i failed my phd viva

What I learned from failing my PhD

Intellectual life shouldn’t be a combat sport

  • Victoria Smith

N ext month marks an important anniversary for me. It will be twenty years since the day I failed my PhD viva. I promised myself I’d laugh about it one day. Two decades on, it still doesn’t seem all that funny.

To be fair, it had its moments. Following several minutes, hours, years of utter grimness, during which I was (according to the examiners’ report) “monosyllabic” (no memory of what the syllables were), I plucked up enough courage to ask a question.

“I know I’ve failed,” I said, “so please can I go now?”

Obviously, I was hoping for some version of “no, you’ve not failed, we’re just really grilling you”. Instead, somewhat devastatingly, the answer was “yes”.

I can smile about it now, but at the time it was terrible. It’s not that I deserved to pass. The thesis I had submitted was not good enough and, on some level, I knew this. I’d kind of hoped to scrape a pass — maybe one of those “with major corrections” passes, where they would tell me exactly what corrections to make — then slink out of academia. It was not an environment in which I’d excelled, but one in which I’d felt more worthless by the day.

How could I possibly know enough, be clever enough?

I hadn’t done enough reading, to tell the truth. As soon as I was told I had funding to spend three years researching the life and works of E.T.A Hoffmann, I panicked. I’d wanted to do it, right up until I was told I could, then I was thrown. Surely this meant I’d have to read absolutely everything about the whole of German literature and culture? Or maybe everything about literature and culture full stop? How could I possibly know enough? How could I be clever enough? Even if I could read everything, what if I did so and couldn’t come up with a single original idea?

I know these are not uncommon thoughts for PhD students, but I took them to extremes. Convinced that I’d failed before I began, I spent a good part of the three years either time-wasting — playing PlayStation 2 games or arguing with strangers online about US foreign policy — or slowly, painstakingly copying out quotations that didn’t need copying out, then shifting them from one folder to another. I didn’t spend a lot of time thinking about E.T.A. Hoffmann.

All this led, inevitably, to my terrible viva, and the mortification of telling everyone that I’d spent the past three years doing — well, what? Nothing of any value. Though people tried to suggest that it had been a gross injustice (those examiners didn’t appreciate my genius!) I persuaded myself that everyone was secretly thinking it just showed what a fool I’d been to think I could get a doctorate from Cambridge. What an arrogant loser!

For years I hated myself for it. I couldn’t drop it, either. It wasn’t just guilt about the money, or the death of my hamster (of shame, I felt) two days after the viva. I knew that if I didn’t ever pass, the humiliation would torment me forever, not least whenever I encountered stupid people who had PhDs. Sometimes, I comforted myself by googling “child prodigies who failed as adults” and reassured myself that these people were even worse than me. I had no funding left, so I got an office job and went back over my thesis at evenings and weekends. It took me several years, but finally — having read the things I needed to read, which was not “literally everything ever written” — I passed, with a message from the same examiners that they would spare me the viva this time. The examiner who’d most disliked the original attempt even helped me to get my work published.

On one level, this is just a story — one of many, I’ll admit — of my being an idiot and taking the long way round to achieve anything. Increasingly, though, I can’t help thinking about it in relation to the relative confidence I now feel in approaching different ideas and stating what I do and don’t believe. For years I felt so small and intimidated. If I read something I disagreed with, or which didn’t seem to make sense, I instantly assumed I’d misunderstood and closed the book (usually to have an online argument about the War on Terror, selecting adversaries to whom I’d feel morally, if not intellectually, superior). These days I wonder whether, in the hands of certain people, intellectual intimidation isn’t partly the point, or at least whether certain ideas are presented in such a way as to demand not engagement, but mindless embrace or flight.

I realised I didn’t miss competing to be a clever person

It’s not that I consider myself some tragic loss to German studies, or that I hold anyone else responsible for my staying up until 5am playing Pac Man World 2  rather than analysing the carnivalesque in Hoffmann’s later works. Still, it turned out I was capable of producing an original doctoral thesis for publication — just in the midst of having children whilst working full-time in a non-academic job, not whilst I was in an academic environment. When I had a great expanse of time in which to think, I thought only about how useless I was at thinking.

You could argue this was just a me thing. When I met my partner, he was a fellow student, a much more successful one than me. He passed his PhD and lectured at Cambridge and St Andrews. Even so, he often felt the same panic I did. He waited for me to resubmit my thesis so we could graduate together. The night before, we travelled to Cambridge and marvelled at how gorgeous the town was. How privileged we’d been! Why had we been so foolish, wasting so much time obsessing over whether we were good enough? Why hadn’t we embraced it all, lost ourselves in the world of the mind? The next day, we had lunch at my college, only then recalling what it had really felt like.

The same anxiety came rushing back, the desperation to impress, the fear of being exposed as an impostor. So much had been about status. It wasn’t that people were not producing things of worth, but I’d forgotten the pressure, the constant sense that there were rules that you didn’t know but that everyone else did. I realised I didn’t miss competing to be a clever person.

It’s why, I think, I so resent it when people try to intimidate others out of debating particular topics. It is quite easy to be intimidated out of valuing your own thought. I sometimes worry that if I hadn’t completed my doctorate, I’d still be frightened of texts that seemed incoherent but that must, I’d tell myself, mean something special and complex. It’s not that knowing a lot about E.T.A. Hoffmann gives me insight into everything. It’s more that people can’t scare me with “biologist here!“ or “philosopher here!“-type tactics (usually when they’re saying something that would be no more insightful than my saying “linguist here! Sorry, but I’m the authority on what all the words mean!“).

Of course, I’d like to know I could feel the same even if I’d never graduated. The ideal, pure lesson I’d want to get from this is that the idea of cleverness is completely different from the joy of thinking. Obsessing over the former cut me off from the latter.

Much as I regret the time that led up to it, I no longer regret failing my PhD. I wrote something that wasn’t very good because I was so scared of trying to do better. I didn’t attempt to understand things in case I understood them wrongly. I felt constantly torn between shame at my own lack of brilliance and furious resentment at the brilliant people. Where is the space in all of that to work out what you truly believe?

If I had passed the first time, it would have been for writing something about which I didn’t care, something I didn’t really mean. Other than sparing me several years of total embarrassment, what would have been the point of that?

Enjoying The Critic online? It's even better in print

Try five issues of Britain’s newest magazine for £10

Critic magazine cover

  • Intellectuals

What to read next

i failed my phd viva

Medusa and toxic femininity

In reply to A Classicist’s response to ‘The Mirror of #MeToo’

i failed my phd viva

The problem with Parris

Muddle-headed midwit journalists should stop dabbling in armchair theology

i failed my phd viva

Murders for April

Dark academia and classic hollywood horror

This is one of your 3 free articles without registering

For full access, subscribe to The Critic for less than £3 per month.

Already have an account? Log in .

SUBSCRIBE REGISTER FREE

You've reached the end!

Don't worry.

You can register for free to read Artillery Row articles.

Or get full access to The Critic for as little as £3 per month.

REGISTER FREE SUBSCRIBE

Premium access only.

Don't worry. You can continue reading by subscribing to get full access.

i failed my phd viva

  • Log in
  • Site search

5 tips for passing your PhD viva

Every Doctoral researcher is expected to defend their thesis through an oral test - so discover how to prepare for your PhD viva and ensure you make a good impression on the examiners

What is a PhD viva?

A viva voce is an oral test, which literally translated means 'with the living voice'. It's a focused discussion giving you the opportunity to present your PhD thesis and then defend it in front of a panel of academic experts.

1. Understand what's expected of you

Traditionally, your thesis would always be discussed in person, with the interview style viva exam overseen by at least two (internal and external) examiners. Afterwards, they would provide you with a joint written report detailing any corrections that need to be made.

However, following the coronavirus (COVID-19) pandemic, the online PhD viva has become more commonplace with this examination more likely to take place via Microsoft Teams, Skype or Zoom.

The virtual experience will still typically follow the same format, but you'll be briefed in advance about the arrangements and any technical aspects to bear in mind. You can prepare for an online PhD viva by reading our video interview tips .

The chair of the viva is usually the internal examiner, although it can be an independent person. If you and the examiners agree, your PhD supervisor can also be present.

The examiners' main objective is to ascertain that you've written your own thesis, so if you have and are ready to talk through how you completed it, there's no need to panic. You may even enjoy the viva voce test.

In addition to assessing your thesis, the examiners are also there to assist you in deciding how and where this research might be published.

There are various results between a 'pass' and 'fail' but it's very rare to slip up at this point of a PhD. Most Doctorate awards will be made upon the condition that a number of minor corrections are made, with re-submission requests far less common.

However, while the pass rate is high, the viva exam itself can still be intellectually demanding. This is because you'll be debating issues that are conceptually complex, so preparation is crucial to your success.

At the end of it, whatever the outcome, be prepared to take on board any advice, as the examiners are there to help you improve your argument or the presentation of your thesis.

2. Know your thesis inside out

While you can be sure this isn't a memory test - as you're fine bringing notes and a copy of your thesis with you to the PhD viva - it's still important to gain a good understanding of what you've written and be knowledge about your field of study.

You'll need to think carefully about where this original piece of work would be placed in the context of the wider body of research carried out in this field. Questions will surely be asked about this, as well as whether the project could possibly be developed further through any future research.

As you'll be explaining parts of the document to the examiners (who'll also have a digital or physical copy), make sure the pagination is the same in your version as the one they're looking at to avoid any issues regarding everybody being on the same page.

If you get stuck at any point during the viva exam, you can use looking at the thesis as an excuse to re-focus and gather your thoughts.

3. Anticipate the viva questions

The examiners will have prepared a series of questions for you to answer at the viva voce, but this is nothing to get too concerned about. The questions will all be based on your thesis - what it's about, what you did and what you found out - and why this matters, in relation to your field of study.

So when getting ready for the viva, consider the types of questions you're likely to be asked, including:

  • What original contribution has your thesis made to this field of study?
  • Explain the main research questions you were hoping to address.
  • What are the strengths and weaknesses of your thesis?
  • If you had to start the thesis again, what would you do differently?
  • If funding was no object, describe how you'd follow on from this project.
  • What are your plans for the future?

It can be helpful to practise your answers beforehand, ideally vocalising them by arranging a mock mini viva - although, as you aren't restricted in terms of referring to notes in the exam, you can leave room for spontaneity, and you don't need to learn it all off by heart. If your viva is being held online, you can ensure any technical issues are identified before the day by having a run through with your supervisor or a friend.

While it may sound simple, stick to answering the questions posed. It's really easy to go off on a tangent and this can open up other lines of enquiry from the examiners - possibly in areas you hadn't expected to be quizzed about.

On the other hand, it's completely fine to bring personality to your reasoning and use stories as a means of describing the learning process you've gone through and the techniques mastered over the last three or four years that have brought you to this point.

4. Learn about your examiners' own work

The senior and well-respected academics who'll be reading your thesis will have their own ideas on conducting PhD standard research. Therefore, it's worth taking a look online at their academic profiles to discover if there's any correlation with the research they've had published and your own work.

From this, you should be able to gain a better idea of their motivations, their possible views on your thesis and the kinds of questions they might wish to discuss after having read through it.

You should research up-to-date theories, read any recent papers on the subject and speak to others who've recently had their own viva exam. Think about how your work differentiates from the research carried out by others in your chosen field.

Prepare to provide any supporting evidence asked of you by the examiners - for example, they may request to see experimental data you mention once the exam is over.

It's also necessary to check the policies and practices in place at your university and be sure of what the roles of the examiners are and how the viva panel will be structured. In many cases, Doctoral students can choose the examiners conducting the PhD viva.

5. Plan towards the viva exam

From the moment you know the date of your viva voce, work backwards and plan the steps you'll need to take before the day itself. Allow enough time to assess and review your work so that as the day approaches, you can focus on the practicalities.

This encompasses everything from making sure you relax, eat and sleep well the day before to arranging transport so you get to the viva on time - if you're attending in person.

An online PhD viva will present its own challenges, so ensure your working space is presentable and you still make an effort in terms of what you'll be wearing.

It's always advisable to adhere to interview etiquette and go with something that's both smart and comfortable. By looking the part, this should get you in the right frame of mind to communicate in a professional manner.

In the build-up, avoid any situations that might make you feel stressed and instead try to adopt a positive attitude, one that results in a genuine eagerness to engage in a debate about the work you've been toiling over for a substantial period of time.

If you're travelling to the examination, be sure to check that you have everything you wish to take with you, including the thesis, plus any notes or other materials that will help support your claims.

The PhD viva can last between one and four hours - usually two - so it's necessary to pace yourself to get off to the best possible start.

Remember, the examiners aren't trying to trip you up - they want you to pass and are primarily there to hear you talk about your project. So, after the polite introductions they'll typically start with an icebreaker to put you at ease and help calm the nerves.

It's meant to be an open and honest conversation about your work, so feel free to politely disagree with the examiners, especially on areas you feel strongly about. Don't forget to use examples from your thesis to back up what you're saying, remembering to be clear and concise.

If you know your way around your thesis and can explain your thinking and way of working, this test shouldn't be a problem. And if you don't know the answer to a specific question - admit it, as it's better to concede your limitations in an area than ramble on and hope they don't notice you're struggling to come up with an explanation. No research is perfect, so it's important to appreciate this during the discussion - but don't be too overcritical about your work either, as that's not your job.

Finally, as the PhD viva can quickly move from a series of friendly questions to those that are more in-depth, take some time to think before answering. Don't worry about any periods of silence from the examiners, as this certainly isn't an indication that you're doing badly.

Find out more

  • Explore possible careers at your PhD, what next?
  • Consider getting an academic job .

How would you rate this page?

On a scale where 1 is dislike and 5 is like

  • Dislike 1 unhappy-very
  • Like 5 happy-very

Thank you for rating the page

  • Home »

find your perfect postgrad program Search our Database of 30,000 Courses

How to prepare for a phd viva.

Preparing for your PhD viva can be a daunting task. You'll want to ensure that you are ready to defend your thesis successfully.

To help, we've rounded up some useful tips on what to expect during your viva experience, how you can fully prepare for the process and what to expect after viva is done.

What is a PhD viva?

PhD Viva Interview

For the majority of PhD students, finishing the dissertation is a seminal moment. After all, knowing that such a long project has come to an end may seem almost surreal.

However, a hard copy of the dissertation is not the end of the PhD experience , each dissertation will have to be orally ‘defended’ in an examination called a viva, which usually takes between one and two hours to complete.

A PhD is an oral examination in the form of a discussion in which PhD students present their PhD thesis and defend their research methods and outcomes to a panel of academic experts.

The word ’viva’ is a shortened form of the Latin term ‘viva voce’ which means ‘live voice’.

How to prepare for a PhD viva

A key way to ensure success in your PhD viva is to make sure you are properly prepared – this can be done in four simple ways:

1. Know your research project inside out.

2. Find out about your viva examiners if you can. If you know about their areas of expertise, you may be able to anticipate their lines of questioning and even work out what they’d like to hear more about.

3. Compile a list of possible questions and practice your explanation/defence of methods used and outcomes discovered.

4. Prepare properly for the actual day by planning your journey to the PhD viva, knowing what you’re going to wear and compiling all the documentation that you need to have with you.

How to prepare ahead of your PhD viva – 5 steps to success

After you hand in your thesis/dissertation, you will usually have a few free weeks before undertaking the PhD viva. It is important that you prepare well during this period and walk out of your examination with at least a “pass mark subject to minor corrections”.

We have compiled a list of some of the most important PhD viva preparation steps to help you succeed in your viva.

STEP 1 – Take a break

After you have submitted your thesis, it is good to take a one or two week break and avoid thinking about your work. This will allow you to see your thesis from a third-person perspective and to understand your own shortcomings more clearly when you read it once again.

STEP 2 ­– Get to know your thesis

Read each section carefully and summarise its main points. You need to know how to explain and justify the main aspects of your thesis including the research question, methodology and data analysis. Writing any thoughts that come to your mind while reading the thesis as comments will help you to establish a "personal connection" with the thesis and understand it in greater depth.

STEP 3 – Critically examine your thesis

The crucial step of preparation is to lose any "compassion" towards your own work and criticise any weak points that you find in your thesis. It is very likely that your examiners will focus on some of these points in your viva, and you need to find out how to justify them.

STEP 4 – Learn how to defend your thesis!

Write a list of possible critical questions regarding your research and learn how to answer them convincingly. Try to think of yourself as a lawyer and of your thesis as the defendant whom you need to defend!

STEP 5 – Arrange a mock viva with your supervisor around 1-2 weeks before the actual viva

This will help you determine whether your preparation has been complete or there are still some aspects to be prepared before you can successfully defend your thesis. And don't forget to do something enjoyable and relax on the day before your actual viva!

PhD viva tips

We have compiled some of the most useful PhD viva tips to help you understand what is awaiting you if you ever decide to become a PhD student or if you already are one.

Who will be at a PhD viva?

A viva is attended by the PhD student and at least two academic experts.

In some universities, in addition to the student and the two examiners, there may be a senior member of academic staff present to act as chair of the examination. Your supervisor may also be present, although some universities do not allow this.

If there is a chair or your supervisor present at your PhD viva, they are not allowed to ask you questions or to take part in any of the discussion about the outcome.

PhD Viva Interview

What questions are asked at a PhD viva?

The examiners will usually start by trying to make you feel comfortable, perhaps by welcoming you and having some polite ‘social’ conversation to start with, for they will understand that you are nervous.

They will soon move on to the range of questions they have planned. These questions could cover anything about the thesis. They might ask you about the methods you have used, the results and findings or the conclusions you have drawn.

They may ask very detailed questions, or they may ask about the overall methods or findings. They will certainly want to explore any areas they feel you have not explained clearly enough or in enough detail in your thesis.

You may be asked to justify some of the conclusions you have made and to show exactly how your data has led you to draw those conclusions. In the area of methodology, you may be asked to justify your choice of the overall method you used, as well as explaining the decisions you made about the detailed methods you chose.

You may also be asked to show how well you know the range of literature and previous research in your field and how your findings add to the literature. In most vivas you will be asked to explain carefully what you believe to be your distinctive ‘contribution to knowledge’ from your research.

What will the PhD examiners want to know?

Understanding what PhD examiners might ask during your viva and having your answers is one way to prepare for success.

How do you justify the critical aspects of your work?

No dissertation is perfect and there will be some aspects of your PhD research that your examiners will be specifically critical about. Thus, it will be important for them to ask you some of the questions regarding these 'critical' aspects of your work to see if you can justify them. These questions will probably be decisive in determining the outcome of your viva.

Can you elaborate on specific sections of your research?

Besides focusing on some 'critical' aspects of your work, the examiners may ask you to give some more elaborate explanations of specific sections of your thesis or specific techniques used in your research. This will help them determine whether you really understand your own work and can think critically about your research.

How does your research contribute to your field of study?

Last, but not least, your examiners will be interested in how well you understand the place of your work within your field of research , and they will ask you to explain the overall contribution of your research to your discipline. As an aspiring student, you will always need to see the big picture and understand how your ideas can shape your academic field.

PhD viva – an academic discussion

A helpful way to think of the viva is as a serious academic discussion. It is an opportunity to sit and talk about your work and your field with two senior academics who know the field well.

As such, it should be challenging and stimulating, and should give you a chance to show that you can engage in serious academic discussion and debate at a very high level.

After the examination many students look back on their viva and see it as a stimulating and enjoyable experience, and they forget the nerves they felt when they first entered the viva room.

The dos and don’ts of a PhD viva

After you have carefully prepared how to defend the content of your thesis, it is important to think of how you should behave during the actual viva.

We have a whole host of PhD viva tips for you. From how to answer properly and be convincing to what to say and what not to say – here, we have clarified these things in our list of PhD viva  dos and don’ts . 

Are you a Doctor after your viva?

Once you have passed your PhD viva, you cannot officially use the title ‘Dr’ until you receive official documentation from your university stating that you are a ‘Doctor’.

Can you fail a PhD viva?

Although the majority of PhD students are happy with the outcome of their PhD viva, things don’t always go as expected, and some of the least appealing outcomes do happen. You can fail a PhD viva – although according to recent research by Discover PhDs this number is only 4%. It is more common for borderline students to be awarded a provisional pass pending amends to their research project.

If, as a PhD student, you feel that your own work is not of very high quality and you are aware that the unfavourable outcome is your fault, there is not much you can do except for complying with the decision of your examiners.

Appealing a PhD viva decision

If you feel that your viva has not been appropriately conducted and the outcome doesn’t match the quality of your performance, there are some things you can do.

Universities in the UK will usually allow you to appeal against how your examination was conducted and if you do appeal, a panel of researchers within your university will be appointed to investigate the issue, but you must possess clear evidence in your support.

If your appeal is successful, you will get a chance to undertake another viva with different examiners.

If the university hasn’t decided in your favour, you will be able to appeal to an external organisation, such as the Office of the Independent Adjudicator for Higher Education (OIA). But remember, appeals are usually not very successful, and it is always better to make sure that your thesis is of high quality and that you have done the right amount of PhD viva preparation.

Related articles

What Is A PhD?

How Long Is A PhD?

PhD In The USA

Postgrad Solutions Study Bursaries

Postgrad.com

Exclusive bursaries Open day alerts Funding advice Application tips Latest PG news

Sign up now!

Postgrad Solutions Study Bursaries

Take 2 minutes to sign up to PGS student services and reap the benefits…

  • The chance to apply for one of our 5 PGS Bursaries worth £2,000 each
  • Fantastic scholarship updates
  • Latest PG news sent directly to you.

i failed my phd viva

  • PhD Viva Voces – A Complete Guide
  • Doing a PhD
  • A PhD viva involves defending your thesis in an oral examination with at least two examiners.
  • The aim of a PhD viva is to confirm that the work is your own , that you have a deep understanding of your project and, overall, that you are a competent researcher .
  • There are no standard durations, but they usually range from one to three hours, with most lasting approximately two hours .
  • There are six outcomes of a PhD viva: (1) pass without corrections (2) pass subject to minor corrections, (3) pass subject to major corrections, (4) downgrade to MPhil with no amendments, (5) downgrade to MPhil subject to amendments, (6) immediate fail.
  • Almost all students who sit their viva pass it, with the most common outcome being ‘(2) – pass subject to minor corrections’.

What Is a PhD Viva?

A viva voce , more commonly referred to as ‘viva’, is an oral examination conducted at the end of your PhD and is essentially the final hurdle on the path to a doctorate. It is the period in which a student’s knowledge and work are evaluated by independent examiners.

In order to assess the student and their work around their research question, a viva sets out to determine:

  • you understand the ideas and theories that you have put forward,
  • you can answer questions about elements of your work that the examiners have questions about,
  • you understand the broader research in your field and how your work contributes to this,
  • you are aware of the limitations of your work and understand how it can be developed further,
  • your work makes an original contribution, is your own and has not been plagiarised.

Note: A viva is a compulsory procedure for all PhD students, with the only exception being when a PhD is obtained through publication as opposed to the conventional route of study.

Who Will Attend a Viva?

In the UK, at least two examiners must take part in all vivas. Although you could have more than two examiners, most will not in an attempt to facilitate a smoother questioning process.

One of the two examiners will be internal, i.e. from your university, and the other will be external, i.e. from another university. Regardless, both will be knowledgeable in your research field and have read your thesis beforehand.

In addition to your two examiners, two other people may be present. The first is a chairperson. This is an individual who will be responsible for monitoring the interview and for ensuring proper conduct is followed at all times. The need for an external chairperson will vary between universities, as one of the examiners can also take on this role. The second is your supervisor, whose attendance is decided upon by you in agreement with your examiners. If your supervisor attends, they are prohibited from asking questions or from influencing the outcome of the viva.

To avoid any misunderstandings, we have summarised the above in a table:

Note: In some countries, such as in the United States, a viva is known as a ‘PhD defense’ and is performed publicly in front of a panel or board of examiners and an open audience. In these situations, the student presents their work in the form of a lecture and then faces questions from the examiners and audience which almost acts as a critical appraisal.

How Long Does a Viva Last?

Since all universities have different guidelines , and since all PhDs are unique, there are no standard durations. Typically, however, the duration ranges from one to three hours, with most lasting approximately two hours.

Your examiners will also influence the duration of your viva as some will favour a lengthy discussion, while others may not. Usually, your university will consult your examiners in advance and notify you of the likely duration closer to the day of your viva.

What Happens During a Viva?

Regardless of the subject area, all PhD vivas follow the same examination process format as below.

Introductions

You will introduce yourselves to each other, with the internal examiner normally introducing the external examiner. If an external chairperson is present, they too are introduced; otherwise, this role will be assumed by one of the examiners.

Procedure Explained

After the introductions, the appointed chair will explain the viva process. Although it should already be known to everyone, it will be repeated to ensure the viva remains on track during the forthcoming discussion.

Warm-Up Questions

The examiners will then begin the questioning process. This usually starts with a few simple opening questions, such as asking you to summarise your PhD thesis and what motivated you to carry out the research project.

In-Depth Questions

The viva questions will then naturally increase in difficulty as the examiners go further into the details of your thesis. These may include questions such as “What was the most critical decision you made when determining your research methodology ?”, “Do your findings agree with the current published work?” and “How do your findings impact existing theories or literature? ”. In addition to asking open-ended questions, they will also ask specific questions about the methodology, results and analysis on which your thesis is based.

Closing the Viva

Once the examiners are satisfied that they have thoroughly evaluated your knowledge and thesis, they will invite you to ask any questions you may have, and then bring the oral examination to a close.

What Happens After the Viva?

Once your viva has officially ended, your examiners will ask you to leave the room so that they can discuss your performance. Once a mutual agreement has been reached, which can take anywhere from 10 minutes to an hour, you will be invited back inside and informed of your outcome.

PhD Viva Outcomes

There are six possible outcomes to a viva:

  • Immediate award of degree: A rare recommendation – congratulations, you are one of the few people who completely satisfied your examiners the first time around. You do not have to do anything further at this point.
  • Minor amendments required: The most common recommendation – you obtain a pass on the condition that you make a number of minor amendments to your thesis, such as clarifying certain points and correcting grammatical errors. The time you have to make these changes depends on the number of them, but is usually one to six months.
  • Major amendments required: A somewhat uncommon recommendation – you are requested to make major amendments to your thesis, ranging from further research to collecting more data or rewriting entire sections. Again, the time you have to complete this will depend on the number of changes required, but will usually be six months to one year. You will be awarded your degree once your amended thesis has been reviewed and accepted.
  • Immediate award of MPhil: An uncommon recommendation – your examiners believe your thesis does not meet the standard for a doctoral degree but meets the standard for an MPhil (Master of Philosophy), a lower Master’s degree.
  • Amendments required for MPhil: A rare recommendation – your examiners believe your thesis does not meet the standard for a doctoral degree, but with several amendments will meet the standard for an MPhil.
  • Immediate fail: A very rare recommendation – you are given an immediate fail without the ability to resubmit and without entitlement to an MPhil.

Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.

What Is the Pass Rate for Vivas?

Based on an  analysis of 26,076 PhD students  who took their viva exam between 2006 and 2017, the PhD viva pass rate in the UK is 96%; of those who passed, about 80% were required to make minor amendments to their thesis. The reason for this high pass rate is that supervisors will only put their students forward for a viva once they confidently believe they are ready for it. As a result, most candidates who sit a viva are already well-versed in their PhD topic before they even start preparing for the exam.

How Do I Arrange a Viva?

Your viva will be arranged either by the examiners or by the chairperson. The viva will be arranged at least one to two months after you have submitted your thesis and will arrange a viva date and venue that is suitable for all participants.

Can I Choose My Examiners?

At most universities, you and your supervisor will choose the internal and external examiners yourselves. This is because the examiners must have extensive knowledge of the thesis topic in order to be able to examine you and, as the author of the thesis in question, who else could better determine who they might be than you and your supervisor. The internal examiner is usually quite easy to find given they will be from your institution, but the external examiner may end up being your second or third preference depending on availability.

Can I Take Notes Into a Viva?

A viva is about testing your competence, not your memory. As such, you are allowed to take notes and other supporting material in with you. However, keep in mind that your examiners will not be overly impressed if you constantly have to refer to your notes to answer each question. Because of this, many students prefer to take an annotated copy of their thesis, with important points already highlighted and key chapters marked with post-it notes.

In addition to an annotated copy of a thesis, some students also take:

  • a list of questions they would like to ask the examiners,
  • notes that were created during their preparation,
  • a list of minor corrections they have already identified from their viva prep work.

How Do I Prepare for a PhD Viva?

There are several ways to prepare for a PhD viva, one of the most effective being a mock viva voce examination . This allows you to familiarise yourself with the type of viva questions you will be asked and identify any weak areas you need to improve. They also give you the opportunity to practise without the pressure, giving you more time to think about your answers which will help to make sure that you know your thesis inside out. However, a mock viva exam is just one of many methods available to you – some of the other viva preparation methods can be found on our “ How to Prepare for a PhD Viva ” page.

Browse PhDs Now

Join thousands of students.

Join thousands of other students and stay up to date with the latest PhD programmes, funding opportunities and advice.

X

Viva examinations: guidance

Menu

This guidance explains the viva process, how to prepare, what will happen on the day and what the possible outcomes are.

This information is for postgraduate research students. It covers:

  • before your viva
  • preparing for your viva
  • during your viva
  • outcomes of the examination

Before your viva

Entry forms.

You must enter the exam via Portico about four months before you are ready to submit. You may not submit your thesis until you have entered for the examination and your examination may be delayed if you have not done this.  

Find out more about examination entry

Your supervisor is responsible for arranging the appointment of your examiners. This should be done at the same time as you complete your examination entry form, four months before you are due to submit your thesis. Examiners are appointed by UCL for their professional services as examiners with expert subject knowledge. A minimum of two examiners, one from outside UCL and (normally) one from UCL are appointed to co-examine all research degree candidates. The examiner nomination form can be found here .

Submit your thesis

Find out more about formatting, binding and submitting your thesis.

Collaborative research projects

If you are contributing to a collaborative research project you must include this information in the introduction to the thesis. You must clearly identify the demarcation between the research you are submitting for examination as an original contribution to knowledge and the work of your collaborators. 

Viva arrangements

Your supervisor (or nominee) will liaise with you and your examiners to arrange and confirm a mutually convenient time and place to hold the viva examination. The viva must not be arranged before the examiners are formally appointed by UCL. It may take place at UCL, or remotely. Your examiners should have your thesis at least six working weeks before the viva and you will receive an email once the thesis has been sent to the examiners. At this point, you will be able to record the viva via the ‘Research Student Administration’ section in Portico. A user guide is available with step-by-step instructions for submitting this information. Your viva should then take place within three months of the dispatch of the thesis to your examiners.

Download the viva notification user guide

PDF icon

Reasonable adjustments

If you or one of your examiners have a disability which UCL cannot accommodate, other reasonable arrangements can be made for the viva. You must make a request in writing when you complete the examination entry form to allow time for arrangements to be made. 

Preparing for your viva

We recommend that you re-read your thesis. Try to anticipate questions, comments and criticisms, and think how you would respond. Although you may not be able to anticipate actual questions to be asked by the examiners, this approach will encourage you to think actively about your work.   You should also refresh your memory of the relevant literature. Do not attempt to re-read every paper in the bibliography of your thesis; instead, re-read carefully some of the more recent key references. If you have left university after submitting your thesis you may be unaware of very recent work. Ask your supervisor a couple of weeks before the viva whether any work of direct relevance to your thesis has been published since you submitted your thesis.

You must not contact your examiners directly at any point leading up to the viva or afterwards.  All contact should be done by your supervisor or other relevant departmental staff member.  

A good way to prepare for your viva is to practice. Your supervisor should give you a mock viva, or arrange for this to be undertaken by a member of your upgrade panel.  

During your viva

A viva is an academic interview at which your examiners will be looking for an understanding of the subject matter of your thesis, an appreciation of its significance to established knowledge in the field, and an awareness of the breadth of the subject area. 

Your supervisor will be invited to attend your viva examination, unless you request otherwise; you must indicate this on your examination entry form. Your supervisor does not have the right to participate in the viva examination but may contribute if invited to do so by the examiners.  

The examiners will expect you to:

  • show a critical analysis of your own work and of that of others
  • appreciate the limitations of the methods employed and the results obtained by yourself and others
  • understand how the broad conclusions of your thesis support, add to or conflict with previous work
  • know the major concepts and recent developments in your subject

There is no formal procedure laid down for the conduct of the viva examination. Some examiners prefer to work through the thesis in the order in which it is written. Other examiners prefer to discuss topics. Very few examiners will perform a page by page criticism. You may be asked to prepare a presentation of your work in a suitable format.  

You are not expected to know your thesis by heart, but to refer to the appropriate page when the examiners wish to discuss a specific point. Please ensure that you bring to the viva examination a copy of your thesis paginated in the same way as the copies you have submitted to the Research Degree Examinations Office.

You should not simply answer 'yes' or 'no' to questions nor give a prepared exposition. Try to answer the question as it is put, remembering that you are engaged in an academic conversation.

Be prepared to justify your ideas and conclusions. If the examiners challenge your interpretation but you feel that your case is a good one, muster your arguments and be willing to present your case firmly but courteously. However, if the examiners have identified a genuine weakness, concede the point gracefully. Even if you feel the examiners are unreasonably critical do not become argumentative or allow the discussion to become heated. You can agree to differ and to reconsider the point. All participants in the viva must abide by UCL's Bullying and Harassment Policy . If you make any comments to your examiners which put them under moral pressure, for example alluding to what will happen if they fail you, or if you offer any incentive to your examiners to pass you, they must terminate the examination and report to the Chair of the Research Degrees Committee via Research Degrees in Student and Registry Services.

Outcome of the examination

The following are the three most often received results and the subsequent procedures.

We will email you with reports from your examiners, copied to your supervisor, instructing you to submit the following documents:

  • the electronic copy of your thesis 
  • thesis deposit agreement form (uploaded with the e-thesis)

We will award your degree once you have met the academic conditions, the Library have confirmed receipt of your e-thesis and the Deposit Agreement form, and you have cleared any outstanding fees. 

The electronic copy of your thesis and thesis deposit agreement form should be deposited to the Library via UCL's Research Publications Service. Please make sure that you remove, or blank out, all personal identifiers such as signatures, addresses and telephone numbers from the e-thesis. Any photographs that you have taken should not show identifiable individuals without their permission and any you have taken of children should mask their faces. If you have any queries regarding this aspect of the process, please contact the Library directly.

UCL no longer requires a printed copy of your final thesis. If you do wish to deposit a hard copy you can do so by sending it directly to the Cataloguing & Metadata department of Library Services by post, or in person at the Main Library help desk.  You will find more information about the process on the existing webpage for e-thesis submission. 

Find out more about depositing an electronic and printed copy of your thesis

Once you have submitted these, we will send an email containing the confirmation of award and your reports to your email address you have recorded on Portico. The degree certificate will follow approximately four months after the official award date.

In the case of an examination for specialist doctorates (including the EngD, EdD and MPhilStud), the award of the degree is also conditional upon students passing all taught elements of their programme of study. The modules should be entered on to Portico by the Department and confirmation these elements have been completed will be passed from the Examinations Department to Research Degrees.

Minor corrections

This is by far the most common result received from the examiners. 

We will email you with reports from your examiners, copied to your supervisor and Faculty Graduate Tutor. The deadline to submit your corrections officially starts from the date of this email, which will also indicate the name of the person designated to check your corrections. This deadline is for you to submit the corrections to the designated checker, and not to submit the final copy of your thesis.

Your examiners may have returned an annotated copy of your thesis to you and therefore you may already be aware of the work required. The designated checker should inform you of the format he/she expects to receive the corrections, although normally this will be in electronic format.

The designated checker should confirm the outcome of the examination within one month of receipt of the minor corrections to the thesis. This is usually done by sending an email directly to Research Degrees.

Once this has been received we will follow the procedure for a pass result.

Resubmission in a revised form

We will email you with reports from your examiners, copied to your supervisor, Departmental Graduate Tutor and Faculty Graduate Tutor. The 12 or 18 month deadline officially starts from the date of this email.

Unlike the outcome for minor corrections, where one person checks the amendments, the resubmission requires you to re-enter for the examination and submit two copies of your thesis for forwarding to the examiners. 

Your examiners may have returned an annotated copy of your thesis to you and therefore you may already be aware of the work required. 

Once you have completed the corrections, you will need to:

  • submit a new exam entry form to Research Degrees at least two weeks prior to the expected submission of the thesis
  • submit an electronic copy of your thesis to Research Degrees via the UCL Dropbox.  

Find out more about formatting, binding and submitting your thesis. Your supervisor will be emailed to confirm that the examiners are still willing to act and provide their current contact details. This is to avoid the thesis from being sent out incorrectly. We will then send an email to your supervisor and examiners reconfirming their appointment and send the thesis to them via the UCL Dropbox.

If the examiners have requested a second viva, your supervisor will arrange this. In these circumstances, the procedure will follow that of a typical research degree examination.

If a further viva is not required, your examiners are only required to submit a joint report. They cannot award another 18 month resubmission, but can allow minor corrections.

Once the reports are received we will follow the procedure for either the pass or minor corrections result.

Other results

If the result falls outside the above descriptions, we will email you detailing the procedure you will need to follow.

Related content

  • Research degrees: examination entry
  • Format, bind and submit your thesis
  • Doctoral school

Decorative - askUCL promotional image

Mick Cooper Training and Consultancy

How to (almost) Fail a PhD: A Personal Account

How to (almost) Fail a PhD: A Personal Account

The year, 1996, didn’t start well. My then-partner and I went to Spain, with three friends, for a Christmas break. For some reason we thought it would be shining hot. As it turned out, we spent a week in a wet, damp bungalow in the middle of nowhere. The main thing I remember were the Spanish tortillas on the few days we got out—wet and damp as well, with burnt soggy potatoes at the bottom.

My PhD viva was on Friday the 6th Jan—25 years from the publication of this post (more details on what a PhD viva is are available here ). I’d read through my thesis a few times and felt fairly well-prepared. It was a somewhat unusual topic, Facilitating the expression of subpersonalities through the use of masks: An exploratory study . Basically, during my undergraduate studies I’d gone to a mask workshop run by a friend of mine at Oxford University and been amazed at the power of masks to bring out different ‘sides’ of my self (or ‘subpersonalities’). I researched it further for an undergraduate paper and then, in the early 1990s, applied to Sussex University to do a PhD on the topic. Basically, I wasn’t sure what I wanted to do as a career—either media (TV, journalism) or academia—and, as I couldn’t find a way in to media work, I thought I’d do the latter, particularly when I was awarded a grant from Sussex University to support me. That’s when I also started counselling training: I thought I better to do something practical alongside the PhD.

The internal examiner for the viva was a tutor of mine from my undergraduate days and someone who I knew fairly well. The external examiner was an academic in humanistic psychology I didn’t know much about, but had read a couple of her books and they seemed interesting. The three of us sat that Friday in the internal examiner’s office: dark and small, with his bike leaning against the bookshelves.

I remember more about after the viva than the viva itself. But the questions came quickly and they felt pretty intense from the start. ‘Why was I writing about subpersonalities?’ ‘What evidence was there for them?’ ‘What made me think they were a legitimate basis for a PhD?’ ‘Why was I so dependent on the work of John Rowan, what about my own thoughts?’ I answered the questions as best I could, wondering if that was how vivas were supposed to be—anxious that, perhaps, this was more critical than normal. After about 90 minutes I was asked to leave and sat in the Department common room—somewhere I’d spent many hours as an undergraduate socialising and relaxing in. I felt a rising anxiety from the pit of my stomach. I’d done my best, but something felt wrong. One of my other undergraduate tutors passed by and asked me how things had gone. He said he was sure it would all be fine: no one got failed for their viva. I wasn’t so sure.

Called back in the darkened room, like a death sentence. They had, indeed, decided to fail the thesis. Well, not quite fail it, but they were proposing that I resubmit for an MPhil: the next to lowest outcome. The main thing I remember was crying. I think it was an armchair I was sitting in, in a corner of the room. Sobbing away. Couldn’t believe it, even though I’d felt it coming. I went to see my supervisor and told him the news. Then I walked and walked and walked to a nearby village. Bought some cigarettes for the first time in years, rang my closest friend from a red call box and just smoked and smoked. There was nothing else I could do.

I came back to campus and went to see my supervisor again. He said that the examiners had decided that, in fact, I could have another chance to resubmit for a PhD: one outcome higher. But it would require a complete rewrite—four years’ work down the drain!

I met my partner at our house near Brighton station. Then we went to the pub. A few pints and I felt better, but I knew it was just temporary. Back home, as the alcohol wore off, the reality of the situation smashed back in my face. And so many questions: ‘Why had I failed?’ ‘Why had my supervisor said to me, just the day before the viva, that the work was “excellent”?’ ‘Were they ever likely to pass it even if I did spend the next three years rewriting?’ More than anything, I just didn’t understand what was wrong with the work, why they had failed it. The examiners obviously, clearly, really didn’t like it. But why?

That weekend was probably the worst of my life. I hardly slept the Friday night, just terrible feelings of anxiety and worry. Thinking over and over again what had gone wrong. A few hours sleep, then pub the next day and again some temporary relief. Then walking, walking, walking with my partner—along Brighton seafront—trying to make sense of things and work out ways forward. A game of pool in a pub in Hove. Slow walk back along the Western Road. I bought some aftershave at a chemist in Seven Dials that was my favourite for many years. Back home in the silence and the pain of it all. Moments alone were the worst, when my partner went to sleep. Several serious suicide attempts over the next few days. I won’t go into details, but suffice to say that it was just the terror of the pain, and the thought of having—and meeting my—children in the future, that held me back.

It wasn’t just failing my thesis. It was where I was in life. Basically, I was 30, had been struggling for years to work out what I wanted to do. Had been watching so many family members and friends succeed in their careers. I felt like I was going nowhere. The one thing I had was this PhD and the possibility of being an academic, and now even that was in tatters. It was the last closed door in a series of closed doors. The last possibilities I’d been hanging out for.

One of the worst things was that I had to run seminars for the psychology undergraduate students the next week. I felt so totally and utterly ashamed: surely everyone would know about my failure, and then how could they possibly take anything I said seriously? I drove in that Wednesday, facilitated the class as best I could. It didn’t help that the internal examiner was the module coordinator. I spoke to him as well on the phone on the Monday. He was sorry to hear I was feeling so awful. He tried to explain what had happened but it just didn’t make any sense. More questions, not less.

I was teaching psychology at Brighton University as well at that time, and was so grateful that the programme coordinator there didn’t seem to flinch when she heard the news. She still trusted me, let me continue my teaching. In fact, that summer, when she moved on, I was offered her job, and started in a more permanent position at Brighton University.

Something had already seemed to turn, though, before that time. I felt a bit better by April. I had a new supervisor now (one of the conditions for me being allowed to resubmit): a professor from my undergraduate years that I really trusted. He was down-to-earth, grounded, gave me hope. But it was a whole new thesis, and three more years before I finally completed .

What Went Wrong?

So why had things gone so badly wrong? Had my supervisor let me down, was it that the examiners had been unfair, or had I just done a really poor piece of work? It took me months, maybe even years, to work out. But now I’d understand it something like this: When I started the work, I was doing it in the field of cultural studies. It was about masks, and with a fairly relaxed design: I was drawing on literature, ethnography, drama therapy. There was no stringent method, but that seemed fine for that field of study and others who wrote a thesis in a similar way had done fine. But then, about halfway through my programme, we’d shifted my registration to Psychology. My supervisor, I think rightly, wanted me to come out with a doctorate in psychology so that I could use that if I wanted to go into psychology as a profession—for teaching or clinically. But the problem was, the focus or content of my thesis hadn’t really changed. So my examiners, who were fairly classical psychologists, thought the whole thing was just off the wall. Far too a-methodological, no real use of systematic methods or analysis. As a psychology thesis yes, they were right, it didn’t meet expected standards. But I had no idea what those standards were. And somehow my supervisor had never seen that coming. And I guess I hadn’t too. There were warning signs. For instance, I presented at my psychology department’s seminar series and I could see that they weren’t too taken by being asked to wear masks and to move around in them, but I hadn’t wanted to see the problems. And I should have pushed harder for a second supervisor. I did ask, and it was discussed, but I let it go and thought it would all be OK.

What’s the Learning?

I guess, as with all awful things, there was a lot of learning. That experience has stayed with me throughout my life. I still go back to that pub by Brighton station every so often to sit and reflect and thank something or someone for, in the end, making things OK. And I’d do that again tonight if it wasn’t for COVID. Somehow, amazingly, within ten years of that viva I was a professor of counselling at a prestigious university in Scotland: something, sitting back there in 1996, I could never have even hoped for. When I go back to the pub, I kind of ‘talk’ to my 1996 self and tell him that things are going to be OK in the end, and to hang on in there. And it’s nice, in some ways, to have that chat with him and reflect on where things ended up. He’d have been so happy and relieved.

As a Student

One thing that I really did that was wrong was to isolate myself away from any academic community while I was working on my PhD. I never went to conference, or engaged with departmental seminars, or submitted to journals. And just the one time I did present, as above, I didn’t stay open to how people were responding. I was in my own little bubble, and that wasn’t shattered until my actual viva. I think I did that because I was scared: worried that others wouldn’t be that interested in my work or feel it was good enough. But I made the classic mistake of avoiding, rather than facing up to, the thing I was afraid of.

As a Supervisor

I really try and be straight with my students if I think there’s problems. If I don’t think the work is at the right level, I’ll do my best to say it. Much better they hear it from me than from their examiners.

And when it comes to choosing an examiner for a student, I do think about the importance of ‘alignment’. This is not about finding someone who will simply waive the thesis through; but finding someone who has some of the same basic assumptions and expectations as the student and the supervision team. Most psychologists would probably fail a cultural studies PhD if it was submitted as psychology. And, similarly, I imagine that many cultural studies academics would fail a psychology PhD for reasons—like lack of epistemological, cultural, and personal reflexivity—that traditional psychologists might never consider. So there’s a reality that, in the academic world, there’s lots of different sets of expectations and assumptions; and it seems essential to me that students are assessed in terms of what they are trying—and supported—to do.

These days, most universities (certainly Roehampton) have a minimum of two supervisors for doctoral work, and that’s absolutely key to ensuring that it’s not dependent on just one academic’s views. We do our best, but our blind spots are, by definition, blind spots. Really getting an honest second opinion on student’s work—triangulation—makes it much less likely that things will go off track.

As an Examiner

I’m still angry at my examiners. Fair enough, they didn’t like the work and didn’t think it was at doctoral standards. But, they were so critical, so personal about the problems in the thesis. The external examiner, in particular, felt just ‘mean’ at times. When my new supervisor and I wrote to her, while I was revising, just to check I was along the right lines, she wrote a response that felt so demotivating and unclear. It just wasn’t needed. So when I’m a doctoral examiner now, even if I feel more work needs to be done, I try and do it supportively and warmly—with kindness, sensitivity, and empathy.

There’s also something about acknowledging the multiplicity of perspectives on things. As an examiner, I have to give my perspective on what I think is doctoral standard, I can’t ever be entirely objective; but I can acknowledge it as my perspective. You can criticise something without criticising the person behind it.

As a Person

I guess one of the best things that came out of this whole period of my life is that I’ve never taken my job for granted. I feel incredibly privileged to have had a chance to work and teach: just seeing students, writing emails—it’s amazing to have this role and this opportunity with others. I still, deep down, don’t believe that I would/will ever have it.

I guess the downside of this, which has not been so great for relationships and, perhaps, as a father, is that I’m still so focused on work. If I don’t do a set number of hours each day, I start to feel almost shaky and that I’m letting work down. I’ve worked, maybe, 55 hour per weeks for the last twenty or so years. Rarely taken my full annual leave. And that’s, in part I’m sure, because I’m still haunted by the ghost of that experience. My 1996 self still regularly tells me ‘You’ll never have a job’, ‘You’ll never be part of a work team,’ ‘You’ll always be a failure and outside of things.’

Something else at the edges of my awareness: when I look back, I realise how much I had to contribute at that time. So much passion, energy, commitment. I really wanted to make a difference. And it was so, so hard to—not just with the PhD but as a young person struggling through their 20s who didn’t quite fit into the social structures. And it makes me think about how much of that energy gets wasted in our young people: so much passion, drive, and creativity that is blocked, that doesn’t have an outlet. It’s such a burning frustration for those young people, and such a waste for our society as a whole.

Concluding Thoughts

I still feel shaky, and then some relief, reflecting on this time. I’ve never written about it before and perhaps there’s still more to process in therapy. Just that sheer, pounding, devastating sense of failure and shame. But there’s also something profoundly uplifting about it. How you can be right at the very bottom of things, utterly hopeless, but if you stick with things and keep going despite then it can get better and amazing things can happen. I’d love to say ‘trust the process’ or that, in some way, that failure led to subsequent successes; but in many ways I think I was just incredibly, incredibly lucky that things worked out ok. Part of me, maybe that 1996 part, believes (or, perhaps, knows) I could still be struggling away. And I do feel like I’ve been amazingly lucky and blessed in my career and in my life: more than anything, four beautiful, gorgeous children.

Out of the storm, chaos, and anguish of life, there’s still the possibility of some incredible things emerging. Things can change. Even when we’ve totally given up on hope, hope and possibility may still hold out for us.

Acknowledgements

I am deeply indebted to Helen Cruthers, James Sanderson, and the friends and colleagues who helped me through that time in my life.

Very special thanks to Christine Aubrey—I will always be so grateful.

Thanks also to Yannis Fronimos for feedback and encouragement on this article.

A condensed version of this article was published in the BACP publication Therapy Today and can be downloaded here . Thanks to Sally Brown for her superb editing and condensing of the post.

14 top tips to help you prepare for the PhD viva

doctoral-academy-blog

doctoral-academy-blog

  • doctoral academy
  • postgraduate

The viva examination can be an exciting but nerve-wracking experience – the culmination of years of hard work and research. Prior planning for the event will help ease the nerves and boost your confidence.

The following ideas are taken from publications, my own experience and discussions with other PhD students and should help you prepare for a more enjoyable viva. You don’t need to do all of these. Remember, if you’re at the stage where you’re preparing for your viva, you’ve already done 99% of the work!

1) Annotate your thesis I used highlighters and different pens as well as post-its indicating emphasis, important literature, the contribution of the study, typos, useful extracts, and sections.

2) Find out about the viva process Who will be there? What are their roles? Would you like your supervisors to attend? Take part in the Cardiff University Doctoral Academy viva course to understand what to expect.

3) Do some (more) research Look at the examination procedures, university guidance, and criteria. To what extent does your thesis meet the criteria?

4) Get reading I read the book How to Survive Your Viva: Defending a Thesis in an Oral Examination by Rowena Murray; it is filled with helpful information about viva preparation.

5) Think ahead Plan certain topics in advance that you can refer to during the viva, such as:

  • the key authors/main studies in the field
  • the gap in research and your original contribution
  • a short summary of the thesis
  • a more extended summary of the thesis
  • summaries of each chapter
  • questions for the examiner
  • the highlights of your thesis

6) Practise and rehearse What are the most commonly asked questions in your field? Plan and practise your answers in advance. Elaborate; plan how you can extend the answers. Think about how to say what you did and why you did it. I found listening back to recordings of myself answering some trickier questions really effective.

7) Buy yourself time Plan what you will say if you do not know the answer to a question. The examiners may ask you things that you have not thought about. You are allowed to ask for clarification, or you can come back to the question later.

8) Present at a conference This will help you to practise articulating your work to others, get used to answering questions about your research and gain confidence. You know your research better than anyone; be ready to defend it.

9) Mock it up Arrange a mock viva with your supervisors or ask a colleague to ask you questions. Practise giving concise and confident answers in an examination situation.

10) Look at the examiners’ work You are probably already familiar with what they have done; they may ask about things they are interested in and have published about.

11) Listen to podcasts The PhD Life Raft podcast has excellent episodes, such as  Preparing for Your Viva , and What Does a PhD Examiner Look for in a Thesis? . Some Viva Survivor podcast episodes could also be beneficial.

12) Visualise and mentally prepare Imagine yourself in the viva situation, successfully discussing your research. Think about all the achievements, the efforts you have put in, successes, and positive feedback throughout your PhD. Everyone gets nervous. Can you rest, exercise, or do something enjoyable in the days leading up to the viva?

13) Prep your ‘on the day’ details What will you wear? Pack paper and pens for note taking and the annotated thesis. What else are you going to take with you? The viva can last up to a few hours; will you need water, food, or your laptop?

14) Finally, try to enjoy the big day! The viva is a unique opportunity to discuss your work with experts in the field. They have spent time reading your thesis; now is your opportunity to demonstrate your contribution, your knowledge of the field, the work you have put in, your learning, and your research skills.

Get in touch with Kaisa on Twitter/X and LinkedIn.

You can also hear more about her PhD journey on the PhD Life Raft Podcast .

Want more tips?

The Doctoral Academy is running the following online sessions on the Viva:

  • Examination and the Viva (Humanities and Social Sciences) – 29 November
  • The Viva – 11 December

Book your place now via the Learner Portal .

Have you signed up to Dr App yet?

On this resource you’ll find lots of great videos including one on preparing for the viva. To sign up, complete our  Dr.App registration form .

Search this blog

Recent posts.

  • O’r diwrnod cyntaf i’ch adolygiad cychwynnol – pedwar awgrym defnyddiol er mwyn dechrau eich PhD ar y trywydd iawn! Chevron right
  • From day one to your initial review – four top tips for a successful start to the PhD! Chevron right
  • Cwrdd â’r tîm! Chevron right
  • Meet our team! Chevron right
  • 14 top tips to help you prepare for the PhD viva Chevron right

Recent Comments

  • Zainab Alqublan on Finishing my PhD (in the midst of a global pandemic)
  • Zainab Alqublan on The power of following your heart: A PhD journey
  • Mazen Mahfouz on MS and the PhD
  • Emilia on Finishing my PhD (in the midst of a global pandemic)
  • Lilly Macclesfield on 22q11.2 deletion: the most common syndrome you have never heard of
  • March 2024 Chevron right
  • February 2024 Chevron right
  • November 2023 Chevron right
  • September 2023 Chevron right
  • June 2023 Chevron right
  • May 2023 Chevron right
  • January 2023 Chevron right
  • December 2022 Chevron right
  • November 2022 Chevron right
  • October 2022 Chevron right
  • September 2022 Chevron right
  • July 2022 Chevron right
  • May 2022 Chevron right
  • April 2022 Chevron right
  • January 2022 Chevron right
  • December 2021 Chevron right
  • November 2021 Chevron right
  • August 2021 Chevron right
  • July 2021 Chevron right
  • June 2021 Chevron right
  • February 2021 Chevron right
  • January 2021 Chevron right
  • November 2020 Chevron right
  • October 2020 Chevron right
  • September 2020 Chevron right
  • August 2020 Chevron right
  • July 2020 Chevron right
  • June 2020 Chevron right
  • April 2020 Chevron right
  • March 2020 Chevron right
  • February 2020 Chevron right
  • January 2020 Chevron right
  • December 2019 Chevron right
  • November 2019 Chevron right
  • October 2019 Chevron right
  • September 2019 Chevron right
  • August 2019 Chevron right
  • July 2019 Chevron right
  • June 2019 Chevron right
  • May 2019 Chevron right
  • April 2019 Chevron right
  • March 2019 Chevron right
  • February 2019 Chevron right
  • January 2019 Chevron right
  • December 2018 Chevron right
  • November 2018 Chevron right
  • October 2018 Chevron right
  • September 2018 Chevron right
  • August 2018 Chevron right
  • July 2018 Chevron right
  • June 2018 Chevron right
  • May 2018 Chevron right
  • April 2018 Chevron right
  • March 2018 Chevron right
  • February 2018 Chevron right
  • Biosciences Chevron right
  • Careers Chevron right
  • Conferences Chevron right
  • Development Chevron right
  • Doctoral Academy Champions Chevron right
  • Doctoral Academy team Chevron right
  • Events Chevron right
  • Facilities Chevron right
  • Funding Chevron right
  • Humanities Chevron right
  • Internships Chevron right
  • Introduction Chevron right
  • Mental Health Chevron right
  • PGR Journeys Chevron right
  • Politics Chevron right
  • Public Engagement Chevron right
  • Research Chevron right
  • Sciences Chevron right
  • Social Sciences Chevron right
  • Staff Chevron right
  • STEM Chevron right
  • Success Stories Chevron right
  • Top tips Chevron right
  • Training Chevron right
  • Uncategorized Chevron right
  • Wellbeing Chevron right
  • Working from home Chevron right
  • Register Chevron right
  • Log in Chevron right
  • Entries feed Chevron right
  • Comments feed Chevron right
  • WordPress.org Chevron right

Follow us on Twitter

Doctoral academy blog.

Supporting Postgraduate Research Students at Cardiff University

Cardiff University blogs

  • Start a blog
  • Explore more blogs
  • Report a post or blog

Unless otherwise stated, the views contained within this blog are those of the author and do not necessarily represent the views of Cardiff University.

The Savvy Scientist

The Savvy Scientist

Experiences of a London PhD student and beyond

What is a PhD Viva Like? Sharing Graduates’ Experiences

My PhD Viva

When you’re trying to prepare for a PhD viva it can be really difficult to know what to expect. Unlike pretty much every other exam you’ll have experienced, the viva isn’t a standardised exam so you won’t find any past papers to practice on!

In this post I’ll be sharing the inside scoop on what a PhD viva is like. Both from my own experiences plus those of a few other PhD graduates.

Preparing for your viva? You may also want to take a look at some of the other PhD viva content I’ve written:

How to Defend a Thesis: An Introduction to the PhD Viva

Common phd viva questions.

Note: Every viva is different, in this post I’m focussing on my viva which took place in the UK. Two PhD graduates in Spain and the US also share their experiences.

What is a PhD viva?

For those who aren’t already familiar with what a PhD viva is, I’d highly recommend reading my full post on How to Defend a Thesis: An Introduction to the PhD Viva . This delves into how a PhD viva is assessed, who is present, the potential outcomes and what follows after.

As a quick recap, a PhD viva (also called a defense in some countries) is the final assessment a PhD student undertakes in order to pass their PhD. The format the viva can take varies from country to country and even institution to institution, but it typically involves discussing and defending your PhD thesis with experts in your field.

In this post you’ll hear about the viva experiences of three PhD graduates, each with a slightly different format.

To get the best understanding of how PhD vivas take place at your university I’d recommend:

  • Checking out any webpages your university have which formally outline the viva process
  • Speaking to your PhD supervisor
  • Chatting to colleagues such as postdocs who’ve been through it

Viva Experiences from PhD Grads

Prof elizabeth bondi-kelly , phd from harvard university, usa. assistant professor in computer science at university of michigan.

Portrait of PhD grad Dr Elizabeth Bondi-Kelly

What was your PhD viva like? At my (virtual) defense, I had my committee, adviser, labmates, and family/friends. I was fortunate to give my job talk presentation again for my defense, so I had already had a lot of practice with presenting it and being asked questions about it.

How do you suggest people prepare for their PhD viva? For anyone who hasn’t had that opportunity, I highly recommend practicing to get a polished talk and practice answering questions about it.

Prof Raúl Santos-Rodríguez , PhD from Universidad Carlos III de Madrid, Spain. Full Professor in AI at University of Bristol.

What are PhD vivas like in Spain? The viva process in Spain varies from university to university. In most cases there are a few previous filters (internal/external reports) that make it such that, once you are through those, most of the pressure is off for the actual defence. The viva consists of a public presentation (usually with colleagues, friends and family in the audience) followed by questions from a panel, with each member asking their questions in turns. Both presentation and Q&A tend to be time limited (around 45 minutes each). 

What was your PhD viva like? My viva experience was nerve-wracking but rewarding too. I remember how the exercise of putting together the presentation with the panel in mind actually gave me quite a different perspective on how to tell the story of my thesis. The event took place in a rather formal lecture room in our faculty. The panel consisted of five examiners (three externals including one from abroad, and two internals), all of whom were experts in my field of study. The panel asked me a wide range of questions, covering both very specific details and very high level matters. Once I answered their questions to their satisfaction, and after a short deliberation, I was given the good news. Overall, I found the viva to be a challenging but stimulating experience — and a good memory.

How do you suggest people prepare for their PhD viva? In terms of advice, I would suggest to:

  • Expect to be surprised by unexpected questions about your research
  • Be clear and concise, allowing examiners to ask for more details if needed
  • Practice your presentation without being constrained to say the same things every time
  • Not be afraid to ask for clarification if you don’t understand and take your time to respond
  • Enjoy the interaction with the examiners as they are experts that have a lot to add to your work

Portrait of PhD grad Prof Raul Santos-Rodriguez

Me! PhD from Imperial College London, UK. Research Fellow in AI at Bristol.

Portrait of PhD grad Dr Jeff Clark (me)

What was your PhD viva like? My viva, which took place over Microsoft Teams, included just an internal examiner, external examiner and myself. I gave a short presentation giving a summary of my PhD then about five hours were spent giving suggestions to improve content I was preparing to submit to journals. It was much less intimidating than I was expecting.

How do you suggest people prepare for their PhD viva? I mainly suggest to not over prepare! Sure, reread your thesis and swot up on any content you don’t feel comfortable describing (for instance certain techniques you’ve used), but I would caution against rehearsing too much: come to terms with the fact that you won’t be able to predict all the questions you’ll get asked.

I’ll be sharing more details on my viva experience in the rest of the post.

How To Prepare For a PhD Viva: The Advice I Was Given

Ahead of my own viva I typically got told to:

Relax and take your time in replying . This is somewhat sensible advice but a bit like telling someone to calm down: it doesn’t always work. Furthermore, relaxing can be hard to do when you also get told to…

Be prepared to answer questions about every part of your work . At face value this can seem reasonable: if you did the work, and deserve a PhD, you should be able to explain your work. Like many of us I heard the horror stories of examiners asking students to provide an explanation of fundamental techniques from first principles such as: “derive energy”!

However, I don’t think any rational examiner can expect a student to be able to answer every possible question about their PhD work. Not least because many students aren’t relaxed during the viva and instead are filled with nerves.

Thankfully, the reality is that examiners simply need to check that you’ve done the work and understand it. Therefore, yes you should be able to give a broad explanation of the techniques you’ve used but you can’t be expected to know everything about every technique.

Once it strays from your work to underlying principles I suggest that you explain as much as you feel comfortable then push back – the internal examiner (who acts as a moderator) should also step in if unreasonable questions are being asked. For more details on what PhD examiners are looking for, read this section of another post I’ve written .

How I Prepared for My PhD Viva

The time between submitting my thesis (14th February) and viva (25th March) was shorter than for most people. On top of that I didn’t spend long writing my thesis, meaning that the time between finishing my actual research and my viva was pretty short (around two months). Therefore I didn’t feel the need to “revise” for my viva. As in, sometimes you’ll hear of people reminding themselves of how certain experimental or analytic techniques work, but it was pretty fresh in my memory.

Instead, about 48 hours before my viva I started to read through my thesis. This is going to sound really bad but this was actually my first (and only) time properly reading through my thesis. No, I didn’t outsource or use ChatGPT to write my thesis!

When I submitted my thesis I had of course assembled all the chapters but had never given it a proper cohesive read all the way through. I read through the thesis over the course of 4-5 sittings. Reading fiction is definitely more fun .

I personally didn’t prepare by trying to come up with answers for lots of potential questions. But if you’re keen to have those to hand, read my Common PhD Viva Questions .

Preparing for your own viva? I’ve created a set of viva preparation worksheets which are available for free in the resource library. Click the image below for access!

Image showing free viva preparation worksheets which can be downloaded from the resource library

Why didn’t I prepare more?

I felt pretty relaxed about my viva. This isn’t because I am crazy clever or knowledgable. In fact, like many of us I’ve felt imposter syndrome, waiting for the moment that my lack of knowledge gets discovered: and if there ever a moment you’d expect this to happen it would be at your viva.

These three things relaxed me for the viva:

  • The external examiner seemed nice from the time I’d met him in the past at a conference. Certainly not a sure-fire sign that he wouldn’t turn into a scary beast during a viva but it seemed like a good starting point.
  • It was virtual. My viva took place right at the start of COVID and as such took place over Teams. For some reason this felt reassuring, as if I could get away with just unplugging my internet connection if they asked anything particularly scary. Thankfully I didn’t ever feel the need to try this out!
  • I had published PhD work in a well-ranked respected peer-reviewed journal. This was far and away the most reassuring thing. As mentioned in another post, examiners have to be confident in all of the following things to let you pass your PhD viva. If you have published some of your work somewhere respectable you tick many of the boxes immediately:

i failed my phd viva

Oh, and I also didn’t prepare much because I was preoccupied with moving from London the week before my viva because of COVID and the start of lockdowns. Unexpectedly I ended up moving in with my girlfriend’s parents. It was rather chaotic but probably a useful distraction too.

Photo of the cluttered spare bedroom where I had my PhD viva: a tiny desk with laptop near a bed and lots of belongings

My PhD Viva Experience

Who was at my viva.

Unlike vivas in other countries, such as the two international experiences shared above, a viva in the UK usually only involves:

  • PhD student – me in this case!
  • Internal examiner – an academic working in the same research area from the host university. They’re there to moderate the discussion and check that the university’s viva regulations are followed.
  • External examiner – another academic working in the research area from a different university. In my case this was someone who was a leader in the field who came from another UK university.

Optionally the PhD student may ask their supervisor to attend. I’ve known of a few people who’ve had their supervisor there too, though it’s pretty rare and unnecessary in my opinion.

How long did my PhD viva last?

All in all it was about five and a half hours.

This was much longer than I anticipated. When we scheduled the viva to start at 10am I naively expected us to be finished by lunch. Admittedly the examiners did suggest stopping for a break at lunch time but again I naively thought we’d be done shortly afterwards, so declined the opportunity for more than a 5 minute comfort break. In the end we finished up around 3:30pm.

How was my PhD viva structured?

Pie chart showing the four sections of my PhD viva: as described below

  • Introductions (2 minutes) . I’d actually never met my internal examiner (who should act as a moderator) so introductions were necessary.
  • Presentation (10 minutes) . A few weeks in advance of the viva I asked whether or not the examiners would like a presentation, and if so of what length. They said yes, 10-12 minutes. My supervisor strongly suggested making it on the shorter side: short and snappy is good and you’re about to have hours to discuss the details.
  • Discussion (5 hours, yes, really!) . More on this in a moment.
  • Decision and final comments (10 minutes) . I was asked to leave the metaphorical room (Teams call, remember!) and after a few minutes was invited back in after which they told me I’d passed with minor corrections. They gave a summary of the next steps, which were mostly administrative with paperwork, and briefly went over what changes/corrections they were expecting to the thesis.

What did we discuss for five hours?

Before my viva I had visions of it being like a job interview that lasts for hours and hours. They ask a slightly tough or awkward question, you try and answer, rinse and repeat x 100. The reality was really different.

The experience was much less intense than I was expecting. The examiners said from the outset that they were happy with the quality of the work and just aimed to give feedback to improve both the thesis and publications.

The vast majority of the viva was spent going page by page through the thesis covering points that the examiners had written down: not questions, merely suggestions. Very little of the viva involved me getting questioned: most of what I said was probably along the lines of “I agree, that’s a great idea”.

The examiners commented that they liked the [short] length of the thesis (140 pages before references) which may have helped. I was expecting at least a few dodgy questions such as explaining the content of a particular reference or deriving something from first principles. In all honestly I’m not sure I’d have been prepared for some of this, so was fine with not getting a hard time of it.

There were very few questions in general which was somewhat of a relief, though I was kind of looking forward to more of a discussion around the project. There were only two actual questions I think I got asked: one explaining why a particular technique wasn’t representative, and secondly a much more fluffy question of what would I do differently if I was starting again. That was it. I was really expecting more questions.

Every viva is unique so I can’t claim that my experience is representative but I will say that it was a relief to get through it unscathed.

What I wish I’d done differently

Asked more questions myself . The viva is one of the few times you’re likely to have hours of access to academic experts with such a keen interest in your work.

Was it tiring?

A little, just as any meeting which lasts over five hours would be. But because I didn’t feel like I was actually getting quizzed the whole time it was nowhere near as tiring as it could have been. Mostly I was tired just from having to pay attention for that long: I usually don’t sit still for more than 20 minutes!

What happened afterwards?

My viva was in March 2020, at the start of lockdown. I’d moved from London just the week prior and had to cancel the scheduled celebratory drinks with colleagues. So instead I had a glass of champagne with my girlfriend and her parents (who I was staying with).

Photo of me smiling with a glass of champagne after my viva

After that, I got cracking right away the next morning on making the examiners’ suggested changes to my thesis.

My Advice If You’re Preparing For Your Own PhD Viva

  • Download my free viva preparation guide .
  • Read your thesis!
  • Look up likely questions (if you want), here are some Common PhD Viva Questions
  • Don’t over prepare
  • Be honest. If you’re not sure about something, make this clear. Feel free to say you’re not sure.
  • Ask questions
  • Enjoy it! Channel those nerves as excitement and make the most of having experts show such an interest in your work.

Do you have any other questions about the PhD viva experience? Let me know in the comments and I’ll answer them as best I can!

If you’d like personalised help with preparing for your PhD viva I am now starting to offer a small number of one-to-one sessions. Please contact me to find out more or click here to book a call.

If you’re currently preparing for your own PhD viva, best of luck and remember to enjoy it! Be sure to check out the couple of other viva-related posts I’ve written .

Share this:

  • Click to share on Facebook (Opens in new window)
  • Click to share on LinkedIn (Opens in new window)
  • Click to share on Twitter (Opens in new window)
  • Click to share on Reddit (Opens in new window)

Related Posts

PhD interview scenario

21st January 2021 30th January 2024

i failed my phd viva

26th November 2020 30th January 2024

Leave a Reply Cancel reply

Your email address will not be published. Required fields are marked *

Notify me of follow-up comments by email.

This site uses Akismet to reduce spam. Learn how your comment data is processed .

Privacy Overview

Skip to content. | Skip to navigation

Personal tools

Sign in/register

  • Log in/Register Register

Vitae

https://www.vitae.ac.uk/doing-research/doing-a-doctorate/completing-your-doctorate/your-viva/thesis-outcomes

This page has been reproduced from the Vitae website (www.vitae.ac.uk). Vitae is dedicated to realising the potential of researchers through transforming their professional and career development.

  • Vitae members' area

Thesis outcomes and corrections

There will usually be a bit more work to do after the viva. Each institution will have its own regulations about viva outcomes and how to inform the candidate of them. Find out before you go into your viva so that you know what to expect. In the UK they typically they fall into one of the following categories:

  • Outright pass. Your work needs no corrections
  • Minor corrections. Your examiners have a few minor suggestions that they would like you to incorporate
  • Major corrections or resubmission. The thesis needs further work to be of doctoral standard. This might include more research, rewriting sections or including new literature
  • Suggestion that you resubmit for, or are awarded, a lower degree (MPhil or MSc). Research is of good quality but too narrow for a doctorate
  • Outright fail. Usually used only in cases of plagiarism or where the examiners judge that the candidate will never be able to complete a doctorate.

Most candidates fall within the minor or major corrections categories. This means that you will have some corrections to complete. However, regardless of the number of corrections that you have to do most people who reach the viva stage do  go on to get their doctorate relatively quickly.

Thesis corrections

After your viva you are likely to have some corrections to complete before you are awarded your doctorate. The extent can range from a few spelling mistakes to rewriting or adding complete chapters. You may be given a deadline by your examiners or your institution but regardless of this, it is best to aim to complete your corrections as soon as possible to use the momentum acquired during thesis writing.

In order to be sure that your corrections make the right changes:

  • take notes during the viva and write them up immediately after
  • meet with your main supervisor to discuss the changes that you need to make
  • analyse the examiners' report carefully to make sure that you have dealt with all of the issues that they raise
  • proofread your work again.

Thesis resubmission

Your examiners, or often just the internal examiner, will check that all corrections have been incorporated, and then you can resubmit your thesis. Your institution will have regulations on the format of the final submitted thesis copy of your thesis, which will usually be deposited in the institutional library. It has become more common for institutions to request the submission of an electronic copy for ease of cataloguing and searching.

Bookmark & Share

Email

  • International edition
  • Australia edition
  • Europe edition

First, check you have a leg to stand on.

How to appeal if you fail your PhD

The results are in, but something’s wrong. What can you do if your classification is unfair, or there’s been a mistake?

I get four or five calls a week from panicked students who have failed their PhDs . After years of work, it can be a heartbreaking ordeal. But if you really feel your classification is unfair, or if there’s been a mistake, you could have grounds for appeal. It may seem like a gargantuan task at a difficult time, but it’s worth channelling your grievance into fighting back – rather than a regrettable email to university staff. Following these steps will help.

1 Determine whether you have a case

First, make sure that you do have a leg to stand on – will your appeal be justified? This includes looking at examiners’ reports, including the independent pre-viva reports, and correspondence between examiners and the university. It may require lodging a data protection act request (sometimes called a “subject access request”). You are entitled access to these documents by law, so don’t take no for an answer.

2 Seek assistanceGet help from the student union or a specialist lawyer. The student union is free, but its advisers may not be available at short notice (or during holidays) and they will rarely write the appeal statement for you. Specialist lawyers tend to be more highly qualified and can write persuasive statements – but they’ll cost you.

It’s best not to send any emails without seeking advice first. It may sound odd, but every email and discussion, however informal, can be used against you. I had a case recently where a student told his tutor, who appeared friendly and sympathetic, that he should have submitted extenuating circumstances earlier. The outcome letter read: “You conceded in a meeting with your tutor that you ought to have submitted an EC form earlier.” His case fell apart.

3 Know the rules of your institution

Unearthing all the relevant documents to your appeal takes some detective work. Examine these documents forensically and check the university has followed its own rules, policies, codes and guidance, and the rules of external bodies such as the Office of the Independent Adjudicator and the Quality Assurance Agency for higher education.

Do not give up just because a member of staff, however eminent or kind, discourages you from appealing. It’s always better to ask your adviser for his or her independent view on the merits or otherwise of your case.

4 Stick to the permissible grounds of appeal

Everything you write in your appeal form or statement must relate to the grounds of appeal. Look at the applicable appeals procedure, find the section about permissible grounds of appeal, and go through each one, asking yourself “does this apply to my case?”

5 Think ‘evidence, evidence, evidence’

Consider the ways you can provide evidence – beyond your own testimony – to support your contentions. This can be anything from medical evidence to CCTV footage, depending on the nature of the case. If you thought the examiner was biased, for example, how would you show this? If you thought the examiner was not a specialist in the field, how would you prove it?

6 Focus on your strongest arguments

Be scrupulously honest, of course, but ultimately your goal is to persuade the appeals panel that you have made out the grounds of appeal. Weak points dilute the strength of the stronger points and reflect poorly. My advice is to stick to your strongest points.

When writing the appeal statement, don’t be confined to the small box in the appeals form. Use a Word document (unless expressly forbidden) and write “Please see attached appeal statement” in the box. The structure I use is: introduction; background; rules, regulations and law; submissions; conclusion. The length will depend on the complexity of the case, but anything shorter than four pages (1.5 line spacing) or longer than 20 pages should raise eyebrows.

7 Be diplomatic

Keep your phrasing civil – you catch more bees with honey than with vinegar. Some good examples include:

  • “With respect, this conclusion is misguided because…”;
  • “Without wishing to impugn the integrity of Professor X, the choice of words in the report gives the distinct appearance of bias”;
  • “On this occasion, the examiners erred in finding that I was guilty of academic misconduct.”

8 Prepare for your appeal hearing

Don’t attend the hearing on your own. Even if they’re not allowed to speak, the person accompanying you can provide moral support and can act as a witness in the event of any impropriety.

Make sure to have your oral submissions prepared in advance, including questions you may want to ask the department’s representative (if present), and anticipate the questions you may be asked; especially the difficult ones. Again, remember: it’s a persuasive exercise.

Keep up with the latest on Guardian Students: follow us on Twitter at @GdnStudents – and become a member to receive exclusive benefits and our weekly newsletter.

  • Studying postgrad
  • Guardian Students
  • Higher education
  • Universities

Comments (…)

Most viewed.

IMAGES

  1. How do you prepare PhD comprehensive viva Examination? PhD

    i failed my phd viva

  2. How to Prepare PhD Viva Presentation

    i failed my phd viva

  3. How to fail a PhD

    i failed my phd viva

  4. I passed my PhD viva! I defended my thesis! I am a Dr.!

    i failed my phd viva

  5. How to survive a PhD viva: 17 top tips

    i failed my phd viva

  6. What is PhD Viva Survivor Kit?

    i failed my phd viva

VIDEO

  1. 9. PhD Viva Riddle #phd #ilovephd #thesis

  2. Dec, 28, 2023 My PhD Viva CUHP

  3. Unforgettable Memories of my PhD Viva Defence#Department of Anthropology, Manipur University

  4. Snippets of PhD viva voce of Ms Sheela Pal at Goa University, April 16, 2024 on yeast biotechnology

  5. After PhD Master Viva, what Results to EXPECT?

  6. PhD Viva Tips: Questions and Answers (Tips From an Ex-academic)

COMMENTS

  1. What makes one fail a PhD viva?

    16. The following are some reasons that come to mind that might justify a failure in the viva: For the thesis: evidence of academic malpractice (plagiarism, etc.) fundamental methodological flaws, such as a poorly chosen method or a misapplied method that calls into question the scientific validity of the thesis.

  2. I had a brutal PhD viva followed by two years of corrections

    Nothing in my PhD process hinted at how the viva would go — I had no issues in my annual interim exams or my mock viva, I had a good relationship with my supervisors and their support when I ...

  3. PhD vivas are unfair and I am paying the price

    A PhD is, after all, a contribution to knowledge, not a piece of work designed to placate an examiner.We need to make the viva system more balanced and PhD examiners more accountable. We need to ...

  4. How to survive a PhD viva: 17 top tips

    12) Don't talk like a politician. There's a danger of trying to over-prepare. Don't learn answers off by heart - it removes the spontaneity and is obvious to examiners. If a student has ...

  5. PhD Failure Rate

    To summarise, based on the analysis of 26,076 PhD candidates at 14 universities between 2006 and 2017, the PhD pass rate in the UK is 80.5%. Of the 19.5% of students who fail, 3.3% is attributed to students failing their viva and the remaining 16.2% is attributed to students leaving their programme early. The above statistics indicate that ...

  6. What I learned from failing my PhD

    13 June, 2023. By. Victoria Smith. Next month marks an important anniversary for me. It will be twenty years since the day I failed my PhD viva. I promised myself I'd laugh about it one day. Two decades on, it still doesn't seem all that funny. To be fair, it had its moments. Following several minutes, hours, years of utter grimness, during ...

  7. 5 tips for passing your PhD viva

    It's a focused discussion giving you the opportunity to present your PhD thesis and then defend it in front of a panel of academic experts. 1. Understand what's expected of you. Traditionally, your thesis would always be discussed in person, with the interview style viva exam overseen by at least two (internal and external) examiners.

  8. What is the PhD Viva?

    The viva voce is the final assessment for a PhD. It is an oral examination where the student defends their research to two academic examiners. This involves answering questions about your work, typically related to the literature, methodology, your findings and the significance of your conclusions. In some countries (like the USA) the viva is ...

  9. Vivas

    You can fail a PhD viva - although according to recent research by Discover PhDs this number is only 4%. It is more common for borderline students to be awarded a provisional pass pending amends to their research project. If, as a PhD student, you feel that your own work is not of very high quality and you are aware that the unfavourable ...

  10. PhD Viva Voces

    There are six outcomes of a PhD viva: (1) pass without corrections (2) pass subject to minor corrections, (3) pass subject to major corrections, (4) downgrade to MPhil with no amendments, (5) downgrade to MPhil subject to amendments, (6) immediate fail. Almost all students who sit their viva pass it, with the most common outcome being ' (2 ...

  11. Failed PhD Viva

    Long story short; I submitted my thesis, had an awful viva; the examiners didn't understand my work and said they personally didn;t like the software I had used, despite it being a leading package in my field of study. They said I hadn't done enough work to justify a PhD, and have recommended a R&R, for which I have 12 months.

  12. After horrible 5.5 years completely failed PhD (not even any degree

    I was failed outright (no viva) but was given the option to resubmit in 1 year with a mandatory viva (perfectly fair enough) but they want more data. How can I possibly get more data without access to the laboratory? They blocked my access long before submission, I didn't even have library access.

  13. Viva examinations: guidance

    It may take place at UCL, or remotely. Your examiners should have your thesis at least six working weeks before the viva and you will receive an email once the thesis has been sent to the examiners. At this point, you will be able to record the viva via the 'Research Student Administration' section in Portico.

  14. How to (almost) Fail a PhD: A Personal Account

    My PhD viva was on Friday the 6th Jan—25 years from the publication of this post (more details on what a PhD viva is are available here). I'd read through my thesis a few times and felt fairly well-prepared. It was a somewhat unusual topic, Facilitating the expression of subpersonalities through the use of masks: An exploratory study ...

  15. Failed PhD Viva : r/PhD

    A subreddit dedicated to PhDs. Failed PhD Viva. So I had my viva today (uk) (machine learning with some inferential modelling just for comparison). The external examiner didn't even like the titles of my chapters (eg wanted "Prediction of disease status" instead of "Disease Status") and thought my thesis lacked care due to typos (which is fair ...

  16. 14 top tips to help you prepare for the PhD viva

    Some Viva Survivor podcast episodes could also be beneficial. 12) Visualise and mentally prepare. Imagine yourself in the viva situation, successfully discussing your research. Think about all the achievements, the efforts you have put in, successes, and positive feedback throughout your PhD. Everyone gets nervous.

  17. Defending your doctoral thesis: the PhD viva

    Once you have submitted your thesis you will be invited to defend your doctorate at a 'viva voce' (Latin for 'by live voice') or oral examination. The thesis defence can be a daunting prospect, but many people really enjoy this experience of discussing their PhD research with genuinely interested experts. It can also be a useful networking ...

  18. PDF A Guide for Viva Preparation

    The viva voce, shortened to viva, is an oral examination where you are expected to 'defend' your thesis, and the quality of your research will be assessed. The viva will take place usually within 3 months of submitting your thesis; it is a required examination in order to achieve a postgraduate research degree.

  19. What is a PhD Viva Like? Sharing Graduates' Experiences

    As a quick recap, a PhD viva (also called a defense in some countries) is the final assessment a PhD student undertakes in order to pass their PhD. The format the viva can take varies from country to country and even institution to institution, but it typically involves discussing and defending your PhD thesis with experts in your field. In ...

  20. Thesis outcomes and corrections

    Major corrections or resubmission. The thesis needs further work to be of doctoral standard. This might include more research, rewriting sections or including new literature. Suggestion that you resubmit for, or are awarded, a lower degree (MPhil or MSc). Research is of good quality but too narrow for a doctorate. Outright fail.

  21. My supervisor is suggesting I will fail my PhD, is this possible?

    Peteris. 8,261 30 40. This answer could be seen as slightly misleading. OP is in a situation where they have been warned by the supervisor that they could fail the PhD if they submit with the current results. In that situation, the chances of actually failing the PhD are much higher than in the average case.

  22. How to appeal if you fail your PhD

    6 Focus on your strongest arguments. Be scrupulously honest, of course, but ultimately your goal is to persuade the appeals panel that you have made out the grounds of appeal. Weak points dilute ...

  23. Are you unofficially a PhD holder after passing viva voce for PhD?

    At my American university, the process of officially getting a PhD was tiered. It went something like this: No claim to being a PhD until after successfully defending. Some informal claim to being a PhD after successfully defending. The committee members would usually make this explicit by congratulating the successful defendee with "Dr.".

  24. Why I stopped hiding my disability as a Ph.D. student

    Growing up in Pakistan, with limited medical resources, I lost most of the sight from my right eye. As I pursued my academic training, including moving abroad for a master's and then a Ph.D., I managed with just one eye, and medication kept my overall condition stable. I juggled frequent medical appointments and eye pain, but I didn't talk ...