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  • Published: 21 July 2021

A case study of university student networks and the COVID-19 pandemic using a social network analysis approach in halls of residence

  • José Alberto Benítez-Andrades 1 ,
  • Tania Fernández-Villa 2 ,
  • Carmen Benavides 1 ,
  • Andrea Gayubo-Serrenes 3 ,
  • Vicente Martín 2 , 4 &
  • Pilar Marqués-Sánchez 5  

Scientific Reports volume  11 , Article number:  14877 ( 2021 ) Cite this article

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  • Epidemiology
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The COVID-19 pandemic has meant that young university students have had to adapt their learning and have a reduced relational context. Adversity contexts build models of human behaviour based on relationships. However, there is a lack of studies that analyse the behaviour of university students based on their social structure in the context of a pandemic. This information could be useful in making decisions on how to plan collective responses to adversities. The Social Network Analysis (SNA) method has been chosen to address this structural perspective. The aim of our research is to describe the structural behaviour of students in university residences during the COVID-19 pandemic with a more in-depth analysis of student leaders. A descriptive cross-sectional study was carried out at one Spanish Public University, León, from 23th October 2020 to 20th November 2020. The participation was of 93 students, from four halls of residence. The data were collected from a database created specifically at the university to "track" contacts in the COVID-19 pandemic, SiVeUle. We applied the SNA for the analysis of the data. The leadership on the university residence was measured using centrality measures. The top leaders were analyzed using the Egonetwork and an assessment of the key players. Students with higher social reputations experience higher levels of pandemic contagion in relation to COVID-19 infection. The results were statistically significant between the centrality in the network and the results of the COVID-19 infection. The most leading students showed a high degree of Betweenness, and three students had the key player structure in the network. Networking behaviour of university students in halls of residence could be related to contagion in the COVID-19 pandemic. This could be described on the basis of aspects of similarities between students, and even leaders connecting the cohabitation sub-networks. In this context, Social Network Analysis could be considered as a methodological approach for future network studies in health emergency contexts.

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Introduction.

Adversities seem to have been a permanent reality in the last decade 1 . Their consequences cause damage to people's lives that deserve the attention of political leaders and researchers. In the context of any disaster, models of human behaviour are constructed that reflect the importance of relationships between actors, between actors and knowledge, and even between actors and beliefs 2 .

The World Health Organization (WHO) declared the COVID-19 a global emergency on January 31, 2020 3 . It is one of the disasters that has had the greatest impact on our history. Recent studies have already shown that the COVID-19 pandemic appears to have an impact on mental health, leading to anxiety, depression, disturbed sleep quality and even increased perceptions of loneliness 4 , 5 , 6 , 7 , 8 , 9 , 10 , 11 . In the same sense, the impact of the pandemic has also "hit" young people, who go to school every day but who have seen their social relationships decline. The educational context was always present in the strategies implemented in previous pandemics. Some of the most common measures were the closure of schools to contain the transmission of influenza 12 , support through informal networks on university campuses during the influenza A(H1N1) pandemic 13 , and the need to increase knowledge on the pandemic, as it was found to influence everyday attitudes and practices 14 .

One of the measures that has had the greatest social impact in the COVID-19 pandemic has been the obligation to maintain a physical distance. Specifically, in the field of higher education, it seems to be remarkably complex and more difficult to carry out 15 . University campuses are of interest for studying social behaviour in the context of a pandemic. Numerous studies have shown how university students acquire healthy habits or, conversely, drug and alcohol consumption habits, depending on the type of relationships they have on campus and in the university residences 16 , 17 .

However, there is a lack of studies that analyse the behaviour of university students based on their social structure during a pandemic. Therefore, a quantitative understanding of the behaviour of students in a health emergency situation is necessary as this information could be useful in making decisions about how to prepare for disasters. That is, how to act appropriately during and after an emergency of any kind, since interpersonal relationships, through which supportive and interdependent links are established and which are present in any emergency or disaster.

To address this structural perspective, the SNA method has been applied. The SNA is a distinctive perspective within the social and behavioural sciences. It is distinctive because it is based on the fact that relationships take place between interacting units 18 . For the SNA method, the unit of analysis is not the isolated individual, but the social entity made up of the actor with its possible connections, generating a structure 19 . The main perspective of the SNA focuses on the importance of the relationships between the units that interact in the social networks 18 . A social network is made up of a set of points or nodes that represent individuals or groups, and a set of lines that represent the interaction or otherwise, between the nodes, generating a social structure 20 .

One of the most relevant premises of the SNA, for our study, is that it is not only assumed that individuals are connected through a structure, but that their goals and objectives are as well, because these are only achieved through connections and relationships 19 , 21 , 22 . Thus, the SNA could show us if university students with a more responsible goal form their own networks or mingle with their not-so-responsible peers. In relation to the groups, the actors influence and inform each other in a process that creates a growing homogeneity 21 . This perspective is of interest to this research.

The contacts between actors can be analyzed in two types of networks: sociocentric or complete networks and egocentric networks. The former includes an analysis between actors that belong to a delimited and previously defined census 23 . While the latter analyzes the structure that is generated between an ego and its contacts 24 .

There is an extensive core of studies on SNA and health habits. Some of the most recent are related to contagion in substance use 25 , 26 , physical activity 27 , behavior related to the individual's low weight 28 , engagement in university rooms 29 or eating behaviors 30 among others. SNA has even been applied to disaster scenarios such as droughts, floods, landslides, tsunamis, and cyclones 31 . No one thought that one year after this study, its results would be so useful for another scenario related to a major catastrophe such as the COVID-19 pandemic. Other recent studies shows a social network analysis approach in the problematic internet use among residential college students during COVID-19 lockdown 32 or associations between interpersonal relationships and mental health 33 .

Based on the above, the purpose of this study was to analyse a community of university students and their structural behaviour in their university residences. Halls of residence form micro-communities where very close relationships develop, which can become a context of risk. In other words, university residences could become "places" that facilitate the spread of pandemics if adequate protocols are not followed. However, dormitories can also have a preventive value. Peer support behavioural patterns take place in them, among peers who are exposed to the same risks and circumstances. This sharing of similar situations can generate an enriching coping of personal experiences 34 . However, there is a lack of studies that analyse the structures of university students and their coping in crisis situations.

This study was conducted during one of the waves of the COVID-19 pandemic, where infection rates were at their highest. With the SNA methodology, the aim is to find answers to questions such as: What are the structural characteristics of the leading individuals in the dormitories? How are the contagion outcomes related to the structural positions in the network? For such questions, the proposed objectives were (i) to analyse the relationship between the students' network position and their outcomes with respect to the COVID-19 contagion, (ii) to describe the influential position of student leaders in the network, (iii) to analyse the Egonetwork of the most influential student leaders during the COVID-19 pandemic, and (iv) to visualise the relational behaviour of university students in the global network.

Study design

A descriptive cross-sectional study was carried out at one Spanish Public University. The data was collected during one of the waves of the pandemic, specifically from 23th October 2020 to 20th November 2020.

The measures taken during the pandemic in the different regions of Spain were different, depending on the results of the contagion at each moment. At the time of carried out this study, teaching in the locality of the study was adapted to the situation. That is, there were limitations on the number of people, "mirror" classrooms, identification of QR, etc. In the town there was a limit to the number of people who could meet, pubs and discotheques had been closed, and there was a 10 pm curfew.

Setting and sample

The participation was of 93 students, from 4 university residences. The characteristics of the sample can be seen in Table 1 . Of the total participants, 32.26% were women and 67.74% men.

Ethical consideration

All participants received an informed consent form to participate in the study. Lastly, participants were offered the possibility of retracting consent once they had signed the form, without needing to provide a reason, and an email contact address was given should they require any further information. Participation was voluntary, and subject availability was respected at all times. All the participants that were involved in the study have given their informed consent to participate in this study.

The data for this study are considered health-related data. They comply with Directive 03/2020 of the European Data Protection Committee 35 . The researchers requested anonymised data from the responsible body of the university in charge of contacts COVID-19.

The study was approved by the Ethics Committee of the University of León (ETICA-ULE-008-2021).

Data collection

We collected the data from the database created at the university, SIVeULE, created for the follow-up of cases of COVID-19. This database collates the characteristics of the actors and their RT-qPCR result.

In the university there was a protocol to indicate norms and rules of (i) hygiene and preventive measures, (ii) what to do if you had symptoms, (iii) definitions of what was considered "close contact", "confinement", and " positive result ". There was support staff to collect data, deal with doubts, and assist both positive actors and confined actors. These people were called "trackers." The name defined their role because they identified the student's contacts that were positive, had symptoms, or had been "in close contact” with a positive person.

In the database, other data such as name, residence, gender, grade, name of contacts, and date and result of Polymerase Chain Reaction (PCR) test are also collected.

For the present study, the names were anonymized and registered in matrices for subsequent analysis using the SNA method.

The data obtained were used to construct a 93 × 93 matrix. The matrix was read as follows:

For rows, “A nominates B”;

For columns, “A is nominated by B”.

To carry out this study, the matrix has been symmetrized, determining that if A nominated B, B also nominated A. That is to say, it is an undirected matrix, since, if A had any contact with B, B also had contact with A.

Data analysis

For data analysis, we apply SNA to the 93 × 93 matrix. measures of centrality were applied to analyse leadership from a structural perspective. Centrality is a construct of the SNA that means the position in the network 18 . Previous researchers have applied SNA to the study of leadership, because they have conceptualized leadership as a process that starts from the collective and the interconnections 36 , 37 , 38 . For this study, the centrality measures selected were: degree, betweenness and eigenvector 18 :

The degree is the number of connections adjacent to an actor. Given the centrality of degree \({d}_{i}\) of the actor i and \({x}_{ij}\) is the cell ( i, j ) of the adjacency matrix, then

Betweenness centrality is defined as the Extent to which an actor serves as a potential “go-between” for other pairs of actors in the network by occupying an intermediary position on the shortest paths connecting other actors. The formula for the centrality of node j is given by the:

In this formula, \({g}_{ijk}\) represents the number of geodetic paths that connect i and k and through k while \({g}_{ik}\) is the total number of geodetic paths between i and k .

Eigenvector centrality corresponds to the measure of actor centrality that takes into account the centrality of the actors to whom the focal actor is connected.

Normalized measures were used.

The measures of centrality studied in the SNA have been the normalized degree (nDegree, the normalized degree centrality is the degree divided by the maximum possible degree expressed as a percentage), Eigenvector and nBetweenness (is the normalized betweenness centrality computed as the betweenness divided by the maximum possible betweenness).

To select the most leading students in the network, the measure of normalized nBetweenness was used 39 . This measure becomes more relevant during a pandemic, where the possibility of serving as a bridge or intermediary allows other networks to reach out, transferring good or bad practices and behaviors.

In order to have more information about the behaviour of the student leaders, the Egonetwork analysis of the most leading nodes for each component was carried out. Key players theory has been used to obtain this group of students displaying greater leadership 40 . Egonetwork studies the connections of a given node. This analysis in isolation is less comprehensive than the analysis of the entire network. But the researchers recommend this analysis combined with the analysis of the whole network to go deeper into the behaviour of certain nodes, depending on the objective of the research 24 , 34 , 41 .

Statistical analysis and visualisation

IBM SPSS Statistics (26.0) software. was used for the statistical processing of the data. For the analysis of descriptive data, frequencies and percentages were used for the qualitative variables, whereas the mean and standard deviation were used for the quantitative variables. A chi-square test was carried out to verify whether there was a relationship between the groups, and the Student’s t-test was used to compare the mean scores between the groups. An analysis of variance (ANOVA) was carried out to check the differences for continuous variables divided in groups. The UCINET tool, version 6.679 42 was used for the calculation of the SNA measurements. The tests carried out to study the normality of the distribution were Kolmogorov–Smirnov for populations of more than 55 individuals and the Shapiro–Wilk test for those less than or equal to 55. The level of statistical significance was set at 0.05. For qualitative analysis, a visualization of the global network will be carried out using Gephi, version 0.9.2, software. The key player tool has been used to calculate the key players of the network 43 .

As shown in Table 2 , there was a significant effect of residence on nDegree [F(3,89) = 22.135, p < 0.001] and Eigenvector [F(3,89) = 151.035, p < 0.001] and there was no significant effect of residence on nBetweenness [F = (3,89),p = 0.784].

Students in residence C have significantly higher degrees of centrality in nDegree and Eigenvector compared to the other residences. In the case of nBetweenness, students in residences A and D have higher values, although not significantly so.

Significant differences in all measures of centrality (nDegree, Eigenvector and nBetweenness) measures were found for the groups of people who tested positive for RT-qPCR (PCR +) versus those who tested negative for PCR (PCR-). The PCR + group of people had higher values of centrality than the PCR- group. The degrees of significance of these differences are shown in Table 3 .

Significant differences were found between leaders and non-leaders calculated with the three measures of centrality and the prevalence of people who tested positive or negative for PCRs. Leaders had a higher percentage of people in the PCR + group compared to non-leaders. The degrees of significance of these differences are shown in Table 4 .

Figure  1 A shows the nodes of the study network highlighting in each colour which residence each one belongs to (A,B,C or D). In Fig.  1 B the same network can be seen but the nodes with PCR + appear in red and and the nodes with PCR- in green. The distribution of the network allows us to appreciate the 4 different residences. The size of the nodes is represented by the nBetweenness of each node.

figure 1

Graphs of the university student network differentiating a colour for each residence hall ( A ) and differentiating the positive and negative PCR groups ( B) .

Figure  2 shows the network highlighting the trajectories of the three most important key players. The edges coming out of these key players are thicker than the others. Furthermore, the key players are numbered in order of importance in the network (1, 2 and 3). The size of the nodes is represented by the nBetweenness of each node.

figure 2

The network shown under the Atlas 2 distribution highlighting the 3 most important key players in the network.

Figure  3 shows the Egonetworks of the 3 key players in the network. Figure  3 A shows the most important key player in the network. If this node were eliminated, the two components would be separated (those of the C and D residence). Figure  3 B,C show the Egonetworks of the key players 2 and 3 respectively. These nodes are structurally very similar. If both nodes were removed from the network, there would no longer be a connection between residence C and residences A and B.

figure 3

Egonetworks of the 3 main key players of the network.

This research contributes empirical evidence based on a social network approach to the development of the COVID-19 pandemic on university halls of residence. We have presented a study strategy and results, which link the relationship between the centrality of leaders and the outcome of pandemic infection. There is a significant core of research using the SNA methodology applied to the COVID-19 pandemic. However, there is a lack of research focusing on the structural responses of university students, a population of particular interest given their training experience. A university student "absorbs" experiences that are translated into behaviour, and transfers the resources obtained through their relationships.

Our results demonstrate the relationship between the centrality in the network of student leaders and the outcome of their infection (positive or negative). Not only could leaders spread pandemic behaviour towards their more local peers, they also seem to spread it to other halls of residence. This is demonstrated by the structure of betweenness. Leaders with a higher degree of betweenness could become key players, so that their presence or absence can disconnect the various components of the entire network. This could lead to a disconnection of the contagion process, both on a positive and negative level. The findings are the first to demonstrate that networks in university accommodation develop successful or unsuccessful responses to a pandemic. University managers should take these findings into account when developing response and behavioural strategies in pandemic or disaster situations. Strategies should be designed with a network rather than an individual approach.

Although our study did not ask about the relationship between the actors, we understand that the contacts established between the students are relationships of friendship or good classmates. We only analysed whether or not people had been in contact, during a state of lockdown. But obviously, with the SNA, we can visualise relational behaviours that would be more difficult to appreciate using other methodologies.

Our results show that student leaders have a high degree of centrality not only at the local level, i.e. in the component related to their accommodation, but also at the level of the global network. Our results are in line with studies of Mehra et al. 36 , who highlighted that the integration of a leader into the friendship network in one social circle can be related to the reputation of the leader in other social circles.

Leadership or reputation at the local level is related to the performance of the team, and leadership outside the team is what allows new opportunities to arise and new information to be disseminated 36 . In the case of university students in their accommodation, the aim is to have a friendly atmosphere and to collaborate in difficult moments, to motivate each other, etc. Our results shown a statistically significant relationship between leadership and the positive results of the COVID-19 tests. In this sense, previous studies have already found that having too many resources related to social capital in a group (such as centrality) could negatively affect the efficiency of the group 44 . In other words, the leader will exert an influence on his or her colleagues and this influence could "infect" a certain behaviour, in this case of responsibility or not in a state of health emergency.

Another aspect demonstrated in our research is that there is a similarity between student groupings in terms of their COVID-19 test results. That is, we observe groups where the results are all positive (nodes in red), and others where the results are negative (nodes in green). This finding, could be related to numerous previous studies where actors occupy similar social positions in the classroom. For example, the studies from 45 showed that stuttering students had the same social position as the rest of their peers, because both (stutterers and non-stutterers) tended to design their groups structurally the same.

Homophily theory indicates that individuals associate with those with whom they share aspects of similarity, such as similar beliefs, characteristics and behaviours, which occurs especially in young people and adolescents 46 Therefore, this may partly justify why negative-test college students are more cohesive, and positive-test college students as well.

One of the measures implemented with the greatest impact in this COVID-19 pandemic has been social distancing or isolation. The closure of premises or the reduction in hours of places of leisure has led to this social, or rather physical, distancing, as it is physical contact that is avoided. Studies have shown that the reduction in contacts based on social networks that coexist in social bubbles, and the similarity between contacts, increase social distancing from other actors, and therefore decrease the risks of contagion 47 . But in the case of this research, university accommodation could not be considered as a bubble. We could think of them as big bubbles, where behavioural patterns become contagious, be they positive and negative ones. Therefore, in this sense, the directors of the centres should take note and plan different strategies according to the behaviour of the subnetworks. That is to say, promote those behaviours with negative results of contagion and intervene in those subnetworks with positive results. For this, and as explained previously, the best option would be to plan together with the leaders.

Our results have shown that students with a high degree of Betweenness have a position in the network that gives them great leadership. In this sense, previous studies have used this structural metric as a predictor of leadership due to the strategic position that the actors have in the network and their role in bridging different networks 39 , 48 .

For a better understanding of the role of these actors, in this research we analyse these university students on the basis of two more structural issues. On the one hand, which of them could have a key player role. Secondly, to analyse the Egonetwork of those students with a greater degree of centrality in each of the components.

As regards key players, our results showed that 3 students with a high degree of betweenness, i.e. with an intermediary role, had a key player structure. The importance of the key actor has been explained perfectly by Borgatti (2006) 40 , describing both the negative and positive aspects. The negative is that the network, or networks, actually depend on these nodes, and cohesion between the networks would be diminished if these actors were to disappear 40 . This problem is greater when, in a public health context, we select a small number of individuals to contain a pandemic or to reduce the risk of contagion that links different networks. If these actors disappeared, the number of those infected would increase. As regards the positive role of these actors, they are ideal for spreading attitudes and behaviour, because they quickly gain access to different networks. Borgatti (2006) explains the importance of the structure of the key players, with the same relevance in very different contexts, such as terrorist networks or pandemic contexts 40 . In our case, our results are supported by the justification of this great researcher.

Our findings have shown that student leaders with a higher degree of Betweenness had a higher density than their peers in their Egonetworks . This could facilitate the transmission of social capital in a context such as the COVID-19 pandemic. These students, who serve as bridges, could become key actors with the ability to mobilize and coordinate social activity 49 . Their role is key for other colleagues, since they could serve as a "mirror" to "invite" appropriate behaviors in a health emergency. The key question that remains is, what behavior do they have? Structurally, the present investigation has demonstrated and justified that its position in the network is a model that could be disseminated among the rest of the actors.

To summarize the above, those responsible for universities must take into account the collective behavior of its networks. In a context such as the COVID-19 pandemic, the diffusion of behaviors is very relevant. Authors call for “urban intelligence” as a possible strategy to deal effectively with a pandemic. They understand that the impact of a health emergency is more than just a public health problem since it involves social risks and instability. This situation would be better dealt with by having the best that the social and community structure can offer, the so-called "urban intelligence” 50 .

SNA could provide a set of terms and concepts to explain and describe social phenomena 51 . The method offers a distinctive approach to analysing leadership in disaster processes. Leaders could be like "builders" of social responses and the managers of the universities should take it into account for the intervention processes.

The most important limitations of this study should be considered for future research. For example, it would be of interest to carry out other analyzes focused more on the cohesion of the network and the behavior of the subgroups, in order to draw structural conclusions at the micro level. Future lines of research could focus on comparing the students’ leadership in terms of structure with leadership as perceived by both them and their own peers.

Conclusions

The present research has carried out a study with students in university residences. The aim has been to describe the structural behaviour of students in university residences during the COVID-19 pandemic, with a more in-depth analysis of student leaders. The specific objectives proposed to develop the research were to: (i) analyse the relationship between the position of students in the network and their results with respect to COVID-19 infection, (ii) describe the position of influence of student leaders in the network, (iii) analyzing the Egonetwork of the most influential student leaders on the COVID-19 pandemic, and (iv) visualise the relational behaviour of university students in the global network.

The main conclusions derived from the results are detailed below:

The most central students in the network, had more positive results regarding COVID-19 infection.

The leadership of the confined students was related to higher degree, eigenvector and betweenness.

A small core of leaders are key players, so their role conditions the connection or disconnection between different components of the global network.

Students with a key player structure show a similar Egonetwork if they belong to the same residence.

There is a student leader with the maximum key player power structure, causing a total disconnection between networks if he/she disappears from the global network.

The findings show that strategies to cope with a disaster or pandemic need to be addressed through a network approach. University managers will need to have a profound understanding of students' relational behaviour. Only then will the most restrictive measures be effective. Responsible or irresponsible behaviour is transferred through the connections between students, so Social Network Analysis should be considered as a method of analyzing the evolution of a pandemic at the societal level. Any crisis involves contacts, but in a pandemic, contacts can transfer infection. Also in a pandemic, contacts can transfer habits and behaviours "passed on" by leaders, so that they allow for more effective coping. All of this can be analysed using SNA. Our study provides findings with an innovative approach, achieved with SNA. Among the limitations of the study it should be noted that the sample is very small (n = 93). This means that we cannot state categorically the representativeness of the results presented. However, the results could be used for future research where it is useful to analyse health emergency contexts as a network rather than analysing individuals in isolation.

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V.M. and T.F.-V. conceived the project. J.A.B.-A., P.M.-S. and C.B. performed the analytical calculations. A.G.-S., and J.A.B.-A. performed all the numerical calculations. J.A.B.-A. and P.M.-S. wrote a first draft of the manuscript. All authors reviewed and edited the manuscript.

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case study on covid 19 pdf

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A Case Series of Concomitant Falls and COVID-19 Infection Among Older Adults

Falls and covid-19 among older adults.

  • Marisa-Nicole Zayat, M.D. Department of Population Health, The University of Kansas School of Medicine – Wichita
  • Micah Vander Griend, MPH, MS-4 Department of Population Health, The University of Kansas School of Medicine – Wichita
  • Nathan Flescher, M.D. Department of Population Health, The University of Kansas School of Medicine – Wichita
  • Kelly Lightwine, MPH Department of Trauma Services, Ascension Via Christi Hospital Saint Francis
  • Hayrettin Okut, Ph.D. Department of Population Health, The University of Kansas School of Medicine – Wichita
  • Elizabeth Ablah, Ph.D., MPH, CPH Department of Population Health, The University of Kansas School of Medicine – Wichita
  • James M. Haan, M.D. Ascension Via Christi St. Francis

Introduction.  Few studies have examined the hospital course and patient outcomes among elderly trauma patients with COVID-19 and traumatic fall-related injuries. This study aimed to describe patient characteristics and hospital outcomes for older adults who sustained fall-related injuries and were concurrently infected with COVID-19.

Methods.   A retrospective chart review was conducted of patients 65 years or older admitted to a level 1 trauma center between March 3, 2020 and March 3, 2021 with fall-related injuries.

Results. Of the 807 patients who presented for fall-related injuries during the study timeframe, 16% (n=128) were tested for COVID-19, with 17% (n=22) testing positive. One patient was excluded, resulting in 21 patients included for analysis. Common presenting comorbidities were hypertension (86%, n=18), dyslipidemia (57%, n=12), or diabetes (43%, n=9). On admission, 62% (n=13) of patients had respiratory symptoms such as cough, shortness of breath, and hypoxemia. Approximately one-fourth (n=5) of patients were asymptomatic for COVID-19 on presentation. Most overall complications included unplanned intensive care unit or operating room visits (29%, n=6). COVID-19-related complications included acute hypoxic respiratory failure (67%, n=14) and pneumonia (43%, n=9). Nineteen percent of patients (n=4) patients died in hospital.

Conclusions. Study findings suggest that elderly fall patients admitted with COVID-19 experienced a high frequency of complications and in-hospital mortality. Therefore, it is important to recognize COVID-19 as a severe and potentially lethal comorbidity among older adults who experience fall-related injuries.

Copyright (c) 2024 Marisa-Nicole Zayat, M.D., Micah Vander Griend, MPH, MS-4, Nathan Flescher, M.D., Kelly Lightwine, MPH, Hayrettin Okut, Ph.D., Elizabeth Ablah, Ph.D., MPH, CPH, James M. Haan, M.D.

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Vol. 17 Supplement 2: Abstracts from the 2024 KUMC Student Research Forum

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Based on data from World Health Organization (WHO) COVID-19 situation reports. The COVID-19 outbreak was first recognized in Wuhan, China, in early December 2019. The number of confirmed COVID-19 cases is displayed by date of report and WHO region. SARS-CoV-2 indicates severe acute respiratory syndrome coronavirus 2.

Current understanding of the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2)–induced host immune response. SARS-CoV-2 targets cells through the viral structural spike (S) protein that binds to the angiotensin-converting enzyme 2 (ACE2) receptor. The serine protease type 2 transmembrane serine proteas (TMPRSS2) in the host cell further promotes viral uptake by cleaving ACE2 and activating the SARS-CoV-2 S protein. In the early stage, viral copy numbers can be high in the lower respiratory tract. Inflammatory signaling molecules are released by infected cells and alveolar macrophages in addition to recruited T lymphocytes, monocytes, and neutrophils. In the late stage, pulmonary edema can fill the alveolar spaces with hyaline membrane formation, compatible with early-phase acute respiratory distress syndrome.

A, Transverse thin-section computed tomographic scan of a 76-year-old man, 5 days after symptom onset, showing subpleural ground-glass opacity and consolidation with subpleural sparing. B, Transverse thin-section computed tomographic scan of a 76-year-old man, 21 days after symptom onset, showing bilateral and peripheral predominant consolidation, ground-glass with reticulation, and bronchodilatation. C, Pathological manifestations of lung tissue in a patient with severe pneumonia caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) showing interstitial mononuclear inflammatory infiltrates dominated by lymphocytes (magnification, ×10). D, Pathological manifestations of lung tissue in a patient with severe pneumonia caused by SARS-CoV-2 showing diffuse alveolar damage with edema and fibrine deposition, indicating acute respiratory distress syndrome with early fibrosis (magnification, ×10). Images courtesy of Inge A. H. van den Berk, MD (Department of Radiology, Amsterdam UMC), and Bernadette Schurink, MD (Department of Pathology, Amsterdam UMC).

Eric Topol, MD, Scripps Research EVP and omnivorous science health care and tech commentator, discusses the evolving COVID-19 pandemic. Recorded July 23, 2020.

  • Pharmacologic Treatments for Coronavirus Disease 2019 (COVID-19) JAMA Review May 12, 2020 This narrative review summarizes what is currently known about how SARS-CoV-2 infects cells and causes disease as a basis for considering whether chloroquine, remdisivir and other antivirals, or other existing drugs might be effective treatment for coronavirus disease 2019 (COVID-19). James M. Sanders, PhD, PharmD; Marguerite L. Monogue, PharmD; Tomasz Z. Jodlowski, PharmD; James B. Cutrell, MD
  • Ensuring Scientific Integrity and Public Confidence in the Search for Effective COVID-19 Treatment JAMA Viewpoint May 19, 2020 This Viewpoint discusses the risks to patients and public health posed by the FDA’s politically pressured Emergency Use Authorization (EUA) of chloroquine and hydroxychloroquine for COVID-19 treatment, and proposes principles to follow to ensure new therapies are studied properly and quickly to maximize benefits and minimize risks to patients. Jesse L. Goodman, MD, MPH; Luciana Borio, MD
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  • Strongyloides Hyperinfection Risk in COVID-19 Patients Treated With Dexamethasone JAMA Viewpoint August 18, 2020 Anticipating widespread global use of dexamethasone for COVID-19 in the wake of RECOVERY trial findings, this Viewpoint summarizes the theoretical risk of triggering Strongyloides hyperinfection/dissemination syndrome in people with asymptomatic strongyloidiasis, and proposes an algorithm to for assessing and managing the risk in outpatient and hospital settings. William M. Stauffer, MD, MSPH; Jonathan D. Alpern, MD; Patricia F. Walker, MD, DTM&H
  • Patient Information: COVID-19 JAMA JAMA Patient Page August 25, 2020 This JAMA Patient Page provides an overview of COVID-19 transmission, symptoms, diagnosis, disease course, and treatment. W. Joost Wiersinga, MD, PhD, MBA; Hallie C. Prescott, MD, MSc
  • Cytokine Levels in Critically Ill Patients With COVID-19 and Other Conditions JAMA Research Letter October 20, 2020 This study compares levels of tumor necrosis factor α, IL-6, and IL-8 in critically ill patients with coronavirus disease 2019 (COVID-19) vs those with other critical illness to better characterize the contribution of cytokine storm to COVID-19 pathophysiology. Matthijs Kox, PhD; Nicole J. B. Waalders, BSc; Emma J. Kooistra, BSc; Jelle Gerretsen, BSc; Peter Pickkers, MD, PhD
  • Racial/Ethnic Variation in Nasal Transmembrane Serine Protease 2 ( TMPRSS2 ) Gene Expression Facilitating Coronavirus Entry JAMA Research Letter October 20, 2020 This cross-sectional study used nasal epithelium collected in 2015-2018 to compare expression of TMPRSS2, a facilitator of SARS-CoV-2 viral entry and spread, among Asian, Black, Latino, and White patients as well as patients of mixed race/ethnicity within a New York City health system. Supinda Bunyavanich, MD, MPH, MPhil; Chantal Grant, MD; Alfin Vicencio, MD
  • Therapy for Early COVID-19—A Critical Need JAMA Viewpoint December 1, 2020 In this Viewpoint, Fauci and NIAID colleagues review leading candidates for treatment of mild to moderate coronavirus disease 2019 (COVID-19) to prevent disease progression and longer-term complications, including emerging antiviral drugs, immune-modulating agents, and antibody-based therapies, and the challenges of developing randomized trials to rapidly evaluate the safety and efficacy of each. Peter S. Kim, MD; Sarah W. Read, MD, MHS; Anthony S. Fauci, MD

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Wiersinga WJ , Rhodes A , Cheng AC , Peacock SJ , Prescott HC. Pathophysiology, Transmission, Diagnosis, and Treatment of Coronavirus Disease 2019 (COVID-19) : A Review . JAMA. 2020;324(8):782–793. doi:10.1001/jama.2020.12839

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Pathophysiology, Transmission, Diagnosis, and Treatment of Coronavirus Disease 2019 (COVID-19) : A Review

  • 1 Division of Infectious Diseases, Department of Medicine, Amsterdam UMC, location AMC, University of Amsterdam, Amsterdam, the Netherlands
  • 2 Center for Experimental and Molecular Medicine (CEMM), Amsterdam UMC, location AMC, University of Amsterdam, Amsterdam, the Netherlands
  • 3 Department of Intensive Care Medicine, St George's University Hospitals Foundation Trust, London, United Kingdom
  • 4 Infection Prevention and Healthcare Epidemiology Unit, Alfred Health, Melbourne, Australia
  • 5 School of Public Health and Preventive Medicine, Monash University, Monash University, Melbourne, Australia
  • 6 National Infection Service, Public Health England, London, United Kingdom
  • 7 Department of Medicine, University of Cambridge, Addenbrooke's Hospital, Cambridge, United Kingdom
  • 8 Division of Pulmonary and Critical Care Medicine, University of Michigan, Ann Arbor
  • 9 VA Center for Clinical Management Research, Ann Arbor, Michigan
  • Review Pharmacologic Treatments for Coronavirus Disease 2019 (COVID-19) James M. Sanders, PhD, PharmD; Marguerite L. Monogue, PharmD; Tomasz Z. Jodlowski, PharmD; James B. Cutrell, MD JAMA
  • Viewpoint Ensuring Scientific Integrity and Public Confidence in the Search for Effective COVID-19 Treatment Jesse L. Goodman, MD, MPH; Luciana Borio, MD JAMA
  • Viewpoint Monoclonal Antibodies for Prevention and Treatment of COVID-19 Mary Marovich, MD; John R. Mascola, MD; Myron S. Cohen, MD JAMA
  • Preliminary Communication Presence of Genetic Variants Among Young Men With Severe COVID-19 Caspar I. van der Made, MD; Annet Simons, PhD; Janneke Schuurs-Hoeijmakers, MD, PhD; Guus van den Heuvel, MD; Tuomo Mantere, PhD; Simone Kersten, MSc; Rosanne C. van Deuren, MSc; Marloes Steehouwer, BSc; Simon V. van Reijmersdal, BSc; Martin Jaeger, PhD; Tom Hofste, BSc; Galuh Astuti, PhD; Jordi Corominas Galbany, PhD; Vyne van der Schoot, MD, PhD; Hans van der Hoeven, MD, PhD; Wanda Hagmolen of ten Have, MD, PhD; Eva Klijn, MD, PhD; Catrien van den Meer, MD; Jeroen Fiddelaers, MD; Quirijn de Mast, MD, PhD; Chantal P. Bleeker-Rovers, MD, PhD; Leo A. B. Joosten, PhD; Helger G. Yntema, PhD; Christian Gilissen, PhD; Marcel Nelen, PhD; Jos W. M. van der Meer, MD, PhD; Han G. Brunner, MD, PhD; Mihai G. Netea, MD, PhD; Frank L. van de Veerdonk, MD, PhD; Alexander Hoischen, PhD JAMA
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  • Research Letter Cytokine Levels in Critically Ill Patients With COVID-19 and Other Conditions Matthijs Kox, PhD; Nicole J. B. Waalders, BSc; Emma J. Kooistra, BSc; Jelle Gerretsen, BSc; Peter Pickkers, MD, PhD JAMA
  • Research Letter Racial/Ethnic Variation in Nasal Transmembrane Serine Protease 2 ( TMPRSS2 ) Gene Expression Facilitating Coronavirus Entry Supinda Bunyavanich, MD, MPH, MPhil; Chantal Grant, MD; Alfin Vicencio, MD JAMA
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Importance   The coronavirus disease 2019 (COVID-19) pandemic, due to the novel severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), has caused a worldwide sudden and substantial increase in hospitalizations for pneumonia with multiorgan disease. This review discusses current evidence regarding the pathophysiology, transmission, diagnosis, and management of COVID-19.

Observations   SARS-CoV-2 is spread primarily via respiratory droplets during close face-to-face contact. Infection can be spread by asymptomatic, presymptomatic, and symptomatic carriers. The average time from exposure to symptom onset is 5 days, and 97.5% of people who develop symptoms do so within 11.5 days. The most common symptoms are fever, dry cough, and shortness of breath. Radiographic and laboratory abnormalities, such as lymphopenia and elevated lactate dehydrogenase, are common, but nonspecific. Diagnosis is made by detection of SARS-CoV-2 via reverse transcription polymerase chain reaction testing, although false-negative test results may occur in up to 20% to 67% of patients; however, this is dependent on the quality and timing of testing. Manifestations of COVID-19 include asymptomatic carriers and fulminant disease characterized by sepsis and acute respiratory failure. Approximately 5% of patients with COVID-19, and 20% of those hospitalized, experience severe symptoms necessitating intensive care. More than 75% of patients hospitalized with COVID-19 require supplemental oxygen. Treatment for individuals with COVID-19 includes best practices for supportive management of acute hypoxic respiratory failure. Emerging data indicate that dexamethasone therapy reduces 28-day mortality in patients requiring supplemental oxygen compared with usual care (21.6% vs 24.6%; age-adjusted rate ratio, 0.83 [95% CI, 0.74-0.92]) and that remdesivir improves time to recovery (hospital discharge or no supplemental oxygen requirement) from 15 to 11 days. In a randomized trial of 103 patients with COVID-19, convalescent plasma did not shorten time to recovery. Ongoing trials are testing antiviral therapies, immune modulators, and anticoagulants. The case-fatality rate for COVID-19 varies markedly by age, ranging from 0.3 deaths per 1000 cases among patients aged 5 to 17 years to 304.9 deaths per 1000 cases among patients aged 85 years or older in the US. Among patients hospitalized in the intensive care unit, the case fatality is up to 40%. At least 120 SARS-CoV-2 vaccines are under development. Until an effective vaccine is available, the primary methods to reduce spread are face masks, social distancing, and contact tracing. Monoclonal antibodies and hyperimmune globulin may provide additional preventive strategies.

Conclusions and Relevance   As of July 1, 2020, more than 10 million people worldwide had been infected with SARS-CoV-2. Many aspects of transmission, infection, and treatment remain unclear. Advances in prevention and effective management of COVID-19 will require basic and clinical investigation and public health and clinical interventions.

The coronavirus disease 2019 (COVID-19) pandemic has caused a sudden significant increase in hospitalizations for pneumonia with multiorgan disease. COVID-19 is caused by the novel severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). SARS-CoV-2 infection may be asymptomatic or it may cause a wide spectrum of symptoms, such as mild symptoms of upper respiratory tract infection and life-threatening sepsis. COVID-19 first emerged in December 2019, when a cluster of patients with pneumonia of unknown cause was recognized in Wuhan, China. As of July 1, 2020, SARS-CoV-2 has affected more than 200 countries, resulting in more than 10 million identified cases with 508 000 confirmed deaths ( Figure 1 ). This review summarizes current evidence regarding pathophysiology, transmission, diagnosis, and management of COVID-19.

We searched PubMed, LitCovid, and MedRxiv using the search terms coronavirus , severe acute respiratory syndrome coronavirus 2 , 2019-nCoV , SARS-CoV-2 , SARS-CoV , MERS-CoV , and COVID-19 for studies published from January 1, 2002, to June 15, 2020, and manually searched the references of select articles for additional relevant articles. Ongoing or completed clinical trials were identified using the disease search term coronavirus infection on ClinicalTrials.gov, the Chinese Clinical Trial Registry, and the International Clinical Trials Registry Platform. We selected articles relevant to a general medicine readership, prioritizing randomized clinical trials, systematic reviews, and clinical practice guidelines.

Coronaviruses are large, enveloped, single-stranded RNA viruses found in humans and other mammals, such as dogs, cats, chicken, cattle, pigs, and birds. Coronaviruses cause respiratory, gastrointestinal, and neurological disease. The most common coronaviruses in clinical practice are 229E, OC43, NL63, and HKU1, which typically cause common cold symptoms in immunocompetent individuals. SARS-CoV-2 is the third coronavirus that has caused severe disease in humans to spread globally in the past 2 decades. 1 The first coronavirus that caused severe disease was severe acute respiratory syndrome (SARS), which was thought to originate in Foshan, China, and resulted in the 2002-2003 SARS-CoV pandemic. 2 The second was the coronavirus-caused Middle East respiratory syndrome (MERS), which originated from the Arabian peninsula in 2012. 3

SARS-CoV-2 has a diameter of 60 nm to 140 nm and distinctive spikes, ranging from 9 nm to 12 nm, giving the virions the appearance of a solar corona ( Figure 2 ). 4 Through genetic recombination and variation, coronaviruses can adapt to and infect new hosts. Bats are thought to be a natural reservoir for SARS-CoV-2, but it has been suggested that humans became infected with SARS-CoV-2 via an intermediate host, such as the pangolin. 5 , 6

Early in infection, SARS-CoV-2 targets cells, such as nasal and bronchial epithelial cells and pneumocytes, through the viral structural spike (S) protein that binds to the angiotensin-converting enzyme 2 (ACE2) receptor 7 ( Figure 2 ). The type 2 transmembrane serine protease (TMPRSS2), present in the host cell, promotes viral uptake by cleaving ACE2 and activating the SARS-CoV-2 S protein, which mediates coronavirus entry into host cells. 7 ACE2 and TMPRSS2 are expressed in host target cells, particularly alveolar epithelial type II cells. 8 , 9 Similar to other respiratory viral diseases, such as influenza, profound lymphopenia may occur in individuals with COVID-19 when SARS-CoV-2 infects and kills T lymphocyte cells. In addition, the viral inflammatory response, consisting of both the innate and the adaptive immune response (comprising humoral and cell-mediated immunity), impairs lymphopoiesis and increases lymphocyte apoptosis. Although upregulation of ACE2 receptors from ACE inhibitor and angiotensin receptor blocker medications has been hypothesized to increase susceptibility to SARS-CoV-2 infection, large observational cohorts have not found an association between these medications and risk of infection or hospital mortality due to COVID-19. 10 , 11 For example, in a study 4480 patients with COVID-19 from Denmark, previous treatment with ACE inhibitors or angiotensin receptor blockers was not associated with mortality. 11

In later stages of infection, when viral replication accelerates, epithelial-endothelial barrier integrity is compromised. In addition to epithelial cells, SARS-CoV-2 infects pulmonary capillary endothelial cells, accentuating the inflammatory response and triggering an influx of monocytes and neutrophils. Autopsy studies have shown diffuse thickening of the alveolar wall with mononuclear cells and macrophages infiltrating airspaces in addition to endothelialitis. 12 Interstitial mononuclear inflammatory infiltrates and edema develop and appear as ground-glass opacities on computed tomographic imaging. Pulmonary edema filling the alveolar spaces with hyaline membrane formation follows, compatible with early-phase acute respiratory distress syndrome (ARDS). 12 Bradykinin-dependent lung angioedema may contribute to disease. 13 Collectively, endothelial barrier disruption, dysfunctional alveolar-capillary oxygen transmission, and impaired oxygen diffusion capacity are characteristic features of COVID-19.

In severe COVID-19, fulminant activation of coagulation and consumption of clotting factors occur. 14 , 15 A report from Wuhan, China, indicated that 71% of 183 individuals who died of COVID-19 met criteria for diffuse intravascular coagulation. 14 Inflamed lung tissues and pulmonary endothelial cells may result in microthrombi formation and contribute to the high incidence of thrombotic complications, such as deep venous thrombosis, pulmonary embolism, and thrombotic arterial complications (eg, limb ischemia, ischemic stroke, myocardial infarction) in critically ill patients. 16 The development of viral sepsis, defined as life-threatening organ dysfunction caused by a dysregulated host response to infection, may further contribute to multiorgan failure.

Epidemiologic data suggest that droplets expelled during face-to-face exposure during talking, coughing, or sneezing is the most common mode of transmission ( Box 1 ). Prolonged exposure to an infected person (being within 6 feet for at least 15 minutes) and briefer exposures to individuals who are symptomatic (eg, coughing) are associated with higher risk for transmission, while brief exposures to asymptomatic contacts are less likely to result in transmission. 25 Contact surface spread (touching a surface with virus on it) is another possible mode of transmission. Transmission may also occur via aerosols (smaller droplets that remain suspended in air), but it is unclear if this is a significant source of infection in humans outside of a laboratory setting. 26 , 27 The existence of aerosols in physiological states (eg, coughing) or the detection of nucleic acid in the air does not mean that small airborne particles are infectious. 28 Maternal COVID-19 is currently believed to be associated with low risk for vertical transmission. In most reported series, the mothers' infection with SARS-CoV-2 occurred in the third trimester of pregnancy, with no maternal deaths and a favorable clinical course in the neonates. 29 - 31

Transmission, Symptoms, and Complications of Coronavirus Disease 2019 (COVID-19)

Transmission 17 of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) occurs primarily via respiratory droplets from face-to-face contact and, to a lesser degree, via contaminated surfaces. Aerosol spread may occur, but the role of aerosol spread in humans remains unclear. An estimated 48% to 62% of transmission may occur via presymptomatic carriers.

Common symptoms 18 in hospitalized patients include fever (70%-90%), dry cough (60%-86%), shortness of breath (53%-80%), fatigue (38%), myalgias (15%-44%), nausea/vomiting or diarrhea (15%-39%), headache, weakness (25%), and rhinorrhea (7%). Anosmia or ageusia may be the sole presenting symptom in approximately 3% of individuals with COVID-19.

Common laboratory abnormalities 19 among hospitalized patients include lymphopenia (83%), elevated inflammatory markers (eg, erythrocyte sedimentation rate, C-reactive protein, ferritin, tumor necrosis factor-α, IL-1, IL-6), and abnormal coagulation parameters (eg, prolonged prothrombin time, thrombocytopenia, elevated D-dimer [46% of patients], low fibrinogen).

Common radiographic findings of individuals with COVID-19 include bilateral, lower-lobe predominate infiltrates on chest radiographic imaging and bilateral, peripheral, lower-lobe ground-glass opacities and/or consolidation on chest computed tomographic imaging.

Common complications 18 , 20 - 24 among hospitalized patients with COVID-19 include pneumonia (75%); acute respiratory distress syndrome (15%); acute liver injury, characterized by elevations in aspartate transaminase, alanine transaminase, and bilirubin (19%); cardiac injury, including troponin elevation (7%-17%), acute heart failure, dysrhythmias, and myocarditis; prothrombotic coagulopathy resulting in venous and arterial thromboembolic events (10%-25%); acute kidney injury (9%); neurologic manifestations, including impaired consciousness (8%) and acute cerebrovascular disease (3%); and shock (6%).

Rare complications among critically ill patients with COVID-19 include cytokine storm and macrophage activation syndrome (ie, secondary hemophagocytic lymphohistiocytosis).

The clinical significance of SARS-CoV-2 transmission from inanimate surfaces is difficult to interpret without knowing the minimum dose of virus particles that can initiate infection. Viral load appears to persist at higher levels on impermeable surfaces, such as stainless steel and plastic, than permeable surfaces, such as cardboard. 32 Virus has been identified on impermeable surfaces for up to 3 to 4 days after inoculation. 32 Widespread viral contamination of hospital rooms has been documented. 28 However, it is thought that the amount of virus detected on surfaces decays rapidly within 48 to 72 hours. 32 Although the detection of virus on surfaces reinforces the potential for transmission via fomites (objects such as a doorknob, cutlery, or clothing that may be contaminated with SARS-CoV-2) and the need for adequate environmental hygiene, droplet spread via face-to-face contact remains the primary mode of transmission.

Viral load in the upper respiratory tract appears to peak around the time of symptom onset and viral shedding begins approximately 2 to 3 days prior to the onset of symptoms. 33 Asymptomatic and presymptomatic carriers can transmit SARS-CoV-2. 34 , 35 In Singapore, presymptomatic transmission has been described in clusters of patients with close contact (eg, through churchgoing or singing class) approximately 1 to 3 days before the source patient developed symptoms. 34 Presymptomatic transmission is thought to be a major contributor to the spread of SARS-CoV-2. Modeling studies from China and Singapore estimated the percentage of infections transmitted from a presymptomatic individual as 48% to 62%. 17 Pharyngeal shedding is high during the first week of infection at a time in which symptoms are still mild, which might explain the efficient transmission of SARS-CoV-2, because infected individuals can be infectious before they realize they are ill. 36 Although studies have described rates of asymptomatic infection, ranging from 4% to 32%, it is unclear whether these reports represent truly asymptomatic infection by individuals who never develop symptoms, transmission by individuals with very mild symptoms, or transmission by individuals who are asymptomatic at the time of transmission but subsequently develop symptoms. 37 - 39 A systematic review on this topic suggested that true asymptomatic infection is probably uncommon. 38

Although viral nucleic acid can be detectable in throat swabs for up to 6 weeks after the onset of illness, several studies suggest that viral cultures are generally negative for SARS-CoV-2 8 days after symptom onset. 33 , 36 , 40 This is supported by epidemiological studies that have shown that transmission did not occur to contacts whose exposure to the index case started more than 5 days after the onset of symptoms in the index case. 41 This suggests that individuals can be released from isolation based on clinical improvement. The Centers for Disease Control and Prevention recommend isolating for at least 10 days after symptom onset and 3 days after improvement of symptoms. 42 However, there remains uncertainty about whether serial testing is required for specific subgroups, such as immunosuppressed patients or critically ill patients for whom symptom resolution may be delayed or older adults residing in short- or long-term care facilities.

The mean (interquartile range) incubation period (the time from exposure to symptom onset) for COVID-19 is approximately 5 (2-7) days. 43 , 44 Approximately 97.5% of individuals who develop symptoms will do so within 11.5 days of infection. 43 The median (interquartile range) interval from symptom onset to hospital admission is 7 (3-9) days. 45 The median age of hospitalized patients varies between 47 and 73 years, with most cohorts having a male preponderance of approximately 60%. 44 , 46 , 47 Among patients hospitalized with COVID-19, 74% to 86% are aged at least 50 years. 45 , 47

COVID-19 has various clinical manifestations ( Box 1 and Box 2 ). In a study of 44 672 patients with COVID-19 in China, 81% of patients had mild manifestations, 14% had severe manifestations, and 5% had critical manifestations (defined by respiratory failure, septic shock, and/or multiple organ dysfunction). 48 A study of 20 133 individuals hospitalized with COVID-19 in the UK reported that 17.1% were admitted to high-dependency or intensive care units (ICUs). 47

Commonly Asked Questions About Coronavirus Disease 2019 (COVID-19)

How is severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) most commonly transmitted?

SARS-CoV-2 is most commonly spread via respiratory droplets (eg, from coughing, sneezing, shouting) during face-to-face exposure or by surface contamination.

What are the most common symptoms of COVID-19?

The 3 most common symptoms are fever, cough, and shortness of breath. Additional symptoms include weakness, fatigue, nausea, vomiting, diarrhea, changes to taste and smell.

How is the diagnosis made?

Diagnosis of COVID-19 is typically made by polymerase chain reaction testing of a nasopharyngeal swab. However, given the possibility of false-negative test results, clinical, laboratory, and imaging findings may also be used to make a presumptive diagnosis for individuals for whom there is a high index of clinical suspicion of infection.

What are current evidence-based treatments for individuals with COVID-19?

Supportive care, including supplemental oxygen, is the main treatment for most patients. Recent trials indicate that dexamethasone decreases mortality (subgroup analysis suggests benefit is limited to patients who require supplemental oxygen and who have symptoms for >7 d) and remdesivir improves time to recovery (subgroup analysis suggests benefit is limited to patients not receiving mechanical ventilation).

What percentage of people are asymptomatic carriers, and how important are they in transmitting the disease?

True asymptomatic infection is believed to be uncommon. The average time from exposure to symptoms onset is 5 days, and up to 62% of transmission may occur prior to the onset of symptoms.

Are masks effective at preventing spread?

Yes. Face masks reduce the spread of viral respiratory infection. N95 respirators and surgical masks both provide substantial protection (compared with no mask), and surgical masks provide greater protection than cloth masks. However, physical distancing is also associated with substantial reduction of viral transmission, with greater distances providing greater protection. Additional measures such as hand and environmental disinfection are also important.

Although only approximately 25% of infected patients have comorbidities, 60% to 90% of hospitalized infected patients have comorbidities. 45 - 49 The most common comorbidities in hospitalized patients include hypertension (present in 48%-57% of patients), diabetes (17%-34%), cardiovascular disease (21%-28%), chronic pulmonary disease (4%-10%), chronic kidney disease (3%-13%), malignancy (6%-8%), and chronic liver disease (<5%). 45 , 46 , 49

The most common symptoms in hospitalized patients are fever (up to 90% of patients), dry cough (60%-86%), shortness of breath (53%-80%), fatigue (38%), nausea/vomiting or diarrhea (15%-39%), and myalgia (15%-44%). 18 , 44 - 47 , 49 , 50 Patients can also present with nonclassical symptoms, such as isolated gastrointestinal symptoms. 18 Olfactory and/or gustatory dysfunctions have been reported in 64% to 80% of patients. 51 - 53 Anosmia or ageusia may be the sole presenting symptom in approximately 3% of patients. 53

Complications of COVID-19 include impaired function of the heart, brain, lung, liver, kidney, and coagulation system. COVID-19 can lead to myocarditis, cardiomyopathy, ventricular arrhythmias, and hemodynamic instability. 20 , 54 Acute cerebrovascular disease and encephalitis are observed with severe illness (in up to 8% of patients). 21 , 52 Venous and arterial thromboembolic events occur in 10% to 25% in hospitalized patients with COVID-19. 19 , 22 In the ICU, venous and arterial thromboembolic events may occur in up to 31% to 59% of patients with COVID-19. 16 , 22

Approximately 17% to 35% of hospitalized patients with COVID-19 are treated in an ICU, most commonly due to hypoxemic respiratory failure. Among patients in the ICU with COVID-19, 29% to 91% require invasive mechanical ventilation. 47 , 49 , 55 , 56 In addition to respiratory failure, hospitalized patients may develop acute kidney injury (9%), liver dysfunction (19%), bleeding and coagulation dysfunction (10%-25%), and septic shock (6%). 18 , 19 , 23 , 49 , 56

Approximately 2% to 5% of individuals with laboratory-confirmed COVID-19 are younger than 18 years, with a median age of 11 years. Children with COVID-19 have milder symptoms that are predominantly limited to the upper respiratory tract, and rarely require hospitalization. It is unclear why children are less susceptible to COVID-19. Potential explanations include that children have less robust immune responses (ie, no cytokine storm), partial immunity from other viral exposures, and lower rates of exposure to SARS-CoV-2. Although most pediatric cases are mild, a small percentage (<7%) of children admitted to the hospital for COVID-19 develop severe disease requiring mechanical ventilation. 57 A rare multisystem inflammatory syndrome similar to Kawasaki disease has recently been described in children in Europe and North America with SARS-CoV-2 infection. 58 , 59 This multisystem inflammatory syndrome in children is uncommon (2 in 100 000 persons aged <21 years). 60

Diagnosis of COVID-19 is typically made using polymerase chain reaction testing via nasal swab ( Box 2 ). However, because of false-negative test result rates of SARS-CoV-2 PCR testing of nasal swabs, clinical, laboratory, and imaging findings may also be used to make a presumptive diagnosis.

Reverse transcription polymerase chain reaction–based SARS-CoV-2 RNA detection from respiratory samples (eg, nasopharynx) is the standard for diagnosis. However, the sensitivity of testing varies with timing of testing relative to exposure. One modeling study estimated sensitivity at 33% 4 days after exposure, 62% on the day of symptom onset, and 80% 3 days after symptom onset. 61 - 63 Factors contributing to false-negative test results include the adequacy of the specimen collection technique, time from exposure, and specimen source. Lower respiratory samples, such as bronchoalveolar lavage fluid, are more sensitive than upper respiratory samples. Among 1070 specimens collected from 205 patients with COVID-19 in China, bronchoalveolar lavage fluid specimens had the highest positive rates of SARS-CoV-2 PCR testing results (93%), followed by sputum (72%), nasal swabs (63%), and pharyngeal swabs (32%). 61 SARS-CoV-2 can also be detected in feces, but not in urine. 61 Saliva may be an alternative specimen source that requires less personal protective equipment and fewer swabs, but requires further validation. 64

Several serological tests can also aid in the diagnosis and measurement of responses to novel vaccines. 62 , 65 , 66 However, the presence of antibodies may not confer immunity because not all antibodies produced in response to infection are neutralizing. Whether and how frequently second infections with SARS-CoV-2 occur remain unknown. Whether presence of antibody changes susceptibility to subsequent infection or how long antibody protection lasts are unknown. IgM antibodies are detectable within 5 days of infection, with higher IgM levels during weeks 2 to 3 of illness, while an IgG response is first seen approximately 14 days after symptom onset. 62 , 65 Higher antibody titers occur with more severe disease. 66 Available serological assays include point-of-care assays and high throughput enzyme immunoassays. However, test performance, accuracy, and validity are variable. 67

A systematic review of 19 studies of 2874 patients who were mostly from China (mean age, 52 years), of whom 88% were hospitalized, reported the typical range of laboratory abnormalities seen in COVID-19, including elevated serum C-reactive protein (increased in >60% of patients), lactate dehydrogenase (increased in approximately 50%-60%), alanine aminotransferase (elevated in approximately 25%), and aspartate aminotransferase (approximately 33%). 24 Approximately 75% of patients had low albumin. 24 The most common hematological abnormality is lymphopenia (absolute lymphocyte count <1.0 × 10 9 /L), which is present in up to 83% of hospitalized patients with COVID-19. 44 , 50 In conjunction with coagulopathy, modest prolongation of prothrombin times (prolonged in >5% of patients), mild thrombocytopenia (present in approximately 30% of patients) and elevated D-dimer values (present in 43%-60% of patients) are common. 14 , 15 , 19 , 44 , 68 However, most of these laboratory characteristics are nonspecific and are common in pneumonia. More severe laboratory abnormalities have been associated with more severe infection. 44 , 50 , 69 D-dimer and, to a lesser extent, lymphopenia seem to have the largest prognostic associations. 69

The characteristic chest computed tomographic imaging abnormalities for COVID-19 are diffuse, peripheral ground-glass opacities ( Figure 3 ). 70 Ground-glass opacities have ill-defined margins, air bronchograms, smooth or irregular interlobular or septal thickening, and thickening of the adjacent pleura. 70 Early in the disease, chest computed tomographic imaging findings in approximately 15% of individuals and chest radiograph findings in approximately 40% of individuals can be normal. 44 Rapid evolution of abnormalities can occur in the first 2 weeks after symptom onset, after which they subside gradually. 70 , 71

Chest computed tomographic imaging findings are nonspecific and overlap with other infections, so the diagnostic value of chest computed tomographic imaging for COVID-19 is limited. Some patients admitted to the hospital with polymerase chain reaction testing–confirmed SARS-CoV-2 infection have normal computed tomographic imaging findings, while abnormal chest computed tomographic imaging findings compatible with COVID-19 occur days before detection of SARS-CoV-2 RNA in other patients. 70 , 71

Currently, best practices for supportive management of acute hypoxic respiratory failure and ARDS should be followed. 72 - 74 Evidence-based guideline initiatives have been established by many countries and professional societies, 72 - 74 including guidelines that are updated regularly by the National Institutes of Health. 74

More than 75% of patients hospitalized with COVID-19 require supplemental oxygen therapy. For patients who are unresponsive to conventional oxygen therapy, heated high-flow nasal canula oxygen may be administered. 72 For patients requiring invasive mechanical ventilation, lung-protective ventilation with low tidal volumes (4-8 mL/kg, predicted body weight) and plateau pressure less than 30 mg Hg is recommended. 72 Additionally, prone positioning, a higher positive end-expiratory pressure strategy, and short-term neuromuscular blockade with cisatracurium or other muscle relaxants may facilitate oxygenation. Although some patients with COVID-19–related respiratory failure have high lung compliance, 75 they are still likely to benefit from lung-protective ventilation. 76 Cohorts of patients with ARDS have displayed similar heterogeneity in lung compliance, and even patients with greater compliance have shown benefit from lower tidal volume strategies. 76

The threshold for intubation in COVID-19–related respiratory failure is controversial, because many patients have normal work of breathing but severe hypoxemia. 77 “Earlier” intubation allows time for a more controlled intubation process, which is important given the logistical challenges of moving patients to an airborne isolation room and donning personal protective equipment prior to intubation. However, hypoxemia in the absence of respiratory distress is well tolerated, and patients may do well without mechanical ventilation. Earlier intubation thresholds may result in treating some patients with mechanical ventilation unnecessarily and exposing them to additional complications. Currently, insufficient evidence exists to make recommendations regarding earlier vs later intubation.

In observational studies, approximately 8% of hospitalized patients with COVID-19 experience a bacterial or fungal co-infection, but up to 72% are treated with broad-spectrum antibiotics. 78 Awaiting further data, it may be prudent to withhold antibacterial drugs in patients with COVID-19 and reserve them for those who present with radiological findings and/or inflammatory markers compatible with co-infection or who are immunocompromised and/or critically ill. 72

The following classes of drugs are being evaluated or developed for the management of COVID-19: antivirals (eg, remdesivir, favipiravir), antibodies (eg, convalescent plasma, hyperimmune immunoglobulins), anti-inflammatory agents (dexamethasone, statins), targeted immunomodulatory therapies (eg, tocilizumab, sarilumab, anakinra, ruxolitinib), anticoagulants (eg, heparin), and antifibrotics (eg, tyrosine kinase inhibitors). It is likely that different treatment modalities might have different efficacies at different stages of illness and in different manifestations of disease. Viral inhibition would be expected to be most effective early in infection, while, in hospitalized patients, immunomodulatory agents may be useful to prevent disease progression and anticoagulants may be useful to prevent thromboembolic complications.

More than 200 trials of chloroquine/hydroxychloroquine, compounds that inhibit viral entry and endocytosis of SARS-CoV-2 in vitro and may have beneficial immunomodulatory effects in vivo, 79 , 80 have been initiated, but early data from clinical trials in hospitalized patients with COVID-19 have not demonstrated clear benefit. 81 - 83 A clinical trial of 150 patients in China admitted to the hospital for mild to moderate COVID-19 did not find an effect on negative conversion of SARS-CoV-2 by 28 days (the main outcome measure) when compared with standard of care alone. 83 Two retrospective studies found no effect of hydroxychloroquine on risk of intubation or mortality among patients hospitalized for COVID-19. 84 , 85 One of these retrospective multicenter cohort studies compared in-hospital mortality between those treated with hydroxychloroquine plus azithromycin (735 patients), hydroxychloroquine alone (271 patients), azithromycin alone (211 patients), and neither drug (221 patients), but reported no differences across the groups. 84 Adverse effects are common, most notably QT prolongation with an increased risk of cardiac complications in an already vulnerable population. 82 , 84 These findings do not support off-label use of (hydroxy)chloroquine either with or without the coadministration of azithromycin. Randomized clinical trials are ongoing and should provide more guidance.

Most antiviral drugs undergoing clinical testing in patients with COVID-19 are repurposed antiviral agents originally developed against influenza, HIV, Ebola, or SARS/MERS. 79 , 86 Use of the protease inhibitor lopinavir-ritonavir, which disrupts viral replication in vitro, did not show benefit when compared with standard care in a randomized, controlled, open-label trial of 199 hospitalized adult patients with severe COVID-19. 87 Among the RNA-dependent RNA polymerase inhibitors, which halt SARS-CoV-2 replication, being evaluated, including ribavirin, favipiravir, and remdesivir, the latter seems to be the most promising. 79 , 88 The first preliminary results of a double-blind, randomized, placebo-controlled trial of 1063 adults hospitalized with COVID-19 and evidence of lower respiratory tract involvement who were randomly assigned to receive intravenous remdesivir or placebo for up to 10 days demonstrated that patients randomized to receive remdesivir had a shorter time to recovery than patients in the placebo group (11 vs 15 days). 88 A separate randomized, open-label trial among 397 hospitalized patients with COVID-19 who did not require mechanical ventilation reported that 5 days of treatment with remdesivir was not different than 10 days in terms of clinical status on day 14. 89 The effect of remdesivir on survival remains unknown.

Treatment with plasma obtained from patients who have recovered from viral infections was first reported during the 1918 flu pandemic. A first report of 5 critically ill patients with COVID-19 treated with convalescent plasma containing neutralizing antibody showed improvement in clinical status among all participants, defined as a combination of changes of body temperature, Sequential Organ Failure Assessment score, partial pressure of oxygen/fraction of inspired oxygen, viral load, serum antibody titer, routine blood biochemical index, ARDS, and ventilatory and extracorporeal membrane oxygenation supports before and after convalescent plasma transfusion status. 90 However, a subsequent multicenter, open-label, randomized clinical trial of 103 patients in China with severe COVID-19 found no statistical difference in time to clinical improvement within 28 days among patients randomized to receive convalescent plasma vs standard treatment alone (51.9% vs 43.1%). 91 However, the trial was stopped early because of slowing enrollment, which limited the power to detect a clinically important difference. Alternative approaches being studied include the use of convalescent plasma-derived hyperimmune globulin and monoclonal antibodies targeting SARS-CoV-2. 92 , 93

Alternative therapeutic strategies consist of modulating the inflammatory response in patients with COVID-19. Monoclonal antibodies directed against key inflammatory mediators, such as interferon gamma, interleukin 1, interleukin 6, and complement factor 5a, all target the overwhelming inflammatory response following SARS-CoV-2 infection with the goal of preventing organ damage. 79 , 86 , 94 Of these, the interleukin 6 inhibitors tocilizumab and sarilumab are best studied, with more than a dozen randomized clinical trials underway. 94 Tyrosine kinase inhibitors, such as imatinib, are studied for their potential to prevent pulmonary vascular leakage in individuals with COVID-19.

Studies of corticosteroids for viral pneumonia and ARDS have yielded mixed results. 72 , 73 However, the Randomized Evaluation of COVID-19 Therapy (RECOVERY) trial, which randomized 2104 patients with COVID-19 to receive 6 mg daily of dexamethasone for up to 10 days and 4321 to receive usual care, found that dexamethasone reduced 28-day all-cause mortality (21.6% vs 24.6%; age-adjusted rate ratio, 0.83 [95% CI, 0.74-0.92]; P  < .001). 95 The benefit was greatest in patients with symptoms for more than 7 days and patients who required mechanical ventilation. By contrast, there was no benefit (and possibility for harm) among patients with shorter symptom duration and no supplemental oxygen requirement. A retrospective cohort study of 201 patients in Wuhan, China, with confirmed COVID-19 pneumonia and ARDS reported that treatment with methylprednisolone was associated with reduced risk of death (hazard ratio, 0.38 [95% CI, 0.20-0.72]). 69

Thromboembolic prophylaxis with subcutaneous low molecular weight heparin is recommended for all hospitalized patients with COVID-19. 15 , 19 Studies are ongoing to assess whether certain patients (ie, those with elevated D-dimer) benefit from therapeutic anticoagulation.

A disproportionate percentage of COVID-19 hospitalizations and deaths occurs in lower-income and minority populations. 45 , 96 , 97 In a report by the Centers for Disease Control and Prevention of 580 hospitalized patients for whom race data were available, 33% were Black and 45% were White, while 18% of residents in the surrounding community were Black and 59% were White. 45 The disproportionate prevalence of COVID-19 among Black patients was separately reported in a retrospective cohort study of 3626 patients with COVID-19 from Louisiana, in which 77% of patients hospitalized with COVID-19 and 71% of patients who died of COVID-19 were Black, but Black individuals comprised only 31% of the area population. 97 , 98 This disproportionate burden may be a reflection of disparities in housing, transportation, employment, and health. Minority populations are more likely to live in densely populated communities or housing, depend on public transportation, or work in jobs for which telework was not possible (eg, bus driver, food service worker). Black individuals also have a higher prevalence of chronic health conditions than White individuals. 98 , 99

Overall hospital mortality from COVID-19 is approximately 15% to 20%, but up to 40% among patients requiring ICU admission. However, mortality rates vary across cohorts, reflecting differences in the completeness of testing and case identification, variable thresholds for hospitalization, and differences in outcomes. Hospital mortality ranges from less than 5% among patients younger than 40 years to 35% for patients aged 70 to 79 years and greater than 60% for patients aged 80 to 89 years. 46 Estimated overall death rates by age group per 1000 confirmed cases are provided in the Table . Because not all people who die during the pandemic are tested for COVID-19, actual numbers of deaths from COVID-19 are higher than reported numbers.

Although long-term outcomes from COVID-19 are currently unknown, patients with severe illness are likely to suffer substantial sequelae. Survival from sepsis is associated with increased risk for mortality for at least 2 years, new physical disability, new cognitive impairment, and increased vulnerability to recurrent infection and further health deterioration. Similar sequalae are likely to be seen in survivors of severe COVID-19. 100

COVID-19 is a potentially preventable disease. The relationship between the intensity of public health action and the control of transmission is clear from the epidemiology of infection around the world. 25 , 101 , 102 However, because most countries have implemented multiple infection control measures, it is difficult to determine the relative benefit of each. 103 , 104 This question is increasingly important because continued interventions will be required until effective vaccines or treatments become available. In general, these interventions can be divided into those consisting of personal actions (eg, physical distancing, personal hygiene, and use of protective equipment), case and contact identification (eg, test-trace-track-isolate, reactive school or workplace closure), regulatory actions (eg, governmental limits on sizes of gatherings or business capacity; stay-at-home orders; proactive school, workplace, and public transport closure or restriction; cordon sanitaire or internal border closures), and international border measures (eg, border closure or enforced quarantine). A key priority is to identify the combination of measures that minimizes societal and economic disruption while adequately controlling infection. Optimal measures may vary between countries based on resource limitations, geography (eg, island nations and international border measures), population, and political factors (eg, health literacy, trust in government, cultural and linguistic diversity).

The evidence underlying these public health interventions has not changed since the 1918 flu pandemic. 105 Mathematical modeling studies and empirical evidence support that public health interventions, including home quarantine after infection, restricting mass gatherings, travel restrictions, and social distancing, are associated with reduced rates of transmission. 101 , 102 , 106 Risk of resurgence follows when these interventions are lifted.

A human vaccine is currently not available for SARS-CoV-2, but approximately 120 candidates are under development. Approaches include the use of nucleic acids (DNA or RNA), inactivated or live attenuated virus, viral vectors, and recombinant proteins or virus particles. 107 , 108 Challenges to developing an effective vaccine consist of technical barriers (eg, whether S or receptor-binding domain proteins provoke more protective antibodies, prior exposure to adenovirus serotype 5 [which impairs immunogenicity in the viral vector vaccine], need for adjuvant), feasibility of large-scale production and regulation (eg, ensuring safety and effectiveness), and legal barriers (eg, technology transfer and licensure agreements). The SARS-CoV-2 S protein appears to be a promising immunogen for protection, but whether targeting the full-length protein or only the receptor-binding domain is sufficient to prevent transmission remains unclear. 108 Other considerations include the potential duration of immunity and thus the number of vaccine doses needed to confer immunity. 62 , 108 More than a dozen candidate SARS-CoV-2 vaccines are currently being tested in phase 1-3 trials.

Other approaches to prevention are likely to emerge in the coming months, including monoclonal antibodies, hyperimmune globulin, and convalscent titer. If proved effective, these approaches could be used in high-risk individuals, including health care workers, other essential workers, and older adults (particularly those in nursing homes or long-term care facilities).

This review has several limitations. First, information regarding SARS CoV-2 is limited. Second, information provided here is based on current evidence, but may be modified as more information becomes available. Third, few randomized trials have been published to guide management of COVID-19.

As of July 1, 2020, more than 10 million people worldwide had been infected with SARS-CoV-2. Many aspects of transmission, infection, and treatment remain unclear. Advances in prevention and effective management of COVID-19 will require basic and clinical investigation and public health and clinical interventions.

Accepted for Publication: June 30, 2020.

Corresponding Author: W. Joost Wiersinga, MD, PhD, Division of Infectious Diseases, Department of Medicine, Amsterdam UMC, location AMC, Meibergdreef 9, 1105 AZ Amsterdam, the Netherlands ( [email protected] ).

Published Online: July 10, 2020. doi:10.1001/jama.2020.12839

Conflict of Interest Disclosures: Dr Wiersinga is supported by the Netherlands Organisation of Scientific Research outside the submitted work. Dr Prescott reported receiving grants from the US Agency for Healthcare Research and Quality (HCP by R01 HS026725), the National Institutes of Health/National Institute of General Medical Sciences, and the US Department of Veterans Affairs outside the submitted work, being the sepsis physician lead for the Hospital Medicine Safety Continuous Quality Initiative funded by BlueCross/BlueShield of Michigan, and serving on the steering committee for MI-COVID-19, a Michigan statewide registry to improve care for patients with COVID-19 in Michigan. Dr Rhodes reported being the co-chair of the Surviving Sepsis Campaign. Dr Cheng reported being a member of Australian government advisory committees, including those involved in COVID-19. No other disclosures were reported.

Disclaimer: This article does not represent the views of the US Department of Veterans Affairs or the US government. This material is the result of work supported with resources and use of facilities at the Ann Arbor VA Medical Center. The opinions in this article do not necessarily represent those of the Australian government or advisory committees.

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A Review of Coronavirus Disease-2019 (COVID-19)

Tanu singhal.

Department of Pediatrics and Infectious Disease, Kokilaben Dhirubhai Ambani Hospital and Medical Research Institute, Mumbai, India

There is a new public health crises threatening the world with the emergence and spread of 2019 novel coronavirus (2019-nCoV) or the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). The virus originated in bats and was transmitted to humans through yet unknown intermediary animals in Wuhan, Hubei province, China in December 2019. There have been around 96,000 reported cases of coronavirus disease 2019 (COVID-2019) and 3300 reported deaths to date (05/03/2020). The disease is transmitted by inhalation or contact with infected droplets and the incubation period ranges from 2 to 14 d. The symptoms are usually fever, cough, sore throat, breathlessness, fatigue, malaise among others. The disease is mild in most people; in some (usually the elderly and those with comorbidities), it may progress to pneumonia, acute respiratory distress syndrome (ARDS) and multi organ dysfunction. Many people are asymptomatic. The case fatality rate is estimated to range from 2 to 3%. Diagnosis is by demonstration of the virus in respiratory secretions by special molecular tests. Common laboratory findings include normal/ low white cell counts with elevated C-reactive protein (CRP). The computerized tomographic chest scan is usually abnormal even in those with no symptoms or mild disease. Treatment is essentially supportive; role of antiviral agents is yet to be established. Prevention entails home isolation of suspected cases and those with mild illnesses and strict infection control measures at hospitals that include contact and droplet precautions. The virus spreads faster than its two ancestors the SARS-CoV and Middle East respiratory syndrome coronavirus (MERS-CoV), but has lower fatality. The global impact of this new epidemic is yet uncertain.

Introduction

The 2019 novel coronavirus (2019-nCoV) or the severe acute respiratory syndrome corona virus 2 (SARS-CoV-2) as it is now called, is rapidly spreading from its origin in Wuhan City of Hubei Province of China to the rest of the world [ 1 ]. Till 05/03/2020 around 96,000 cases of coronavirus disease 2019 (COVID-19) and 3300 deaths have been reported [ 2 ]. India has reported 29 cases till date. Fortunately so far, children have been infrequently affected with no deaths. But the future course of this virus is unknown. This article gives a bird’s eye view about this new virus. Since knowledge about this virus is rapidly evolving, readers are urged to update themselves regularly.

Coronaviruses are enveloped positive sense RNA viruses ranging from 60 nm to 140 nm in diameter with spike like projections on its surface giving it a crown like appearance under the electron microscope; hence the name coronavirus [ 3 ]. Four corona viruses namely HKU1, NL63, 229E and OC43 have been in circulation in humans, and generally cause mild respiratory disease.

There have been two events in the past two decades wherein crossover of animal betacorona viruses to humans has resulted in severe disease. The first such instance was in 2002–2003 when a new coronavirus of the β genera and with origin in bats crossed over to humans via the intermediary host of palm civet cats in the Guangdong province of China. This virus, designated as severe acute respiratory syndrome coronavirus affected 8422 people mostly in China and Hong Kong and caused 916 deaths (mortality rate 11%) before being contained [ 4 ]. Almost a decade later in 2012, the Middle East respiratory syndrome coronavirus (MERS-CoV), also of bat origin, emerged in Saudi Arabia with dromedary camels as the intermediate host and affected 2494 people and caused 858 deaths (fatality rate 34%) [ 5 ].

Origin and Spread of COVID-19 [ 1 , 2 , 6 ]

In December 2019, adults in Wuhan, capital city of Hubei province and a major transportation hub of China started presenting to local hospitals with severe pneumonia of unknown cause. Many of the initial cases had a common exposure to the Huanan wholesale seafood market that also traded live animals. The surveillance system (put into place after the SARS outbreak) was activated and respiratory samples of patients were sent to reference labs for etiologic investigations. On December 31st 2019, China notified the outbreak to the World Health Organization and on 1st January the Huanan sea food market was closed. On 7th January the virus was identified as a coronavirus that had >95% homology with the bat coronavirus and > 70% similarity with the SARS- CoV. Environmental samples from the Huanan sea food market also tested positive, signifying that the virus originated from there [ 7 ]. The number of cases started increasing exponentially, some of which did not have exposure to the live animal market, suggestive of the fact that human-to-human transmission was occurring [ 8 ]. The first fatal case was reported on 11th Jan 2020. The massive migration of Chinese during the Chinese New Year fuelled the epidemic. Cases in other provinces of China, other countries (Thailand, Japan and South Korea in quick succession) were reported in people who were returning from Wuhan. Transmission to healthcare workers caring for patients was described on 20th Jan, 2020. By 23rd January, the 11 million population of Wuhan was placed under lock down with restrictions of entry and exit from the region. Soon this lock down was extended to other cities of Hubei province. Cases of COVID-19 in countries outside China were reported in those with no history of travel to China suggesting that local human-to-human transmission was occurring in these countries [ 9 ]. Airports in different countries including India put in screening mechanisms to detect symptomatic people returning from China and placed them in isolation and testing them for COVID-19. Soon it was apparent that the infection could be transmitted from asymptomatic people and also before onset of symptoms. Therefore, countries including India who evacuated their citizens from Wuhan through special flights or had travellers returning from China, placed all people symptomatic or otherwise in isolation for 14 d and tested them for the virus.

Cases continued to increase exponentially and modelling studies reported an epidemic doubling time of 1.8 d [ 10 ]. In fact on the 12th of February, China changed its definition of confirmed cases to include patients with negative/ pending molecular tests but with clinical, radiologic and epidemiologic features of COVID-19 leading to an increase in cases by 15,000 in a single day [ 6 ]. As of 05/03/2020 96,000 cases worldwide (80,000 in China) and 87 other countries and 1 international conveyance (696, in the cruise ship Diamond Princess parked off the coast of Japan) have been reported [ 2 ]. It is important to note that while the number of new cases has reduced in China lately, they have increased exponentially in other countries including South Korea, Italy and Iran. Of those infected, 20% are in critical condition, 25% have recovered, and 3310 (3013 in China and 297 in other countries) have died [ 2 ]. India, which had reported only 3 cases till 2/3/2020, has also seen a sudden spurt in cases. By 5/3/2020, 29 cases had been reported; mostly in Delhi, Jaipur and Agra in Italian tourists and their contacts. One case was reported in an Indian who traveled back from Vienna and exposed a large number of school children in a birthday party at a city hotel. Many of the contacts of these cases have been quarantined.

These numbers are possibly an underestimate of the infected and dead due to limitations of surveillance and testing. Though the SARS-CoV-2 originated from bats, the intermediary animal through which it crossed over to humans is uncertain. Pangolins and snakes are the current suspects.

Epidemiology and Pathogenesis [ 10 , 11 ]

All ages are susceptible. Infection is transmitted through large droplets generated during coughing and sneezing by symptomatic patients but can also occur from asymptomatic people and before onset of symptoms [ 9 ]. Studies have shown higher viral loads in the nasal cavity as compared to the throat with no difference in viral burden between symptomatic and asymptomatic people [ 12 ]. Patients can be infectious for as long as the symptoms last and even on clinical recovery. Some people may act as super spreaders; a UK citizen who attended a conference in Singapore infected 11 other people while staying in a resort in the French Alps and upon return to the UK [ 6 ]. These infected droplets can spread 1–2 m and deposit on surfaces. The virus can remain viable on surfaces for days in favourable atmospheric conditions but are destroyed in less than a minute by common disinfectants like sodium hypochlorite, hydrogen peroxide etc. [ 13 ]. Infection is acquired either by inhalation of these droplets or touching surfaces contaminated by them and then touching the nose, mouth and eyes. The virus is also present in the stool and contamination of the water supply and subsequent transmission via aerosolization/feco oral route is also hypothesized [ 6 ]. As per current information, transplacental transmission from pregnant women to their fetus has not been described [ 14 ]. However, neonatal disease due to post natal transmission is described [ 14 ]. The incubation period varies from 2 to 14 d [median 5 d]. Studies have identified angiotensin receptor 2 (ACE 2 ) as the receptor through which the virus enters the respiratory mucosa [ 11 ].

The basic case reproduction rate (BCR) is estimated to range from 2 to 6.47 in various modelling studies [ 11 ]. In comparison, the BCR of SARS was 2 and 1.3 for pandemic flu H1N1 2009 [ 2 ].

Clinical Features [ 8 , 15 – 18 ]

The clinical features of COVID-19 are varied, ranging from asymptomatic state to acute respiratory distress syndrome and multi organ dysfunction. The common clinical features include fever (not in all), cough, sore throat, headache, fatigue, headache, myalgia and breathlessness. Conjunctivitis has also been described. Thus, they are indistinguishable from other respiratory infections. In a subset of patients, by the end of the first week the disease can progress to pneumonia, respiratory failure and death. This progression is associated with extreme rise in inflammatory cytokines including IL2, IL7, IL10, GCSF, IP10, MCP1, MIP1A, and TNFα [ 15 ]. The median time from onset of symptoms to dyspnea was 5 d, hospitalization 7 d and acute respiratory distress syndrome (ARDS) 8 d. The need for intensive care admission was in 25–30% of affected patients in published series. Complications witnessed included acute lung injury, ARDS, shock and acute kidney injury. Recovery started in the 2nd or 3rd wk. The median duration of hospital stay in those who recovered was 10 d. Adverse outcomes and death are more common in the elderly and those with underlying co-morbidities (50–75% of fatal cases). Fatality rate in hospitalized adult patients ranged from 4 to 11%. The overall case fatality rate is estimated to range between 2 and 3% [ 2 ].

Interestingly, disease in patients outside Hubei province has been reported to be milder than those from Wuhan [ 17 ]. Similarly, the severity and case fatality rate in patients outside China has been reported to be milder [ 6 ]. This may either be due to selection bias wherein the cases reporting from Wuhan included only the severe cases or due to predisposition of the Asian population to the virus due to higher expression of ACE 2 receptors on the respiratory mucosa [ 11 ].

Disease in neonates, infants and children has been also reported to be significantly milder than their adult counterparts. In a series of 34 children admitted to a hospital in Shenzhen, China between January 19th and February 7th, there were 14 males and 20 females. The median age was 8 y 11 mo and in 28 children the infection was linked to a family member and 26 children had history of travel/residence to Hubei province in China. All the patients were either asymptomatic (9%) or had mild disease. No severe or critical cases were seen. The most common symptoms were fever (50%) and cough (38%). All patients recovered with symptomatic therapy and there were no deaths. One case of severe pneumonia and multiorgan dysfunction in a child has also been reported [ 19 ]. Similarly the neonatal cases that have been reported have been mild [ 20 ].

Diagnosis [ 21 ]

A suspect case is defined as one with fever, sore throat and cough who has history of travel to China or other areas of persistent local transmission or contact with patients with similar travel history or those with confirmed COVID-19 infection. However cases may be asymptomatic or even without fever. A confirmed case is a suspect case with a positive molecular test.

Specific diagnosis is by specific molecular tests on respiratory samples (throat swab/ nasopharyngeal swab/ sputum/ endotracheal aspirates and bronchoalveolar lavage). Virus may also be detected in the stool and in severe cases, the blood. It must be remembered that the multiplex PCR panels currently available do not include the COVID-19. Commercial tests are also not available at present. In a suspect case in India, the appropriate sample has to be sent to designated reference labs in India or the National Institute of Virology in Pune. As the epidemic progresses, commercial tests will become available.

Other laboratory investigations are usually non specific. The white cell count is usually normal or low. There may be lymphopenia; a lymphocyte count <1000 has been associated with severe disease. The platelet count is usually normal or mildly low. The CRP and ESR are generally elevated but procalcitonin levels are usually normal. A high procalcitonin level may indicate a bacterial co-infection. The ALT/AST, prothrombin time, creatinine, D-dimer, CPK and LDH may be elevated and high levels are associated with severe disease.

The chest X-ray (CXR) usually shows bilateral infiltrates but may be normal in early disease. The CT is more sensitive and specific. CT imaging generally shows infiltrates, ground glass opacities and sub segmental consolidation. It is also abnormal in asymptomatic patients/ patients with no clinical evidence of lower respiratory tract involvement. In fact, abnormal CT scans have been used to diagnose COVID-19 in suspect cases with negative molecular diagnosis; many of these patients had positive molecular tests on repeat testing [ 22 ].

Differential Diagnosis [ 21 ]

The differential diagnosis includes all types of respiratory viral infections [influenza, parainfluenza, respiratory syncytial virus (RSV), adenovirus, human metapneumovirus, non COVID-19 coronavirus], atypical organisms (mycoplasma, chlamydia) and bacterial infections. It is not possible to differentiate COVID-19 from these infections clinically or through routine lab tests. Therefore travel history becomes important. However, as the epidemic spreads, the travel history will become irrelevant.

Treatment [ 21 , 23 ]

Treatment is essentially supportive and symptomatic.

The first step is to ensure adequate isolation (discussed later) to prevent transmission to other contacts, patients and healthcare workers. Mild illness should be managed at home with counseling about danger signs. The usual principles are maintaining hydration and nutrition and controlling fever and cough. Routine use of antibiotics and antivirals such as oseltamivir should be avoided in confirmed cases. In hypoxic patients, provision of oxygen through nasal prongs, face mask, high flow nasal cannula (HFNC) or non-invasive ventilation is indicated. Mechanical ventilation and even extra corporeal membrane oxygen support may be needed. Renal replacement therapy may be needed in some. Antibiotics and antifungals are required if co-infections are suspected or proven. The role of corticosteroids is unproven; while current international consensus and WHO advocate against their use, Chinese guidelines do recommend short term therapy with low-to-moderate dose corticosteroids in COVID-19 ARDS [ 24 , 25 ]. Detailed guidelines for critical care management for COVID-19 have been published by the WHO [ 26 ]. There is, as of now, no approved treatment for COVID-19. Antiviral drugs such as ribavirin, lopinavir-ritonavir have been used based on the experience with SARS and MERS. In a historical control study in patients with SARS, patients treated with lopinavir-ritonavir with ribavirin had better outcomes as compared to those given ribavirin alone [ 15 ].

In the case series of 99 hospitalized patients with COVID-19 infection from Wuhan, oxygen was given to 76%, non-invasive ventilation in 13%, mechanical ventilation in 4%, extracorporeal membrane oxygenation (ECMO) in 3%, continuous renal replacement therapy (CRRT) in 9%, antibiotics in 71%, antifungals in 15%, glucocorticoids in 19% and intravenous immunoglobulin therapy in 27% [ 15 ]. Antiviral therapy consisting of oseltamivir, ganciclovir and lopinavir-ritonavir was given to 75% of the patients. The duration of non-invasive ventilation was 4–22 d [median 9 d] and mechanical ventilation for 3–20 d [median 17 d]. In the case series of children discussed earlier, all children recovered with basic treatment and did not need intensive care [ 17 ].

There is anecdotal experience with use of remdeswir, a broad spectrum anti RNA drug developed for Ebola in management of COVID-19 [ 27 ]. More evidence is needed before these drugs are recommended. Other drugs proposed for therapy are arbidol (an antiviral drug available in Russia and China), intravenous immunoglobulin, interferons, chloroquine and plasma of patients recovered from COVID-19 [ 21 , 28 , 29 ]. Additionally, recommendations about using traditional Chinese herbs find place in the Chinese guidelines [ 21 ].

Prevention [ 21 , 30 ]

Since at this time there are no approved treatments for this infection, prevention is crucial. Several properties of this virus make prevention difficult namely, non-specific features of the disease, the infectivity even before onset of symptoms in the incubation period, transmission from asymptomatic people, long incubation period, tropism for mucosal surfaces such as the conjunctiva, prolonged duration of the illness and transmission even after clinical recovery.

Isolation of confirmed or suspected cases with mild illness at home is recommended. The ventilation at home should be good with sunlight to allow for destruction of virus. Patients should be asked to wear a simple surgical mask and practice cough hygiene. Caregivers should be asked to wear a surgical mask when in the same room as patient and use hand hygiene every 15–20 min.

The greatest risk in COVID-19 is transmission to healthcare workers. In the SARS outbreak of 2002, 21% of those affected were healthcare workers [ 31 ]. Till date, almost 1500 healthcare workers in China have been infected with 6 deaths. The doctor who first warned about the virus has died too. It is important to protect healthcare workers to ensure continuity of care and to prevent transmission of infection to other patients. While COVID-19 transmits as a droplet pathogen and is placed in Category B of infectious agents (highly pathogenic H5N1 and SARS), by the China National Health Commission, infection control measures recommended are those for category A agents (cholera, plague). Patients should be placed in separate rooms or cohorted together. Negative pressure rooms are not generally needed. The rooms and surfaces and equipment should undergo regular decontamination preferably with sodium hypochlorite. Healthcare workers should be provided with fit tested N95 respirators and protective suits and goggles. Airborne transmission precautions should be taken during aerosol generating procedures such as intubation, suction and tracheostomies. All contacts including healthcare workers should be monitored for development of symptoms of COVID-19. Patients can be discharged from isolation once they are afebrile for atleast 3 d and have two consecutive negative molecular tests at 1 d sampling interval. This recommendation is different from pandemic flu where patients were asked to resume work/school once afebrile for 24 h or by day 7 of illness. Negative molecular tests were not a prerequisite for discharge.

At the community level, people should be asked to avoid crowded areas and postpone non-essential travel to places with ongoing transmission. They should be asked to practice cough hygiene by coughing in sleeve/ tissue rather than hands and practice hand hygiene frequently every 15–20 min. Patients with respiratory symptoms should be asked to use surgical masks. The use of mask by healthy people in public places has not shown to protect against respiratory viral infections and is currently not recommended by WHO. However, in China, the public has been asked to wear masks in public and especially in crowded places and large scale gatherings are prohibited (entertainment parks etc). China is also considering introducing legislation to prohibit selling and trading of wild animals [ 32 ].

The international response has been dramatic. Initially, there were massive travel restrictions to China and people returning from China/ evacuated from China are being evaluated for clinical symptoms, isolated and tested for COVID-19 for 2 wks even if asymptomatic. However, now with rapid world wide spread of the virus these travel restrictions have extended to other countries. Whether these efforts will lead to slowing of viral spread is not known.

A candidate vaccine is under development.

Practice Points from an Indian Perspective

At the time of writing this article, the risk of coronavirus in India is extremely low. But that may change in the next few weeks. Hence the following is recommended:

  • Healthcare providers should take travel history of all patients with respiratory symptoms, and any international travel in the past 2 wks as well as contact with sick people who have travelled internationally.
  • They should set up a system of triage of patients with respiratory illness in the outpatient department and give them a simple surgical mask to wear. They should use surgical masks themselves while examining such patients and practice hand hygiene frequently.
  • Suspected cases should be referred to government designated centres for isolation and testing (in Mumbai, at this time, it is Kasturba hospital). Commercial kits for testing are not yet available in India.
  • Patients admitted with severe pneumonia and acute respiratory distress syndrome should be evaluated for travel history and placed under contact and droplet isolation. Regular decontamination of surfaces should be done. They should be tested for etiology using multiplex PCR panels if logistics permit and if no pathogen is identified, refer the samples for testing for SARS-CoV-2.
  • All clinicians should keep themselves updated about recent developments including global spread of the disease.
  • Non-essential international travel should be avoided at this time.
  • People should stop spreading myths and false information about the disease and try to allay panic and anxiety of the public.

Conclusions

This new virus outbreak has challenged the economic, medical and public health infrastructure of China and to some extent, of other countries especially, its neighbours. Time alone will tell how the virus will impact our lives here in India. More so, future outbreaks of viruses and pathogens of zoonotic origin are likely to continue. Therefore, apart from curbing this outbreak, efforts should be made to devise comprehensive measures to prevent future outbreaks of zoonotic origin.

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  • Open access
  • Published: 02 September 2024

Interaction effects of the COVID-19 pandemic and regional deprivation on self-rated health: a cross-sectional study

  • Hajae Jeon 1 ,
  • Junbok Lee 2 ,
  • Mingee Choi 3 ,
  • Bomgyeol Kim 1 ,
  • Sang Gyu Lee 3 &
  • Jaeyong Shin 3  

BMC Public Health volume  24 , Article number:  2382 ( 2024 ) Cite this article

Metrics details

Recent studies have attempted to analyze the changes in self-rated health (SRH) during the coronavirus disease 2019 (COVID-19) pandemic. However, the results have been inconsistent. Notably, SRH is subjective, and responses may vary across and within countries because of sociocultural differences. Thus, we aimed to examine whether the interaction effects between the COVID-19 pandemic and regional deprivation influenced SRH in South Korea.

The study population comprised 877,778 participants from the Korea Community Health Survey. The data were collected from 2018 to 2021. Multiple regression analysis was employed to determine the relationship between SRH and the interaction between the COVID-19 pandemic status and the socioeconomic level of residential areas.

The post-pandemic groups (odds ratio [OR] = 2.25, P  < .0001; OR = 2.29, P  < .0001) had significantly higher odds of reporting favorable SRH than the pre-pandemic groups (OR = 0.96, P  < .0001). However, the difference in ORs based on regional socioeconomic status was small.

Conclusions

SRH showed an overall increase in the post-pandemic groups relative to that in the disadvantaged pre-pandemic group. Possible reasons include changes in individuals’ health perceptions through social comparison and the effective implementation of COVID-19 containment measures in South Korea. This paradoxical phenomenon has been named the “Eye of the Hurricane,” as the vast majority of people who had not been infected by the virus may have viewed their health situation more favorably than they ordinarily would.

Peer Review reports

The coronavirus disease 2019 (COVID-19) pandemic considerably affected daily life [ 1 , 2 , 3 , 4 ]. To prevent the spread of COVID-19, various measures such as social distancing, telecommuting, and restrictions on private gatherings were implemented, leading to social disruption and isolation. In South Korea, this response included strict compliance with social distancing guidelines with concomitant extensive testing, contact tracing, and isolation of confirmed cases [ 5 , 6 ] (see Appendix 1 ). The COVID-19 outbreak and the consequent disruption of daily life generated stress and adversely affected the mental and physical well-being of individuals by reducing social contact [ 3 , 4 ]. Therefore, investigating the effect of the COVID-19 pandemic on health-related indicators will provide important insights into relevant health measures to improve health.

Self-rated health (SRH) is the most common health measure used in large population surveys. SRH primarily captures individuals’ subjective assessments of their health, although it is also linked to objective health conditions. SRH is an important indicator because it is widely used to examine patterns and disparities in population health in relation to socioeconomic factors [ 7 , 8 ]. SRH is influenced by a range of complex factors, encompassing the physical characteristics of the shared environment, including walkability, accessibility of public transportation, and availability of healthcare services; socioeconomic and sociocultural characteristics of the local community, and biological and genetic traits of the individuals [ 9 , 10 , 11 ].

In a previous study, Tak explored the correlation between regional deprivation levels and the SRH of residents in South Korea while considering the moderating effect of neighborhood relationships [ 12 ]. The study revealed notable disparities in health outcomes across various regions. Studies have also analyzed the relationship between physical activity and SRH to understand the changes in health levels resulting from lifestyle modifications and the decline in quality of life during the COVID-19 pandemic [ 13 ]. However, these studies primarily focused on lifestyle modifications and did not specifically investigate the differences between the pre- and post-pandemic periods, indicating a limitation in their scope.

Conversely, studies conducted abroad have shown that SRH, which is an integrated evaluation of one’s physical, mental, social, and functional health, tended to improve following the COVID-19 pandemic, despite the pandemic’s negative impact on mental and social health [ 7 , 14 , 15 ]. Notably, SRH is subjective, and responses may vary across and within countries because of sociocultural differences [ 16 ]. The impact on the health and well-being of populations is anticipated to differ across countries because of variations in COVID-19 prevalence and regulations as well as pre-existing disparities in well-being and healthcare systems prior to the onset of the pandemic [ 7 , 17 ]. Therefore, gaps exist in the current literature, and they highlight the need to investigate and analyze the socioeconomic factors and SRH in South Korea before and after the COVID-19 pandemic while considering the changes in lifestyle patterns resulting from the pandemic.

To address such gaps, we aimed to determine whether the interaction effects between the COVID-19 pandemic and regional deprivation influenced SRH in South Korea.

Study design and setting

This cross-sectional study used data from the Korea Community Health Survey (KCHS) conducted in 2018, 2019, 2020, and 2021 by the Korea Disease Control and Prevention Agency to confirm the interaction effects between the COVID-19 pandemic and regional deprivation on SRH. The KCHS is conducted annually from August 16 to October 31 by public health centers nationwide and targets adults aged 19 years and older. Trained surveyors visit sample households selected using stratified cluster sampling and conduct one-on-one interviews (or electronic surveys) with the final sample households. The survey comprises household and individual components. The household component includes variables such as household type and household income. The individual components include variables related to health behaviors, medical service utilization, prevalent diseases, vaccination, accidents and poisoning, activity limitations and quality of life, healthcare facility utilization, education, employment status, women’s health, cardiopulmonary resuscitation, and socio-physical environmental factors [ 18 , 19 , 20 , 21 ].

In addition to the KCHS data, we used data from the Population and Housing Census. This is a basic statistical survey conducted by the government to determine the size and characteristics of the South Korean population and their housing. Although statistics on population, households, and housing based on administrative data using the registration census are produced annually, a field survey is conducted every five years to collect the practical data needed for policymaking on welfare, economy, transportation, and so on in each region; finally, a 20% sample of all households in South Korea is selected for the field survey. As this study used publicly available data that lacked personal identifiers, institutional review board or ethics committee approval was not sought.

Participants

The participants were South Koreans aged 19 years or older living in 17 cities and counties in South Korea, who participated in the 2018–2021 KCHS. A total of 915,950 adults (228,340 in 2018; 229,099 in 2019; 229,269 in 2020; 229,242 in 2021) completed the survey. A total of 38,172 observations (approximately 4%) with missing data on the outcome variable were excluded from the analyses. A total of 877,778 eligible participants (214,929 in 2018; 219,938 in 2019; 219,907 in 2020; 223,004 in 2021) were included in the analysis (Fig.  1 ).

figure 1

Selection process of the study population

Dependent variable

The dependent variable in this study, SRH, consists of a single item. This measurement method is one of the most widely employed approaches to assess general health status in health research. It is relatively simple to measure and allows for international comparisons. SRH was assessed using the question, “How would you rate your overall health?” with the following response options: “very good,” “good,” “fair,” “poor,” and “very poor.” Based on previous studies, we classified (1) individuals who responded “very good” or “good” as the “high” group and (2) individuals who responded “fair,” “poor,” or “very poor” as the “low” group. Participants who responded with “refusal” or “don’t know” were not included in the analysis.

Variable of interest

The variable of interest was the interaction between the COVID-19 pandemic (pre-COVID-19/post-COVID-19) and regional socioeconomic level. As the first case of COVID-19 in South Korea was diagnosed on January 20, 2020, the years 2018 and 2019 were classified as pre-COVID-19, whereas 2020 and 2021 were classified as post-COVID-19 [ 22 ]. The socioeconomic status of the region was measured using the neighborhood deprivation index. This index extends the traditional concept of poverty, which is defined in terms of resource deprivation or material needs, by including non-monetary resources such as capabilities and social participation to measure multidimensional deprivation in a community [ 23 ]. The level of community deprivation was categorized into below-average (advantaged) and above-average (disadvantaged) groups based on the national average neighborhood deprivation index.

We used data from the 2015 Population and Housing Census to calculate the neighborhood deprivation index. The index was calculated based on nine indicators (low social class, deteriorated housing environment, low educational level, car non-ownership, single-person households, divorced or separated status, female-headed households, older population, and non-residence in apartments), and standardized z-scores were calculated for each indicator. The z-scores were then summed to obtain the overall index. This index was applied at the administrative district level [ 23 ].

The interaction variable between the COVID-19 pandemic and regional socioeconomic level (COVID-19–neighborhood deprivation) was categorized into four groups based on the COVID-19 pandemic status and regional socioeconomic level. The categories are as follows: pre-COVID-19–advantaged (“pre in advantaged”), pre-COVID-19–disadvantaged (“pre in disadvantaged”), post-COVID-19–advantaged (“post in advantaged”), and post-COVID-19–disadvantaged (“post in disadvantaged”) [ 24 , 25 ].

Other covariates were considered, including the participants’ sociodemographic status (gender, age, income level, and employment status) and other related factors that could affect SRH, such as perceived stress, experiences of depressive symptoms, alcohol consumption, smoking status, physical activity, experiences of hypertension, and experiences of diabetes.

Statistical analysis

Descriptive statistics of SRH were presented based on the participants’ demographic and socioeconomic characteristics. Chi-square tests were conducted to examine differences in SRH based on the participants’ characteristics, presence of the COVID-19 pandemic, and socioeconomic status of participants’ residential areas. Multivariate regression analysis was employed to determine the relationship between SRH and the interaction of the COVID-19 pandemic status with the socioeconomic level of residential areas. All statistical analyses were performed using SAS version 9.4 (SAS Institute Inc., Cary, NC, USA).

Table  1 presents the general characteristics of the participants. Of the 877,778 participants, 39.6% ( n  = 347,469) exhibited high SRH. The proportion of individuals who rated their health as high varied depending on the interaction between the COVID-19 pandemic and the socioeconomic level of their residential areas. Specifically, in the “pre in disadvantaged” group, the proportion of individuals with high SRH was the lowest at 31.4% ( n  = 61,588). In the “post in advantaged” group, the proportion of individuals with high SRH was the highest at 47.7% ( n  = 116,143).

Table  2 presents the logistic regression results regarding factors related to SRH, with a focus on the effects of COVID-19 and neighborhood deprivation. Compared with the “pre in disadvantaged” group, the “pre in advantaged” group exhibited lower odds of reporting a favorable SRH (0.96 [95% CI 0.94–0.98; P  < .0001]). Meanwhile, the “post in disadvantaged” group (2.25 [95% CI 2.17–2.34; P  < .0001]) and “post in advantaged” group (2.29 [95% CI 2.21–2.38; P  < .0001]) showed significantly higher odds of reporting a favorable SRH compared with the “pre in disadvantaged” group.

These findings indicated a notable increase in the ORs for reporting a favorable SRH in the post-COVID-19 period. However, there were marginal differences in ORs based on the regional socioeconomic level, suggesting minimal disparities in SRH with respect to regional socioeconomic factors.

To evaluate the additional risk posed by the interaction between COVID-19 and regional deprivation on SRH, we conducted further analyses presented in Appendix 2 . These analyses applied measures such as the Relative Excess Risk due to Interaction (RERI), Attributable Proportion due to Interaction (AP), and Synergy Index (SI). The RERI value of 0.04 (95% CI: 0.04–0.05) suggested an additional risk when both factors were present. The AP value of 0.03 (95% CI: 0.02–0.03) represented the proportion of risk attributable to the interaction, while the SI value of 1.07 (95% CI: 1.07–1.08) indicated a positive interaction between the two factors.

We analyzed SRH in relation to the occurrence of the COVID-19 pandemic and regional socioeconomic level. By comparing the average SRH before and after the COVID-19 pandemic, with the “pre in disadvantaged” group as the reference, we observed increased odds of reporting high SRH after the COVID-19 pandemic. However, we found minimal or inconclusive differences in SRH based on the regional socioeconomic level. This result suggests that the impact of the COVID-19 pandemic may have overshadow any regional differences in socioeconomic levels on SRH.

Additionally, we conducted subgroup analyses according to age and income levels to further explore these relationships. As shown in Appendix 3 , for individuals aged ≥ 60 years, the OR for reporting high SRH was 1.15 (95% CI 1.11–1.19; P  < .0001) in the “pre in advantaged” group, 2.44 (95% CI 2.31–2.59; P  < .0001) in the “post in disadvantaged” group, and 2.77 (95% CI 2.62–2.93; P  < .0001) in the “post in advantaged” group, relative to the “pre in disadvantaged” group. This indicates that the impact of regional deprivation on SRH significantly varies across different age groups, with older adults showing more pronounced differences.

Similarly, among individuals in the lowest income quartile, the OR for reporting high SRH was 1.10 (95% CI 1.05–1.15; P  < .0001) in the “pre in advantaged” group, 2.65 (95% CI 2.45–2.87; P  < .0001) in the “post in disadvantaged” group, and 3.01 (95% CI 2.78–3.26; P  < .0001) in the “post in advantaged” group, relative to the “pre in disadvantaged” group (Appendix 4 ). This indicates that income level influences the relationship between regional deprivation and SRH, with the lowest income group showing the most substantial differences. These findings suggest that the health-related variables we adjusted for critically influence the relationship between regional deprivation and SRH. Therefore, it is essential to consider these variables in order to elucidate the nuanced effects of regional deprivation on SRH. Moreover, we conducted additional analyses with different sets of covariates to understand their effects, with the results of these analyses being presented in Appendix 5 .

Additionally, we conducted further analyses to examine the interaction effect between the COVID-19 pandemic and neighborhood deprivation on SRH (Appendix 2 ). The findings indicated that the combined effect of the COVID-19 pandemic and neighborhood deprivation on SRH is greater than the sum of their individual effects. This highlights the importance of considering interaction effects in understanding health disparities during the COVID-19 pandemic.

Individuals’ positive health ratings during the pandemic have various explanations. First, individuals’ health perceptions could have changed because of social comparisons, as people tend to evaluate their health by comparing themselves with others [ 26 ]. The survey conducted in this study targeted individuals who had not contracted COVID-19. Individuals who had not been infected with the virus may have evaluated themselves more positively than they would under normal circumstances.

Furthermore, previous studies involving individuals who had not contracted COVID-19 have shown relatively high rates of improved SRH after the pandemic rather than a decline in SRH [ 7 , 14 , 15 ]. A study in France described this finding as the “Eye of the Hurricane” paradox, suggesting that individuals who had not been infected with COVID-19 may have assessed their health more positively than they typically would [ 15 ]. In a study with Dutch respondents, the majority of the sample (66.7%) reported the same SRH before and during the pandemic, whereas 10.8% reported a decrease and 22.5% reported an increase [ 7 ]. A similar result was found in a study by Peters, in which variations in SRH before and during the pandemic were studied using a large German sample [ 14 ]. More than half of the participants (56%) stated that their SRH had not changed, 32% said it had improved, and 12% said it had decreased. This result aligns with the findings of the present study, which revealed higher odds of positive SRH after the COVID-19 pandemic.

Second, the robust implementation of effective containment measures in South Korea may have influenced individuals’ SRH. South Korea received substantial recognition for its successful efforts to control the spread of COVID-19 during the height of the pandemic. Among the 33 member countries of the Organisation for Economic Cooperation and Development, South Korea was evaluated as the top performer in COVID-19 containment [ 27 ]. The country efficiently carried out prompt testing, contact tracing, and isolation of confirmed cases, while the majority of the population adhered to mask wearing, resulting in minimal economic impact of the pandemic [ 27 ]. Against this backdrop, the social comparison mechanism may come into play and influence individuals’ SRH. Effective public health responses can alleviate anxiety and stress, leading to improved overall well-being. For example, a previous study reported a correlation of effective COVID-19 precautionary measures with reduced psychological distress and improved mental health outcomes within the general population [ 28 ]. Given the efficient implementation of disease prevention measures in South Korea, [ 29 ] the observed differences between before and after the COVID-19 pandemic may have had a more substantial effect on SRH than variations between neighborhood deprivation.

This study has certain limitations. First, it did not include objective disease indicators, meaning that the observed increase in average SRH may not reflect an actual improvement in objective health. When comparing the number of individuals with one or more chronic illnesses for each year, we observed an overall increasing trend: 32.3% in 2018, 32.7% in 2019, 32.1% in 2020, and 33.4% in 2021. These findings suggest that the prevalence of chronic conditions among individuals did not decline during the study period (Table  3 ). Future research should include objective health indicators to provide a more comprehensive assessment of health trends.

Second, we conducted a cross-sectional study because of the limitations of the data; the data used were not followed up, and interviewers were recruited every year. Nevertheless, we exerted efforts to minimize these limitations by using reliable data that could represent the population of South Korea. Additionally, we provided detailed demographic characteristics of the study participants for each year in Appendix 6 , which showed stability across the years, and thus reinforces the robustness of our analysis despite the cross-sectional design.

Third, the international comparisons of SRH have limitations. Differences in survey question construction, especially, differences in survey scales, can affect the comparability of responses [ 30 ]. The question-and-answer categories used in the survey questions vary from one country to another, thus limiting international comparisons. Internationally standardized indicators should be developed to address this limitation.

Nevertheless, the strength of the current study relative to existing research is that it analyzed SRH before and after COVID-19, in combination with the neighborhood effect. Moreover, this study is the first of its kind in the context of South Korea. While accurate international comparisons are not possible, this study can be used to compare trends in other international studies that have analyzed subjective health before and after COVID-19.

In conclusion, the SRH status showed an overall increase in the “post in disadvantaged” and “post in advantaged” groups relative to the “pre in disadvantaged” group. The possible reasons for this difference include changes in individuals’ health perceptions through social comparisons (e.g., “Eye of the Hurricane”) and the effective implementation of containment measures in South Korea.

The study conclusively demonstrates an overall improvement in SRH in both “post in disadvantaged” and “post in advantaged” groups compared to the “pre in disadvantaged” group, after the onset of the COVID-19 pandemic. This unexpected improvement suggests a significant impact of the pandemic on individuals’ perception of their health, potentially influenced by social comparison phenomena, such as the “Eye of the Hurricane” effect, and the successful implementation of COVID-19 containment measures in South Korea. These findings underscore the complex interplay between a public health crisis and social factors affecting health perceptions, highlighting the need for continued exploration of these dynamics to inform public health strategies and interventions.

Data availability

This study comprised data from the Korea Community Health Survey conducted in 2018, 2019, 2020, and 2021 by the Korea Disease Control and Prevention Agency. Data can be downloaded from the KCHS official website ( https://chs.kdca.go.kr/chs/index.do ).

Abbreviations

Attributable proportion due to interaction

Coronavirus disease 2019

Korea community health survey

Self-rated health

Relative Excess risk due to interaction

Synergy index

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Acknowledgements

This research was supported by a fund by Korea Disease Control and Prevention Agency for Chronic Disease Control Division (code: ISSN 2733-5488).

This research was supported by the Korea Health Industry Development Institute (KHIDI), Republic of Korea (HD22C20450012982076870002; Gachon University, 202210380002).

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Mingee Choi, Sang Gyu Lee & Jaeyong Shin

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Conceptualization: HJ and JS. Data curation: JL and MC. Formal analysis: HJ and BK. Methodology: HJ, JS, and SL. Software: JL. Validation: BK and JL. Investigation: MC. Writing–original draft: HJ and JL. Writing–review & editing: JS and SL.

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Jeon, H., Lee, J., Choi, M. et al. Interaction effects of the COVID-19 pandemic and regional deprivation on self-rated health: a cross-sectional study. BMC Public Health 24 , 2382 (2024). https://doi.org/10.1186/s12889-024-19814-x

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    Jerrica Joy Serra, LPT, MEd, LT, earned her Bachelor's degree in Secondary Education with a major in English, and a Master's degree in Education with a specialization in Language Teaching major in English from the University of Southeastern Philippines, Obrero Campus.She is a full-time faculty member in the Senior High School Department at Mapua Malayan Colleges Mindanao, where she teaches ...

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