phd supervisor issues

Perhaps It’s Not You It’s Them: PhD Student-Supervisor Relationships

• First Online: 15 September 2022

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• Zoë J. Ayres 2  

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This chapter explores the PhD Student-Supervisor relationship, outlining the role of a PhD Supervisor, discussing relationship management, and how to recognise signs of bullying and harassment if they occur.

(Trigger Warnings: bullying, harassment, sexual harassment)

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Depending on your country of study a PhD Supervisor may be called the Principal Investigator (PI) or you PhD Supervisor, or PhD Advisor. For the purpose of this chapter I will use “Supervisor”, to mean the academic in charge of your PhD research.

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If you did not get this memo before starting your PhD, please do not worry. It is common for first-generation students to not get this information ahead of time.

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Ayres, Z.J. (2022). Perhaps It’s Not You It’s Them: PhD Student-Supervisor Relationships. In: Managing your Mental Health during your PhD. Springer, Cham. https://doi.org/10.1007/978-3-031-14194-2_9

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What Makes A Good PhD Supervisor?

• By Dr Harry Hothi
• August 12, 2020

A good PhD supervisor has a track record of supervising PhD students through to completion, has a strong publication record, is active in their research field, has sufficient time to provide adequate supervision, is genuinely interested in your project, can provide mentorship and has a supportive personality.

Introduction

The indicators that you’ll have the best chance of succeeding in your PhD project are multi-factorial. You’ll need to secure funding, find a research project that you’re interested in and is within your academic area of expertise, maybe even write your own research proposal, and find a good supervisor that will help guide you through PhD life.

As you research more into life as a doctoral student, you’ll appreciate that choosing a good supervisor is one of the most important factors that can influence the success of your project, and even If you complete your PhD at all. You need to find a good supervisory relationship with someone who has a genuine research interest in your project.

This page outlines the top qualities to look for as indicators of an ideal PhD supervisor. But before we get to that, we should be clear on precisely what the supervisor is there to do, and what they are not.

The Role of a PhD Supervisor

A PhD supervisor is there to guide you as you work through PhD life and help you make informed decisions about how you shape your PhD project. The key elements of their supervisory role include:

• To help ensure that you stay on schedule and maintain constant progress of your research so that you ultimately finish your PhD within your intended time frame, typically three to four years.
• To advise and guide you based on their knowledge and expertise in your subject area.
• To help you in the decision-making process as you design, prepare and execute your study design.
• To work with you as you analyse your raw data and begin to draw conclusions about key findings that are coming out of your research.
• To provide feedback and edits where necessary on your manuscripts and elements of your thesis writing.
• To encourage and motivate you and provide ongoing support as a mentor.
• To provide support at a human level, beyond just the academic challenges.

It’s important that you know from the outset what a supervisor isn’t there to do, so that your expectations of the PhDstudent-supervisor relationship are correct. A supervisor cannot and should not create your study design or tell you how you should run your experiments or help you write your thesis. Broadly speaking, you as a PhD student will create, develop and refine content for your thesis, and your supervisor will help you improve this content by providing you with continuous constructive feedback.

There’s a balance to be found here in what makes a good PhD supervisor, ranging from one extreme of providing very little support during a research project, to becoming too involved in the running of the project to the extent that it takes away from it being an independent body of work by the graduate student themselves. Ultimately, what makes a good supervisor is someone you can build a rapport with, who helps bring out the best in you to produce a well written, significant body of research that contributes novel findings to your subject area.

Read on to learn the key qualities you should consider when looking for a good PhD supervisor.

Qualities to Look For in A Good PhD Supervisor

1. a track record of successful phd student supervision.

A quick first check to gauge how good a prospective supervisor is is to find out how many students they’ve successfully supervised in the past; i.e. how many students have earned their PhD under their supervision. Ideally, you’d want to go one step further and find out:

• How many students they’ve supervised in total previously and of those, what percentage have gone onto gain their PhDs; however, this level of detail may not always be easy to find online. Most often though, a conversation with a potential supervisor and even their current or previous students should help you get an idea of this.
• What were the project titles and specifically the areas of research that they supervised on? Are these similar to your intended project or are they significantly different from the type of work performed in the academic’s lab in the past? Of the current students in the lab, are there any projects that could complement yours
• Did any of the previous PhD students publish the work of their doctoral research in peer-reviewed journals and present at conferences? It’s a great sign if they have, and in particular, if they’re named first authors in some or all of these publications.

This isn’t to say that a potential supervisor without a track record of PhD supervision is necessarily a bad fit, especially if the supervisor is relatively new to the position and is still establishing their research group. It is, however, reassuring if you know they have supervision experience in supporting students to successful PhD completion.

2. Is an Expert in their Field of Research

As a PhD candidate, you will want your supervisor to have a high level of research expertise within the field that your own research topic sits in. This expertise will be essential if they are to help guide you through your research and keep you on track to what is most novel and impactful to your research area.

Your supervisor doesn’t necessarily need to have all the answers to questions that arise in your specific PhD project, but should know enough to be able to have useful conversations about your research. It will be your responsibility to discover the answers to problems as they arise, and you should even expect to complete your PhD with a higher level of expertise about your project than your supervisor.

The best way to determine if your supervisor has the expertise to supervise you properly is to look at their publication track record. The things you need to look for are:

• How often do they publish papers in peer-reviewed journals, and are they still actively involved in new papers coming out in the research field?
• What type of journals have they published in? For example, are most papers in comparatively low impact factor journals, or do they have at least some in the ‘big’ journals within your field?
• How many citations do they have from their research? This can be a good indicator of the value that other researchgroups place on these publications; having 50 papers published that have been cited only 10 times may (but not always) suggest that this research is not directly relevant to the subject area or focus from other groups.
• How many co-authors has your potential supervisor published with? Many authors from different institutions is a good indicator of a vast collaborative professional network that could be useful to you.

There’re no hard metrics here as to how many papers or citations an individual needs to be considered an expert, and these numbers can vary considerably between different disciplines. Instead, it’s better to get a sense of where your potential supervisor’s track record sits in comparison to other researchers in the same field; remember that it would be unfair to directly compare the output of a new university lecturer with a well-established professor who has naturally led more research projects.

Equally, this exercise is a good way for you to better understand how interested your supervisor will be in your research; if you find that much of their research output is directly related to your PhD study, then it’s logical that your supervisor has a real interest here. While the opposite is not necessarily true, it’s understandable from a human perspective that a supervisor may be less interested in a project that doesn’t help to further their own research work, especially if they’re already very busy.

Two excellent resources to look up publications are Google Scholar and ResearchGate .

3. Has Enough Time to Provide Good PhD Supervision

This seems like an obvious point, but it’s worth emphasising: how smoothly your PhD goes and ultimately how successful it is, will largely be influenced by how much time your research supervisor has to provide guidance, constructive academic advice and mentorship. The fact that your supervisor is the world’s leading expert in your field becomes a moot point if they don’t have time to meet you.

A good PhD supervisor will take the time to meet with you regularly in person (ideally) or remotely and be reachable and responsive to questions as and when they arise (e.g. through email or video calling). As a student, you want to have a research environment where you know you can drop by your supervisors’ office for a quick chat, or that you’ll see them around the university regularly; chance encounters and corridor discussions are sometimes the most impactful when working through problems.

Unsurprisingly, however, most academics who are well-known experts in their field are also usually some of the busiest too. It’s common for established academic supervisors to have several commitments competing for their time. These can include teaching and supervising undergraduate students, masters students and post-docs, travelling to collaborator meetings or invited talks, managing the growth of their academic department or graduate school, sitting on advisory boards and writing grants for funding applications. Beware of the other obligations they may have and how this could impact your work relationship.

You’ll need to find a balance here to find a PhD supervisor who has the academic knowledge to support you, but also the time to do so; talking to their current and past students will help you get a sense of this. It’s also reassuring to know that your supervisor has a permanent position within your university and has no plans for a sabbatical during your time as a PhD researcher.

4. Is a Good Mentor with a Supportive Personality

A PhD project is an exercise in independently producing a substantial body of research work; the primary role of your supervisor should be to provide mentoring to help you achieve this. You want to have a supervisor with the necessary academic knowledge, but it is just as important to have a supportive supervisor who is actively willing and able to provide you constructive criticism on your work in a consistent manner. You’ll likely get a sense of their personality during your first few meetings with them when discussing your research proposal; if you feel there’s a disconnect between you as a PhD student and your potential supervisor at this stage, it’s better to decide on other options with different supervisors.

A good supervisor will help direct you towards the best outcomes in your PhD research when you reach crossroads. They will work with you to develop a structure for your thesis and encourage you to set deadlines to work to and push you to achieve these. A good mentor should be able to recognise when you need more support in a specific area, be it a technical academic hurdle or simply some guidance in developing efficient work patterns and routines, and have the communication skills to help you recognise and overcome them.

A good supervisor should share the same mindset as you about finishing your PhD within a reasonable time frame; in the UK this would be within three to four years as a full-time university student. Their encouragement should reflect this and (gently) push you to set and reach mini-milestones throughout your project to ensure you stay on track with progress. This is a great example of when a supportive personality and positive attitude is essential for you both to maintain a good professional relationship throughout a PhD. The ideal supervisor will bring out the best in you without becoming prescriptive in their guidance, allowing you the freedom to develop your own working style.

Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.

To sum up, the qualities you should look for in a good PhD supervisor are that they have a strong understanding of your research field, demonstrated by regular and impactful publications, have a proven track record of PhD supervision, have the time to support you, and will do so by providing mentorship rather than being a ‘boss’.

As a final point, if you’re considering a research career after you finish your PhD journey, get a sense of if there may any research opportunities to continue as a postdoc with the supervisor if you so wanted.

The title page of your dissertation or thesis conveys all the essential details about your project. This guide helps you format it in the correct way.

This post gives you the best questions to ask at a PhD interview, to help you work out if your potential supervisor and lab is a good fit for you.

The unit of analysis refers to the main parameter that you’re investigating in your research project or study.

Join thousands of other students and stay up to date with the latest PhD programmes, funding opportunities and advice.

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Self-plagiarism is when you try and pass off work that you’ve previously done as something that is completely new.

You’ll come across many academics with PhD, some using the title of Doctor and others using Professor. This blog post helps you understand the differences.

Prof Mair gained her PhD in cognitive neuroscience from Bournemouth University in 2004. She is now a consultant working with the fashion industry and published her book in 2018.

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Opportunities for ‘associate’ supervision, supervision as practice, a model for supervisory leadership, communicating your supervision principles, final thoughts, further reading, author information, a beginner’s guide to supervising a phd researcher.

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Kay Guccione , Rhoda Stefanatos; A beginner’s guide to supervising a PhD researcher. Biochem (Lond) 31 October 2023; 45 (5): 11–15. doi: https://doi.org/10.1042/bio_2023_140

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This beginner’s guide to supervision has been created for anyone who supports postgraduate researchers (PGRs) with any aspect of their research or the completion of their degree. The supervision of PGRs is a complex and time-consuming job, with a high degree of responsibility. Good supervision is a key component of PGR success and is vital to the health of our research as a nation as well as the health of our individual researchers. In the recent research literature, supervision has been shown to impact on PhD completion time, retention of students, their success, their perceptions of the value of the PhD, their mental health and well-being and their career choice. In acknowledgement, the UKRI statement of Expectations for Postgraduate Training states that “Research Organisations are expected to provide excellent standards of supervision, management and mentoring … ” and the UK’s Quality Assurance Agency states that therefore “Supervisors should be provided with sufficient time, support and opportunities to develop and maintain their supervisory practice”. Noting that “supervisors represent the most important external influence in the learning and development that occurs in students’ training” the International Union of Biochemistry and Molecular Biology’s Committee on Education details interpersonal responsibilities of the supervisor that cover the need to work as partners, see the student as a whole person, be aware of power imbalance and develop strategies for the resolution of relationship difficulties, as well as giving academic and career support.

Despite the life-shaping level of impact a supervisor has, learning to supervise well is not always a top priority for researchers in the often-intense early stages of building their career, and a great many supervisors find themselves having to learn to supervise in a hurry, as they take on their first formal responsibilities. With this in mind, please resist the temptation to save this article for ‘when problems arise’ – a proactive approach will help to avoid issues down the line. Those of you who are moving towards a future supervisor role may be tempted to bookmark this article for ‘when you are officially supervising’ – and so the point we would like to start by making is that if you are interacting with PGRs in the course of your work, you are already engaging with elements of supervisory practice. Supervision is not something you will switch on once you take a formal supervisor role, but a part of your practice that can and will develop. There is a great deal you can be learning, and indeed contributing to the PGR experience, long before your first ‘official’ (or first ‘challenging’) PhD student comes along. While we draw your attention here to several important areas of practice, this is not a guide that aims to simply hand you all the information you need to get started. Rather, it is intended to offer you some ideas to ignite your thinking about yourself and the experiences that have shaped you, about how you understand the role you play in ensuring successful doctoral completion and about your power and position, all of which influence how you react to and respond to others. An ill-considered approach may, after all, have lasting negative impact on your student.

The interpersonal nature of the job means that there is no single right way to supervise, and so creating your own personal blend of approaches is going to be important. What you choose to include in that blend will depend greatly on your own context, and your prior educational and workplace experiences. Consider your own educational journey to date, your family background and social context, your status and position, your personal values, what has challenged you, who has supported you and the privileges and power that you hold ( see here for a handy graphic to help you analyse these ). The cumulative effects of these factors and experiences have given you a filter through which you interpret your role and your purpose, as a supervisor.

Indulge us in a quick experiment. From your current perspective, how would you finish this sentence: The most important thing a supervisor can do is…. Now consider how you might have finished that sentence at the start of your PhD and the many thousands of ways it could have changed through the journey. Every PGR you encounter could finish this sentence differently, and it is good to be aware of that. Your own experience of being supervised will also tint and tone your supervision filter. There is a strong instinct to emulate what we have experienced as being ‘good supervision’, and to strongly reject what we perceive to be ‘bad supervision’. It’s easy to see how this approach can have limited effectiveness, for example if you and your supervisee’s perceptions of what constitutes ‘good supervision’ are very different. A clash in expectations can cause issues that persist through the PhD and influence your entire relationship

Thinking critically and systematically about how your personal experience influences your approach is important. Supplementing that, by engaging with a wide range of opportunities, resources and conversations is important in giving you the flexibility to be able to supervise across a wide range of people, situations and expectations.

So where to begin? As an ‘unofficial’ or, as we prefer to refer to it, an ‘associate’ supervisor, building up your experience and skills can be challenging. What activities to engage with, and what opportunities to support PGRs might be available to you? The answer will of course depend on your university, your department and the support and opportunities you have from specialist supervisor developers. We know not all universities (yet) offer the opportunity for research staff to be formally added to supervisory teams and so here we make suggestions that you can seek out or even create in your workplace, without formal supervisor status.

Day-to-day PGR support . The simplest form of associate supervision is found in the support, guidance, advice and training you offer to the PGRs that you share a workspace with. Welcoming new students, helping them adjust to the environment, rhythms and demands of the PhD and supporting them with research problem solving are all hugely valuable supervision work.

Creating collaborative spaces . Leading journal clubs, practice presentation sessions or writing groups, retreats or other peer-led support groups will give you opportunities to build specific knowledge of how PGRs learn to read critically, synthesize their reading and discuss their findings in line with the academic style and conventions of your discipline. As this is often a steep learning curve in the PhD, knowing how to support students in this will stand you in great stead.

Mentoring . Engaging with formal or informal opportunities to be a mentor will help you to sharpen your skills in how to deliver a powerful and meaningful conversation. Good-quality mentoring discussions can give PGRs an opportunity to make sense of their experiences, reset their expectations and remotivate themselves to get to the PhD finish-line. All incredibly useful elements of supervision.

Leading workshops . There may be opportunities to lead workshops as part of PGR induction week, research methods courses, research ethics or integrity workshops, skills development programmes or careers sessions. All will allow you to consider what PGRs need to know to succeed, and how you can best help them to do that learning.

Consider which of the aforementioned opportunities you are already doing, those that are available to you and those that are right for you – it’s not an ‘all or nothing’ approach so consider what is timely and sustainable for you. Decide what you might need to know, read, discuss or understand in order to perform those roles to the best of your ability. Below, we make some starter suggestions for ways to complement the experiential learning listed earlier, through engaging with a range of supervisor development activities and materials. Don’t forget that the Concordat to Support the Career Development of Researchers states that you are entitled to 10 days every year, to engage with professional learning and development, and this could be a perfect way to spend some of that time:

Read your institutional ‘PGR Code of Practice’, which sets out what PGRs can expect, what support they will receive and what they must agree to contribute and abide by. Perhaps your university also has a ‘statement of expectations for supervision’ type document too?

Understand the breadth of learning that supervisors should ensure takes place within a PhD by glancing at the UK’s national framework for PhD skills development, the Researcher Development Framework .

Read about the 10 areas of practice described by the UK Council for Graduate Education’s Good Supervisory Practice Framework and the accompanying Research Supervisor’s Bibliography.

Attend workshops and courses on supervision and join supervisor communities and conversations at your institution.

Read and subscribe to the Supervising PhDs Blog which publishes short, evidence-based articles, as quick 5-minute reads.

Observe experienced supervisors in practice. This can be done formally (by agreement, as a guest sitting in on a supervision meeting) or informally by observing interactions in your group, at conferences and in other shared spaces. Listen closely to what impact supervisors have on their PGRs and consider both supervisor and PGR perspectives.

Shadow formal processes. Associate supervisors can most commonly struggle with the opportunities to see the procedural checkpoints associated with PhD supervision. Arranging to support, deputize or shadow the supervisory team at PGR interviews, annual progress reviews and viva proceedings (where possible) can give you real insight into how to manage these tricky processes.

But before getting too immersed or overwhelmed in what is a vast wealth of supportive and enlightening material on PGR supervision, we would like to invite you to reflect on what opportunities to develop as a supervisor you are already engaged in and to offer you a framework for developing your supervisory practice.

Supervision is a practice . It is something you do, not merely something you are, and it is something you can learn and develop over time, not something that is innate. It’s helpful to recognize that you are continually learning from the experiences you have attained, and the further experiences, documents, advisory articles and training courses you will encounter. Supervision is commonly thought of as a research practice, in which we as the more experienced researcher advise the PGR, sharing the benefits of our knowledge of the subject area, of the research process and of the conventions and norms of our discipline. This process of socialization into the local and global research communities is important in creating a strong scientific identity.

Supervision should also be thought of as an educational practice because the PGR is learning from us, and in order to support them to gain their doctoral qualification, we deploy different ways of helping them learn. The learning in a PhD extends beyond the project or subject scope and includes knowledge of how to accrue skills and experiences that prepare them for a range of different future career options. A supervisor doesn’t have to be a careers advisor, but their support and open-mindedness to career exploration are greatly valued by those they supervise – especially since the vast majority of PhD graduates will find their long-term career success in roles beyond academic research and teaching.

Further, we would like to focus on the idea that good supervision must also be thought of as a leadership practice, as it is one through which we leverage our status and knowledge of the culture in which we work to show our PGRs how to operate successfully within the research environment and how to secure resources and opportunities. A good leader also holds the ability to relate to those they lead and to motivate and sustain them as they take on new responsibilities and challenges – highly relevant within a research degree context.

As you might already be imagining, these different ways of thinking about supervision and the different tasks they involve can overlap and intersect with each other.

Now you have had a chance to think about who you are and what you value as a supervisor, we present a leadership framework for thinking about what you do in practice as a supervisor. It is outdated to think of supervision as purely an academic pursuit, focused entirely on the task – the research project – yet many of the policy documents we encounter will naturally focus their attention on the formal processes and checkpoints of the doctorate. Emerging in the last decade, we have seen a welcome escalation of research literature and guidance related to the holistic and interpersonal aspects of supervision, working with the preferences, contexts, motivators, career aspirations and support needs of the individual supervisee.

What we want to emphasize ( Figure 1 ), with the aid of John Adair’s model of Action Centred Leadership (1973) is the often-neglected team aspect of supervision. We have selected Adair’s model to help to illustrate supervision in practice as, first, it highlights actions that we can take to lead effectively, rather than taking a more theoretical ‘leadership-style’ approach. Second, this model asks us to reflect on the balance we create between the different areas of practice, the task, the individual and the team, which can be a helpful framework for how to partition your time as a developing supervisor. It can also be a clue as to where you might seek training and development, for instance, if you spot areas on the model that you feel less confident with or less inclined towards.

Action Centred Supervisory Leadership.

Here are some ways in which you might consider your role in cultivating the team aspect of supervision, as a way of reducing uncertainty and stress for everyone involved and creating a cohesive and supportive culture for PGRs, and for yourself. Think about your ‘team’ in the broadest sense, not just those you supervise or manage, but across the entire research ecosystem around you:

The supervisory team . Most doctorates are now supervised by more than one supervisor. How can your team work together as a cohesive support crew for PGRs, rather than operating as a group of people with competing priorities and interests? How do you work in tandem with those with oversight of PGR matters, such as PGR Convenors and Deans.

Role clarity . This applies to defining the supervisory team roles, to student–supervisor roles and to student–student roles, where there are shared activities. Who takes responsibility for making progress in the PhD? Who takes action? Who makes decisions? What responsibilities are shared?

Values and behaviour . Does your team know what you value, and what you won’t stand for? What are the team rules on sustainable working hours, taking holidays and self-care. How do you expect your team to solve problems, admit mistakes and recognize their blind spots and learning needs? What kinds of interpersonal behaviour are and are not acceptable? What strategies do you have for resolving disagreements?

Cultivate collaboration . Expect people to work together and actively reduce comparison and competitiveness. Think beyond a ‘research collaboration’ and find regular spaces for peer-learning, team-working and group discussion. Think lab meetings, journal clubs, practice presentations and writing groups. Add online chat channels for rapid response peer support. How can these physical and online spaces take on a confidence-building supportive tone, rather than spotlighting one person?

Fairness, openness and equity between PGRs . Within your team how are you ensuring that opportunities come to everyone equally? What does an inclusive working practice look like to you? When decisions must be made, how are you communicating them?

Make introductions . Commonly, supervisors are the broker between PGRs and key people in your discipline and global research community. But think local too. Introduce your PGRs to the full support network including administrators, developers, funding specialists, librarians and finance teams. Help PGRs to navigate the organization and proactively find support.

Like your wider practice, how you bring these ideas together will be developed and informed by your own experience so far. The key success factor in all of the earlier points is that you are able to role model good practices yourself, not just require them of others. Your PGRs will be strongly influenced, not by what you say, but by what they see you do in reality.

Having now thought about your own supervision filter and how this interacts with your approach to the Action Centred Leadership model, you may be beginning to crystallize certain expectations, of yourself as a supervisor (now and in the future) and of the PGRs you will supervise. The idea of actively and explicitly ‘setting expectations’ with PGRs has in recent years become a mainstay of many supervisor development programmes and advice books. There are several common expectation-setting activity worksheets such as the one created by Anne Lee and the one created by Hugh Cairns (it would be interesting here to note whether you perceive that these linked resources are based more on the task, individual or team). These tools are designed to be used in the first weeks of the PhD to get off to a good start. However, we suggest that expectation setting can usefully begin before the PGR arrives, indeed before they are accepted on to the PhD programme. It is common for academics to list topics or projects they will supervise on their institutional web pages, so why not add how you will supervise and communicate the principles that govern your approach. When you interview potential PhD candidates, why not look beyond their academic achievements, and talk to them about what they are looking for in a supervisor?

We would like to thank you for reading this post and for committing your valuable time and energy to considering our points and to taking an intentional approach to supervision, an important academic responsibility and a vital underpinning of a good research culture. Don’t forget that while the PGRs you support as a supervisor at any stage will be very appreciative, not everyone will be aware of the level of effort and expertise you are contributing to your groups and departments. Documenting your contribution and your commitment to upholding good supervisory practice can be done on your CV, in job and promotion applications, in your annual performance and development reviews and even through formal professional recognition channels like the UKCGE Recognised (Associate) Supervisor Award. Having knowledge and awareness of the contribution you are making to upholding the standards set out by research funders and regulatory bodies will benefit you in funding applications and can also help you feed in to university conversations about the development opportunities staff need and the formal recognition and opportunities for supervision that we would like to see afforded to all levels of supervisors, who, after all, make a life-changing contribution to the career success and well-being of those they supervise.■

Adair, J. (1973) Action-centred leadership . McGraw-Hill, London.

Denicolo, P., Duke, D., and Reeves, J. (2019) Supervising to inspire doctoral researchers . Sage, London

Guerin, C. and Green, I. (2013). ‘“They’re the bosses”: feedback in team supervision’. J. Furt. High. Educ . 39 , 320–335. doi: 10.1080/0309877x.2013.831039

Robertson, M.J. (2017). Trust: The power that binds in team supervision of doctoral students. High. Educ. Res. Devel . 36 , 1463–1475. doi: 10.1080/07294360.2017.1325853

Wisker, G. (2012) The good supervisor: supervising postgraduate and undergraduate research for doctoral theses and dissertations . 2nd ed. Palgrave Macmillan, Basingstoke.

Web Resources

Supervising PhDs

UKCGE Good Supervisory Practice Framework .

Kay Guccione is Head of Research Culture & Researcher Development at the University of Glasgow, UK. She is a National Teaching Fellow, with research and practice specialisms in doctoral supervision, mentoring and community building for researchers. She is editor of the Supervising PhDs blog https://supervisingphds.wordpress.com/ . Email: [email protected] .

Rhoda Stefanatos is a Researcher Development Specialist at the University of Glasgow, UK. She leads the development of a wide range of opportunities, experiences and resources for research staff. She uses her rich experience as a researcher to inform her approach to empowering researchers to communicate, create and collaborate.

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What makes a good PhD supervisor? Top tips for managing the student-supervisor relationship.

Jan 8, 2020

When I started my PhD, the entire cohort of incoming students had an induction session in the university’s great hall. There were around 500 of us, from every department and every imaginable discipline. 

The induction itself was tedious, but there was one comment in particular that stood out immediately and stuck with me throughout my entire PhD journey. When a professor was asked in a Q&A what advice he would give incoming PhD students, he said to remember that, after your mother, your supervisor will be the most important person in your life.

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Now I’m at the other end of the PhD and I’ve graduated, I’ve got some advice of my own to add to his. You see, the professor overlooked something really important, and that is that, by the time we were sitting in the induction, we had already chosen our supervisors (or had them assigned, as in my case).  

Why should that matter? Primarily because whether or not your supervisor becomes the most important person in your life depends how good that supervisor actually is, how well they are executing their duties, and how well you are managing the student-supervisor relationship. 

In this guide, I want to dig in a little more into what makes a good supervisor, before discussing what they should and shouldn’t be doing, why you need to please them (and how you can go about doing so), and how to make the 

How to choose a PhD supervisor 

The most important piece of advice for someone about to embark on a PhD and looking for a potential supervisor is to actually make an effort to talk to them about your research proposal.

Now, for many, your potential supervisor may be someone you already know, such as a lecturer, Master’s dissertation supervisor or tutor. Or, it may be someone from your department who you don’t know so well, but whose work fits your research interests. 

In either case, chances are you’ve interacted with them in a teacher-student kind of relationship, where they lecture and you take notes. Well, when thinking about your PhD and their role as a potential supervisor, it’s time to put on a different hat and approach them as a peer. Email them or call them and schedule a phone call or face-to-face meeting to talk about your proposal and solicit their advice. Be explicit about wanting them to supervise you and tell them why. They won’t bite. In all likelihood, they’ll be flattered. 

Now, the same applies even if it’s someone you don’t know or have never interacted with (perhaps if it’s someone from a different university or country). Approach them, explain what you intend to do and tell them exactly why you think they should supervise you.  

As you ask these questions, you’ll get a pretty good idea of what to look for in a potential supervisor. For one, their research interests need to align with yours. The closer they align the better. But, more than that, you need to consider whether they have published in your field (and whether they’re continuing to do so).

Often, though, the more high-profile academics will already be supervising a number of students. Try, if you can, to get an idea of how many PhD students they are currently supervising. This will give you a good idea of whether they’ll have the time required to nurture your project over the years it will take you to complete it, or whether they’ll be stretched too thin. Also, look at how many students they have supervised in the past and how many of them completed successfully. This will give you a good insight into their experience and competence.  

Remember back to that advice I got on my first day: the person you’re choosing to supervise your study will become the most important person in your life, so you need to consider the personal dimension too. Do you actually get on with them? You’ll be spending a lot of time together, and some of it will be when you’re at your most vulnerable (such as when you’re stressed, under incredible pressure or breaking down as the PhD blues get the better of you). Do you think this person is someone with whom you can have a good, friendly relationship? Can you talk openly to them? Will they be there for you when you need them and, more importantly, will you be able to ask them to be?

Once you’ve considered all this, don’t be afraid to approach them at a conference, swing by their office, drop them an email or phone them and run your project by them. The worst they can do is say no, and if they do they’ll likely give you great feedback and advice that you can take to another potential supervisor. But they may just turn around and say yes, and if you’ve done your homework properly, you’ll have a great foundation from which to start your PhD-journey. They’ll also likely work with you to craft your draft proposal into something that is more likely to be accepted. 

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Use our free PhD Structure Template to quickly visualise every element of your thesis.

What is the role of a supervisor?

Think of your supervisor like a lawyer. They are there to advise you on the best course of action as you navigate your PhD journey, but ultimately, the decisions you make are yours and you’re accountable for the form and direction your PhD takes.

In other words: they advise, you decide. 

I appreciate that is vague, though. What do they advise on?

Primarily, their job is:

8. To a certain extent, they often provide emotional and pastoral support

How many of these jobs they actually do will vary from supervisor to supervisor. You have to remember that academics, particularly those that are well known in their field, are often extremely busy and in many cases overworked and underpaid. They may simply not have the time to do all the things they are supposed to. Or, it may be the case that they simply don’t need to because you already have a good handle on things. 

What does a supervisor not do?

Your supervisor is not there to design your research for you, or to plan, structure or write your thesis. Remember, they advise and you decide. It’s you that’s coming up with the ideas, the plans, the outlines and the chapters. It’s their job to feedback on them. Not the other way around.

Unlike at undergraduate or masters level, their job isn’t to teach you in the traditional sense, and you aren’t a student in the traditional sense either. The onus is on you to do the work and take the lead on your project. That means that if something isn’t clear, or you need help with, say, a chapter outline, it is up to you to solicit that advice from your supervisor or elsewhere. They won’t hold your hand and guide you unless you ask them to.

Having said that, their job isn’t to nanny you. At PhD level it is expected that you can work independently and can self-motivate. It is not your supervisor’s job to chase you for chapter drafts or to motivate you to work. If you don’t do the work when you’re supposed to then it’s your problem, not theirs.

It’s also not their job to proofread or edit your work. In fact, if you’re handing in drafts that contain substantial fluency or language issues (say, if you’re a non-native English speaker), it’s likely to annoy them, particularly if you’re doing so at the later stages of the PhD, because they’ll have to spend as much time focusing on how you’re writing as they do on what you’re writing.

More troubling would be if you explicitly ask them to correct or edit the language. They won’t do this and will take a dim view of being asked. Instead, hire a proofreader or ask a friend with good writing skills to take a read through and correct any obvious language errors (check the rules laid out by your university to see what a proofreader can and cannot do though. As with everything in your PhD, the onus is on you to do things properly).

What you need to do to please your supervisor

The lines between what your supervisor will and will not do for you are blurred, and come down in large part to how much they like you. That means you should pay attention to pleasing them, or at least not actively irritating them.

There are a few simple things you can do that will make their life easier and, with that, boost their opinion of you and their willingness to go beyond their prescribed role.

First, and by this stage you shouldn’t need to be told this, meet deadlines, submit work to them when you said you would, and turn up to your supervision meetings on time. If you meet the deadlines you’ve set, they’re more likely to return work quicker and spend more time reading it prior to doing so.

Wrapping up

Managed well, you too can ensure that your supervisor is the most important person in your life. And you want them to be. Those who succeed in their PhDs and in their early academic careers are those who had effective supervision and approached their supervisor as a mentor.

Things don’t always go according to plan, though, and sometimes even with the best will in the world, supervisors under-perform, create problems or, in more extreme cases, sabotage PhD projects. This can be for a variety of reasons, but it leaves students in a difficult position; in the student-supervisor relationship, the student is relatively powerless, particularly if the supervisor is well known and highly esteemed. If this is the case, when things don’t go well, raising concerns with relevant channels may prove ineffective, and may even create more problems. In these extreme cases, you’ll have to draw on levels of diplomacy and patience you may never have known you had.  

Hello, Doctor…

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10 comments.

I am very grateful for your interesting and valuable advice here. Thank you very much!

Thanks for the kind words.

Though my PhD journey is still in an infancy stage, i can’t thank you enough for the wisdom, motivation and upliftment shared….thank you, i earnestly appreciate it.

You’re very kind. It’s my aim to help others and make their lives easier than mine was when I was doing my PhD. To hear that it’s working fills me with a lot of joy.

I am grateful for this e-mail. I really appreciate and I have learnt a lot about how to build a fruitful relationship with my supervisor.

Thank you again for your notable contribution to our PhD journey.

You’re very welcome. Thanks for reading.

I’m looking to doing a PhD research and believe your service and material would be very useful. It am in the process of applying for a place at SOAS and hope to be offered the opportunity. I anticipation of this I’m currently investigating and making notes to all the support I’ll need. The challenge for me is I’ll be 69 years old in November and into my 70s in three years time, and would need all the support and encouragement available.

So wish me luck.

Thanks for the comment. What you bring with you is experience and expertise. That will serve you well as you go through the PhD journey. Good luck!

Thank you so much for the valuable advice. I really appreciate your motivation and guidance regarding the PhD journey. Iam a second year PhD student with the University of South Africa and l think your words of wisdom will help me to maintain a friendly relationship with my supervisor until graduation. I thank you

You’re very welcome. I’m glad you’re finding what we do here useful. Keep up the good work.

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PhD students: what to do if you don't work well with your supervisor

Supervisors can be enabling and supportive - but they can also be bullies. Gina Wisker offers advice on how to manage this sometimes tricky relationship

• PhD supervisor sadness: the empty nest
• Finishing your PhD thesis: 15 top tips from those in the know
• How to stay sane through a PhD: get survival tips from fellow students
• Five things successful PhD students refuse to do

Some PhD students have positive tales of supervisors who are good managers and become lifelong friends. Others, however, have horror stories. These are the supervisors who do not see students regularly, show little interest in their work, make unrealistic demands on their progress, don’t put them in touch with other students or networks, and provide harsh, confusing or no feedback.

Some PhD students say they never see their supervisor at all, so they just get on with the work themselves.

So, what’s the best way of managing this sometimes tricky relationship? There are three aspects to this: personal, learning and institutional.

Personal: set some ground rules

The supervisor/student relationship is both personal and professional. It can resemble negotiating with a variously supportive, controlling or critical parent (while they might have your best interests at heart, they can be hurtful in their comments or focused somewhere else. But it can also resemble managing a busy, intelligent, sometimes absent and sometimes demanding manager. They too want to get the research project completed but sometimes neither of you quite understand how to work together to do this effectively.

Sometimes students and supervisors simply don’t get on as people. Establishing ground rules about working together, regular supervision meetings, agendas and responsibilities right at the start helps ward off everyday breakdowns.

But some of the breakdowns are more serious, to do with working practices and making progress. Some supervisors give less attention to students who are apparently making good intellectual progress, while others are stressed and pass that on when a student doesn’t make progress.

There are darker stories of selfishness, power and meanness, where supervisors use their students to produce the supervisor’s work, take all the accolades for publications and results, and belittle student’s different approaches.

People in power can be enabling, supportive and developmental, and they can also be bullies . Some research , including my own, has looked at the emotional intelligence and the emotional boundary work involved, as well as how to pick up the pieces if the relationship goes wrong. Supervisors and students report being stressed, surprised, hurt and abandoned when this happens. The emotional breakdown can make both of you ill and prevents the research or writing continuing.

So getting good working practices established from the start, managing expectations and knowing the support structures of the university and its regulations are all important. Make sure there are agreed milestones to take stock of work and the working relationship so far, and make changes if needed.

Learning: ask the right question

Some breakdowns are blocks caused by lack of progress, or by too little or confusing feedback. Students should let the supervisor know they are stuck and ask for advice and guidance about next steps. This could be new experiments, further reading, discussing theoretical perspectives, unpicking confusing feedback for clarity, or finding or building groups with whom to share work.

Breakthrough learning or learning leaps can take place at different stages in the PhD journey, such as finding exactly the right question, seeing where your work is situated in the literature and how you make a contribution to the conversation of learning in your discipline. Asking your supervisor questions, and sharing ideas with other students can nudge this breakthrough in thinking, research and writing.

Institutional: don’t sit and suffer

Establishing ground rules and managed processes of working together and using the regulations and systems for structured, regular progress meetings will help.

You do not need to endure problems with a supervisor, suffer in your work and worry endlessly about what to do next. There is often a director of research or postgraduate student leader you can talk to about issues, and they may offer structured ways forward to deal with problems, including a form of arbitration between supervisor and student, or the further use of other supervisory team members. Do use these – don’t sit and suffer.

If you switch supervisor too often, it will seem to be a problem. Other supervisors may not want to take you on. We all see relationship difficulties from different angles, you need to be clear about the problems, work to fix them offering suggestions about what would work for you in the future.

Develop mutual sensitivity

The supervisor/PhD student relationship can be one of lifelong intellectual friendship, or one of problems that you learn to manage – but mutual sensitivity about working patterns and the emotions tied up with intellectual work is the best basis for good supervisor-student relationships.

Gina Wisker is professor of higher education and contemporary literature and head of the centre for learning and teaching at the University of Brighton.

Enter the Guardian university awards 2015 and join the higher education network for more comment, analysis and job opportunities, direct to your inbox. Follow us on Twitter @gdnhighered .

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‘You have to suffer for your PhD’: poor mental health among doctoral researchers – new research

Lecturer in Social Sciences, University of Westminster

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Cassie Hazell has received funding from the Office for Students.

University of Westminster provides funding as a member of The Conversation UK.

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PhD students are the future of research, innovation and teaching at universities and beyond – but this future is at risk. There are already indications from previous research that there is a mental health crisis brewing among PhD researchers.

My colleagues and I studied the mental health of PhD researchers in the UK and discovered that, compared with working professionals, PhD students were more likely to meet the criteria for clinical levels of depression and anxiety. They were also more likely to have significantly more severe symptoms than the working-professional control group.

We surveyed 3,352 PhD students, as well as 1,256 working professionals who served as a matched comparison group . We used the questionnaires used by NHS mental health services to assess several mental health symptoms.

More than 40% of PhD students met the criteria for moderate to severe depression or anxiety. In contrast, 32% of working professionals met these criteria for depression, and 26% for anxiety.

The groups reported an equally high risk of suicide. Between 33% and 35% of both PhD students and working professionals met the criteria for “suicide risk”. The figures for suicide risk might be so high because of the high rates of depression found in our sample.

We also asked PhD students what they thought about their own and their peers’ mental health. More than 40% of PhD students believed that experiencing a mental health problem during your PhD is the norm. A similar number (41%) told us that most of their PhD colleagues had mental health problems.

Just over a third of PhD students had considered ending their studies altogether for mental health reasons.

There is clearly a high prevalence of mental health problems among PhD students, beyond those rates seen in the general public. Our results indicate a problem with the current system of PhD study – or perhaps with academic more widely. Academia notoriously encourages a culture of overwork and under-appreciation.

This mindset is present among PhD students. In our focus groups and surveys for other research , PhD students reported wearing their suffering as a badge of honour and a marker that they are working hard enough rather than too much. One student told us :

“There is a common belief … you have to suffer for the sake of your PhD, if you aren’t anxious or suffering from impostor syndrome, then you aren’t doing it "properly”.

We explored the potential risk factors that could lead to poor mental health among PhD students and the things that could protect their mental health.

Financial insecurity was one risk factor. Not all researchers receive funding to cover their course and personal expenses, and once their PhD is complete, there is no guarantee of a job. The number of people studying for a PhD is increasing without an equivalent increase in postdoctoral positions .

Another risk factor was conflict in their relationship with their academic supervisor . An analogy offered by one of our PhD student collaborators likened the academic supervisor to a “sword” that you can use to defeat the “PhD monster”. If your weapon is ineffective, then it makes tackling the monster a difficult – if not impossible – task. Supervisor difficulties can take many forms. These can include a supervisor being inaccessible, overly critical or lacking expertise.

A lack of interests or relationships outside PhD study, or the presence of stressors in students’ personal lives were also risk factors.

We have also found an association between poor mental health and high levels of perfectionism, impostor syndrome (feeling like you don’t belong or deserve to be studying for your PhD) and the sense of being isolated .

Better conversations

Doctoral research is not all doom and gloom. There are many students who find studying for a PhD to be both enjoyable and fulfilling , and there are many examples of cooperative and nurturing research environments across academia.

Studying for a PhD is an opportunity for researchers to spend several years learning and exploring a topic they are passionate about. It is a training programme intended to equip students with the skills and expertise to further the world’s knowledge. These examples of good practice provide opportunities for us to learn about what works well and disseminate them more widely.

The wellbeing and mental health of PhD students is a subject that we must continue to talk about and reflect on. However, these conversations need to happen in a way that considers the evidence, offers balance, and avoids perpetuating unhelpful myths.

Indeed, in our own study, we found that the percentage of PhD students who believed their peers had mental health problems and that poor mental health was the norm, exceeded the rates of students who actually met diagnostic criteria for a common mental health problem . That is, PhD students may be overestimating the already high number of their peers who experienced mental health problems.

We therefore need to be careful about the messages we put out on this topic, as we may inadvertently make the situation worse. If messages are too negative, we may add to the myth that all PhD students experience mental health problems and help maintain the toxicity of academic culture.

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Alleviating the Stress of Finding a PhD Advisor

In the US, physics students rarely enter graduate school knowing what specific problem they will study for their PhD or who will supervise them. Rather, sometime during their first year, they will have to search out both while also taking a full docket of high-level coursework. According to graduate-student Mike Verostek of the University of Rochester and the Rochester Institute of Technology in New York, at many institutions this search process occurs with little or no guidance. “It’s just up to the student to figure it out,” he says.

Now Verostek and his colleagues show that the haphazard nature of the process can negatively impact the well-being of physics students, particularly those who struggle to immediately find a group [ 1 ]. To eliminate uncertainty, the team advocates for a change in the processes by which students find advisors. “Students need more guidance and clearer expectations, and universities need to build formal structures into their programs to support students in finding a project and advisor,” Verostek says. “Then they will all succeed.”

In the study, Verostek and his colleagues interviewed 20 first- and second-year-physics graduate students. The students were asked a variety of questions that related to their experience in finding a research group: How easy did they find the process? What guidance were they given? Did they feel that they had enough information to make an informed decision? Verostek and his colleagues also collected data on the students’ research experience prior to enrolling in graduate school and on their sense of belonging as PhD students.

The students all described finding a research group as a significant decision, noting that they felt choosing the right group would impact both their experiences as graduate students and their careers thereafter. “Your relationship with your [advisor] can make or break your career,” said one student. As another student noted, the advisor would effectively oversee their lives for the next four or five years. And if it didn’t work out, the only option might be to drop out. As a result, the students experienced anxiety about getting the decision right.

Despite the perceived importance of the decision, few of the students felt prepared to make it, citing little guidance from their professors or from their physics department. Students who struggled to find the right match expressed feelings of isolation or of worry that they were somehow failing before they had even started. Meanwhile, those who quickly found a group reported an increased sense of belonging.

The lack of support can lead students to pick a supervisor who is a poor fit—which studies, including the new one, have shown is particularly a problem for minority students. Verostek and his colleagues found that women and nonbinary students reported reduced research opportunities, as they perceived a lack of an inclusive culture in some of the research groups.

The situation is frustrating for those who strive for equity in the sciences, says Michelle Maher, an education researcher at the University of Missouri who has studied the PhD advisor selection process for biomedical students. “It shouldn’t be so difficult for students to navigate something that should be straightforward.” Jackie Chini, an education researcher at the University of Central Florida, agrees. “We cannot continue to accept this as the status quo in physics,” she says.

Being in the wrong group is known to cause students to feel like a failure and leave their PhD programs, which is what initially happened to Verostek. After struggling to find a PhD supervisor during his first year, Verostek ended up in a group that he quickly realized wasn’t the right fit. Shortly thereafter he left. “It was a really hard decision,” he says. “I was like, what am I going to do now?”

Verostek was later able to start over in a new group. But not everyone is so lucky. “There is an extremely high attrition rate for physics students leaving graduate programs,” says Benjamin Zwickl, a physics-education researcher at Rochester Institute of Technology who worked on the study. One of the reasons that students may abandon physics is the difficulty of getting settled into a group, he says.

Both Verostek and Zwickl think that some of the problem could be alleviated relatively simply—by providing information on the process through easily accessible resources, such as department websites or graduate handbooks. In an analysis of the contents of graduate-student handbooks from 13 institutions, the team found that none provided guidance on how to search for and secure a supervisor. “There was nothing about when the process should start or how it should be carried out,” Zwickl says. “Changing that is the low-hanging fruit.”

Another option is to more consciously expose students to potential advisors or to let them rotate through various labs on a trial basis. This lab-rotation method often occurs in biomedical courses and has been shown by Maher and her colleagues to make the process of finding an advisor more structured [ 2 ]. The students she followed were required to rotate through three labs during their first year, with the goal of picking one to stay in. “It didn’t necessarily make the choice easier, but the process was predictable.”

Zwickl would like to see lab rotations added to first-year-physics graduate courses. “Not all students have had access to research opportunities as undergraduates,” he says. A short-term lab experience would give these students a better sense about what they would be doing in different groups. Zwickl notes that visiting labs and meeting experienced graduate students would also foster community and belonging, both of which are key for a positive PhD journey.

–Katherine Wright

Katherine Wright is the Deputy Editor of Physics Magazine .

• M. Verostek et al. , “Physics Ph.D. student perspectives on the importance and difficulty of finding a research group,” Phys. Rev. Phys. Educ. Res. 20 , 010136 (2024) .
• M. A. Maher et al. , “Finding a fit: Biological science doctoral students’ selection of a principal investigator and research laboratory,” LSE 19 (2020) .

Physics Ph.D. student perspectives on the importance and difficulty of finding a research group

Mike Verostek, Casey W. Miller, and Benjamin M. Zwickl

Phys. Rev. Phys. Educ. Res. 20 , 010136 (2024)

Published May 7, 2024

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The volume of the sounds produced when a fluid jet hits the surface of a liquid depends on the shape of the jet. Read More »

Disruptive Discoveries More Likely between Scientists Who Meet Face to Face

Collaborations between scientists at far-off institutions are less likely to produce breakthrough discoveries than those between scientists who can meet face to face on a regular basis. Read More »

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