health. JAMA. 2019;321(17):1765-1773.

Author’s Last name, First name. Book Title. Edition number. Place of Publication: Publisher; Year.

Example : Guyton, A. C.; Hall, J. E. Textbook of Medical Physiology. 13th ed. Philadelphia, PA: Saunders; 2015.

Author’s Last name, First name. Chapter Title. In: Editor’s Last name, First name, ed. Book Title. Edition number. Place of Publication: Publisher; Year: Page Numbers.

Example: Rajakumar, K. Vitamin D and Bone Health. In: Holick, M. F., ed. Vitamin D: Physiology, Molecular Biology, and Clinical Applications. 2nd ed. New York, NY: Springer; 2010:211-222.

Author’s Last name, First name. Webpage Title. Website Name. URL. Published date. Updated date. Accessed date.

Example : National Cancer Institute. Breast Cancer Prevention (PDQ®)–Patient Version. National Cancer Institute. https://www.cancer.gov/types/breast/patient/breast-prevention-pdq. Published October 11, 2022. Accessed April 1, 2023.

Author’s Last name, First name. Conference presentation title. In: Conference Title; Conference Date; Place of Conference.

Example : Smith, J. R. Vitamin D and Bone Health: A Meta-Analysis. In: Proceedings of the Annual Meeting of the American Society for Bone and Mineral Research; September 20-23, 2022; San Diego, CA.

Thesis or dissertation

Author’s Last name, First name. Title of Thesis or Dissertation. Degree level [Doctoral dissertation or Master’s thesis]. University Name; Year.

Example : Wilson, S. A. The Effects of Vitamin D Supplementation on Bone Health in Postmenopausal Women [Doctoral dissertation]. University of California, Los Angeles; 2018.

ASCE (American Society of Civil Engineers) Style

The ASCE (American Society of Civil Engineers) style is commonly used in civil engineering fields. Here are the different reference formats in ASCE style:

Author’s Last name, First name. “Article Title.” Journal Title, volume number, issue number (year): page numbers. DOI or URL (if available).

Example : Smith, J. R. “Evaluation of the Effectiveness of Sustainable Drainage Systems in Urban Areas.” Journal of Environmental Engineering, vol. 146, no. 3 (2020): 04020010. https://doi.org/10.1061/(ASCE)EE.1943-7870.0001668.

Example : McCuen, R. H. Hydrologic Analysis and Design. 4th ed. Upper Saddle River, NJ: Pearson Education; 2013.

Author’s Last name, First name. “Chapter Title.” In: Editor’s Last name, First name, ed. Book Title. Edition number. Place of Publication: Publisher; Year: page numbers.

Example : Maidment, D. R. “Floodplain Management in the United States.” In: Shroder, J. F., ed. Treatise on Geomorphology. San Diego, CA: Academic Press; 2013: 447-460.

Author’s Last name, First name. “Paper Title.” In: Conference Title; Conference Date; Location. Place of Publication: Publisher; Year: page numbers.

Example: Smith, J. R. “Sustainable Drainage Systems for Urban Areas.” In: Proceedings of the ASCE International Conference on Sustainable Infrastructure; November 6-9, 2019; Los Angeles, CA. Reston, VA: American Society of Civil Engineers; 2019: 156-163.

Author’s Last name, First name. “Report Title.” Report number. Place of Publication: Publisher; Year.

Example : U.S. Army Corps of Engineers. “Hurricane Sandy Coastal Risk Reduction Program, New York and New Jersey.” Report No. P-15-001. Washington, DC: U.S. Army Corps of Engineers; 2015.

CSE (Council of Science Editors) Style

The CSE (Council of Science Editors) style is commonly used in the scientific and medical fields. Here are the different reference formats in CSE style:

Author’s Last name, First Initial. Middle Initial. “Article Title.” Journal Title. Year;Volume(Issue):Page numbers.

Example : Smith, J.R. “Evaluation of the Effectiveness of Sustainable Drainage Systems in Urban Areas.” Journal of Environmental Engineering. 2020;146(3):04020010.

Author’s Last name, First Initial. Middle Initial. Book Title. Edition number. Place of Publication: Publisher; Year.

Author’s Last name, First Initial. Middle Initial. “Chapter Title.” In: Editor’s Last name, First Initial. Middle Initial., ed. Book Title. Edition number. Place of Publication: Publisher; Year:Page numbers.

Author’s Last name, First Initial. Middle Initial. “Paper Title.” In: Conference Title; Conference Date; Location. Place of Publication: Publisher; Year.

Example : Smith, J.R. “Sustainable Drainage Systems for Urban Areas.” In: Proceedings of the ASCE International Conference on Sustainable Infrastructure; November 6-9, 2019; Los Angeles, CA. Reston, VA: American Society of Civil Engineers; 2019.

Author’s Last name, First Initial. Middle Initial. “Report Title.” Report number. Place of Publication: Publisher; Year.

Bluebook Style

The Bluebook style is commonly used in the legal field for citing legal documents and sources. Here are the different reference formats in Bluebook style:

Case citation

Case name, volume source page (Court year).

Example : Brown v. Board of Education, 347 U.S. 483 (1954).

Statute citation

Name of Act, volume source § section number (year).

Example : Clean Air Act, 42 U.S.C. § 7401 (1963).

Regulation citation

Name of regulation, volume source § section number (year).

Example: Clean Air Act, 40 C.F.R. § 52.01 (2019).

Book citation

Author’s Last name, First Initial. Middle Initial. Book Title. Edition number (if applicable). Place of Publication: Publisher; Year.

Example: Smith, J.R. Legal Writing and Analysis. 3rd ed. New York, NY: Aspen Publishers; 2015.

Journal article citation

Author’s Last name, First Initial. Middle Initial. “Article Title.” Journal Title. Volume number (year): first page-last page.

Example: Garcia, C. “The Right to Counsel: An International Comparison.” International Journal of Legal Information. 43 (2015): 63-94.

Website citation

Author’s Last name, First Initial. Middle Initial. “Page Title.” Website Title. URL (accessed month day, year).

Example : United Nations. “Universal Declaration of Human Rights.” United Nations. https://www.un.org/en/universal-declaration-human-rights/ (accessed January 3, 2023).

Oxford Style

The Oxford style, also known as the Oxford referencing system or the documentary-note citation system, is commonly used in the humanities, including literature, history, and philosophy. Here are the different reference formats in Oxford style:

Author’s Last name, First name. Book Title. Place of Publication: Publisher, Year of Publication.

Example : Smith, John. The Art of Writing. New York: Penguin, 2020.

Author’s Last name, First name. “Article Title.” Journal Title volume, no. issue (year): page range.

Example: Garcia, Carlos. “The Role of Ethics in Philosophy.” Philosophy Today 67, no. 3 (2019): 53-68.

Chapter in an edited book citation

Author’s Last name, First name. “Chapter Title.” In Book Title, edited by Editor’s Name, page range. Place of Publication: Publisher, Year of Publication.

Example : Lee, Mary. “Feminism in the 21st Century.” In The Oxford Handbook of Feminism, edited by Jane Smith, 51-69. Oxford: Oxford University Press, 2018.

Author’s Last name, First name. “Page Title.” Website Title. URL (accessed day month year).

Example : Jones, David. “The Importance of Learning Languages.” Oxford Language Center. https://www.oxfordlanguagecenter.com/importance-of-learning-languages/ (accessed 3 January 2023).

Dissertation or thesis citation

Author’s Last name, First name. “Title of Dissertation/Thesis.” PhD diss., University Name, Year of Publication.

Example : Brown, Susan. “The Art of Storytelling in American Literature.” PhD diss., University of Oxford, 2020.

Newspaper article citation

Author’s Last name, First name. “Article Title.” Newspaper Title, Month Day, Year.

Example : Robinson, Andrew. “New Developments in Climate Change Research.” The Guardian, September 15, 2022.

AAA (American Anthropological Association) Style

The American Anthropological Association (AAA) style is commonly used in anthropology research papers and journals. Here are the different reference formats in AAA style:

Author’s Last name, First name. Year of Publication. Book Title. Place of Publication: Publisher.

Example : Smith, John. 2019. The Anthropology of Food. New York: Routledge.

Author’s Last name, First name. Year of Publication. “Article Title.” Journal Title volume, no. issue: page range.

Example : Garcia, Carlos. 2021. “The Role of Ethics in Anthropology.” American Anthropologist 123, no. 2: 237-251.

Author’s Last name, First name. Year of Publication. “Chapter Title.” In Book Title, edited by Editor’s Name, page range. Place of Publication: Publisher.

Example: Lee, Mary. 2018. “Feminism in Anthropology.” In The Oxford Handbook of Feminism, edited by Jane Smith, 51-69. Oxford: Oxford University Press.

Author’s Last name, First name. Year of Publication. “Page Title.” Website Title. URL (accessed day month year).

Example : Jones, David. 2020. “The Importance of Learning Languages.” Oxford Language Center. https://www.oxfordlanguagecenter.com/importance-of-learning-languages/ (accessed January 3, 2023).

Author’s Last name, First name. Year of Publication. “Title of Dissertation/Thesis.” PhD diss., University Name.

Example : Brown, Susan. 2022. “The Art of Storytelling in Anthropology.” PhD diss., University of California, Berkeley.

Author’s Last name, First name. Year of Publication. “Article Title.” Newspaper Title, Month Day.

Example : Robinson, Andrew. 2021. “New Developments in Anthropology Research.” The Guardian, September 15.

AIP (American Institute of Physics) Style

The American Institute of Physics (AIP) style is commonly used in physics research papers and journals. Here are the different reference formats in AIP style:

Example : Johnson, S. D. 2021. “Quantum Computing and Information.” Journal of Applied Physics 129, no. 4: 043102.

Example : Feynman, Richard. 2018. The Feynman Lectures on Physics. New York: Basic Books.

Example : Jones, David. 2020. “The Future of Quantum Computing.” In The Handbook of Physics, edited by John Smith, 125-136. Oxford: Oxford University Press.

Conference proceedings citation

Author’s Last name, First name. Year of Publication. “Title of Paper.” Proceedings of Conference Name, date and location: page range. Place of Publication: Publisher.

Example : Chen, Wei. 2019. “The Applications of Nanotechnology in Solar Cells.” Proceedings of the 8th International Conference on Nanotechnology, July 15-17, Tokyo, Japan: 224-229. New York: AIP Publishing.

Example : American Institute of Physics. 2022. “About AIP Publishing.” AIP Publishing. https://publishing.aip.org/about-aip-publishing/ (accessed January 3, 2023).

Patent citation

Author’s Last name, First name. Year of Publication. Patent Number.

Example : Smith, John. 2018. US Patent 9,873,644.

References Writing Guide

Here are some general guidelines for writing references:

• Follow the citation style guidelines: Different disciplines and journals may require different citation styles (e.g., APA, MLA, Chicago). It is important to follow the specific guidelines for the citation style required.
• Include all necessary information : Each citation should include enough information for readers to locate the source. For example, a journal article citation should include the author(s), title of the article, journal title, volume number, issue number, page numbers, and publication year.
• Use proper formatting: Citation styles typically have specific formatting requirements for different types of sources. Make sure to follow the proper formatting for each citation.
• Order citations alphabetically: If listing multiple sources, they should be listed alphabetically by the author’s last name.
• Be consistent: Use the same citation style throughout the entire paper or project.
• Check for accuracy: Double-check all citations to ensure accuracy, including correct spelling of author names and publication information.
• Use reputable sources: When selecting sources to cite, choose reputable and authoritative sources. Avoid sources that are biased or unreliable.
• Include all sources: Make sure to include all sources used in the research, including those that were not directly quoted but still informed the work.
• Use online tools : There are online tools available (e.g., citation generators) that can help with formatting and organizing references.

Purpose of References in Research

References in research serve several purposes:

• To give credit to the original authors or sources of information used in the research. It is important to acknowledge the work of others and avoid plagiarism.
• To provide evidence for the claims made in the research. References can support the arguments, hypotheses, or conclusions presented in the research by citing relevant studies, data, or theories.
• To allow readers to find and verify the sources used in the research. References provide the necessary information for readers to locate and access the sources cited in the research, which allows them to evaluate the quality and reliability of the information presented.
• To situate the research within the broader context of the field. References can show how the research builds on or contributes to the existing body of knowledge, and can help readers to identify gaps in the literature that the research seeks to address.

Importance of References in Research

References play an important role in research for several reasons:

• Credibility : By citing authoritative sources, references lend credibility to the research and its claims. They provide evidence that the research is based on a sound foundation of knowledge and has been carefully researched.
• Avoidance of Plagiarism : References help researchers avoid plagiarism by giving credit to the original authors or sources of information. This is important for ethical reasons and also to avoid legal repercussions.
• Reproducibility : References allow others to reproduce the research by providing detailed information on the sources used. This is important for verification of the research and for others to build on the work.
• Context : References provide context for the research by situating it within the broader body of knowledge in the field. They help researchers to understand where their work fits in and how it builds on or contributes to existing knowledge.
• Evaluation : References provide a means for others to evaluate the research by allowing them to assess the quality and reliability of the sources used.

Advantages of References in Research

There are several advantages of including references in research:

• Acknowledgment of Sources: Including references gives credit to the authors or sources of information used in the research. This is important to acknowledge the original work and avoid plagiarism.
• Evidence and Support : References can provide evidence to support the arguments, hypotheses, or conclusions presented in the research. This can add credibility and strength to the research.
• Reproducibility : References provide the necessary information for others to reproduce the research. This is important for the verification of the research and for others to build on the work.
• Context : References can help to situate the research within the broader body of knowledge in the field. This helps researchers to understand where their work fits in and how it builds on or contributes to existing knowledge.
• Evaluation : Including references allows others to evaluate the research by providing a means to assess the quality and reliability of the sources used.
• Ongoing Conversation: References allow researchers to engage in ongoing conversations and debates within their fields. They can show how the research builds on or contributes to the existing body of knowledge.

About the author

Muhammad Hassan

Researcher, Academic Writer, Web developer

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/images/cornell/logo35pt_cornell_white.svg" alt="references research statement"> Cornell University --> Graduate School

Research statement, what is a research statement.

The research statement (or statement of research interests) is a common component of academic job applications. It is a summary of your research accomplishments, current work, and future direction and potential of your work.

The statement can discuss specific issues such as:

• funding history and potential
• requirements for laboratory equipment and space and other resources
• potential research and industrial collaborations
• how your research contributes to your field
• future direction of your research

The research statement should be technical, but should be intelligible to all members of the department, including those outside your subdiscipline. So keep the “big picture” in mind. The strongest research statements present a readable, compelling, and realistic research agenda that fits well with the needs, facilities, and goals of the department.

Research statements can be weakened by:

• overly ambitious proposals
• lack of clear direction
• lack of big-picture focus
• inadequate attention to the needs and facilities of the department or position

Why a Research Statement?

• It conveys to search committees the pieces of your professional identity and charts the course of your scholarly journey.
• It communicates a sense that your research will follow logically from what you have done and that it will be different, important, and innovative.
• It gives a context for your research interests—Why does your research matter? The so what?
• It combines your achievements and current work with the proposal for upcoming research.
• areas of specialty and expertise
• potential to get funding
• academic strengths and abilities
• compatibility with the department or school
• ability to think and communicate like a serious scholar and/or scientist

Formatting of Research Statements

The goal of the research statement is to introduce yourself to a search committee, which will probably contain scientists both in and outside your field, and get them excited about your research. To encourage people to read it:

• make it one or two pages, three at most
• use informative section headings and subheadings
• use bullets
• use an easily readable font size
• make the margins a reasonable size

Organization of Research Statements

Think of the overarching theme guiding your main research subject area. Write an essay that lays out:

• The main theme(s) and why it is important and what specific skills you use to attack the problem.
• A few specific examples of problems you have already solved with success to build credibility and inform people outside your field about what you do.
• A discussion of the future direction of your research. This section should be really exciting to people both in and outside your field. Don’t sell yourself short; if you think your research could lead to answers for big important questions, say so!
• A final paragraph that gives a good overall impression of your research.

Writing Research Statements

• Avoid jargon. Make sure that you describe your research in language that many people outside your specific subject area can understand. Ask people both in and outside your field to read it before you send your application. A search committee won’t get excited about something they can’t understand.
• Write as clearly, concisely, and concretely as you can.
• Keep it at a summary level; give more detail in the job talk.
• Ask others to proofread it. Be sure there are no spelling errors.
• Convince the search committee not only that you are knowledgeable, but that you are the right person to carry out the research.
• Include information that sets you apart (e.g., publication in  Science, Nature,  or a prestigious journal in your field).
• What excites you about your research? Sound fresh.
• Include preliminary results and how to build on results.
• Point out how current faculty may become future partners.
• Acknowledge the work of others.
• Use language that shows you are an independent researcher.
• BUT focus on your research work, not yourself.
• Include potential funding partners and industrial collaborations. Be creative!
• Provide a summary of your research.
• Put in background material to give the context/relevance/significance of your research.
• List major findings, outcomes, and implications.
• Describe both current and planned (future) research.
• Communicate a sense that your research will follow logically from what you have done and that it will be unique, significant, and innovative (and easy to fund).

Describe Your Future Goals or Research Plans

• Major problem(s) you want to focus on in your research.
• The problem’s relevance and significance to the field.
• Your specific goals for the next three to five years, including potential impact and outcomes.
• If you know what a particular agency funds, you can name the agency and briefly outline a proposal.
• Give broad enough goals so that if one area doesn’t get funded, you can pursue other research goals and funding.

Identify Potential Funding Sources

• Almost every institution wants to know whether you’ll be able to get external funding for research.
• Try to provide some possible sources of funding for the research, such as NIH, NSF, foundations, private agencies.
• Mention past funding, if appropriate.

Be Realistic

There is a delicate balance between a realistic research statement where you promise to work on problems you really think you can solve and over-reaching or dabbling in too many subject areas. Select an over-arching theme for your research statement and leave miscellaneous ideas or projects out. Everyone knows that you will work on more than what you mention in this statement.

Consider Also Preparing a Longer Version

• A longer version (five–15 pages) can be brought to your interview. (Check with your advisor to see if this is necessary.)
• You may be asked to describe research plans and budget in detail at the campus interview. Be prepared.
• Include laboratory needs (how much budget you need for equipment, how many grad assistants, etc.) to start up the research.

Samples of Research Statements

To find sample research statements with content specific to your discipline, search on the internet for your discipline + “Research Statement.”

• University of Pennsylvania Sample Research Statement
• Advice on writing a Research Statement (Plan) from the journal  Science

References: How to Cite and List Correctly

• First Online: 25 February 2021

Cite this chapter

• C. George Thomas 2  

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When we write an essay, research paper, thesis, or book, it is normal to include information from the work of others or support our arguments by reference to other published works. All such academic documents draw heavily on the ideas and findings of previous and current researchers available through various sources such as books, journals, theses, newspapers, magazines, government reports, or Internet sources. In all these cases, proper referencing is essential in order to ensure easy retrieval of information. Referencing is the name given to the method of showing and acknowledging the sources from which the author has obtained ideas or information.

Everything deep is also simple and can be reproduced simply as long as its reference to the whole truth is maintained. But what matters is not what is witty but what is true. Albert Schweitzer (1875–1965)

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Thomas, C.G. (2021). References: How to Cite and List Correctly. In: Research Methodology and Scientific Writing . Springer, Cham. https://doi.org/10.1007/978-3-030-64865-7_15

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Research Statements

The research statement is a critical document in academic and research applications, such as postdoctoral fellowships or faculty positions. It is a concise summary of your research background, current research activities, and future research goals. It serves as a tool to showcase the independent research you conduct, highlight your research agenda and goals, demonstrate your writing ability, and articulate potential funding opportunities you plan to pursue.

Printable Research Statement Guide

Length and Format

• 1-2 single-spaced pages (unless specified otherwise) • Adheres to the specific length and content requirements of each application

Audience and Context

• Write your research statement for an audience of professionals in your field. • Assume that the readers have a solid foundation in the subject matter.

Introduction

Begin with an introduction that contextualizes your work within your broader field. Discuss the larger questions your research addresses and the significance of those questions within the field.

Research Interests

Describe your specific research interests within the broader context. What questions or problems are you focused on, and why are they important?

Mention any academic publications, conference presentations, or collaborations resulting from your past research.

Incorporating your Research

This is an accordion element with a series of buttons that open and close related content panels.

Past Research

Provide a concise history of your past research. Discuss the initial questions you aimed to answer, the findings you obtained, and how your work contributed to the field.

Present Research

Discuss your ongoing research. What questions are you currently investigating, and what have you discovered so far? Explain how your current work connects to the broader academic discourse, and mention any forthcoming publications, conferences, or other professional activities. Include specific examples of your successes.

Future Research

Detail plans for future research. What questions do you intend to address next, and how do you plan to answer them? Explain how the institution and program to which you are applying can support your research goals. Discuss the potential implications of your future work.

Tie It All Together

Ensure your statement is logically connected, showing a progression in your research journey. Highlight the primary question or theme that has guided your academic career, its importance to the field, and how each stage of your work has contributed to addressing that question.

Your research statement should convey your motivation and passion for your work. Ultimately, a well-crafted research statement should demonstrate your expertise, potential contributions to the field, and compatibility with the academic institution to which you are applying. It should provide a clear and compelling narrative of your research journey and ambitions.

• USC Libraries
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Organizing Your Social Sciences Research Paper

• 11. Citing Sources
• Purpose of Guide
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• Reading Research Effectively
• Narrowing a Topic Idea
• Broadening a Topic Idea
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A citation is a formal reference to a published or unpublished source that you consulted and obtained information from while writing your research paper. It refers to a source of information that supports a factual statement, proposition, argument, or assertion or any quoted text obtained from a book, article, web site, or any other type of material . In-text citations are embedded within the body of your paper and use a shorthand notation style that refers to a complete description of the item at the end of the paper. Materials cited at the end of a paper may be listed under the heading References, Sources, Works Cited, or Bibliography. Rules on how to properly cite a source depends on the writing style manual your professor wants you to use for the class [e.g., APA, MLA, Chicago, Turabian, etc.]. Note that some disciplines have their own citation rules [e.g., law].

Citations: Overview. OASIS Writing Center, Walden University; Research and Citation. The Writing Lab and The OWL. Purdue University; Citing Sources. University Writing Center, Texas A&M University.

Reasons for Citing Your Sources

Reasons for Citing Sources in Your Research Paper

English scientist, Sir Isaac Newton, once wrote, "If I have seen further, it is by standing on the shoulders of giants.”* Citations support learning how to "see further" through processes of intellectual discovery, critical thinking, and applying a deliberate method of navigating through the scholarly landscape by tracking how cited works are propagated by scholars over time and the subsequent ways this leads to the devarication of new knowledge.

Listed below are specific reasons why citing sources is an important part of doing good research.

• Shows the reader where to find more information . Citations help readers expand their understanding and knowledge about the issues being investigated. One of the most effective strategies for locating authoritative, relevant sources about a research problem is to review materials cited in studies published by other authors. In this way, the sources you cite help the reader identify where to go to examine the topic in more depth and detail.
• Increases your credibility as an author . Citations to the words, ideas, and arguments of scholars demonstrates that you have conducted a thorough review of the literature and, therefore, you are reporting your research results or proposing recommended courses of action from an informed and critically engaged perspective. Your citations offer evidence that you effectively contemplated, evaluated, and synthesized sources of information in relation to your conceptualization of the research problem.
• Illustrates the non-linear and contested nature of knowledge creation . The sources you cite show the reader how you characterized the dynamics of prior knowledge creation relevant to the research problem and how you managed to effectively identify the contested relationships between problems and solutions proposed among scholars. Citations don't just list materials used in your study, they tell a story about how prior knowledge-making emerged from a constant state of creation, renewal, and transformation.
• Reinforces your arguments . Sources cited in your paper provide the evidence that readers need to determine that you properly addressed the “So What?” question. This refers to whether you considered the relevance and significance of the research problem, its implications applied to creating new knowledge, and its importance for improving practice. In this way, citations draw attention to and support the legitimacy and originality of your own ideas.
• Demonstrates that you "listened" to relevant conversations among scholars before joining in . Your citations tell the reader where you developed an understanding of the debates among scholars. They show how you educated yourself about ongoing conversations taking place within relevant communities of researchers before inserting your own ideas and arguments. In peer-reviewed scholarship, most of these conversations emerge within books, research reports, journal articles, and other cited works.
• Delineates alternative approaches to explaining the research problem . If you disagree with prior research assumptions or you believe that a topic has been understudied or you find that there is a gap in how scholars have understood a problem, your citations serve as the source materials from which to analyze and present an alternative viewpoint or to assert that a different course of action should be pursued. In short, the materials you cite serve as the means by which to argue persuasively against long-standing assumptions propagated in prior studies.
• Helps the reader understand contextual aspects of your research . Cited sources help readers understand the specific circumstances, conditions, and settings of the problem being investigated and, by extension, how your arguments can be fully understood and assessed. Citations place your line of reasoning within a specific contextualized framework based on how others have studied the problem and how you interpreted their findings in support of your overall research objectives.
• Frames the development of concepts and ideas within the literature . No topic in the social and behavioral sciences rests in isolation from research that has taken place in the past. Your citations help the reader understand the growth and transformation of the theoretical assumptions, key concepts, and systematic inquiries that emerged prior to your engagement with the research problem.
• Underscores what sources were most important to you . Your citations represent a set of choices made about what you determined to be the most important sources for understanding the topic. They not only list what you discovered, but why it matters and how the materials you chose to cite fit within the broader context of your research design and arguments. As part of an overall assessment of the study’s validity and reliability , the choices you make also helps the reader determine what research may have been excluded.
• Provides evidence of interdisciplinary thinking . An important principle of good research is to extend your review of the literature beyond the predominant disciplinary space where scholars have examined a topic. Citations provide evidence that you have integrated epistemological arguments, observations, and/or the methodological strategies from other disciplines into your paper, thereby demonstrating that you understand the complex, interconnected nature of contemporary research problems.
• Supports critical thinking and independent learning . Evaluating the authenticity, reliability, validity, and originality of prior research is an act of interpretation and introspective reasoning applied to assessing whether a source of information will contribute to understanding the problem in ways that are persuasive and align with your overall research objectives. Reviewing and citing prior studies represents a deliberate act of critically scrutinizing each source as part of your overall assessment of how scholars have confronted the research problem.
• Honors the achievements of others . As Susan Blum recently noted,** citations not only identify sources used, they acknowledge the achievements of scholars within the larger network of research about the topic. Citing sources is a normative act of professionalism within academe and a way to highlight and recognize the work of scholars who likely do not obtain any tangible benefits or monetary value from their research endeavors.

*Vernon. Jamie L. "On the Shoulder of Giants." American Scientist 105 (July-August 2017): 194.

**Blum, Susan D. "In Defense of the Morality of Citation.” Inside Higher Ed , January 29, 2024.

Aksnes, Dag W., Liv Langfeldt, and Paul Wouters. "Citations, Citation Indicators, and Research Quality: An Overview of Basic Concepts and Theories." Sage Open 9 (January-March 2019): https://doi.org/10.1177/2158244019829575; Blum, Susan Debra. My Word!: Plagiarism and College Culture . Ithaca, NY: Cornell University Press, 2009; Bretag, Tracey., editor. Handbook of Academic Integrity . Singapore: Springer Singapore, 2020; Ballenger, Bruce P. The Curious Researcher: A Guide to Writing Research Papers . 7th edition. Boston, MA: Pearson, 2012; D'Angelo, Barbara J. "Using Source Analysis to Promote Critical Thinking." Research Strategies 18 (Winter 2001): 303-309; Mauer, Barry and John Venecek. “Scholarship as Conversation.” Strategies for Conducting Literary Research, University of Central Florida, 2021; Why Cite? Poorvu Center for Teaching and Learning, Yale University; Citing Information. The Writing Center. University of North Carolina; Harvard Guide to Using Sources. Harvard College Writing Program. Harvard University; Newton, Philip. "Academic Integrity: A Quantitative Study of Confidence and Understanding in Students at the Start of Their Higher Education."  Assessment and Evaluation in Higher Education 41 (2016): 482-497; Referencing More Effectively. Academic Skills Centre. University of Canberra; Using Sources. Yale College Writing Center. Yale University; Vosburgh, Richard M. "Closing the Academic-practitioner Gap: Research Must Answer the “SO WHAT” Question." H uman Resource Management Review 32 (March 2022): 100633; When and Why to Cite Sources. Information Literacy Playlists, SUNY, Albany Libraries.

Structure and Writing Style

Referencing your sources means systematically showing what information or ideas you acquired from another author’s work, and identifying where that information come from . You must cite research in order to do research, but at the same time, you must delineate what are your original thoughts and ideas and what are the thoughts and ideas of others. Citations help achieve this. Procedures used to cite sources vary among different fields of study. If not outlined in your course syllabus or writing assignment, always speak with your professor about what writing style for citing sources should be used for the class because it is important to fully understand the citation style to be used in your paper, and to apply it consistently. If your professor defers and tells you to "choose whatever you want, just be consistent," then choose the citation style you are most familiar with or that is appropriate to your major [e.g., use Chicago style if its a history class; use APA if its an education course; use MLA if it is literature or a general writing course].

GENERAL GUIDELINES

1. Are there any reasons I should avoid referencing other people's work? No. If placed in the proper context, r eferencing other people's research is never an indication that your work is substandard or lacks originality. In fact, the opposite is true. If you write your paper without adequate references to previous studies, you are signaling to the reader that you are not familiar with the literature on the topic, thereby, undermining the validity of your study and your credibility as a researcher. Including references in academic writing is one of the most important ways to demonstrate your knowledge and understanding of how the research problem has been addressed. It is the intellectual packaging around which you present your thoughts and ideas to the reader.

2. What should I do if I find out that my great idea has already been studied by another researcher? It can be frustrating to come up with what you believe is a great topic only to find that it's already been thoroughly studied. However, do not become frustrated by this. You can acknowledge the prior research by writing in the text of your paper [see also Smith, 2002], then citing the complete source in your list of references. Use the discovery of prior studies as an opportunity to demonstrate the significance of the problem being investigated and, if applicable, as a means of delineating your analysis from those of others [e.g., the prior study is ten years old and doesn't take into account new variables]. Strategies for responding to prior research can include: stating how your study updates previous understandings about the topic, offering a new or different perspective, applying a different or innovative method of data gathering, and/or describing a new set of insights, guidelines, recommendations, best practices, or working solutions.

3. What should I do if I want to use an adapted version of someone else's work? You still must cite the original work. For example, maybe you are using a table of statistics from a journal article published in 1996 by author Smith, but you have altered or added new data to it. Reference the revised chart, such as, [adapted from Smith, 1996], then cite the complete source in your list of references. You can also use other terms in order to specify the exact relationship between the original source and the version you have presented, such as, "based on data from Smith [1996]...," or "summarized from Smith [1996]...." Citing the original source helps the reader locate where the information was first presented and under what context it was used as well as to evaluate how effectively you applied it to your own research.

4. What should I do if several authors have published very similar information or ideas? You can indicate that the idea or information can be found in the works of others by stating something similar to the following example: "Though many scholars have applied rational choice theory to understanding economic relations among nations [Smith, 1989; Jones, 1991; Johnson, 1994; Anderson, 2003], little attention has been given to applying the theory to examining the influence of non-governmental organizations in a globalized economy." If you only reference one author or only the most recent study, then your readers may assume that only one author has published on this topic, or more likely, they will conclude that you have not conducted a thorough literature review. Referencing all relevant authors of prior studies gives your readers a clear idea of the breadth of analysis you conducted in preparing to study the research problem. If there has been a significant number of prior studies on the topic, describe the most comprehensive and recent works because they will presumably discuss and reference the older studies. However, note in your review of the literature that there has been significant scholarship devoted to the topic so the reader knows that you are aware of the numerous prior studies.

5. What if I find exactly what I want to say in the writing of another researcher? In the social sciences, the rationale in duplicating prior research is generally governed by the passage of time, changing circumstances or conditions, or the emergence of variables that necessitate a new investigation . If someone else has recently conducted a thorough investigation of precisely the same research problem that you intend to study, then you likely will have to revise your topic, or at the very least, review this literature to identify something new to say about the problem. However, if it is someone else's particularly succinct expression, but it fits perfectly with what you are trying to say, then you can quote from the author directly, referencing the source. Identifying an author who has made the exact same point that you want to make can be an opportunity to add legitimacy to, as well as reinforce the significance of, the research problem you are investigating. The key is to build on that idea in new and innovative ways. If you are not sure how to do this, consult with a librarian .

6. Should I cite a source even if it was published long ago? Any source used in writing your paper should be cited, regardless of when it was written. However, in building a case for understanding prior research about your topic, it is generally true that you should focus on citing more recently published studies because they presumably have built upon the research of older studies. When referencing prior studies, use the research problem as your guide when considering what to cite. If a study from forty years ago investigated the same topic, it probably should be examined and considered in your list of references because the research may have been foundational or groundbreaking at the time, even if its findings are no longer relevant to current conditions or reflect current thinking [one way to determine if a study is foundational or groundbreaking is to examine how often it has been cited in recent studies using the "Cited by" feature of Google Scholar ]. However, if an older study only relates to the research problem tangentially or it has not been cited in recent studies, then it may be more appropriate to list it under further readings .

NOTE:   In any academic writing, you are required to identify which ideas, facts, thoughts, concepts, or declarative statements are yours and which are derived from the research of others. The only exception to this rule is information that is considered to be a commonly known fact [e.g., "George Washington was the first president of the United States"] or a statement that is self-evident [e.g., "Australia is a country in the Global South"]. Appreciate, however, that any "commonly known fact" is culturally constructed and shaped by social and aesthetical biases . If you are in doubt about whether or not a fact is considered to be widely understood knowledge, provide a supporting citation, or, ask your professor for clarification about how the statement should be cited.

Ballenger, Bruce P. The Curious Researcher: A Guide to Writing Research Papers . 7th edition. Boston, MA: Pearson, 2012; Blum, Susan Debra. My Word!: Plagiarism and College Culture . Ithaca, NY: Cornell University Press, 2009; Bretag, Tracey., editor. Handbook of Academic Integrity . Singapore: Springer Singapore, 2020; Carlock, Janine. Developing Information Literacy Skills: A Guide to Finding, Evaluating, and Citing Sources . Ann Arbor, MI: University of Michigan Press, 2020; Harvard Guide to Using Sources. Harvard College Writing Program. Harvard University; How to Cite Other Sources in Your Paper. The Structure, Format, Content, and Style of a Journal-Style Scientific Paper. Department of Biology. Bates College; Lunsford, Andrea A. and Robert Connors; The St. Martin's Handbook . New York: St. Martin's Press, 1989; Mills, Elizabeth Shown. Evidence Explained: Citing History Sources from Artifacts to Cyberspace . 3rd edition. Baltimore, MD: Genealogical Publishing Company, 2015; Research and Citation Resources. The Writing Lab and The OWL. Purdue University; Writing Tutorial Services, Center for Innovative Teaching and Learning. Indiana University; Why Cite? Poorvu Center for Teaching and Learning, Yale Univeraity.

Other Citation Research Guides

The following USC Libraries research guide can help you properly cite sources in your research paper:

• Citation Guide

The following USC Libraries research guide offers basic information on using images and media in research:

Listed below are particularly well-done and comprehensive websites that provide specific examples of how to cite sources under different style guidelines.

• Purdue University Online Writing Lab
• Southern Cross University Harvard Referencing Style
• University of Wisconsin Writing Center

This is a useful guide concerning how to properly cite images in your research paper.

• Colgate Visual Resources Library, Citing Images

This guide provides good information on the act of citation analysis, whereby you count the number of times a published work is cited by other works in order to measure the impact of a publication or author.

Measuring Your Impact: Impact Factor, Citation Analysis, and other Metrics: Citation Analysis [Sandy De Groote, University of Illinois, Chicago]

Automatic Citation Generators

The links below lead to systems where you can type in your information and have a citation compiled for you. Note that these systems are not foolproof so it is important that you verify that the citation is correct and check your spelling, capitalization, etc. However, they can be useful in creating basic types of citations, particularly for online sources.

• BibMe -- APA, MLA, Chicago, and Turabian styles
• DocsCite -- for citing government publications in APA or MLA formats
• EasyBib -- APA, MLA, and Chicago styles
• Son of Citation Machine -- APA, MLA, Chicago, and Turabian styles

NOTE:   Many companies that create the research databases the USC Libraries subscribe to, such as ProQuest , include built-in citation generators that help take the guesswork out of how to properly cite a work. When available, you should always utilize these features because they not only generate a citation to the source [e.g., a journal article], but include information about where you accessed the source [e.g., the database].

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How to Write a Research Statement

Last Updated: April 25, 2024 Fact Checked

This article was co-authored by Christopher Taylor, PhD . Christopher Taylor is an Adjunct Assistant Professor of English at Austin Community College in Texas. He received his PhD in English Literature and Medieval Studies from the University of Texas at Austin in 2014. There are 7 references cited in this article, which can be found at the bottom of the page. This article has been fact-checked, ensuring the accuracy of any cited facts and confirming the authority of its sources. This article has been viewed 65,064 times.

The research statement is a very common component of job applications in academia. The statement provides a summary of your research experience, interests, and agenda for reviewers to use to assess your candidacy for a position. Because the research statement introduces you as a researcher to the people reviewing your job application, it’s important to make the statement as impressive as possible. After you’ve planned out what you want to say, all you have to do is write your research statement with the right structure, style, and formatting!

Research Statement Outline and Example

Planning Your Research Statement

• For example, some of the major themes of your research might be slavery and race in the 18th century, the efficacy of cancer treatments, or the reproductive cycles of different species of crab.
• You may have several small questions that guide specific aspects of your research. Write all of these questions out, then see if you can formulate a broader question that encapsulates all of these smaller questions.

• For example, if your work is on x-ray technology, describe how your research has filled any knowledge gaps in your field, as well as how it could be applied to x-ray machines in hospitals.
• It’s important to be able to articulate why your research should matter to people who don’t study what you study to generate interest in your research outside your field. This is very helpful when you go to apply for grants for future research.

• Explain why these are the things you want to research next. Do your best to link your prior research to what you hope to study in the future. This will help give your reviewer a deeper sense of what motivates your research and why it matters.

• For example, if your research was historical and the documents you needed to answer your question didn’t exist, describe how you managed to pursue your research agenda using other types of documents.

• Some skills you might be able to highlight include experience working with digital archives, knowledge of a foreign language, or the ability to work collaboratively. When you're describing your skills, use specific, action-oriented words, rather than just personality traits. For example, you might write "speak Spanish" or "handled digital files."
• Don’t be modest about describing your skills. You want your research statement to impress whoever is reading it.

Structuring and Writing the Statement

• Because this section summarizes the rest of your research statement, you may want to write the executive summary after you’ve written the other sections first.
• Write your executive summary so that if the reviewer chooses to only read this section instead of your whole statement, they will still learn everything they need to know about you as an applicant.
• Make sure that you only include factual information that you can prove or demonstrate. Don't embellish or editorialize your experience to make it seem like it's more than it is.

• If you received a postdoctoral fellowship, describe your postdoc research in this section as well.
• If at all possible, include research in this section that goes beyond just your thesis or dissertation. Your application will be much stronger if reviewers see you as a researcher in a more general sense than as just a student.

• Again, as with the section on your graduate research, be sure to include a description of why this research matters and what relevant skills you bring to bear on it.
• If you’re still in graduate school, you can omit this section.

• Be realistic in describing your future research projects. Don’t describe potential projects or interests that are extremely different from your current projects. If all of your research to this point has been on the American civil war, future research projects in microbiology will sound very farfetched.

• For example, add a sentence that says “Dr. Jameson’s work on the study of slavery in colonial Georgia has served as an inspiration for my own work on slavery in South Carolina. I would welcome the opportunity to be able to collaborate with her on future research projects.”

• For example, if your research focuses on the history of Philadelphia, add a sentence to the paragraph on your future research projects that says, “I believe based on my work that I would be a very strong candidate to receive a Balch Fellowship from the Historical Society of Pennsylvania.”
• If you’ve received funding for your research in the past, mention this as well.

• Typically, your research statement should be about 1-2 pages long if you're applying for a humanities or social sciences position. For a position in psychology or the hard sciences, your research statement may be 3-4 pages long.
• Although you may think that having a longer research statement makes you seem more impressive, it’s more important that the reviewer actually read the statement. If it seems too long, they may just skip it, which will hurt your application.

Formatting and Editing

• For example, instead of saying, “This part of my research was super hard,” say, “I found this obstacle to be particularly challenging.”

• For example, if your research is primarily in anthropology, refrain from using phrases like “Gini coefficient” or “moiety.” Only use phrases that someone in a different field would probably be familiar with, such as “cultural construct,” “egalitarian,” or “social division.”
• If you have trusted friends or colleagues in fields other than your own, ask them to read your statement for you to make sure you don’t use any words or concepts that they can’t understand.

• For example, when describing your dissertation, say, “I hypothesized that…” When describing your future research projects, say, “I intend to…” or “My aim is to research…”

• At the same time, don’t make your font too big. If you write your research statement in a font larger than 12, you run the risk of appearing unprofessional.

• For instance, if you completed a postdoc, use subheadings in the section on previous research experience to delineate the research you did in graduate school and the research you did during your fellowship.

Expert Q&A

You might also like.

• ↑ https://owl.purdue.edu/owl/general_writing/graduate_school_applications/writing_a_research_statement.html
• ↑ https://www.cmu.edu/student-success/other-resources/handouts/comm-supp-pdfs/writing-research-statement.pdf
• ↑ https://postdocs.cornell.edu/research-statement
• ↑ https://gradschool.cornell.edu/academic-progress/pathways-to-success/prepare-for-your-career/take-action/research-statement/
• ↑ https://libguides.usc.edu/writingguide/executivesummary
• ↑ https://www.niu.edu/writingtutorial/style/formal-and-informal-style.shtml
• ↑ https://www.unr.edu/writing-speaking-center/student-resources/writing-speaking-resources/editing-and-proofreading-techniques

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The Professor Is In

Guidance for all things PhD: Graduate School, Job Market and Careers

Dr. Karen’s Rules of the Research Statement

By Karen Kelsky | September 16, 2016

We’ve looked at the Cover Letter and the CV  and the Teaching Statement .  Today we look at the Research Statement.

An expanded and updated version of this post can now be found in chapter  27 of my book, the professor is in: the essential guide to turning your ph.d. into a job ..

Today, at long last, and in response to popular demand, a post on the Research Statement.

I have, perhaps, procrastinated on blogging about the Research Statement because at some level I felt that the rules might be more variable on this document, particularly with regard to length.

But in truth, they really aren’t.

The RS should be be two pages long for any junior candidate in the humanities or soft social sciences.  Two pages allows for an elaboration of the research well beyond the summary in the cover letter that gives the search committee substantial information to work with. Those junior candidates in the hard sciences and fields like Psychology can have 3-4 page research statements.

I strongly urge all job-seekers to investigate the norms of their individual fields carefully, and follow the advice they receive on this matter from experts in their own fields.  Just never simply ASSUME that longer is better in an RS or in any job document.

By the way, the RS to which I refer here is the document sometimes requested as part of a basic job application.  This is NOT the “research proposal” required by specific fellowship or postdoc applications!   Those will specify a length, and should be written to follow the outline I describe in Dr. Karen’s Foolproof Grant Template .) They are a totally different genre of document; don’t confuse the two!

Anyway, back to the RS: there are undoubtedly a number of excellent reasons that people could give for writing a longer RS, based on thoroughness or detail or concerns for accuracy. And I would acknowledge those principles as valid ones.

But they would all come second to the single most important principle of all job market writing, in my view, which is the principle of search committee exhaustion.

Search committee members are exhausted, and they are overwhelmed and distracted. There simply is no bandwidth in their brains or their psyches to handle the amount of material they are required to read, when searches routinely garner between 300 and 1000 applications.

Anything that feels “long” is going to be resented just by virtue of its length. And resentment is categorically what you don’t want a search committee member feeling about your job application materials.

So, in short, the Research Statement, just like the Teaching Statement , needs to be one to two pages in length, single spaced.  And like the TS, it needs to be in 11 or 12 point font, and have decent one-inch margins.

What are the other rules? Here they are:

• Print the RS on regular printer paper. Do not use letterhead for this or the TS, and do not use any special high grade paper.
• Put your name and the words “Research Statement” centered at the top.
• If unsure how to structure, use a 5-paragraph model as follows:

[… edited… ] 

Here are some additional principles:

• A RS (like a TS) is not tailored to a school overtly. While you may subtly adjust your project descriptions to speak to a specific type of job, you do not refer to any job or department or application in the statement itself.
• Do not refer to any other job documents in the RS (ie, “As you can see from my CV, I have published extensively….”)
• As in all job documents, remain strictly at the level of the evidentiary. State what you did, what you concluded, what you published, and why it matters for your discipline, period. Do not editorialize or make grandiose claims (“this research is of critical importance to…”).
• Do not waste precious document real estate on what other scholars have NOT done. Never go negative. Stay entirely in the realm of what you did, not what others didn’t.
• Do not position yourself as “extending” or “adding to” or “building off of” or … [what follows is edited…]
• Do not refer to other faculty or scholars in the document. The work is your own. If you co-authored a piece…
• Do not refer to yourself as studying “under” anybody…
• Do not forget to articulate the core argument of your research. I am astounded at how often (probably in about 80% of client documents) I have to remind clients to …
• Give a sense of a publishing trajectory, moving from past to present…
• Make sure you are not coming across as a one-trick pony. The second major project must be clearly distinct …
• Use the active voice as much as possible, but beware a continual reliance on “I-Statements”, as I describe in this post, The Golden Rule of the Research Statement.

I will stop here. Readers, please feel free to add more in the comments.  I will add to this post as further refinements come to mind.

Similar Posts:

• This Christmas, Don’t Be Cheap
• The Dreaded Teaching Statement: Eight Pitfalls
• What is Evidence of Teaching Excellence?
• The Golden Rule of the Research Statement
• How Do I Address Search Committee Members?

Reader Interactions

August 30, 2012 at 12:38 pm

I am interested in applying for Ph.D programs in the UK and they ask for a Research Proposal…is this the same thing as a Research Statement?

August 30, 2012 at 12:59 pm

No, they are looking for what you might think of as a research protocol, so literally your background, literature review, hypotheses and methods. You would need to convey how this is a unique area of research that is novel and adds to the existing literature; they are assessing the novelty of your research and how you would conduct the study. PhD programs in the UK are heavily researched based; you would need to show that you could literally hit the ground running to do your PhD. A major difference is that UK PhD’s usually take 3-4 years full-time and this is stringently enforced. I have a PhD from the UK and there are obviously pros and cons compared to the US system but you need to be a confident researcher if you’re planning to take that route.

August 30, 2012 at 1:28 pm

No: a Research Proposal is intended as a pitch for a specific project, or the research programme you will undertake within a specific timeframe (such as a PhD or a post-doc). A Research Statement is used for applications for jobs and occasionally fellowships, and outlines the research you have *already* completed, and what you plan to pursue next. So your Research Statement will describe your doctoral thesis as a finished (or very nearly finished) product, and list the publications generated by your doctoral work and any subsequent projects.

August 30, 2012 at 2:12 pm

No, a research proposal is a description of what you would like to do for you PhD research. Essentially an outline of your expected PhD thesis (which can of course change later once you’ve been accepted and started working on your research) with a short lit review, an identification of a research gap that you plan to address and a brief outline of proposed methods.

August 30, 2012 at 12:46 pm

What about in the case where you are asked to provide a “Teaching and Research Statement” in addition to a statement of your teaching philosophy? I have gone for a one page statement which focuses on my research but links that to my teaching so as not to repeat too much from my philosophy or my cover letter. Any thoughts from others?

August 30, 2012 at 5:02 pm

I’m preparing a “Teaching and Research Statement” and have kept it at 2 pages (1 page for teaching and 1 for research). Do others think that’s OK? If it’s 1 page total, for both teaching and research, then how much could I really say? That’s so short, less room than a 2-page cover letter.

September 1, 2012 at 9:05 am

Yes, on occasions where jobs ask for that combined statement, I always work with clients to do a two page document, with one page devoted to each part.

September 20, 2017 at 10:09 am

Found the blog this week… I wish I found sooner!! Gongrats! One add-on question: in the case of a combined document, would you start with the RS and then TS, or it doesn’t make much difference?

September 21, 2017 at 9:56 am

I’d start with RS in general, but it would depend on the job – teaching-centric jobs would be the reverse.

September 16, 2021 at 7:13 pm

Hello, so glad I found your blog! The application I am putting together requests a statement of research philosophy, a teaching philosophy, and a combined research and teaching interests statement. In this case, would one page combined be sufficient with a much briefer review of interests in each area (given that so much more detail is available in the philosophy statements)?

August 30, 2012 at 1:21 pm

In my field in R1 jobs it is pretty rare that one is asked to prepare a research statement. This stuff does in the cover letter. Any insight into when one is asked for this?

August 30, 2012 at 1:27 pm

Field dependent, but as KK points out, you should have a research paragraph (or two) in your cover letter anyway…

August 30, 2012 at 1:26 pm

The above echoes my experience. One obvious caveat would be postdocs and such that either stipulate a longer statement length (the ol’ two page Fulbright IIE style), or suggest a wider range of material should be included.

August 30, 2012 at 2:50 pm

Thanks for the tips – a very useful post! How do these apply to postdoc applications?

– If the required length of the research statement is not stipulated, would one page also be sufficient for a postdoc application?

– Also, what is the convention for naming (with title) your advisor in the cover letter – should this also be avoided?

August 30, 2012 at 1:30 pm

In terms of the 5-paragraph model, where would you include subsequent projects, i.e if you are on your second or third post-doc. Do you give equal time/space to each project you have completed, or just the basic run-down and focus more on current or upcoming work?

August 30, 2012 at 3:46 pm

This is a good question. If you’re well beyond the diss, then you will use the “diss” para to describe your most important recent research, then at the end of that para or in the next one, indicate with a sentence or two the research that preceded it (demonstrating an organic connection between them if possible), with a major publication or two. And then from that, move to the next major project. So it’s a bit more of a zig zag, with the past sandwiched between (and subordinate to) the present and the future.

August 30, 2012 at 3:47 pm

Let me respond in a different way. if you are a senior scholar applying for an associate or full position, then your RS may certainly be longer than one page (although I’d cap it at two, myself). The one page rule applies most to those who are seeking their first or second assistant professor position.

August 30, 2012 at 4:10 pm

Where is the appropriate place to highlight (solo or lead-author) publications developed outside of your dissertation work? For example, a secondary area of inquiry that runs tangential to your core area of research.

September 1, 2012 at 9:08 am

That can get another paragraph. Now, this is tricky. If you have an *extensive* secondary body of work for whatever reason then in that case, you may be one of the people who can go onto two pages. This is rare—most job seekers just have their diss, its pubs, and a planned second project, and that can all go on one page. If you have a small body of secondary research, that can also still fit on one page. So the judgment call comes in knowing how much is “too much” to legitimately fit on one page. Questions like that are what people hire me for!

August 30, 2012 at 5:07 pm

I’m wondering about repeating myself. The 5-paragraph format for the research statement is very similar to the format for the cover letter. So should we more briefly discuss points we’ve fleshed out in the cover letter, to save the space for points that are not in the cover letter? Or is repeating the info in the research statement and cover letter OK/expected? (If you’re repeating yourself, then there’s the issue of figuring out X different ways to say the same thing.)

I answer this in another response, but basically you have the space here to go into far more detail about the scholarship itself—the methods, the theoretical orientation, a very brief and edited literature context, and a strong statement of contribution to the discipline. You can give chapter summaries of about one sentence each, and you can also describe the publications in a sentence or two (not possible in the job letter). And the biggest thing in the RS is the description of the second project. The cover letter devotes a very short paragraph to that, of approximately 2-3 sentences, but in the RS, it can get a full-sized paragraph.

January 21, 2020 at 1:11 pm

This is a very delayed response, but I’m hoping you still get the notification! I want to make sure that it’s appropriate to cite specific authors in describing the lit context. Thank you much!

August 30, 2012 at 7:30 pm

I struggle with para. 4 because I have 3 major post-diss projects in mind. 2 are off-shoots of the diss. material in the sense that they contribute to the same field as my diss. but look at very different aspects than my diss. covered. The 3rd project is a completely different trajectory with little-no connection to my diss. I fear it sounds “out of left field” as they say, but it’s my dream-project. So I’m not sure how to communicate all of these interests. Thoughts?

September 1, 2012 at 9:12 am

This is a huge question, and one that I’m going to edit the post to include. It is critical that no job seeker propose more than one next project. This may seem counter-intuitive. Surely, the more ideas I have, the more intellectually dynamic I look, right? Wrong. Anything above one major post-diss project makes you look scattered and at risk in your eventual tenure case. A tenure case requires a clear and linear trajectory from the diss, its pubs, to a second project, and its pubs.

Now, I hasten to add that this rule applies most firmly in the humanities and humanistically inclined social sciences. In the hard sciences, and experimental or lab-based social sciences, the rhythm of research and publishing is different and different rules might possibly apply, with a larger number of smaller-scale projects possible. But in book fields, you need to do one book…and then a second book…for tenure.

September 4, 2012 at 9:49 am

thanks Karen, I will keep this in mind

October 22, 2016 at 9:01 am

Do you know of a source for more information about this problem from the hard sciences and engineering perspective?

August 30, 2012 at 10:02 pm

In a research proposal (i.e., for a specific postdoc), what is the appropriate length of time for revising a dissertation for publication? My instinct is, for a 3-year program, to devote 2 years to revision/publication, and one year to the new research project. Is this too slow, too fast, too hot, too cold, or just right?

September 1, 2012 at 9:00 am

To my mind that is exactly right. However, I know of a major Ivy League 3-year fellowship that expects 3 years to be spent on the first book. I find that baffling. As a postdoc you have few teaching obligations and almost no committee/service work….why would it require three years to transform your diss to a book in that environment? This particular app does allow you to *optionally* propose a second project for the third year, and I recommend that all applicants do that.

August 30, 2012 at 10:07 pm

Karen, thanks for this and all of your other helpful posts. I’m a sociology phd student at a top department, and served on the hiring committee last year. Not a single applicant made it onto our short list (or even the “semifinalist” list of 30 candidates) with less than a 2 page research statement (and most were 2.5-3 pages). Maybe my institution is unique, or maybe they were poorly written and not as detailed as they could have been in one page. But I just wanted to share my experience for any sociologists reading this blog.

September 1, 2012 at 9:01 am

That’s interesting. That would seem to be fetishizing length qua length…. the work can be described in one page when the one page is well written.

September 4, 2012 at 7:45 am

I’m in a top psychology program, and I echo this– I have read many research statements for short-listed candidates in my department, and I have never seen a research statement shorter than two pages, and typically they are three or four.

September 5, 2012 at 10:27 am

I crowd sourced the question on FB and most responses said they favor a one page version. I suppose this could be a field specific thing. The humanities are def. one page. It strikes me that social sciences and psych in particular might be tending toward longer. I really wouldn’t recommend more than two though.

September 17, 2013 at 8:58 am

I am writing my own R.S. and have asked for copies from colleagues in both psychology and the life sciences. In all cases, the R.S. has been at least 4 pages. So, it doesn’t seem specific to just the social sciences. Maybe it’s a difference in the prestige of the universities, with R-1 preferring lengthier research statements, while liberal arts universities prefer a smaller research statement. Most candidates at R-1s also have lengthier C.V.s which would imply a longer R.S. no?

September 17, 2013 at 9:48 pm

October 15, 2013 at 8:17 pm

I’d seen a lot of recommendations online for RSs to have a hard limit of either one or two pages. When I asked my own (Education) professors about it, they said that two pages sounded short and that they’d seen everything from one page to ten pages but recommended keeping it no longer than 3-4. Right now mine is 2.5 pages.

August 30, 2012 at 10:24 pm

Thanks for this really helpful post! A few quick quick follow up questions that I’m sure may benefit others who have similar concerns. 1. As we situate our dissertation research within our fields (paragraph 2/3) does this mean we have license to use field-specific vocabulary or theoretical language? (as opposed to the cover letter, where we’re writing in a much more accessible voice?) 2. Also, many of the items in the 2nd, 3rd, and 4th paragraphs you suggest would seem to overlap quite extensively with the cover letter, making it hard to properly differentiate what goes where. For schools that require this statement, should we just strip down our cover letter and include some of these details in our research statement? Or, is there something I’m missing? And finally, 3. A bit of a mega-question, but what is the *point* of a research statement? Why do some schools have them? Understanding the reasons some departments request it would be helpful, especially in differentiating from the cover letter. Sincerely, Grad-student-on-the-market

September 1, 2012 at 8:58 am

Never strip down the cover letter. That is the document that opens the door for the reading of the other docs such as TS and RS. The distinction of the RS is that it can be more field-specific and far more detailed than what you can provide in the single para devoted to the research in the job letter. You can also situate the research vis-a-vis scholarship in the field (carefully and within limits, remembering the rules that the work described is YOUR OWN, and never to devote precious real estate to what OTHER PEOPLE have or have not done).

You can also briefly sketch the chapters of the dissertation as long as you give no more than about one sentence per chapter. One of the most tedious pitfalls of the RS is the exhaustive chapter-by-chapter description of the diss.

And re #3: that’s a great question. What IS the point? Basically, if the cover letter and CV open the door to your candidacy for the very first cut in a search comm member’s mind (say, from 500 to 100), then the RS gives more detailed indication that are a hard-hitting scholar with a sophisticated research program and a body of dense scholarship that will yield the publications you need for tenure, and also answer the question more clearly as to your fit for the job and for the department.

August 31, 2012 at 9:32 am

Is the Research statement the same as the diss abstract? My field seems to consistently ask for diss abstract and all the examples I have seen are two pages, with page one being a discussion of the project, it’s contributions, etc. and the second being ch descriptions.

August 31, 2012 at 12:05 pm

No, the diss abs. is an abstract of the diss! Common in English.

November 2, 2012 at 11:26 am

thanks for making this distinction. is there a length limit on the diss abstract?

September 1, 2012 at 12:08 pm

I’m in a STEM field and would disagree with limiting the RS to 1 page. Most research statements that I have seen (for searches at R1 schools) have been 2-3 pages. One aspect of this which may be different in STEM fields compared to social sciences/humanities is that in STEM you really should include between 1 and 3 figures in the research statement. We like data and we want to see yours. My research statements always included at least two figures – one from published work and one from a cool new result that wasn’t yet published (but was either in review or accepted but not in press, making it hard to scoop). Depending on the school I also sometimes included a picture of a cool method (it’s a pretty pic too) – that was typically done for SLAC apps where I was also making the point that I would be able to involve their students in that research. With figures that are actually readable, there is no way to get away with less than 2-3 pages for a research statement. Again I think this may be STEM specific but given how scientists read journals – most folks go straight to the figures and then later look at the text – this is probably a good tactic in those fields.

September 4, 2012 at 12:21 pm

I love the idea that a research statement could include figures. I’ve never seen one like this (I’m in biological anthropology) and have never thought this would be something that could be included.

September 5, 2012 at 10:25 am

In the hard sciences this is not uncommon.

September 1, 2012 at 4:33 pm

Forgive me for bringing up/asking the perhaps obvious. So no master’s thesis mention?

Also, you mention not providing two second projects. Would that still apply if one is far-away foreign, and the other local?

September 4, 2012 at 9:43 am

Another question on the MA – mine was empirical research published in a general science journal (Proc B) so I definitely need to mention it. But my question is whether I should explicitly say that this was my MA project?

I’m entering the job market ABD.

September 5, 2012 at 10:26 am

avoid framing yourself as a student, particularly MA.

September 4, 2012 at 9:32 am

I’d say, especially for humanities fields, the “baseline” of 1 page single-spaced that Karen mentions is correct. As she says in the post, there are obvious exceptions (STEM might want more, specific jobs might want more), but assuming 1 page without any other specific information is a good standard rule. In fact, from my own experience, 1 page generally works for any document that isn’t your vitae or your job letter.

The reason I say this is because you basically want to make a good impression pretty quickly. Job committees have limited time, and they are probably going to scan your document before deciding whether it is worth reading it in full. I’d also suggest reading up on document design, and making your documents easy to scan by putting in effective headers that give a powerful overall impression of your candidacy. You should also design those headers to lure your readers to look at your work more closely.

September 4, 2012 at 12:04 pm

I’m going through the process right now as an ABD, following advice from many quarters including TPII and a number of junior and senior faculty in top departments in my field. I have collected sample statements from 5 successful candidates and they are all in the 3-5 page range, closer to what the sociologist above describes. I have not seen a single statement at one page.

September 4, 2012 at 6:23 pm

When proposing future research, do you still recommend we avoid stating what others have NOT done? Can these types of statements, “yet others have not yet address xxx and yyy”, be helpful in justifying the need for our proposed topic?

It is always good to indicate, rather briskly, “in contrast to other work that has emphasized xxx…” or “no studies to date have examined xxxx.” What I am cautioning against is the very common temptation among young candidates to harp on and on about other scholars’ shortcomings, or how their diss topic is “badly understudied” (a phrase I’d give my right hand never to have to read again). Can the self-righteousness and just describe your work and its contribution.

September 7, 2012 at 12:54 pm

thanks for the post!

I had a question about not giving the sense that one is “extending” past work. As you say in this post: “Avoid the temptation to describe how you will “continue” or “extend” your previous research topics or approaches.”

In my case, my book will be comprised of about half new material and half dissertation research. “Extending” feels like an accurate word to describe the relationship between the diss and the book. Like, ‘Extending my diss research on xxx, the book offers new ways of thinking about issues yyy and zzz. …’

So is this the wrong way to describe the relationship between book and diss (even if it seems accurate?) What are *good* ways to talk about the relationship between the two when the book really does “build on” groundwork laid in the diss?

September 7, 2012 at 2:45 pm

This question actually requires a blog post on its own. There is a weird fixation among job seekers on the word ‘extend.” I don’t get it, and find it mystifying and irritating. Of course books or second projects will typically have some organic connection to the diss. But the insistence on saying that they “extend” the diss makes the DISS primary, and the new work secondary. But on the job market and in your career, the diss must NOT be primary. The diss is something a grad student writes. You are not applying to be a grad student. You are applying to be professor. So it’s the new material that should have primacy. Yet young job seekers are so myopically fixated on their diss that all they ever do is harp on and on about how every single damned thing they’re going to do next is basically a reworking of the diss material. Yuck! Who wants that?

As you can see, I am a bit reactive at this point…

September 7, 2012 at 2:53 pm

ok! I hear you saying that it is more about not giving the sense, throughout the letter, that the book is a mere “extension” of the dissertation, and that typically this word is overused by applicants and thus gives that impression. That makes sense. Personally, the sentence I noted above about is my only reference to the diss–the rest is all about the book and future project since I’m a postdoc and the diss is really in the past. 🙂 thanks!

September 15, 2012 at 7:19 pm

Thanks for the helpful guidelines, Karen!

How would you recommend shifting the focus of the paragraphs for those of us going on the market as postdocs? For me, I’ll have completed 2 years of a postdoc in Education, and so I have many new projects more relevant to my future research than my dissertation was. However, except for a few conference proceedings, I have no publications on my postdoc research yet. In fact, some of my proposed “new” research will be to continue what I began in my postdoctoc. Do hiring committees look down upon this?

Thanks for your advice!

September 22, 2012 at 5:58 am

Does anyone here know if this is an effective format for British Oxbridge postdocs as well? I’m finishing a UK PhD and pretty keen to stay in the country, and obviously these are madly competitive. I know my research is good, but the eternal question of how to make anything in the humanities sound important to other people, you know?

October 13, 2012 at 5:31 pm

Please tag this post so that it appears under the teaching and research statement category!

October 13, 2012 at 9:05 pm

October 29, 2012 at 4:38 pm

Karen: “Just never simply ASSUME that longer is better in an RS or in any job document”

Yours Truly: “Just never simply ASSUME that they are going to read what you write. Often they a long CV, RS, and list of publications to tick all the boxes and cover their backs.”

November 20, 2012 at 1:35 pm

If I consider teaching and curriculum development part of my research, is it okay to mention this in the RS–specifically if written for a university more focused on teaching than research? My assumption is that R1 schools would look down on this…?

November 20, 2012 at 2:56 pm

Unless you’re in the field of education, you can’t include teaching or curric. in a RS.

December 16, 2012 at 11:44 pm

Than you very much Karen. A valuable guide

December 31, 2012 at 7:37 pm

Does the rule of no more than one future project description apply to the field of developmental psychology?

*Please delete above post with my full name, I did not realize it would post

January 1, 2013 at 9:35 am

You would need to investigate that among your profs and colleagues. I don’t know the expectations of all fields well enough to advise.

September 18, 2013 at 4:10 pm

I wrote a research statement and asked a friend in my department look at it. She said I should include a paragraph on collaborative work I’ve done as well. The problem is that all of my “collaborative” work is really “assistance”. I do not want to frame myself as a graduate student, but I also see the value in highlighting my ability to produce scholarship with other people. Any thoughts on this, Karen or others?

September 27, 2013 at 8:37 pm

Many thanks! I searched through a tone of sites for samples and examples, but yours is the most helpful.

September 29, 2013 at 7:32 am

Does one use references and include a reference list in a research statement?

October 24, 2013 at 10:40 am

I’d like to know the answer to this question, too.

Karen’s advise (Do not refer to other faculty or scholars in the document. The work is your own. If you co-authored a piece, do not use the name of the co-author. Simply write, “I have a co-authored essay in the Journal of XXX.”) sounds like you shouldn’t, but I personally see more advantages (that’s what scholars are used to, you can reference one paper multiple times without much space, you give the full information of your papers) then disadvantages (mention other authors).

So some remarks on using reference lists/bibliographies would be really interesting.

October 11, 2013 at 2:17 pm

You mention that P4 should include: “A summary of the next research project, providing a topic, methods, a theoretical orientation, and brief statement of contribution to your field or fields.”

How specific do you need to get with that information? I want the review committees to see that I have good, viable ideas for future research, but at the same time I’m worried that by giving too many details my ideas are liable to get stolen…not to mention that more detail means a lot more space on the document and I’m already finding it really hard to keep it to 2 pages even just using pretty general info. All the example research statements from my field that I’m reading make generalized statements like, “This area of my research will focus on developing and characterizing the structure of smart multifunctional materials for infrastructure applications,” but that just doesn’t seem like enough…

Thanks for the advice! Your blog has been so valuable as I am preparing my application package. 🙂

October 24, 2013 at 8:52 am

Hi Karen, I am applying for a few Phd positions & programs around the world, and some programs ask for a research statement, some for a statement of purpose. I fell Ill during my master’s studies and it had impacted my studies to the point of taking a leave of absence(and is known by my referees). As I understand, I can mention that in a SOP, but not in a research statement. Is there anyway I can communicate to the admissions committee about my situation (within the scope of my application) ?

October 30, 2013 at 7:13 am

Hello, Karen, I am an old follower returning. In a research statement, do you give considerably less space to what is already published, books and articles, and much more space and detail to describe projects(s) in progress or about to be launched as research proposal applications?

October 31, 2013 at 7:32 am

I recommend balancing about half and half; in the case of very young/junior candidates, though, the previous/current stuff is going to far outweigh the future stuff.

November 6, 2013 at 12:32 am

I am applying to an R1 and part of the app package asks for a “statement of research interests”. it sounds self-evident, but this is different from a research statement, right? They are, in fact, wanting to know what my future research projects are, to ascertain if i am a good prospect, correct?

Many thanks, Karen and co.!!!

November 8, 2013 at 10:40 am

No. it’s the same thing.

November 8, 2013 at 2:35 pm

Hi, I am applying to graduate school, and some programs ask for a research statement. I have not done any independent research, but have worked in a lab under a postdoc for three years. As a undergrad, is it okay to refer to the postdoc by name and say that I was assisting? Should this be structured any differently than the model you gave above? Thanks!

January 20, 2014 at 5:02 am

I’m applying for a PhD scholarship and I’m required to write a research statement. Is there any different format for a PhD student to be or just follow the same as per above?

Thanks a lot!

February 7, 2014 at 10:58 am

Hi, Could you please let me know if it is proper to mention some of projects in a certain master course that one took? I asked this because I am applying for a position that almost there is not a direct relation between my master thesis and my prospective PhD supervisor’s research interests. Thank you in advance.

February 21, 2014 at 11:23 pm

If some of your research background was for a government agency and your results went to government documents and forms, are you allowed to include it in your research statement. For example, I am applying for a job that calls for a research statement in which I would be designing stream sampling plans and in the past I worked for state government designing and implementing SOPs for stream sampling and EPA reports. This experience is much more applicable to the job than my dissertation research is. In other words, is the RS more to show I can do research and think like a researcher or that I have done similar research in the past?

March 6, 2014 at 10:00 am

Hi, This post has been really helpful to me. I have a question about citations in a research statement. Should I cite relevant or seminal studies? Or is a research statement assumed to be written out of the authors own confidence, experience, and general knowledge of their field of study? If yes to citations, is there an optimal amount? Thank you!

April 26, 2014 at 11:01 am

I dont understand why I cannot name who I collaborated with, or worked with and claim complete ownership. Most of all disseration ideas comes out of a collaborative effort. Seems kinda lame to suddenly act like every idea is all mine without giving due credit.

April 26, 2014 at 12:00 pm

it’s not claiming ownership. It’s focusing on the work that YOU did as part of the project and not dispersing attention to other scholars, in this particular document.

April 28, 2014 at 10:09 am

I disagree. All of your recommendations are valid except for this one. In science and engineering, almost all dissertation work is collaborative; that’s how it works, either through industry applications, a reagent or mathematical technique, opportunity to apply theory to projects etc. Of course, the student has to compe up with the research questions and hypothesis and methodologies but it is very rare for one lab to have everything that the student needs in-house and even rarer for the work to be done in complete isolation (you don’t see that many two author papers in STEM fields these days). Including names of other people would actually be a good thing as it shows a willingness to interact and collaborate with a diverse set of people, picking up new skills and perspectives; this is how science is done these days. Of course the research thrust should be from the individual, but that is like a given.

October 26, 2014 at 8:00 pm

I am also in a STEM field, and all of my research has been collaborative to one degree or another. In my tenure-track applications last year, I mainly phrased my research statement to say that I work with YYY group on YYY, lead studies of ZZZ within the ZZZ Collaboration, and so on. I didn’t get any interviews.

This year I received some feedback from a new letter writer (and current collaborator), who thought that last year’s statement made it hard for outsiders to tell what specific ideas I had and what I specifically did about those ideas. When I rewrote my research statement to focus on those issues this year, I ended up with a stronger document that didn’t need to mention my collaborators at all — not because I tried to claim credit for everything, but because I wrote about my own contributions rather than the corporate identity.

Since jobs go to individuals and not corporations, I am strongly inclined to agree with Karen’s advice, even for STEM fields. In fact, it may be even more important for those of us with highly collaborative research to discuss our own contributions and leave our colleagues out of our research statements. The CV/publication list makes it clear that we interact and collaborate with others. The difficulty is to demonstrate what I actually did as author #13 (in alphabetical order) that makes me actually worth hiring.

April 29, 2014 at 5:03 am

Dear Karen, I am applying for a faculty position and have been asked to provide along with the usual CV and cover letter “Research Program Plan” and “Teaching philosophy”. Could you please or anyone inform me if the “Research Program Plan”is the same as the RS or a detailed research proposal? Additionally, should I include in the teaching philosophy an experience in my undergraduate that has shaped my teaching philosophy? Finally, should my TP include any courses ever taught or course proposals? Your candid response will be appreciated. Thanks

April 29, 2014 at 8:00 am

The RPP is the same as a RS. Please read all my posts on the Teaching Statement for more on that—do NOT include your undergrad experiences. Check out my column in Chronicle Vitae for more on that question–it’s the column on how to apply to a Small Liberal Arts College (SLAC) job.

July 16, 2014 at 3:39 am

Dear Karen, I am applying for a postdoc position in Spain and have been asked to provide along with CV and references, a “cover letter with a description of research accomplishments and statement of overall scientific goals and interests (approximately 1000 words)”. This messes up the usual structure I have in mind. What do you suggest? Two different files or a hybrid between them in one file? thanks

September 17, 2014 at 1:12 pm

Hi Dr. Karen,

I just wanted to say thanks for such an awesome article and the pointers.

Cheers Sajesh

October 13, 2014 at 4:15 pm

I am a bit confused about what a “statement of previous researc” looks like. Any insights?

October 14, 2014 at 12:59 pm

basically this RS doc, without anything about future research.

October 22, 2014 at 5:49 pm

I’m applying for a tenure track position in Strategic Management but my dissertation was on a topic related to my field, pharmaceuticals. How do I craft a RS if I really haven’t thought about future research in topics related to management but my teaching experience and work experience (line management) is directly related to management/leadership?

October 27, 2014 at 12:38 pm

Hi, Dr. Karen,

I’m applying for tenure-track positions in Computer Science. My current research focus (and for the last year and a half in my postdoc) has been in “data science”, primarily applied to biology; my dissertation work was in computational biology. I don’t want to focus on the biology aspect; I see this research being more broadly applicable. I also have significant industry experience from before my PhD; I spent 6 years doing work that was very relevant to this field of data science (in finance and in global trade), and I’d like to tie that industry work into my research statement. What do you think about this? Some have told me I should just talk about my postdoctoral research, while others have said the industry experience, since it’s very relevant, makes me a stronger candidate and I should tie it and my dissertation work into my postdoc and future research.

What are your thoughts? Thanks!

October 31, 2014 at 7:41 am

I am a young scholar in Communication. My research plan includes a description of past and current research projects (dissertation + 4 subsequent projects) and a description of short and long term projects (work in progress and three major research projects I want to undertake). I have been told this is not enough and I need more projects in my proposal. Only 2 pages for so many projects (including a detailed timeline) does not seem feasible.

November 3, 2014 at 7:50 pm

Dear Dr. Karen, First, let me thank you for your website. I’ve been reading it carefully the past few weeks, and I’ve found it very informative and helpful. I’m in something of a unique situation, so I’m not sure how to best make use of your advice on the RS, which seems aimed at newly minted PhDs. I have been in my current position, teaching at a community college, since 1997. During this time, I completed my doctorate (awarded in 2008). I taught abroad on a Fulbright scholarship in 2010-11, and during that time revised and expanded my dissertation for publication (this included contextual updates and one complete new chapter). I was fortunate enough to get a contract, and the book appeared in 2012; the paperback is coming out this month. Given my experiences, I want to make the move to a 4-year institution, if possible (I realize the odds are slim). A few of the ads I’m looking at are asking for a research statement. So, how do I best handle my circumstance in the RS? The dissertation and book are largely the same. Where should I provide the detailed description of my project and the chapter summaries (as you’ve recommended)? How can I avoid redundancies? Your advice is appreciated.

November 5, 2014 at 3:02 am

Dear Dr Karen,

I have read parts of your blog with great interest .. I need some advice.. if you have a research statement where one is combining two different streams of research, is this generally a good idea or would it be better to have a single stream? At the moment mine RS is nearly 4 pages (I have a short 3 page version of this).

Can you also give advice about an “academic plan” is this simply the 1-2 page “teaching statement”? Do yo have pointers/advice for this?

best regards,

November 9, 2014 at 10:50 am

Greetings Dr. Karen, hope this message finds you well.

I am applying for my first post-doc fresh out of my PhD. But I also did a Master’s prior to my PhD which resulted in publications and a thesis. That being said, do you think I should add my Master’s research to my research statement? I planned on putting it just above my PhD research. Thanks a lot 🙂

November 10, 2014 at 11:46 am

I’m wondering if it’s acceptable to mention personal qualities in an RS, such as being a collaborative worker or being able to acquire new skills rapidly (with concrete examples, that is). Normally I would put that in a cover letter, but it seems that cover letters are a thing of the past.

November 10, 2014 at 10:01 pm

No, that is not the place for that. Really, no part of the academic job application is the place for that.

November 19, 2014 at 6:47 am

Dear Karen, a special question… how do your rules above changing when writing a research statement for someone who has 4+years of AP experience and tons of research after dissertation?

Yours and other suggestions seem to be from the point of view of a grad/post-grad. Need some good insight/advise on how to to tailor a description of your research that spans many different threads and is perhaps quite a bit different from your dissertation.

November 26, 2014 at 9:51 pm

Dear Karen,

Thank you for this useful post. What about career goals? Does one mention those in the research statement or cover letter, if at all? For example, for NIH career development awards one has to write a one-page personal statement that includes career and research goals. The two are often aligned.

More specific, can /should one say things along the lines of: “My primary career goal is to become a successful independent investigator focused on xxx research.” or “I plan to secure a faculty position at a major university or research institute where I can engage in cutting edge research on xxx.”

Thank you for your insights.

Best regards,

November 27, 2014 at 9:19 am

This is more industry/business talk and not typical for academia. If you are articulating a complex research and teaching plan, it is UNDERSTOOD that you’re aiming for an academic career.

November 30, 2014 at 9:58 am

Dear Prof Karen Greeting, hope this greeting finds you well I have read this blog with great interest…In my opinion, writing teaching and research statements are very difficult than writing a PhD research… For your info that I have finished my PhD research with 17 publications in 2 years and 4 months and since that time (2 years)still writing my research statement and not finish yet..

November 30, 2014 at 10:13 pm

Thank you for your reply! Leaving this out will save me a lot of space. Best regards

January 14, 2015 at 11:17 am

I am applying for a grad program in engineering and the university requires me to write a research statement. I have no prior research experience nor have I thought about any topics for research. How do I approach this problem?

January 14, 2015 at 2:29 pm

I’m sorry, I don’t provide advice on applications to grad programs.

January 16, 2015 at 1:07 am

Okay, thank you.

January 23, 2015 at 11:33 pm

Hi, can I cite a reference in statement of research interests for a postdoctoral position? If so, do I include the reference of the citation at the bottom of the page? Also, do I title my statement of research interests page as ” statement of research interests”? Thank you.

February 4, 2015 at 10:18 am

I am applying for a 1 yr postdoc in the social science and humanities. The initial position is offered for one year with a possibility of renewal for up to one more year.

My plan is to use the postdoc opportunity to convert my dissertation into a book manuscript. I have a 2 yr plan which i believe is realistic. Roughly first yr review expand literature, reassess chapters, conduct addition interviews to build on insights. The second year would be analysis of data and writing and revising. How do I reduce this to a yr? Or do I propose it as a two yr endeavor?

February 5, 2015 at 9:39 am

to be blunt, you should skip the expanding of the literature, the reassessing, and the additional interviews. Things like this are what delay books. Transform your diss into a book mss with a one-year writing plan, and submit it for publication by the end of that year. Early in the year (or before you arrive) you send out proposals for advance contracts. This is what makes for a competitive postdoc app.

February 27, 2015 at 9:31 am

Thanks for your post. I am writing my RS with your comments as my reference. However, I have some concerns and wish you could offer some suggestions.

You mentioned that when writing RS, we should 1) Do not waste precious document real estate on what other scholars have NOT done. Never go negative. Stay entirely in the realm of what you did, not what others didn’t; and 2) Do not position yourself as “extending” or “adding to” or “building off of” or “continuing” or “applying” other work, either your own or others.

My doctoral thesis is to theoretically extend a theoretical model and empirically test it, which implies that the developer of the original model missed something to consider and I help do it. But if I take (1) and (2) into account. I may not be able to describe the rationale of my dissertation and further show the contribution.

In addition, (part of) my future directions is to increase the generalizability of the extended model, which means that I may apply it to my future research; and to discuss a potential issue in the extended model. However, if I take (2) into account, it seems that I cannot address it in the RS. Interesting enough, I found a number of model developers applied their developed theoretical models throughout the year with different research focuses and to validate the model. Should not such a way recommended to be addressed in the RS? Just a bit confused.

Would you please kindly help with the above? Thanks a lot.

March 4, 2015 at 2:16 pm

I am in public health and am a generalist so I have conduct research on a wide variety of topics. My masters thesis was on cesarean delivery guidelines and my dissertation is on the effect of legislation that bans certain breeds of dogs. I don’t want to pigeon hole myself into a specific topic area, but also don’t want to seem scattered. My research is all related, because it is on health systems or health policy, so I am trying to unify my RS with the theme of research that improves population health. Would you suggest that I list only my dissertation work and a future project that aligns with that, or should I also list my masters work and/or a separate project on a maternal and child theme?

March 11, 2015 at 6:19 pm

With regard to your recommendation to leave names of others out of the research statement, I am struggling with what to do for an edited volume with some *very* prominent contributors. I am the sole editor for the book, and I brought these contributors together. Should their names still be excluded from the research statement, or perhaps included elsewhere (perhaps in the cover letter or CV)?

Thank you for your very helpful postings.

March 12, 2015 at 7:20 pm

I find that many people overestimate the importance/prominence of the names and their value for any job doc. But if they include, like, Judith Butler and her ilk, then sure mention 1-2 such names in the RS.

July 7, 2015 at 12:51 pm

When applying for a faculty position (first job as assistant professor), would you recommend sharing the link of the applicant’s PhD dissertation thesis (if it is available online), if so where exactly?

Thank you very much for all the valuable information!

July 22, 2015 at 12:08 pm

Dear Karen –

I have a question for those out there encountering job openings for technical staff (like myself) with BS degrees requesting research statements. How do I write a RS based on this? Everything I’ve seen online has been geared towards RS for graduate programs or for those with newly minted PhDs.

August 14, 2015 at 6:19 pm

Dear Karen, Is there a difference between a “one page Research Plan” and a “Research Statement” ? Thank you for your generous advice through this blog.

August 29, 2015 at 8:39 pm

Thank you for the helpful posts. I am a postdoc applying for faculty positions, and they all ask something similar but different. It’s either a research statement, a statement of research interests, or a research plan. Do mean my previous research experience, what I plan to do, or both? A research statement sounds like a research summary, but I feel like I’m missing something. I appreciate any clarity you can bring on the subject.

September 2, 2015 at 9:22 am

Dear Dr. Karen, Some of the postdocs require to submit a C.V. and a list of publications. Does it mean that, for these particular applications, the C.V. should not include publications at all? Thanks!

September 2, 2015 at 9:49 pm

Sorry, just realized that had a wrong tab opened while typing the question.

September 24, 2015 at 10:01 pm

Hi Karen, This is a very helpful website indeed. I’ve been teaching university for 5 years (ever since finishing my PhD), and now am at a top 10 university (at least according to the QS rankings, if you put any stock in them). However, I’m applying for what I think is a better job for me at a research museum, one that would have me doing research and supervising grad students as well as doing outreach (something I’ve got piles of experience with). The application asks for a 2-page statement of scientific goals. I’m a little unclear as to how this differs from the research statement. Does it? If so, how? Thanks so much.

October 13, 2015 at 7:09 am

This was really helpful in writing a research statement. Thanks

November 11, 2015 at 1:17 pm

I see that some applications require a vision statement: “no longer than two pages, that outlines one or more major unsolved problems in their field and how they plan to address them.”. Any thoughts about the differences from a research statement?

January 14, 2016 at 7:28 am

How long should the research statement be if it has been requested as part of the cover letter?

May 20, 2016 at 8:24 am

Thank you very much for the very helpful advice, Karen!

I’m a final year PhD in psychology and applying for a postdoc now. The postdoc project seems very prescribed, to the extent that the announcement includes how many studies are planned to be conducted, what the broad hypotheses are and the broad theoretical background. Yet, the application involves an RS. What is the best way to frame a future research project here? Just tailor my diss to fit into the proposed postdoc topic?

July 1, 2016 at 3:10 pm

The place in this blog that should contain the 5-paragraph model doesn’t seem to be present. Instead I get a […]. Possibly a web configuration problem?

July 7, 2016 at 4:58 pm

Please read the para at the top of the post. This and a handful of other posts (about 5 in total) have been shortened so as not to overlap with the content of my book.

August 15, 2016 at 7:43 am

Thank you so much for your wonderful advice.

I have a question regarding the relationship between future research and the title of the position in question and how much overlap there should be between the two. Is it acceptable to propose research that is (this is history-based) from a slightly later/earlier period, or a slightly different geographical region than the position focuses on? Or is it better to align oneself entirely with the constraints of the position?

Many thanks!

August 23, 2016 at 9:46 am

I plan to limit my RS to two pages, but my career trajectory and publication record is a bit unusual. I’m a nationally regarded thirty-three year veteran high school teacher and recent postdoc (2013) from a top tier history department. I’ve been teaching alma mater’s most popular summer session course since 2014. It’s my mentor’s course, but he’ll be replaced with a tenured professor with an endowed chair upon retirement – as well he should. Cornell Press is “interested” in my diss, but…I’m currently revising the original proposal. I’ve also published as often in International Journal of Eating Disorders, Psychology of Women Quarterly and International of Alzheimer’s & Other Dementias as I have in The Journal of Urban History, Long Island Historical Journal and New York Irish History. I teach “the best and the brightest” at a socioeconomically and ethnically diverse public high school. I often publish with my adolescent students, so my scholarship is pretty eclectic. How, exactly, do I sell that to a hiring committee upon retirement from high school/transition to university teaching in June 2017?

September 12, 2016 at 6:29 pm

What is your take on using headings to organize the RS?

October 16, 2016 at 12:28 pm

I am up for tenure this year, and am applying for a tenured position at another school (mainly because I am trying to resolve a two-body problem). Given that I have been out of grad school for quite a while, have a book and many papers published, another book in progress, etc, should my tenure statement be longer than 1-2 pages? What would be a typical length for a mid-career statement?

October 17, 2016 at 1:14 pm

You can go onto a third page, if you’re on a second book.

October 19, 2016 at 4:08 pm

Hi Karen, I’m applying for tenure track jobs in English, and some applications ask for a research statement instead of a dissertation abstract, which is the more common of the two. I’ve been told that even if a dissertation abstract isn’t asked for, I should send one in with my application materials. If I’m asked for a research statement, do I still have to send a dissertation abstract as well? I’m a little worried about some overlap between the two (the obvious repetitions in contribution to the field, etc).

October 29, 2016 at 8:09 pm

I am being asked for a Scholarly Philosophy. Is this the same as a research statement? Are their any nuances of difference that I ought to attend to?

November 2, 2016 at 11:40 am

I’ve actuallynever heard that term. But I’d say it’s about the same as an RS, but perhaps with a bit more focus on wider contribution to the field.

November 8, 2016 at 10:55 am

Hello Karen,

I am a biologist on the market for a TT position (for more years than I would like to admit). I have always wondered whether including 1-2 figures or diagrams that help to illustrate your research plan would be helpful, and maybe even appreciated. I would like to know what you think.

We all know how overburdened search committees are. Pictures might help. Scientists are used to seeing such images in evaluating fellowship applications or grant proposals, why not research statements? I would think it would be a welcome change. So the potential benefit is you stand out and are more memorable, but you may also run the risk of alienating or offending someone, especially because this is uncommon.

Thanks for your posts and your book. I enjoy reading them.

November 10, 2016 at 9:53 am

Yes, in the sciences, diagrams are acceptable. It’s why science RSs are often 3-4 pages long. NOT in your cover letter of course.

January 12, 2017 at 11:56 am

Is it appropriate to put a date at the top or bottom of your statements?

August 4, 2017 at 5:32 am

I have been working as a fellow at a SLAC in the sciences and am directing undergraduate research that does not completely fit the mold of my usual work. Is it acceptable to mention these projects in the RS? Should I only mention ones that we will be trying to publish? Thanks

September 16, 2017 at 3:16 pm

Found some adjuncting this year after basically taking a year off last year. During that time, I was still working on getting material published from graduate school. This includes an article based on my dissertation. That articles is currently going through a revise and resubmit. The revise involves reframing and changing the names of important hypotheses. Do I discuss the work in my RS as it was discussed in my dissertation or talk about it as presented in this article yet to be expected for publication?

September 16, 2017 at 3:17 pm

accepted not expected

September 29, 2017 at 3:43 am

The part about not presenting your work as being better than other peoples’ is hard because constantly in your thesis you are setting up arguments like that! This is why my findings are interesting – because they are better than what other people did/found previously. The old paradigm was limited/wrong, hence my contribution is new/better. That is part of the academic writing genre! But I can see it will come across as much more mature if you downplay that in an application letter.

October 7, 2017 at 12:00 pm

Thanks for this great blog and the book!

I’m applying for a two-year postdoc. They say they want a “research statement,” but I really think they mean a proposal. This is short term, non-TT. I feel like the advice you give about “timeline, timeline, timeline!” is what will make this work better for this application.

Said otherwise, there is no time for a second project in this postdoc (or maybe you beg to differ?) Therefore it seems odd to talk about it.

October 7, 2017 at 2:11 pm

correct, they want a research proposal. Please read the chapters about that in my book. There is time in a two year postdoc to begin to launch a second project.

January 12, 2018 at 1:08 pm

I am just starting my higher education career. I only have my dissertation as published work. How do you suggest I handle to writing of my research statement given those circumstances?

August 27, 2019 at 6:26 am

Hi, I am a fresh PhD about to apply for my first job. I’ve been asked to write a scholarly agenda and am struggling to find what should be included in this. Any help would be great. The position is at a liberal arts college for a tenure track position in the biology department. Thanks

August 27, 2019 at 9:56 am

That would be the RS, and this blog post is about that. Also, check my book out, it has a chapter on this as well, updated from this post. If you need personal help, contact us at [email protected] to get on the calendar for editing help.

September 17, 2019 at 9:22 pm

Thank you for your excellent blog and book. I’m applying for a TT job where they don’t ask for a cover letter, but for a combined statement on research & teaching max 3p. In this case, do I still skip the letterhead and formal address? And what structure/format would you suggest?

Thank you in advance!

September 18, 2019 at 5:00 pm

if it’s truly not meant to be a letter, then don’t make it a letter! Just send a two page Rs and a one page TS nicely integrated into a single doc, with your name at the top.

December 23, 2019 at 6:23 am

Dear Karen, thank you for your wonderful advice here and in the book.I wonder regarding the the 1st para of the research statement. I have seen that many start by stating “I am a historian of X. My work focuses on Y in order to Z …

Is this what you mean by “A brief paragraph sketching the overarching theme and topic of your research,situating it disciplinarily”? would love to see an example of a good 1st para…

December 23, 2019 at 11:12 am

Lili, I provide examples to clients, so if you’d like to work with me, do email at [email protected] !

January 13, 2020 at 4:39 pm

I am just graduating as an undergrad and looking for entry-level research. Should I put something short on my interests if I do not have research experience, or is this section better to be left blank?

October 12, 2020 at 10:49 pm

Any differences with corona? I have two small ongoing projects related to covid. Other than that, I only have my thesis. Would mentioning these two projects be ‘too much’? They are not similar to each other: one has a clear logical link to my thesis, while the other is a new avenue that I want to pursue. They are not big enough to be my second project, but they are my current research. Should I mention them both? One? None?

January 6, 2022 at 11:51 am

Thank you for such detailed information! I searched on your site today in attempt to answer the question “what is a scholarly agenda,” and was pointed to this posting, which doesn’t seem correct, but I at least wanted to ask the question. Is the scholarly agenda a typical piece of writing for tenure processes? I’m about to go up for my three year review in a humanities-based tenure track position, where I am asked for one, and although I’ve written a draft, the university has no template, and in truth, I really don’t understand the aim of the scholarly agenda beyond the general idea of ‘where I want to be as a scholar and professor in three years.’ I’m looking for a blow-by-blow / paragraph-by-paragraph idea of how to structure the piece. I can’t find examples beyond law schools, which isn’t so helpful. Do you have any recommendations?

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Reference List: Common Reference List Examples

Article (with doi).

Alvarez, E., & Tippins, S. (2019). Socialization agents that Puerto Rican college students use to make financial decisions. Journal of Social Change , 11 (1), 75–85. https://doi.org/10.5590/JOSC.2019.11.1.07

Laplante, J. P., & Nolin, C. (2014). Consultas and socially responsible investing in Guatemala: A case study examining Maya perspectives on the Indigenous right to free, prior, and informed consent. Society & Natural Resources , 27 , 231–248. https://doi.org/10.1080/08941920.2013.861554

Use the DOI number for the source whenever one is available. DOI stands for "digital object identifier," a number specific to the article that can help others locate the source. In APA 7, format the DOI as a web address. Active hyperlinks for DOIs and URLs should be used for documents meant for screen reading. Present these hyperlinks in blue and underlined text (the default formatting in Microsoft Word), although plain black text is also acceptable. Be consistent in your formatting choice for DOIs and URLs throughout your reference list. Also see our Quick Answer FAQ, "Can I use the DOI format provided by library databases?"

Jerrentrup, A., Mueller, T., Glowalla, U., Herder, M., Henrichs, N., Neubauer, A., & Schaefer, J. R. (2018). Teaching medicine with the help of “Dr. House.” PLoS ONE , 13 (3), Article e0193972. https://doi.org/10.1371/journal.pone.0193972

For journal articles that are assigned article numbers rather than page ranges, include the article number in place of the page range.

For more on citing electronic resources, see  Electronic Sources References .

Article (Without DOI)

Found in a common academic research database or in print.

Casler , T. (2020). Improving the graduate nursing experience through support on a social media platform. MEDSURG Nursing , 29 (2), 83–87.

If an article does not have a DOI and you retrieved it from a common academic research database through the university library, there is no need to include any additional electronic retrieval information. The reference list entry looks like the entry for a print copy of the article. (This format differs from APA 6 guidelines that recommended including the URL of a journal's homepage when the DOI was not available.) Note that APA 7 has additional guidance on reference list entries for articles found only in specific databases or archives such as Cochrane Database of Systematic Reviews, UpToDate, ProQuest Dissertations and Theses Global, and university archives. See APA 7, Section 9.30 for more information.

Found on an Open Access Website

Eaton, T. V., & Akers, M. D. (2007). Whistleblowing and good governance. CPA Journal , 77 (6), 66–71. http://archives.cpajournal.com/2007/607/essentials/p58.htm

Provide the direct web address/URL to a journal article found on the open web, often on an open access journal's website. In APA 7, active hyperlinks for DOIs and URLs should be used for documents meant for screen reading. Present these hyperlinks in blue and underlined text (the default formatting in Microsoft Word), although plain black text is also acceptable. Be consistent in your formatting choice for DOIs and URLs throughout your reference list.

Weinstein, J. A. (2010).  Social change  (3rd ed.). Rowman & Littlefield.

If the book has an edition number, include it in parentheses after the title of the book. If the book does not list any edition information, do not include an edition number. The edition number is not italicized.

American Nurses Association. (2015). Nursing: Scope and standards of practice (3rd ed.).

If the author and publisher are the same, only include the author in its regular place and omit the publisher.

Lencioni, P. (2012). The advantage: Why organizational health trumps everything else in business . Jossey-Bass. https://amzn.to/343XPSJ

As a change from APA 6 to APA 7, it is no longer necessary to include the ebook format in the title. However, if you listened to an audiobook and the content differs from the text version (e.g., abridged content) or your discussion highlights elements of the audiobook (e.g., narrator's performance), then note that it is an audiobook in the title element in brackets. For ebooks and online audiobooks, also include the DOI number (if available) or nondatabase URL but leave out the electronic retrieval element if the ebook was found in a common academic research database, as with journal articles. APA 7 allows for the shortening of long DOIs and URLs, as shown in this example. See APA 7, Section 9.36 for more information.

Chapter in an Edited Book

Poe, M. (2017). Reframing race in teaching writing across the curriculum. In F. Condon & V. A. Young (Eds.), Performing antiracist pedagogy in rhetoric, writing, and communication (pp. 87–105). University Press of Colorado.

Include the page numbers of the chapter in parentheses after the book title.

Christensen, L. (2001). For my people: Celebrating community through poetry. In B. Bigelow, B. Harvey, S. Karp, & L. Miller (Eds.), Rethinking our classrooms: Teaching for equity and justice (Vol. 2, pp. 16–17). Rethinking Schools.

Also include the volume number or edition number in the parenthetical information after the book title when relevant.

Freud, S. (1961). The ego and the id. In J. Strachey (Ed.),  The standard edition of the complete psychological works of Sigmund Freud  (Vol. 19, pp. 3-66). Hogarth Press. (Original work published 1923)

When a text has been republished as part of an anthology collection, after the author’s name include the date of the version that was read. At the end of the entry, place the date of the original publication inside parenthesis along with the note “original work published.” For in-text citations of republished work, use both dates in the parenthetical citation, original date first with a slash separating the years, as in this example: Freud (1923/1961). For more information on reprinted or republished works, see APA 7, Sections 9.40-9.41.

Classroom Resources

Citing classroom resources.

If you need to cite content found in your online classroom, use the author (if there is one listed), the year of publication (if available), the title of the document, and the main URL of Walden classrooms. For example, you are citing study notes titled "Health Effects of Exposure to Forest Fires," but you do not know the author's name, your reference entry will look like this:

Health effects of exposure to forest fires [Lecture notes]. (2005). Walden University Canvas. https://waldenu.instructure.com

If you do know the author of the document, your reference will look like this:

Smith, A. (2005). Health effects of exposure to forest fires [PowerPoint slides]. Walden University Canvas. https://waldenu.instructure.com  

A few notes on citing course materials:

• [Lecture notes]
• [Course handout]
• [Study notes]
• It can be difficult to determine authorship of classroom documents. If an author is listed on the document, use that. If the resource is clearly a product of Walden (such as the course-based videos), use Walden University as the author. If you are unsure or if no author is indicated, place the title in the author spot, as above.
• If you cannot determine a date of publication, you can use n.d. (for "no date") in place of the year.

Note:  The web location for Walden course materials is not directly retrievable without a password, and therefore, following APA guidelines, use the main URL for the class sites: https://class.waldenu.edu.

Citing Tempo Classroom Resources

Clear author: 

Smith, A. (2005). Health effects of exposure to forest fires [PowerPoint slides]. Walden University Brightspace. https://mytempo.waldenu.edu

Unclear author:

Health effects of exposure to forest fires [Lecture notes]. (2005). Walden University Brightspace. https://mytempo.waldenu.edu

Conference Sessions and Presentations

Feinman, Y. (2018, July 27). Alternative to proctoring in introductory statistics community college courses [Poster presentation]. Walden University Research Symposium, Minneapolis, MN, United States. https://scholarworks.waldenu.edu/symposium2018/23/

Torgerson, K., Parrill, J., & Haas, A. (2019, April 5-9). Tutoring strategies for online students [Conference session]. The Higher Learning Commission Annual Conference, Chicago, IL, United States. http://onlinewritingcenters.org/scholarship/torgerson-parrill-haas-2019/

Dictionary Entry

Merriam-Webster. (n.d.). Leadership. In Merriam-Webster.com dictionary . Retrieved May 28, 2020, from https://www.merriam-webster.com/dictionary/leadership

When constructing a reference for an entry in a dictionary or other reference work that has no byline (i.e., no named individual authors), use the name of the group—the institution, company, or organization—as author (e.g., Merriam Webster, American Psychological Association, etc.). The name of the entry goes in the title position, followed by "In" and the italicized name of the reference work (e.g., Merriam-Webster.com dictionary , APA dictionary of psychology ). In this instance, APA 7 recommends including a retrieval date as well for this online source since the contents of the page change over time. End the reference entry with the specific URL for the defined word.

Discussion Board Post

Osborne, C. S. (2010, June 29). Re: Environmental responsibility [Discussion post]. Walden University Canvas.  https://waldenu.instructure.com  

Dissertations or Theses

Retrieved From a Database

Nalumango, K. (2019). Perceptions about the asylum-seeking process in the United States after 9/11 (Publication No. 13879844) [Doctoral dissertation, Walden University]. ProQuest Dissertations and Theses.

Retrieved From an Institutional or Personal Website

Evener. J. (2018). Organizational learning in libraries at for-profit colleges and universities [Doctoral dissertation, Walden University]. ScholarWorks. https://scholarworks.waldenu.edu/cgi/viewcontent.cgi?article=6606&context=dissertations

Unpublished Dissertation or Thesis

Kirwan, J. G. (2005). An experimental study of the effects of small-group, face-to-face facilitated dialogues on the development of self-actualization levels: A movement towards fully functional persons [Unpublished doctoral dissertation]. Saybrook Graduate School and Research Center.

For further examples and information, see APA 7, Section 10.6.

Legal Material

For legal references, APA follows the recommendations of The Bluebook: A Uniform System of Citation , so if you have any questions beyond the examples provided in APA, seek out that resource as well.

Court Decisions

Reference format:

Name v. Name, Volume Reporter Page (Court Date). URL

Sample reference entry:

Brown v. Board of Education, 347 U.S. 483 (1954). https://www.oyez.org/cases/1940-1955/347us483

Sample citation:

In Brown v. Board of Education (1954), the Supreme Court ruled racial segregation in schools unconstitutional.

Note: Italicize the case name when it appears in the text of your paper.

Name of Act, Title Source § Section Number (Year). URL

Sample reference entry for a federal statute:

Individuals With Disabilities Education Act, 20 U.S.C. § 1400 et seq. (2004). https://www.congress.gov/108/plaws/publ446/PLAW-108publ446.pdf

Sample reference entry for a state statute:

Minnesota Nurse Practice Act, Minn. Stat. §§ 148.171 et seq. (2019). https://www.revisor.mn.gov/statutes/cite/148.171

Sample citation: Minnesota nurses must maintain current registration in order to practice (Minnesota Nurse Practice Act, 2010).

Note: The § symbol stands for "section." Use §§ for sections (plural). To find this symbol in Microsoft Word, go to "Insert" and click on Symbol." Look in the Latin 1-Supplement subset. Note: U.S.C. stands for "United States Code." Note: The Latin abbreviation " et seq. " means "and what follows" and is used when the act includes the cited section and ones that follow. Note: List the chapter first followed by the section or range of sections.

Unenacted Bills and Resolutions

(Those that did not pass and become law)

Title [if there is one], bill or resolution number, xxx Cong. (year). URL

Sample reference entry for Senate bill:

Anti-Phishing Act, S. 472, 109th Cong. (2005). https://www.congress.gov/bill/109th-congress/senate-bill/472

Sample reference entry for House of Representatives resolution:

Anti-Phishing Act, H.R. 1099, 109th Cong. (2005). https://www.congress.gov/bill/109th-congress/house-bill/1099

The Anti-Phishing Act (2005) proposed up to 5 years prison time for people running Internet scams.

These are the three legal areas you may be most apt to cite in your scholarly work. For more examples and explanation, see APA 7, Chapter 11.

Magazine Article

Clay, R. (2008, June). Science vs. ideology: Psychologists fight back about the misuse of research. Monitor on Psychology , 39 (6). https://www.apa.org/monitor/2008/06/ideology

Note that for citations, include only the year: Clay (2008). For magazine articles retrieved from a common academic research database, leave out the URL. For magazine articles from an online news website that is not an online version of a print magazine, follow the format for a webpage reference list entry.

Newspaper Article (Retrieved Online)

Baker, A. (2014, May 7). Connecticut students show gains in national tests. New York Times . http://www.nytimes.com/2014/05/08/nyregion/national-assessment-of-educational-progress-results-in-Connecticut-and-New-Jersey.html

Include the full date in the format Year, Month Day. Do not include a retrieval date for periodical sources found on websites. Note that for citations, include only the year: Baker (2014). For newspaper articles retrieved from a common academic research database, leave out the URL. For newspaper articles from an online news website that is not an online version of a print newspaper, follow the format for a webpage reference list entry.

OASIS Resources

Oasis webpage.

OASIS. (n.d.). Common reference list examples . Walden University. https://academicguides.waldenu.edu/writingcenter/apa/references/examples

For all OASIS content, list OASIS as the author. Because OASIS webpages do not include publication dates, use “n.d.” for the year.

Interactive Guide

OASIS. (n.d.). Embrace iterative research and writing [Interactive guide]. Walden University. https://academics.waldenu.edu/oasis/iterative-research-writing-web

For OASIS multimedia resources, such as interactive guides, include a description of the resource in brackets after the title.

Online Video/Webcast

Walden University. (2013).  An overview of learning  [Video]. Walden University Canvas.  https://waldenu.instructure.com  

Use this format for online videos such as Walden videos in classrooms. Most of our classroom videos are produced by Walden University, which will be listed as the author in your reference and citation. Note: Some examples of audiovisual materials in the APA manual show the word “Producer” in parentheses after the producer/author area. In consultation with the editors of the APA manual, we have determined that parenthetical is not necessary for the videos in our courses. The manual itself is unclear on the matter, however, so either approach should be accepted. Note that the speaker in the video does not appear in the reference list entry, but you may want to mention that person in your text. For instance, if you are viewing a video where Tobias Ball is the speaker, you might write the following: Tobias Ball stated that APA guidelines ensure a consistent presentation of information in student papers (Walden University, 2013). For more information on citing the speaker in a video, see our page on Common Citation Errors .

Taylor, R. [taylorphd07]. (2014, February 27). Scales of measurement [Video]. YouTube. https://www.youtube.com/watch?v=PDsMUlexaMY

Walden University Academic Skills Center. (2020, April 15). One-way ANCOVA: Introduction [Video]. YouTube. https://youtu.be/_XnNDQ5CNW8

For videos from streaming sites, use the person or organization who uploaded the video in the author space to ensure retrievability, whether or not that person is the speaker in the video. A username can be provided in square brackets. As a change from APA 6 to APA 7, include the publisher after the title, and do not use "Retrieved from" before the URL. See APA 7, Section 10.12 for more information and examples.

See also reference list entry formats for TED Talks .

Technical and Research Reports

Edwards, C. (2015). Lighting levels for isolated intersections: Leading to safety improvements (Report No. MnDOT 2015-05). Center for Transportation Studies. http://www.cts.umn.edu/Publications/ResearchReports/reportdetail.html?id=2402

Technical and research reports by governmental agencies and other research institutions usually follow a different publication process than scholarly, peer-reviewed journals. However, they present original research and are often useful for research papers. Sometimes, researchers refer to these types of reports as gray literature , and white papers are a type of this literature. See APA 7, Section 10.4 for more information.

Reference list entires for TED Talks follow the usual guidelines for multimedia content found online. There are two common places to find TED talks online, with slightly different reference list entry formats for each.

TED Talk on the TED website

If you find the TED Talk on the TED website, follow the format for an online video on an organizational website:

Owusu-Kesse, K. (2020, June). 5 needs that any COVID-19 response should meet [Video]. TED Conferences. https://www.ted.com/talks/kwame_owusu_kesse_5_needs_that_any_covid_19_response_should_meet

The speaker is the author in the reference list entry if the video is posted on the TED website. For citations, use the speaker's surname.

TED Talk on YouTube

If you find the TED Talk on YouTube or another streaming video website, follow the usual format for streaming video sites:

TED. (2021, February 5). The shadow pandemic of domestic violence during COVID-19 | Kemi DaSilvalbru [Video]. YouTube. https://www.youtube.com/watch?v=PGdID_ICFII

TED is the author in the reference list entry if the video is posted on YouTube since it is the channel on which the video is posted. For citations, use TED as the author.

Walden University Course Catalog

To include the Walden course catalog in your reference list, use this format:

Walden University. (2020). 2019-2020 Walden University catalog . https://catalog.waldenu.edu/index.php

If you cite from a specific portion of the catalog in your paper, indicate the appropriate section and paragraph number in your text:

...which reflects the commitment to social change expressed in Walden University's mission statement (Walden University, 2020, Vision, Mission, and Goals section, para. 2).

And in the reference list:

Walden University. (2020). Vision, mission, and goals. In 2019-2020 Walden University catalog. https://catalog.waldenu.edu/content.php?catoid=172&navoid=59420&hl=vision&returnto=search

Vartan, S. (2018, January 30). Why vacations matter for your health . CNN. https://www.cnn.com/travel/article/why-vacations-matter/index.html

For webpages on the open web, include the author, date, webpage title, organization/site name, and URL. (There is a slight variation for online versions of print newspapers or magazines. For those sources, follow the models in the previous sections of this page.)

American Federation of Teachers. (n.d.). Community schools . http://www.aft.org/issues/schoolreform/commschools/index.cfm

If there is no specified author, then use the organization’s name as the author. In such a case, there is no need to repeat the organization's name after the title.

In APA 7, active hyperlinks for DOIs and URLs should be used for documents meant for screen reading. Present these hyperlinks in blue and underlined text (the default formatting in Microsoft Word), although plain black text is also acceptable. Be consistent in your formatting choice for DOIs and URLs throughout your reference list.

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Research statements for faculty job applications

The purpose of a research statement.

The main goal of a research statement is to walk the search committee through the evolution of your research, to highlight your research accomplishments, and to show where your research will be taking you next. To a certain extent, the next steps that you identify within your statement will also need to touch on how your research could benefit the institution to which you are applying. This might be in terms of grant money, faculty collaborations, involving students in your research, or developing new courses. Your CV will usually show a search committee where you have done your research, who your mentors have been, the titles of your various research projects, a list of your papers, and it may provide a very brief summary of what some of this research involves. However, there can be certain points of interest that a CV may not always address in enough detail.

• What got you interested in this research?
• What was the burning question that you set out to answer?
• What challenges did you encounter along the way, and how did you overcome these challenges?
• How can your research be applied?
• Why is your research important within your field?
• What direction will your research take you in next, and what new questions do you have?

While you may not have a good sense of where your research will ultimately lead you, you should have a sense of some of the possible destinations along the way. You want to be able to show a search committee that your research is moving forward and that you are moving forward along with it in terms of developing new skills and knowledge. Ultimately, your research statement should complement your cover letter, CV, and teaching philosophy to illustrate what makes you an ideal candidate for the job. The more clearly you can articulate the path your research has taken, and where it will take you in the future, the more convincing and interesting it will be to read.

Separate research statements are usually requested from researchers in engineering, social, physical, and life sciences, but can also be requested for researchers in the humanities. In many cases, however, the same information that is covered in the research statement is often integrated into the cover letter for many disciplines within the humanities and no separate research statement is requested within the job advertisement. Seek advice from current faculty and new hires about the conventions of your discipline if you are in doubt.

Timeline: Getting Started with your Research Statement

You can think of a research statement as having three distinct parts. The first part will focus on your past research, and can include the reasons you started your research, an explanation as to why the questions you originally asked are important in your field, and a summary some of the work you did to answer some of these early questions.

The middle part of the research statement focuses on your current research. How is this research different from previous work you have done, and what brought you to where you are today? You should still explain the questions you are trying to ask, and it is very important that you focus on some of the findings that you have (and cite some of the publications associated with these findings). In other words, do not talk about your research in abstract terms, make sure that you explain your actual results and findings (even if these may not be entirely complete when you are applying for faculty positions), and mention why these results are significant.

The final part of your research statement should build on the first two parts. Yes, you have asked good questions, and used good methods to find some answers, but how will you now use this foundation to take you into your future? Since you are hoping that your future will be at one of the institutions to which you are applying, you should provide some convincing reasons why your future research will be possible at each institution, and why it will be beneficial to that institution, or to the students at that institution.

While you are focusing on the past, present, and future or your research, and tailoring it to each institution, you should also think about the length of your statement and how detailed or specific you make the descriptions of your research. Think about who will be reading it. Will they all understand the jargon you are using? Are they experts in the subject, or experts in a range of related subjects? Can you go into very specific detail, or do you need to talk about your research in broader terms that make sense to people outside of your research field focusing on the common ground that might exist? Additionally, you should make sure that your future research plans differ from those of your PI or advisor, as you need to be seen as an independent researcher. Identify 4-5 specific aims that can be divided into short-term and long-term goals. You can give some idea of a 5-year research plan that includes the studies you want to perform, but also mention your long-term plans, so that the search committee knows that this is not a finite project.

Another important consideration when writing about your research is realizing that you do not perform research in a vacuum. When doing your research you may have worked within a team environment at some point, or sought out specific collaborations. You may have faced some serious challenges that required some creative problem-solving to overcome. While these aspects are not necessarily as important as your results and your papers or patents, they can help paint a picture of you as a well-rounded researcher who is likely to be successful in the future even if new problems arise, for example.

Follow these general steps to begin developing an effective research statement:

Step 1: Think about how and why you got started with your research. What motivated you to spend so much time on answering the questions you developed? If you can illustrate some of the enthusiasm you have for your subject, the search committee will likely assume that students and other faculty members will see this in you as well. People like to work with passionate and enthusiastic colleagues. Remember to focus on what you found, what questions you answered, and why your findings are significant. The research you completed in the past will have brought you to where you are today; also be sure to show how your research past and research present are connected. Explore some of the techniques and approaches you have successfully used in your research, and describe some of the challenges you overcame. What makes people interested in what you do, and how have you used your research as a tool for teaching or mentoring students? Integrating students into your research may be an important part of your future research at your target institutions. Conclude describing your current research by focusing on your findings, their importance, and what new questions they generate.

Step 2: Think about how you can tailor your research statement for each application. Familiarize yourself with the faculty at each institution, and explore the research that they have been performing. You should think about your future research in terms of the students at the institution. What opportunities can you imagine that would allow students to get involved in what you do to serve as a tool for teaching and training them, and to get them excited about your subject? Do not talk about your desire to work with graduate students if the institution only has undergraduates! You will also need to think about what equipment or resources that you might need to do your future research. Again, mention any resources that specific institutions have that you would be interested in utilizing (e.g., print materials, super electron microscopes, archived artwork). You can also mention what you hope to do with your current and future research in terms of publication (whether in journals or as a book), try to be as specific and honest as possible. Finally, be prepared to talk about how your future research can help bring in grants and other sources of funding, especially if you have a good track record of receiving awards and fellowships. Mention some grants that you know have been awarded to similar research, and state your intention to seek this type of funding.

Step 3: Ask faculty in your department if they are willing to share their own research statements with you. To a certain extent, there will be some subject-specific differences in what is expected from a research statement, and so it is always a good idea to see how others in your field have done it. You should try to draft your own research statement first before you review any statements shared with you. Your goal is to create a unique research statement that clearly highlights your abilities as a researcher.

Step 4: The research statement is typically a few (2-3) pages in length, depending on the number of images, illustrations, or graphs included.  Once you have completed the steps above, schedule an appointment with a career advisor to get feedback on your draft. You should also try to get faculty in your department to review your document if they are willing to do so.

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A cubic millimeter of brain tissue may not sound like much. But considering that that tiny square contains 57,000 cells, 230 millimeters of blood vessels, and 150 million synapses, all amounting to 1,400 terabytes of data, Harvard and Google researchers have just accomplished something stupendous.   

Led by Jeff Lichtman, the Jeremy R. Knowles Professor of Molecular and Cellular Biology and newly appointed dean of science , the Harvard team helped create the largest 3D brain reconstruction to date, showing in vivid detail each cell and its web of connections in a piece of temporal cortex about half the size of a rice grain.

Published in Science, the study is the latest development in a nearly 10-year collaboration with scientists at Google Research, combining Lichtman’s electron microscopy imaging with AI algorithms to color-code and reconstruct the extremely complex wiring of mammal brains. The paper’s three first co-authors are former Harvard postdoc Alexander Shapson-Coe, Michał Januszewski of Google Research, and Harvard postdoc Daniel Berger.

The ultimate goal, supported by the National Institutes of Health BRAIN Initiative , is to create a comprehensive, high-resolution map of a mouse’s neural wiring, which would entail about 1,000 times the amount of data the group just produced from the 1-cubic-millimeter fragment of human cortex.  

“The word ‘fragment’ is ironic,” Lichtman said. “A terabyte is, for most people, gigantic, yet a fragment of a human brain — just a minuscule, teeny-weeny little bit of human brain — is still thousands of terabytes.”  

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The latest map contains never-before-seen details of brain structure, including a rare but powerful set of axons connected by up to 50 synapses. The team also noted oddities in the tissue, such as a small number of axons that formed extensive whorls. Because the sample was taken from a patient with epilepsy, the researchers don’t know whether such formations are pathological or simply rare.

Lichtman’s field is connectomics, which seeks to create comprehensive catalogs of brain structure, down to individual cells. Such completed maps would unlock insights into brain function and disease, about which scientists still know very little.

Google’s state-of-the-art AI algorithms allow for reconstruction and mapping of brain tissue in three dimensions. The team has also developed a suite of publicly available tools researchers can use to examine and annotate the connectome.

“Given the enormous investment put into this project, it was important to present the results in a way that anybody else can now go and benefit from them,” said Google collaborator Viren Jain.

Next the team will tackle the mouse hippocampal formation, which is important to neuroscience for its role in memory and neurological disease.

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eTable 1.  ICD-10-CM Alcohol-Related Death Codes

eTable 2. Health Care Worker Groups and Constituent Occupations (Occupation Codes)

Data Sharing Statement

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Olfson M , Cosgrove CM , Wall MM , Blanco C. Alcohol-Related Deaths of US Health Care Workers. JAMA Netw Open. 2024;7(5):e2410248. doi:10.1001/jamanetworkopen.2024.10248

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Alcohol-Related Deaths of US Health Care Workers

• 1 Department of Psychiatry, College of Physicians and Surgeons, Columbia University and the New York State Psychiatric Institute, New York, New York
• 2 Census Bureau, Mortality Research Group, Suitland, Maryland
• 3 Division of Epidemiology, Services, and Prevention Research, National Institute on Drug Abuse, Rockville, Maryland

Despite an increase in alcohol-related deaths in the US over the last 2 decades, 1 , 2 little is known about alcohol-related mortality risks among physicians 3 and other health care workers. Compared with non–health care workers, health care workers have increased drug overdose death risks. 4 An occupational liability to substance use or to risks of painful injuries and access to controlled substances may explain these findings. Only the first hypothesis would contribute to an increased risk of alcohol-related mortality. We estimated risks for alcohol-related deaths among US health care workers compared with non–health care workers.

This cross-sectional study was deemed exempt from review and the need for informed consent by the institutional review board of the New York State Psychiatric Institute owing to the use of only deidentified data. We followed the STROBE reporting guideline.

The 2008 American Community Survey (ACS) was a cross-sectional, nationally representative survey of approximately 2.9 million addresses with a 97.9% response rate. Data were linked to National Death Index records from 2008 to 2019. 5 After excluding unemployed individuals and those younger than 26 years, the cohort included 1 838 000 individuals. Alcohol-related underlying or contributing causes of death were identified (eTable 1 in Supplement 1 ). Health care workers included (1) registered nurses, (2) support workers, (3) technicians, 4) social and behavioral workers, (5) other diagnosing or treating clinicians (eg, dentists), and (6) physicians (eTable 2 in Supplement 1 ). Event time was from ACS administration to alcohol-related death, death from other causes, or December 31, 2019, whichever came first, with follow-up between 11 and 12 years for participants still living.

Analyses were performed in SAS, version 9.4 (SAS Institute Inc). Unadjusted and age- and sex-standardized alcohol-related death rates per 100 000 person-years with 95% CIs were calculated (2-sided P  < .05 indicated statistical significance). Cox proportional hazards regression models estimated alcohol-related death hazard ratios for the 6 health care groups adjusted for age, sex, race and ethnicity, marital status, educational level, and income. Race and ethnicity were included as covariates given known disparities in alcohol-related deaths among US racial and ethnic groups. We applied ACS weights. 6

The median age of the overall cohort was 44 (IQR, 35-53) years; 47.7% were female and 52.3% were male. Group sociodemographic characteristics are presented in Table 1 . Unadjusted alcohol-related death rates per 100 000 person-years were significantly lower for each health care worker group than for non–health care workers. Following age and sex standardization, only physicians (4.2) and other diagnosing or treating clinicians (11.6) had significantly lower alcohol-related death rates than non–health care workers (18.1). Controlling for the other sociodemographic characteristics, alcohol-related mortality hazards did not significantly differ between each health care worker group and non–health care workers ( Table 2 ).

Compared with non–health care workers, health care workers, especially physicians, had lower crude alcohol-related death rates. Following sociodemographic adjustment, however, significant group differences were no longer observed.

When viewed in relation to elevated drug overdose death rates for some health care worker groups, 2 the alcohol-related mortality results suggest health care workers do not have a general underlying liability to substance-related deaths. Specific occupational factors, such as access to controlled medications, may pose drug overdose risks that do not extend to alcohol-related deaths. However, alcohol-related mortality represents an extreme end point and alcohol-related morbidity remains a common problem. Study limitations include termination of mortality data before the COVID-19 pandemic, misclassification of alcohol-related cause of death in death records, 1 absence of key alcohol-related risk factors such as personal or family history of alcohol use, and an inability to measure occupational transitions during the 11-year follow-up.

The risks of alcohol-related deaths among health care workers did not exceed those of non–health care workers. However, this finding does not diminish the importance of improving management of alcohol-related problems among health care workers. Future research should compare problematic alcohol use among health care worker groups during the COVID-19 and post–COVID-19 periods.

Accepted for Publication: March 7, 2024.

Published: May 8, 2024. doi:10.1001/jamanetworkopen.2024.10248

Open Access: This is an open access article distributed under the terms of the CC-BY License . © 2024 Olfson M et al. JAMA Network Open .

Corresponding Author: Mark Olfson, MD, MPH, Psychiatry & Epidemiology, Columbia University, 1051 Riverside Dr, New York, NY 10032 ( [email protected] ).

Author Contributions: Ms Cosgrove had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.

Concept and design: Olfson, Wall, Blanco.

Acquisition, analysis, or interpretation of data: Olfson, Cosgrove, Blanco.

Drafting of the manuscript: Olfson, Wall.

Critical review of the manuscript for important intellectual content: Olfson, Cosgrove, Blanco.

Statistical analysis: Cosgrove, Wall.

Administrative, technical, or material support: Olfson, Cosgrove.

Conflict of Interest Disclosures: None reported.

Funding/Support: This study was supported by interagency agreements of National Heart, Lung, and Blood Institute and National Institute on Aging with the US Census Bureau.

Role of the Funder/Sponsor: The funders had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.

Disclaimer: Any opinions and conclusions expressed herein are those of the authors and do not necessarily represent the views of the National Heart, Lung, and Blood Institute, the National Institute on Drug Abuse, or the US Census Bureau.

Data Sharing Statement: See Supplement 2 .

Additional Information: The Census Bureau has ensured appropriate access and use of confidential data and has reviewed these results for disclosure avoidance protection (Project 7532119: CBDRB-FY23-CES004-029 and CBDRB-FY23-CES004-031).

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Are Markups Driving the Ups and Downs of Inflation?

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FRBSF Economic Letter 2024-12 | May 13, 2024

How much impact have price markups for goods and services had on the recent surge and the subsequent decline of inflation? Since 2021, markups have risen substantially in a few industries such as motor vehicles and petroleum. However, aggregate markups—which are more relevant for overall inflation—have generally remained flat, in line with previous economic recoveries over the past three decades. These patterns suggest that markup fluctuations have not been a main driver of the ups and downs of inflation during the post-pandemic recovery.

In the recovery from the pandemic, U.S. inflation surged to a peak of over 7% in June 2022 and has since declined to 2.7% in March 2024, as measured by the 12-month change in the personal consumption expenditures (PCE) price index. What factors have been driving the ups and downs of inflation? Production costs are traditionally considered a main contributor, particularly costs stemming from fluctuations in demand for and supply of goods and services. As demand for their products rises, companies need to hire more workers and buy more intermediate goods, pushing up production costs. Supply chain disruptions can also push up the cost of production. Firms may pass on all or part of the cost increases to consumers by raising prices. Thus, an important theoretical linkage runs from cost increases to inflation. Likewise, decreases in costs should lead to disinflation.

Labor costs are an important factor of production costs and are often useful for gauging inflationary pressures. However, during the post-pandemic surge in inflation, nominal wages rose more slowly than prices, such that real labor costs were falling until early 2023. By contrast, disruptions to global supply chains pushed up intermediate goods costs, contributing to the surge in inflation (see, for example, Liu and Nguyen 2023). However, supply chains have more direct impacts on goods inflation than on services inflation, which also rose substantially.

In this Economic Letter , we consider another factor that might drive inflation fluctuations: changes in firms’ pricing power and markups. An increase in pricing power would be reflected in price-cost markups, leading to higher inflation; likewise, a decline in pricing power and markups could alleviate inflation pressures. We use industry-level measures of markups to trace their evolving impact on inflation during the current expansion. We find that markups rose substantially in some sectors, such as the motor vehicles industry. However, the aggregate markup across all sectors of the economy, which is more relevant for inflation, has stayed essentially flat during the post-pandemic recovery. This is broadly in line with patterns during previous business cycle recoveries. Overall, our analysis suggests that fluctuations in markups were not a main driver of the post-pandemic surge in inflation, nor of the recent disinflation that started in mid-2022.

Potential drivers of inflation: Production costs and markups

To support households and businesses during the pandemic, the Federal Reserve lowered the federal funds rate target to essentially zero, and the federal government provided large fiscal transfers and increased unemployment benefits. These policies boosted demand for goods and services, especially as the economy recovered from the depth of the pandemic.

The increase in overall demand, combined with supply shortages, boosted the costs of production, contributing to the surge in inflation during the post-pandemic recovery. Although labor costs account for a large part of firms’ total production costs, real labor costs were falling between early 2021 and mid-2022 such that the increases in prices outpaced those in nominal wages. This makes it unlikely that labor costs were driving the surge in inflation.

Instead, we focus on another potential alternative driver of inflation that resulted from firms’ ability to adjust prices, known as pricing power. As demand for goods surged early in the post-pandemic recovery, companies may have had a greater ability to raise their prices above their production costs, a gap known as markups. Following a sharp drop in spending at the height of the pandemic, people may have become eager to resume normal spending patterns and hence more tolerant to price increases than in the past. In fact, growth of nonfinancial corporate profits accelerated in the early part of the recovery (see Figure 1), suggesting that companies had increased pricing power. Some studies have pointed to the strong growth in nonfinancial corporate profits in 2021 as evidence that increased markups have contributed to inflation (see, for example, Weber and Wasmer 2023). However, the figure also shows that growth in corporate profits is typically volatile. Corporate profits tend to rise in the early stages of economic recoveries. Data for the current recovery show that the increase in corporate profits is not particularly pronounced compared with previous recoveries.

Figure 1 Profit growth for nonfinancial businesses

More importantly, corporate profits are an imperfect measure of a firm’s pricing power because several other factors can drive changes in profitability. For instance, much of the recent rise in corporate profits can be attributed to lower business taxes and higher subsidies from pandemic-related government support, as well as lower net interest payments due to monetary policy accommodation (Pallazzo 2023).

Instead of relying on profits as a measure of pricing power, we construct direct measures of markups based on standard economic models. Theory suggests that companies set prices as a markup over variable production costs, and that markup can be inferred from the share of a firm’s revenue spent on a given variable production factor, such as labor or intermediate goods. Over the period of data we use, we assume that the specific proportion of a company’s production costs going toward inputs does not change. If the share of a firm’s revenue used for inputs falls, it would imply a rise in the firm’s price-cost margin or markup. In our main analysis, we use industry-level data from the Bureau of Economic Analysis (BEA) to compute markups based on the share of revenue spent on intermediate inputs. Our results are similar if we instead use the share of revenue going toward labor costs.

We compare the evolution of markups to that of prices, as measured by the PCE price index, since the recovery from the pandemic. In constructing this price index, the BEA takes into account changes in product characteristics (for instance, size) that could otherwise bias the inflation measure by comparing the prices of inherently different products over time. Similarly, based upon standard economic theory, our markup measure implicitly captures changes in those characteristics (see, for example, Aghion et al. 2023).

The post-pandemic evolution of markups

We examine the evolution of markups in each industry since the third quarter of 2020, the start of the post-pandemic recovery. Figure 2 shows that some sectors, such as the motor vehicles and petroleum industries, experienced large cumulative increases in markups during the recovery. Markups also rose substantially in general merchandise, such as department stores, and for other services, such as repair and maintenance, personal care, and laundry services. Since the start of the expansion, markups in those industries rose by over 10%—comparable in size to the cumulative increases over the same period in the core PCE price index, which excludes volatile food and energy components. However, the surge in inflation through June 2022 was broad based, with prices also rising substantially outside of these sectors. Thus, understanding the importance of markups for driving inflation requires a macroeconomic perspective that examines the evolution of aggregate markups across all sectors of the economy.

Figure 2 Cumulative changes in markups for salient industries

The role of aggregate markups in the economy

To assess how much markup changes contribute to movements in inflation more broadly, we use our industry-level measurements to calculate an aggregate markup at the macroeconomic level. We aggregate the cumulative changes in industry markups, applying two different weighting methods, as displayed in Figure 3. In the first method (green line), we match our industry categories to the spending categories in the core PCE price index for ease of comparison; we then use the PCE weights for each category to compute the aggregate markup. Alternatively, we use each industry’s cost weights to compute the aggregate markup (blue line). Regardless of the weighting method, Figure 3 shows that aggregate markups have stayed essentially flat since the start of the recovery, while the core PCE price index (gray line) rose by more than 10%. Thus, changes in markups are not likely to be the main driver of inflation during the recovery, which aligns with results from Glover, Mustre-del-Río, and von Ende-Becker (2023) and Hornstein (2023) using different methodologies or data. Markups also have not played much of a role in the slowing of inflation since the summer of 2022.

Figure 3 Cumulative changes in aggregate markups and prices

Moreover, the path of aggregate markups over the past three years is not unusual compared with previous recoveries. Figure 4 shows the cumulative changes in aggregate markups since the start of the current recovery (dark blue line), alongside aggregate markups following the 1991 (green line), 2001 (yellow line), and 2008 (light blue line) recessions. Aggregate markups have stayed roughly constant throughout all four recoveries.

Figure 4 Cumulative changes of aggregate markups in recoveries

Firms’ pricing power may change over time, resulting in markup fluctuations. In this Letter , we examine whether increases in markups played an important role during the inflation surge between early 2021 and mid-2022 and if declines in markups have contributed to disinflation since then. Using industry-level data, we show that markups did rise substantially in a few important sectors, such as motor vehicles and petroleum products. However, aggregate markups—the more relevant measure for overall inflation—have stayed essentially flat since the start of the recovery. As such, rising markups have not been a main driver of the recent surge and subsequent decline in inflation during the current recovery.

Aghion, Philippe, Antonin Bergeaud, Timo Boppart, Peter J. Klenow, and Huiyu Li. 2023. “A Theory of Falling Growth and Rising Rents.”  Review of Economic Studies  90(6), pp.2,675-2,702.

Glover, Andrew, José Mustre-del-Río, and Alice von Ende-Becker. 2023. “ How Much Have Record Corporate Profits Contributed to Recent Inflation? ” FRB Kansas City Economic Review 108(1).

Hornstein, Andreas. 2023. “ Profits and Inflation in the Time of Covid .” FRB Richmond Economic Brief 23-38 (November).

Liu, Zheng, and Thuy Lan Nguyen. 2023. “ Global Supply Chain Pressures and U.S. Inflation .” FRBSF Economic Letter 2023-14 (June 20).

Palazzo, Berardino. 2023. “ Corporate Profits in the Aftermath of COVID-19 .” FEDS Notes , Federal Reserve Board of Governors, September 8.

Weber, Isabella M. and Evan Wasner. 2023. “Sellers’ Inflation, Profits and Conflict: Why Can Large Firms Hike Prices in an Emergency?” Review of Keynesian Economics 11(2), pp. 183-213.

Opinions expressed in FRBSF Economic Letter do not necessarily reflect the views of the management of the Federal Reserve Bank of San Francisco or of the Board of Governors of the Federal Reserve System. This publication is edited by Anita Todd and Karen Barnes. Permission to reprint portions of articles or whole articles must be obtained in writing. Please send editorial comments and requests for reprint permission to [email protected]