the critical research paper

• Privacy Policy

Home » Critical Analysis – Types, Examples and Writing Guide

Critical Analysis – Types, Examples and Writing Guide

Table of Contents

Critical Analysis

Definition:

Critical analysis is a process of examining a piece of work or an idea in a systematic, objective, and analytical way. It involves breaking down complex ideas, concepts, or arguments into smaller, more manageable parts to understand them better.

Types of Critical Analysis

Types of Critical Analysis are as follows:

Literary Analysis

This type of analysis focuses on analyzing and interpreting works of literature , such as novels, poetry, plays, etc. The analysis involves examining the literary devices used in the work, such as symbolism, imagery, and metaphor, and how they contribute to the overall meaning of the work.

Film Analysis

This type of analysis involves examining and interpreting films, including their themes, cinematography, editing, and sound. Film analysis can also include evaluating the director’s style and how it contributes to the overall message of the film.

Art Analysis

This type of analysis involves examining and interpreting works of art , such as paintings, sculptures, and installations. The analysis involves examining the elements of the artwork, such as color, composition, and technique, and how they contribute to the overall meaning of the work.

Cultural Analysis

This type of analysis involves examining and interpreting cultural artifacts , such as advertisements, popular music, and social media posts. The analysis involves examining the cultural context of the artifact and how it reflects and shapes cultural values, beliefs, and norms.

Historical Analysis

This type of analysis involves examining and interpreting historical documents , such as diaries, letters, and government records. The analysis involves examining the historical context of the document and how it reflects the social, political, and cultural attitudes of the time.

Philosophical Analysis

This type of analysis involves examining and interpreting philosophical texts and ideas, such as the works of philosophers and their arguments. The analysis involves evaluating the logical consistency of the arguments and assessing the validity and soundness of the conclusions.

Scientific Analysis

This type of analysis involves examining and interpreting scientific research studies and their findings. The analysis involves evaluating the methods used in the study, the data collected, and the conclusions drawn, and assessing their reliability and validity.

Critical Discourse Analysis

This type of analysis involves examining and interpreting language use in social and political contexts. The analysis involves evaluating the power dynamics and social relationships conveyed through language use and how they shape discourse and social reality.

Comparative Analysis

This type of analysis involves examining and interpreting multiple texts or works of art and comparing them to each other. The analysis involves evaluating the similarities and differences between the texts and how they contribute to understanding the themes and meanings conveyed.

Critical Analysis Format

Critical Analysis Format is as follows:

I. Introduction

• Provide a brief overview of the text, object, or event being analyzed
• Explain the purpose of the analysis and its significance
• Provide background information on the context and relevant historical or cultural factors

II. Description

• Provide a detailed description of the text, object, or event being analyzed
• Identify key themes, ideas, and arguments presented
• Describe the author or creator’s style, tone, and use of language or visual elements

III. Analysis

• Analyze the text, object, or event using critical thinking skills
• Identify the main strengths and weaknesses of the argument or presentation
• Evaluate the reliability and validity of the evidence presented
• Assess any assumptions or biases that may be present in the text, object, or event
• Consider the implications of the argument or presentation for different audiences and contexts

IV. Evaluation

• Provide an overall evaluation of the text, object, or event based on the analysis
• Assess the effectiveness of the argument or presentation in achieving its intended purpose
• Identify any limitations or gaps in the argument or presentation
• Consider any alternative viewpoints or interpretations that could be presented
• Summarize the main points of the analysis and evaluation
• Reiterate the significance of the text, object, or event and its relevance to broader issues or debates
• Provide any recommendations for further research or future developments in the field.

VI. Example

• Provide an example or two to support your analysis and evaluation
• Use quotes or specific details from the text, object, or event to support your claims
• Analyze the example(s) using critical thinking skills and explain how they relate to your overall argument

VII. Conclusion

• Reiterate your thesis statement and summarize your main points
• Provide a final evaluation of the text, object, or event based on your analysis
• Offer recommendations for future research or further developments in the field
• End with a thought-provoking statement or question that encourages the reader to think more deeply about the topic

How to Write Critical Analysis

Writing a critical analysis involves evaluating and interpreting a text, such as a book, article, or film, and expressing your opinion about its quality and significance. Here are some steps you can follow to write a critical analysis:

• Read and re-read the text: Before you begin writing, make sure you have a good understanding of the text. Read it several times and take notes on the key points, themes, and arguments.
• Identify the author’s purpose and audience: Consider why the author wrote the text and who the intended audience is. This can help you evaluate whether the author achieved their goals and whether the text is effective in reaching its audience.
• Analyze the structure and style: Look at the organization of the text and the author’s writing style. Consider how these elements contribute to the overall meaning of the text.
• Evaluate the content : Analyze the author’s arguments, evidence, and conclusions. Consider whether they are logical, convincing, and supported by the evidence presented in the text.
• Consider the context: Think about the historical, cultural, and social context in which the text was written. This can help you understand the author’s perspective and the significance of the text.
• Develop your thesis statement : Based on your analysis, develop a clear and concise thesis statement that summarizes your overall evaluation of the text.
• Support your thesis: Use evidence from the text to support your thesis statement. This can include direct quotes, paraphrases, and examples from the text.
• Write the introduction, body, and conclusion : Organize your analysis into an introduction that provides context and presents your thesis, a body that presents your evidence and analysis, and a conclusion that summarizes your main points and restates your thesis.
• Revise and edit: After you have written your analysis, revise and edit it to ensure that your writing is clear, concise, and well-organized. Check for spelling and grammar errors, and make sure that your analysis is logically sound and supported by evidence.

When to Write Critical Analysis

You may want to write a critical analysis in the following situations:

• Academic Assignments: If you are a student, you may be assigned to write a critical analysis as a part of your coursework. This could include analyzing a piece of literature, a historical event, or a scientific paper.
• Journalism and Media: As a journalist or media person, you may need to write a critical analysis of current events, political speeches, or media coverage.
• Personal Interest: If you are interested in a particular topic, you may want to write a critical analysis to gain a deeper understanding of it. For example, you may want to analyze the themes and motifs in a novel or film that you enjoyed.
• Professional Development : Professionals such as writers, scholars, and researchers often write critical analyses to gain insights into their field of study or work.

Critical Analysis Example

An Example of Critical Analysis Could be as follow:

Research Topic:

The Impact of Online Learning on Student Performance

Introduction:

The introduction of the research topic is clear and provides an overview of the issue. However, it could benefit from providing more background information on the prevalence of online learning and its potential impact on student performance.

Literature Review:

The literature review is comprehensive and well-structured. It covers a broad range of studies that have examined the relationship between online learning and student performance. However, it could benefit from including more recent studies and providing a more critical analysis of the existing literature.

Research Methods:

The research methods are clearly described and appropriate for the research question. The study uses a quasi-experimental design to compare the performance of students who took an online course with those who took the same course in a traditional classroom setting. However, the study may benefit from using a randomized controlled trial design to reduce potential confounding factors.

The results are presented in a clear and concise manner. The study finds that students who took the online course performed similarly to those who took the traditional course. However, the study only measures performance on one course and may not be generalizable to other courses or contexts.

Discussion :

The discussion section provides a thorough analysis of the study’s findings. The authors acknowledge the limitations of the study and provide suggestions for future research. However, they could benefit from discussing potential mechanisms underlying the relationship between online learning and student performance.

Conclusion :

The conclusion summarizes the main findings of the study and provides some implications for future research and practice. However, it could benefit from providing more specific recommendations for implementing online learning programs in educational settings.

Purpose of Critical Analysis

There are several purposes of critical analysis, including:

• To identify and evaluate arguments : Critical analysis helps to identify the main arguments in a piece of writing or speech and evaluate their strengths and weaknesses. This enables the reader to form their own opinion and make informed decisions.
• To assess evidence : Critical analysis involves examining the evidence presented in a text or speech and evaluating its quality and relevance to the argument. This helps to determine the credibility of the claims being made.
• To recognize biases and assumptions : Critical analysis helps to identify any biases or assumptions that may be present in the argument, and evaluate how these affect the credibility of the argument.
• To develop critical thinking skills: Critical analysis helps to develop the ability to think critically, evaluate information objectively, and make reasoned judgments based on evidence.
• To improve communication skills: Critical analysis involves carefully reading and listening to information, evaluating it, and expressing one’s own opinion in a clear and concise manner. This helps to improve communication skills and the ability to express ideas effectively.

Importance of Critical Analysis

Here are some specific reasons why critical analysis is important:

• Helps to identify biases: Critical analysis helps individuals to recognize their own biases and assumptions, as well as the biases of others. By being aware of biases, individuals can better evaluate the credibility and reliability of information.
• Enhances problem-solving skills : Critical analysis encourages individuals to question assumptions and consider multiple perspectives, which can lead to creative problem-solving and innovation.
• Promotes better decision-making: By carefully evaluating evidence and arguments, critical analysis can help individuals make more informed and effective decisions.
• Facilitates understanding: Critical analysis helps individuals to understand complex issues and ideas by breaking them down into smaller parts and evaluating them separately.
• Fosters intellectual growth : Engaging in critical analysis challenges individuals to think deeply and critically, which can lead to intellectual growth and development.

Advantages of Critical Analysis

Some advantages of critical analysis include:

• Improved decision-making: Critical analysis helps individuals make informed decisions by evaluating all available information and considering various perspectives.
• Enhanced problem-solving skills : Critical analysis requires individuals to identify and analyze the root cause of a problem, which can help develop effective solutions.
• Increased creativity : Critical analysis encourages individuals to think outside the box and consider alternative solutions to problems, which can lead to more creative and innovative ideas.
• Improved communication : Critical analysis helps individuals communicate their ideas and opinions more effectively by providing logical and coherent arguments.
• Reduced bias: Critical analysis requires individuals to evaluate information objectively, which can help reduce personal biases and subjective opinions.
• Better understanding of complex issues : Critical analysis helps individuals to understand complex issues by breaking them down into smaller parts, examining each part and understanding how they fit together.
• Greater self-awareness: Critical analysis helps individuals to recognize their own biases, assumptions, and limitations, which can lead to personal growth and development.

About the author

Muhammad Hassan

Researcher, Academic Writer, Web developer

You may also like

Symmetric Histogram – Examples and Making Guide

Narrative Analysis – Types, Methods and Examples

Research Results Section – Writing Guide and...

Thesis – Structure, Example and Writing Guide

Discourse Analysis – Methods, Types and Examples

Cluster Analysis – Types, Methods and Examples

Write a Critical Review of a Scientific Journal Article

1. identify how and why the research was carried out, 2. establish the research context, 3. evaluate the research, 4. establish the significance of the research.

• Writing Your Critique

Ask Us: Chat, email, visit or call

Video: How to Integrate Critical Voice into Your Literature Review

Video: Note-taking and Writing Tips to Avoid Plagiarism

Get assistance

The library offers a range of helpful services.  All of our appointments are free of charge and confidential.

• Book an appointment

Read the article(s) carefully and use the questions below to help you identify how and why the research was carried out. Look at the following sections: 

Introduction

• What was the objective of the study?
• What methods were used to accomplish this purpose (e.g., systematic recording of observations, analysis and evaluation of published research, assessment of theory, etc.)?
• What techniques were used and how was each technique performed?
• What kind of data can be obtained using each technique?
• How are such data interpreted?
• What kind of information is produced by using the technique?
• What objective evidence was obtained from the authors’ efforts (observations, measurements, etc.)?
• What were the results of the study? 
• How was each technique used to obtain each result?
• What statistical tests were used to evaluate the significance of the conclusions based on numeric or graphic data?
• How did each result contribute to answering the question or testing the hypothesis raised in the introduction?
• How were the results interpreted? How were they related to the original problem (authors’ view of evidence rather than objective findings)? 
• Were the authors able to answer the question (test the hypothesis) raised?
• Did the research provide new factual information, a new understanding of a phenomenon in the field, or a new research technique?
• How was the significance of the work described?
• Do the authors relate the findings of the study to literature in the field?
• Did the reported observations or interpretations support or refute observations or interpretations made by other researchers?

These questions were adapted from the following sources:  Kuyper, B.J. (1991). Bringing up scientists in the art of critiquing research. Bioscience 41(4), 248-250. Wood, J.M. (2003). Research Lab Guide. MICR*3260 Microbial Adaptation and Development Web Site . Retrieved July 31, 2006.

Once you are familiar with the article, you can establish the research context by asking the following questions:

• Who conducted the research? What were/are their interests?
• When and where was the research conducted?
• Why did the authors do this research?
• Was this research pertinent only within the authors’ geographic locale, or did it have broader (even global) relevance?
• Were many other laboratories pursuing related research when the reported work was done? If so, why?
• For experimental research, what funding sources met the costs of the research?
• On what prior observations was the research based? What was and was not known at the time?
• How important was the research question posed by the researchers?

These questions were adapted from the following sources: Kuyper, B.J. (1991). Bringing up scientists in the art of critiquing research. Bioscience 41(4), 248-250. Wood, J.M. (2003). Research Lab Guide. MICR*3260 Microbial Adaptation and Development Web Site . Retrieved July 31, 2006.

Remember that simply disagreeing with the material is not considered to be a critical assessment of the material.  For example, stating that the sample size is insufficient is not a critical assessment.  Describing why the sample size is insufficient for the claims being made in the study would be a critical assessment.

Use the questions below to help you evaluate the quality of the authors’ research:

• Does the title precisely state the subject of the paper?
• Read the statement of purpose in the abstract. Does it match the one in the introduction?

Acknowledgments

• Could the source of the research funding have influenced the research topic or conclusions?
• Check the sequence of statements in the introduction. Does all the information lead coherently to the purpose of the study?
• Review all methods in relation to the objective(s) of the study. Are the methods valid for studying the problem?
• Check the methods for essential information. Could the study be duplicated from the methods and information given?
• Check the methods for flaws. Is the sample selection adequate? Is the experimental design sound?
• Check the sequence of statements in the methods. Does all the information belong there? Is the sequence of methods clear and pertinent?
• Was there mention of ethics? Which research ethics board approved the study?
• Carefully examine the data presented in the tables and diagrams. Does the title or legend accurately describe the content? 
• Are column headings and labels accurate? 
• Are the data organized for ready comparison and interpretation? (A table should be self-explanatory, with a title that accurately and concisely describes content and column headings that accurately describe information in the cells.)
• Review the results as presented in the text while referring to the data in the tables and diagrams. Does the text complement, and not simply repeat data? Are there discrepancies between the results in the text and those in the tables?
• Check all calculations and presentation of data.
• Review the results in light of the stated objectives. Does the study reveal what the researchers intended?
• Does the discussion clearly address the objectives and hypotheses?
• Check the interpretation against the results. Does the discussion merely repeat the results? 
• Does the interpretation arise logically from the data or is it too far-fetched? 
• Have the faults, flaws, or shortcomings of the research been addressed?
• Is the interpretation supported by other research cited in the study?
• Does the study consider key studies in the field?
• What is the significance of the research? Do the authors mention wider implications of the findings?
• Is there a section on recommendations for future research? Are there other research possibilities or directions suggested? 

Consider the article as a whole

• Reread the abstract. Does it accurately summarize the article?
• Check the structure of the article (first headings and then paragraphing). Is all the material organized under the appropriate headings? Are sections divided logically into subsections or paragraphs?
• Are stylistic concerns, logic, clarity, and economy of expression addressed?

These questions were adapted from the following sources:  Kuyper, B.J. (1991). Bringing up scientists in the art of critiquing research. Bioscience 41(4), 248-250. Wood, J.M. (2003). Research Lab Guide. MICR*3260 Microbial Adaptation and Development Web Site. Retrieved July 31, 2006.

After you have evaluated the research, consider whether the research has been successful. Has it led to new questions being asked, or new ways of using existing knowledge? Are other researchers citing this paper?

You should consider the following questions:

• How did other researchers view the significance of the research reported by your authors?
• Did the research reported in your article result in the formulation of new questions or hypotheses (by the authors or by other researchers)?
• Have other researchers subsequently supported or refuted the observations or interpretations of these authors?
• Did the research make a significant contribution to human knowledge?
• Did the research produce any practical applications?
• What are the social, political, technological, medical implications of this research?
• How do you evaluate the significance of the research?

To answer these questions, look at review articles to find out how reviewers view this piece of research. Look at research articles and databases like Web of Science to see how other people have used this work. What range of journals have cited this article?

These questions were adapted from the following sources:

Kuyper, B.J. (1991). Bringing up scientists in the art of critiquing research. Bioscience 41(4), 248-250. Wood, J.M. (2003). Research Lab Guide. MICR*3260 Microbial Adaptation and Development Web Site . Retrieved July 31, 2006.

• << Previous: Start Here
• Next: Writing Your Critique >>
• Last Updated: Jan 11, 2024 12:42 PM
• URL: https://guides.lib.uoguelph.ca/WriteCriticalReview

Suggest an edit to this guide

This work is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License.

Writing a Critical Analysis

What is in this guide, definitions, putting it together, tips and examples of critques.

• Background Information
• Cite Sources

Library Links

• Ask a Librarian
• Library Tutorials
• The Research Process
• Library Hours
• Online Databases (A-Z)
• Interlibrary Loan (ILL)
• Reserve a Study Room
• Report a Problem

This guide is meant to help you understand the basics of writing a critical analysis. A critical analysis is an argument about a particular piece of media. There are typically two parts: (1) identify and explain the argument the author is making, and (2), provide your own argument about that argument. Your instructor may have very specific requirements on how you are to write your critical analysis, so make sure you read your assignment carefully.

Critical Analysis

A deep approach to your understanding of a piece of media by relating new knowledge to what you already know.

Part 1: Introduction

• Identify the work being criticized.
• Present thesis - argument about the work.
• Preview your argument - what are the steps you will take to prove your argument.

Part 2: Summarize

• Provide a short summary of the work.
• Present only what is needed to know to understand your argument.

Part 3: Your Argument

• This is the bulk of your paper.
• Provide "sub-arguments" to prove your main argument.
• Use scholarly articles to back up your argument(s).

Part 4: Conclusion

• Reflect on  how  you have proven your argument.
• Point out the  importance  of your argument.
• Comment on the potential for further research or analysis.
• Cornell University Library Tips for writing a critical appraisal and analysis of a scholarly article.
• Queen's University Library How to Critique an Article (Psychology)
• University of Illinois, Springfield An example of a summary and an evaluation of a research article. This extended example shows the different ways a student can critique and write about an article
• Next: Background Information >>
• Last Updated: Aug 23, 2024 11:04 AM
• URL: https://libguides.pittcc.edu/critical_analysis

An official website of the United States government

The .gov means it’s official. Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you’re on a federal government site.

The site is secure. The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.

• Publications
• Account settings

Preview improvements coming to the PMC website in October 2024. Learn More or Try it out now .

• Advanced Search
• Journal List
• Perspect Clin Res
• v.12(2); Apr-Jun 2021

Critical appraisal of published research papers – A reinforcing tool for research methodology: Questionnaire-based study

Snehalata gajbhiye.

Department of Pharmacology and Therapeutics, Seth GS Medical College and KEM Hospital, Mumbai, Maharashtra, India

Raakhi Tripathi

Urwashi parmar, nishtha khatri, anirudha potey.

1 Department of Clinical Trials, Serum Institute of India, Pune, Maharashtra, India

Background and Objectives:

Critical appraisal of published research papers is routinely conducted as a journal club (JC) activity in pharmacology departments of various medical colleges across Maharashtra, and it forms an important part of their postgraduate curriculum. The objective of this study was to evaluate the perception of pharmacology postgraduate students and teachers toward use of critical appraisal as a reinforcing tool for research methodology. Evaluation of performance of the in-house pharmacology postgraduate students in the critical appraisal activity constituted secondary objective of the study.

Materials and Methods:

The study was conducted in two parts. In Part I, a cross-sectional questionnaire-based evaluation on perception toward critical appraisal activity was carried out among pharmacology postgraduate students and teachers. In Part II of the study, JC score sheets of 2 nd - and 3 rd -year pharmacology students over the past 4 years were evaluated.

One hundred and twenty-seven postgraduate students and 32 teachers participated in Part I of the study. About 118 (92.9%) students and 28 (87.5%) faculties considered the critical appraisal activity to be beneficial for the students. JC score sheet assessments suggested that there was a statistically significant improvement in overall scores obtained by postgraduate students ( n = 25) in their last JC as compared to the first JC.

Conclusion:

Journal article criticism is a crucial tool to develop a research attitude among postgraduate students. Participation in the JC activity led to the improvement in the skill of critical appraisal of published research articles, but this improvement was not educationally relevant.

INTRODUCTION

Critical appraisal of a research paper is defined as “The process of carefully and systematically examining research to judge its trustworthiness, value and relevance in a particular context.”[ 1 ] Since scientific literature is rapidly expanding with more than 12,000 articles being added to the MEDLINE database per week,[ 2 ] critical appraisal is very important to distinguish scientifically useful and well-written articles from imprecise articles.

Educational authorities like the Medical Council of India (MCI) and Maharashtra University of Health Sciences (MUHS) have stated in pharmacology postgraduate curriculum that students must critically appraise research papers. To impart training toward these skills, MCI and MUHS have emphasized on the introduction of journal club (JC) activity for postgraduate (PG) students, wherein students review a published original research paper and state the merits and demerits of the paper. Abiding by this, pharmacology departments across various medical colleges in Maharashtra organize JC at frequent intervals[ 3 , 4 ] and students discuss varied aspects of the article with teaching faculty of the department.[ 5 ] Moreover, this activity carries a significant weightage of marks in the pharmacology university examination. As postgraduate students attend this activity throughout their 3-year tenure, it was perceived by the authors that this activity of critical appraisal of research papers could emerge as a tool for reinforcing the knowledge of research methodology. Hence, a questionnaire-based study was designed to find out the perceptions from PG students and teachers.

There have been studies that have laid emphasis on the procedure of conducting critical appraisal of research papers and its application into clinical practice.[ 6 , 7 ] However, there are no studies that have evaluated how well students are able to critically appraise a research paper. The Department of Pharmacology and Therapeutics at Seth GS Medical College has developed an evaluation method to score the PG students on this skill and this tool has been implemented for the last 5 years. Since there are no research data available on the performance of PG Pharmacology students in JC, capturing the critical appraisal activity evaluation scores of in-house PG students was chosen as another objective of the study.

MATERIALS AND METHODS

Description of the journal club activity.

JC is conducted in the Department of Pharmacology and Therapeutics at Seth GS Medical College once in every 2 weeks. During the JC activity, postgraduate students critically appraise published original research articles on their completeness and aptness in terms of the following: study title, rationale, objectives, study design, methodology-study population, inclusion/exclusion criteria, duration, intervention and safety/efficacy variables, randomization, blinding, statistical analysis, results, discussion, conclusion, references, and abstract. All postgraduate students attend this activity, while one of them critically appraises the article (who has received the research paper given by one of the faculty members 5 days before the day of JC). Other faculties also attend these sessions and facilitate the discussions. As the student comments on various sections of the paper, the same predecided faculty who gave the article (single assessor) evaluates the student on a total score of 100 which is split per section as follows: Introduction –20 marks, Methodology –20 marks, Discussion – 20 marks, Results and Conclusion –20 marks, References –10 marks, and Title, Abstract, and Keywords – 10 marks. However, there are no standard operating procedures to assess the performance of students at JC.

Methodology

After seeking permission from the Institutional Ethics Committee, the study was conducted in two parts. Part I consisted of a cross-sectional questionnaire-based survey that was conducted from October 2016 to September 2017. A questionnaire to evaluate perception towards the activity of critical appraisal of published papers as research methodology reinforcing tool was developed by the study investigators. The questionnaire consisted of 20 questions: 14 questions [refer Figure 1 ] graded on a 3-point Likert scale (agree, neutral, and disagree), 1 multiple choice selection question, 2 dichotomous questions, 1 semi-open-ended questions, and 2 open-ended questions. Content validation for this questionnaire was carried out with the help of eight pharmacology teachers. The content validity ratio per item was calculated and each item in the questionnaire had a CVR ratio (CVR) of >0.75.[ 8 ] The perception questionnaire was either E-mailed or sent through WhatsApp to PG pharmacology students and teaching faculty in pharmacology departments at various medical colleges across Maharashtra. Informed consent was obtained on E-mail from all the participants.

Graphical representation of the percentage of students/teachers who agreed that critical appraisal of research helped them improve their knowledge on various aspects of research, perceived that faculty participation is important in this activity, and considered critical appraisal activity beneficial for students. The numbers adjacent to the bar diagrams indicate the raw number of students/faculty who agreed, while brackets indicate %

Part II of the study consisted of evaluating the performance of postgraduate students toward skills of critical appraisal of published papers. For this purpose, marks obtained by 2 nd - and 3 rd -year residents during JC sessions conducted over a period of 4 years from October 2013 to September 2017 were recorded and analyzed. No data on personal identifiers of the students were captured.

Statistical analysis

Marks obtained by postgraduate students in their first and last JC were compared using Wilcoxon signed-rank test, while marks obtained by 2 nd - and 3 rd -year postgraduate students were compared using Mann–Whitney test since the data were nonparametric. These statistical analyses were performed using GraphPad Prism statistical software, San Diego, Calfornia, USA, Version 7.0d. Data obtained from the perception questionnaire were entered in Microsoft Excel sheet and were expressed as frequencies (percentages) using descriptive statistics.

Participants who answered all items of the questionnaire were considered as complete responders and only completed questionnaires were analyzed. The questionnaire was sent through an E-mail to 100 students and through WhatsApp to 68 students. Out of the 100 students who received the questionnaire through E-mail, 79 responded completely and 8 were incomplete responders, while 13 students did not revert back. Out of the 68 students who received the questionnaire through WhatsApp, 48 responded completely, 6 gave an incomplete response, and 14 students did not revert back. Hence, of the 168 postgraduate students who received the questionnaire, 127 responded completely (student response rate for analysis = 75.6%). The questionnaire was E-mailed to 33 faculties and was sent through WhatsApp to 25 faculties. Out of the 33 faculties who received the questionnaire through E-mail, 19 responded completely, 5 responded incompletely, and 9 did not respond at all. Out of the 25 faculties who received the questionnaire through WhatsApp, 13 responded completely, 3 were incomplete responders, and 9 did not respond at all. Hence, of a total of 58 faculties who were contacted, 32 responded completely (faculty response rate for analysis = 55%). For Part I of the study, responses on the perception questionnaire from 127 postgraduate students and 32 postgraduate teachers were recorded and analyzed. None of the faculty who participated in the validation of the questionnaire participated in the survey. Number of responses obtained region wise (Mumbai region and rest of Maharashtra region) have been depicted in Table 1 .

Region-wise distribution of responses

Number of responses obtained from students/faculty belonging to Mumbai colleges and rest of Maharashtra colleges. Brackets indicate percentages

As per the data obtained on the Likert scale questions, 102 (80.3%) students and 29 (90.6%) teachers agreed that critical appraisal trains the students in doing a review of literature before selecting a particular research topic. Majority of the participants, i.e., 104 (81.9%) students and 29 (90.6%) teachers also believed that the activity increases student's knowledge regarding various experimental evaluation techniques. Moreover, 112 (88.2%) students and 27 (84.4%) faculty considered that critical appraisal activity results in improved skills of writing and understanding methodology section of research articles in terms of inclusion/exclusion criteria, endpoints, and safety/efficacy variables. About 103 (81.1%) students and 24 (75%) teachers perceived that this activity results in refinement of the student's research work. About 118 (92.9%) students and 28 (87.5%) faculty considered the critical appraisal activity to be beneficial for the students. Responses to 14 individual Likert scale items of the questionnaire have been depicted in Figure 1 .

With respect to the multiple choice selection question, 66 (52%) students and 16 (50%) teachers opined that faculty should select the paper, 53 (41.7%) students and 9 (28.1%) teachers stated that the papers should be selected by the presenting student himself/herself, while 8 (6.3%) students and 7 (21.9%) teachers expressed that some other student should select the paper to be presented at the JC.

The responses to dichotomous questions were as follows: majority of the students, that is, 109 (85.8%) and 23 (71.9%) teachers perceived that a standard checklist for article review should be given to the students before critical appraisal of journal article. Open-ended questions of the questionnaire invited suggestions from the participants regarding ways of getting trained on critical appraisal skills and of improving JC activity. Some of the suggestions given by faculty were as follows: increasing the frequency of JC activity, discussion of cited articles and new guidelines related to it, selecting all types of articles for criticism rather than only randomized controlled trials, and regular yearly exams on article criticism. Students stated that regular and frequent article criticism activity, practice of writing letter to the editor after criticism, active participation by peers and faculty, increasing weightage of marks for critical appraisal of papers in university examinations (at present marks are 50 out of 400), and a formal training for research criticism from 1 st year of postgraduation could improve critical appraisal program.

In Part II of this study, performance of the students on the skill of critical appraisal of papers was evaluated. Complete data of the first and last JC scores of a total of 25 students of the department were available, and when these scores were compared, it was seen that there was a statistically significant improvement in the overall scores ( P = 0.04), as well as in the scores obtained in methodology ( P = 0.03) and results section ( P = 0.02). This is depicted in Table 2 . Although statistically significant, the differences in scores in the methodology section, results section, and overall scores were 1.28/20, 1.28/20, and 4.36/100, respectively, amounting to 5.4%, 5.4%, and 4.36% higher scores in the last JC, which may not be considered educationally relevant (practically significant). The quantum of difference that would be considered practically significant was not decided a priori .

Comparison of marks obtained by pharmacology residents in their first and last journal club

Marks have been represented as mean±SD. The maximum marks that can be obtained in each section have been stated as maximum. *Indicates statistically significant ( P <0.05). IQR=Interquartile range, SD=Standard deviation

Scores of two groups, one group consisting of 2 nd -year postgraduate students ( n = 44) and second group consisting of 3 rd -year postgraduate students ( n = 32) were compared and revealed no statistically significant difference in overall score ( P = 0.84). This is depicted in Table 3 . Since the quantum of difference in the overall scores was meager 0.84/100 (0.84%), it cannot be considered practically significant.

Comparison of marks obtained by 2 nd - and 3 rd -year pharmacology residents in the activity of critical appraisal of research articles

Marks have been represented as mean±SD. The maximum marks that can be obtained in each section have been stated as maximum. P <0.05 was considered to be statistically significant. IQR=Interquartile range, SD=Standard deviation

The present study gauged the perception of the pharmacology postgraduate students and teachers toward the use of critical appraisal activity as a reinforcing tool for research methodology. Both students and faculties (>50%) believed that critical appraisal activity increases student's knowledge on principles of ethics, experimental evaluation techniques, CONSORT guidelines, statistical analysis, concept of conflict of interest, current trends and recent advances in Pharmacology and trains on doing a review of literature, and improves skills on protocol writing and referencing. In the study conducted by Crank-Patton et al ., a survey on 278 general surgery program directors was carried out and more than 50% indicated that JC was important to their training program.[ 9 ]

The grading template used in Part II of the study was based on the IMRaD structure. Hence, equal weightage was given to the Introduction, Methodology, Results, and Discussion sections and lesser weightage was given to the references and title, abstract, and keywords sections.[ 10 ] While evaluating the scores obtained by 25 students in their first and last JC, it was seen that there was a statistically significant improvement in the overall scores of the students in their last JC. However, the meager improvement in scores cannot be considered educationally relevant, as the authors expected the students to score >90% for the upgrade to be considered educationally impactful. The above findings suggest that even though participation in the JC activity led to a steady increase in student's performance (~4%), the increment was not as expected. In addition, the students did not portray an excellent performance (>90%), with average scores being around 72% even in the last JC. This can be probably explained by the fact that students perform this activity in a routine setting and not in an examination setting. Unlike the scenario in an examination, students were aware that even if they performed at a mediocre level, there would be no repercussions.

A separate comparison of scores obtained by 44 students in their 2 nd year and 32 students in their 3 rd year of postgraduation students was also done. The number of student evaluation sheets reviewed for this analysis was greater than the number of student evaluation sheets reviewed to compare first and last JC scores. This can be spelled out by the fact that many students were still in 2 nd year when this analysis was done and the score data for their last JC, which would take place in 3 rd year, was not available. In addition, few students were asked to present at JC multiple times during the 2 nd /3 rd year of their postgraduation.

While evaluating the critical appraisal scores obtained by 2 nd - and 3 rd -year postgraduate students, it was found that although the 3 rd -year students had a mean overall score greater than the 2 nd -year students, this difference was not statistically significant. During the 1 st year of MD Pharmacology course, students at the study center attend JC once in every 2 weeks. Even though the 1 st -year students do not themselves present in JC, they listen and observe the criticism points stated by senior peers presenting at the JC, and thereby, incur substantial amount of knowledge required to critically appraise papers. By the time, they become 2 nd -year students, they are already well versed with the program and this could have led to similar overall mean scores between the 2 nd -year students (71.50 ± 10.71) and 3 rd -year students (72.34 ± 10.85). This finding suggests that attentive listening is as important as active participation in the JC. Moreover, although students are well acquainted with the process of criticism when they are in their 3 rd year, there is certainly a scope for improvement in terms of the mean overall scores.

Similar results were obtained in a study conducted by Stern et al ., in which 62 students in the internal medicine program at the New England Medical Center were asked to respond to a questionnaire, evaluate a sample article, and complete a self-assessment of competence in evaluation of research. Twenty-eight residents returned the questionnaire and the composite score for the resident's objective assessment was not significantly correlated with the postgraduate year or self-assessed critical appraisal skill.[ 11 ]

Article criticism activity provides the students with practical experience of techniques taught in research methodology workshop. However, this should be supplemented with activities that assess the improvement of designing and presenting studies, such as protocol and paper writing. Thus, critical appraisal plays a significant role in reinforcing good research practices among the new generation of physicians. Moreover, critical appraisal is an integral part of PG assessment, and although the current format of conducting JCs did not portray a clinically meaningful improvement, the authors believe that it is important to continue this activity with certain modifications suggested by students who participated in this study. Students suggested that an increase in the frequency of critical appraisal activity accompanied by the display of active participation by peers and faculty could help in the betterment of this activity. This should be brought to attention of the faculty, as students seem to be interested to learn. Critical appraisal should be a two-way teaching–learning process between the students and faculty and not a dire need for satisfying the students' eligibility criteria for postgraduate university examinations. This activity is not only for the trainee doctors but also a part of the overall faculty development program.[ 12 ]

In the present era, JCs have been used as a tool to not only teach critical appraisal skills but also to teach other necessary aspects such as research design, medical statistics, clinical epidemiology, and clinical decision-making.[ 13 , 14 ] A study conducted by Khan in 2013 suggested that success of JC program can be ensured if institutes develop a defined JC objective for the development of learning capability of students and also if they cultivate more skilled faculties.[ 15 ] A good JC is believed to facilitate relevant, meaningful scientific discussion, and evaluation of the research updates that will eventually benefit the patient care.[ 12 ]

Although there is a lot of literature emphasizing the importance of JC, there is a lack of studies that have evaluated the outcome of such activity. One such study conducted by Ibrahim et al . assessed the importance of critical appraisal as an activity in surgical trainees in Nigeria. They reported that 92.42% trainees considered the activity to be important or very important and 48% trainees stated that the activity helped in improving literature search.[ 16 ]

This study is unique since it is the first of its kind to evaluate how well students are able to critically appraise a research paper. Moreover, the study has taken into consideration the due opinions of the students as well as faculties, unlike the previous literature which has laid emphasis on only student's perception. A limitation of this study is that sample size for faculties was smaller than the students, as it was not possible to convince the distant faculty in other cities to fill the survey. Besides, there may be a variation in the manner of conduct of the critical appraisal activity in pharmacology departments across the various medical colleges in the country. Another limitation of this study was that a single assessor graded a single student during one particular JC. Nevertheless, each student presented at multiple JC and thereby came across multiple assessors. Since the articles addressed at different JC were disparate, interobserver variability was not taken into account in this study. Furthermore, the authors did not make an a priori decision on the quantum of increase in scores that would be considered educationally meaningful.

Pharmacology students and teachers acknowledge the role of critical appraisal in improving the ability to understand the crucial concepts of research methodology and research conduct. In our institute, participation in the JC activity led to an improvement in the skill of critical appraisal of published research articles among the pharmacology postgraduate students. However, this improvement was not educationally relevant. The scores obtained by final-year postgraduate students in this activity were nearly 72% indicating that there is still scope of betterment in this skill.

Financial support and sponsorship

Conflicts of interest.

There are no conflicts of interest.

Acknowledgments

We would like to acknowledge the support rendered by the entire Department of Pharmacology and Therapeutics at Seth GS Medical College.

• USC Libraries
• Research Guides

Organizing Your Social Sciences Research Paper

• Applying Critical Thinking
• Purpose of Guide
• Design Flaws to Avoid
• Independent and Dependent Variables
• Glossary of Research Terms
• Reading Research Effectively
• Narrowing a Topic Idea
• Broadening a Topic Idea
• Extending the Timeliness of a Topic Idea
• Academic Writing Style
• Choosing a Title
• Making an Outline
• Paragraph Development
• Research Process Video Series
• Executive Summary
• The C.A.R.S. Model
• Background Information
• The Research Problem/Question
• Theoretical Framework
• Citation Tracking
• Content Alert Services
• Evaluating Sources
• Primary Sources
• Secondary Sources
• Tiertiary Sources
• Scholarly vs. Popular Publications
• Qualitative Methods
• Quantitative Methods
• Insiderness
• Using Non-Textual Elements
• Limitations of the Study
• Common Grammar Mistakes
• Writing Concisely
• Avoiding Plagiarism
• Footnotes or Endnotes?
• Further Readings
• Generative AI and Writing
• USC Libraries Tutorials and Other Guides
• Bibliography

Critical thinking refers to deliberately scrutinizing and evaluating theories, concepts, or ideas using reasoned reflection and analysis. The act of thinking critically involves moving beyond simply understanding information, but going further by questioning its source, its production, and its presentation in order to expose potential bias or researcher subjectivity [i.e., evidence of being influenced by personal opinions and feelings rather than by external determinants ] . Applying critical thinking to investigating a research problem involves actively challenging basic assumptions and questioning the choices and potential motives underpinning how a study was designed and executed and how the author arrived at particular conclusions or recommended courses of action. Applying critical thinking to writing involves effectively synthesizing information and generating compelling arguments.

Hanscomb, Stuart. Critical Thinking: The Basics . 2nd edition. London: Routledge, 2023; Mintz, Steven. "How the Word "Critical" Came to Signify the Leading Edge of Cultural Analysis." Higher Ed Gamma Blog , Inside Higher Ed, February 13, 2024; Van Merriënboer, Jeroen JG and Paul A. Kirschner. Ten Steps to Complex Learning: A Systematic Approach to Four-component Instructional Design . New York: Routledge, 2017.

Thinking Critically

Applying Critical Thinking to Research and Writing

Professors like to use the term critical thinking; in fact, the idea of being a critical thinker permeates much of higher education writ large. In the classroom, the idea of thinking critically is often mentioned by professors when students ask how they should approach writing a research paper [other approaches your professor might mention include interdisciplinarity, compare and contrast, gendered perspective, global, etc.]. However, critical thinking is more than just an approach to research and writing. It is an acquired skill associated with becoming a complex learner capable of discerning important relationships among the elements of, as well as integrating multiple ways of understanding applied to, the research problem. Critical thinking is a lens through which you holistically interrogate a topic.

Given this, critical thinking encompasses a variety of inter-related connotations applied to writing a college-level research paper:

• Integrated and Multi-Dimensional . Critical thinking is not focused on any one element of research, but instead, is applied holistically throughout the process of identifying the research problem, reviewing the literature, applying methods of analysis, describing the results, discussing their implications, and, if appropriate, offering recommendations for further research. It permeates the entire research endeavor from contemplating what to write about to proofreading the final product.
• Humanizes the Research . Thinking critically can help humanize what is being studied by extending the scope of your analysis beyond the traditional boundaries of prior research. The scope of prior research, for example, could have involved only sampling homogeneous populations, only considered certain factors related to the investigation of a phenomenon, or was limited by the way the study was framed or contextualized. Critical thinking supports opportunities to think about incorporating the experiences of traditionally marginalized groups into the research, leading to a more inclusive and representative examination of the topic.
• Non-Linear . This refers to analyzing a research problem in ways that do not rely on sequential decision-making or rational forms of reasoning. Creative thinking relies on intuitive judgement, flexibility, and unconventional approaches to investigating complex phenomena in order to discover new insights, connections, and potential solutions . Thinking critically involves going back and modifying your thinking as new evidence emerges , perhaps multiple times throughout the research process, and then drawing conclusions from multiple perspectives as a result of questioning initial impressions about the topic.
• Normative . This refers to the idea that critical thinking can be used to challenge prior assumptions in ways that advocate for social justice, equity, and resilience, leading to research having a more transformative and expansive impact. In this respect, critical thinking can be viewed as a method for breaking away from dominant culture norms so as to produce research outcomes that illuminate previously hidden aspects of exploitation and injustice.
• Power Dynamics . Research in the social sciences often includes examining aspects of power and influence, focusing on how it operates, how it can be acquired, and how it can be maintained, thereby shaping social relations, organizations, institutions, and the production and maintenance of knowledge. Thinking critically can reveal how societal structures and forces perpetuate power in ways that marginalizes and oppresses specific groups or communities within the contexts of history , politics, economics, culture, and other factors.
• Reflection . A key component of critical thinking is practicing reflexivity; the act of turning ideas and concepts back onto yourself in order to reveal and clarify your own beliefs, assumptions, and perspectives. Being critically reflexive is important because it can reveal hidden biases you may have that could unintentionally influence how you interpret and validate information. The more reflexive you are, the better able and more comfortable you are in opening yourself up to new modes of understanding.
• Rigorous Questioning . Thinking critically is guided by asking questions that lead to addressing complex principles, theories, concepts, or problems more effectively, and in so doing, help distinguish what is known from from what is not known [or that may be hidden]. Critical thinking involves deliberately framing inquiries not only as hypotheses or axioms, but as a way to apply systematic, disciplined,  in-depth forms of questioning about the research problem and in relation to your positionality as a researcher.
• Social Change . An overarching goal of critical thinking applied to research and writing is to seek to identify and challenge forces of inequality, exploitation, oppression, and marinalization that contribute to maintaining the status quo within institutions of society. This can include, for example, schools, court system, businesses, government agencies, or religious organizations that have been created and maintained through certain ways of thinking within the dominant culture. Thinking critically fosters a sense of awareness and empathy about where social change is needed within the overall research process.

Critical thinking permeates the entire research and writing process. However, it applies in particular to the literature review and discussion sections of your paper. These two sections of a research paper most clearly reflect the external/internal duality of thinking critically.

In reviewing the literature, it is important to reflect upon specific aspects of a study, such as, 1) determining if the research design effectively establishes cause and effect relationships or provides insight into explaining why certain phenomena do or do not occur; 2) assessing whether the method of gathering data or information supports the objectives of your study; and, 3) evaluating if the assumptions used t o arrive at a specific conclusion are evidence-based and relevant to addressing the topic. Critically thinking applies to these elements of reviewing prior research by assessing how each source might perpetuate inequalities or hide the voices of others, thereby, limiting its applicability for understanding the scope of the problem and its impact throughout society.

Critical thinking applies to the discussion section of your paper because this is where you contemplate the results of your study and explain its significance in relation to addressing the research problem. Discussion involves more than just summarizing findings and describing outcomes. It includes deliberately considering the importance of the findings and providing reasoned explanations why your paper helps to fill a gap in the literature or expand knowledge and understanding in ways that inform practice. Critical thinking uses reflection to examine your own beliefs concerning the significance of the results in ways that avoid using biased judgment and decision making.

Using Questions to Enable Critical Thinking

At its most fundamental level, critical thinking is thinking about thinking in ways that improve the effectiveness of your ability to reason, analyze, synthesize, evaluate, and report information and, as a result, it advances deeper explorations of the topic*. From a practical standpoint, critical thinking is an act of introspective self-examination that involves formulating open-ended questions that inspire higher levels of reasoning about a research problem. The purpose of asking questions during the research process is to apply a framework of inquiry that challenges conventional assumptions, scrutinizes the evidence presented, determines how effectively arguments have been supported by that evidence, discerns patterns or trends in the findings, and helps imagine alternative outcomes if new or different factors were introduced.

Below are examples of questions that can stimulate critical thinking:

• Why is this a problem?
• Why does this research problem matter?
• Does the problem matter to everyone or just certain groups?
• How might your perspective change if you were on the other side of the argument?
• What patterns or connections can you see in the results?
• What key factors could have altered the outcomes described in the results?
• What evidence would be needed to support any alternative outcomes?
• Should there be any additional or alternative interpretations of the research outcomes?
• What is the explanation for the cause of an event or phenomenon?
• Why has a particular situation or condition arisen?
• Who will be impacted by the recommendations posed by the author?
• Who might be excluded from the author’s recommendations?
• When and how will you know that the recommendations have worked?
• In what ways can you apply knowledge from this study to new situations?
• What is another way to look at how the study was designed?
• How does the study contradict or confirm your understanding of the research problem?
• Do the outcomes of the study inform your own lived experiences?
• What do you think is the significance of this study and why?
• What are the overall strengths and weakness of this study?

NOTE: Being a critical thinker doesn't just happen. Casting a critical eye on how effectively others have studied a research problem requires developing self-confidence in your own abilities to actively engage with information, to consistently ask how and why questions about the research, and to deliberately analyze arguments and recommendations set forth by the author. Examining critically your own beliefs and feeling about your writing involves a willingness to be comfortable questioning yourself in a way that promotes a strong sense of self-awareness and introspection. Together, these outward and inward looking habits can help improve your critical thinking skills and inform how to effectively research and write a college-level research paper.

* Kharbach, Med. “Examples of Critical Thinking Questions for Students.” Educational Technology and Mobile Learning blog , Last Update: November 10, 2023.

Behar-Horenstein, Linda S., and Lian Niu. “Teaching Critical Thinking Skills in Higher Education: A Review of the Literature.” Journal of College Teaching and Learning 8 (February 2011): 25-41; Bayou, Yemeserach and Tamene Kitila. "Exploring Instructors’ Beliefs about and Practices in Promoting Students’ Critical Thinking Skills in Writing Classes." GIST–Education and Learning Research Journal 26 (2023): 123-154; “Bloom's Taxonomy.” Centre for Teaching Excellence. University of Waterloo; “Higher Order Thinking: Bloom’s Taxonomy.” The Learning Center. University of North Carolina; Butcher, Charity. "Using In-class Writing to Promote Critical Thinking and Application of Course Concepts." Journal of Political Science Education 18 (2022): 3-21; Krathwohl, David R. “A Revision of Bloom's Taxonomy: An Overview.” Theory into Practice 41 (Autumn 2002): 212-218; Loseke, Donileen R. Methodological Thinking: Basic Principles of Social Research Design. Thousand Oaks, CA: Sage, 2012; Mintz, Steven. "How the Word "Critical" Came to Signify the Leading Edge of Cultural Analysis." Higher Ed Gamma Blog , Inside Higher Ed, February 13, 2024; Hart, Claire et al. “Exploring Higher Education Students’ Critical Thinking Skills through Content Analysis.” Thinking Skills and Creativity 41 (September 2021): 100877; Lewis, Arthur and David Smith. "Defining Higher Order Thinking." Theory into Practice 32 (Summer 1993): 131-137; Sabrina, R., Emilda Sulasmi, and Mandra Saragih. "Student Critical Thinking Skills and Student Writing Ability: The Role of Teachers' Intellectual Skills and Student Learning." Cypriot Journal of Educational Sciences 17 (2022): 2493-2510. Suter, W. Newton. Introduction to Educational Research: A Critical Thinking Approach. 2nd edition. Thousand Oaks, CA: SAGE Publications, 2012; Van Merriënboer, Jeroen JG and Paul A. Kirschner. Ten Steps to Complex Learning: A Systematic Approach to Four-component Instructional Design. New York: Routledge, 2017; Vance, Charles M., et al. "Understanding and Measuring Linear–Nonlinear Thinking Style for Enhanced Management Education and Professional Practice." Academy of Management Learning and Education 6 (2007): 167-185; Yeh, Hui-Chin, Shih-hsien Yang, Jo Shan Fu, and Yen-Chen Shih. "Developing College Students’ Critical Thinking through Reflective Writing." Higher Education Research & Development 42 (2023): 244-259.

• << Previous: Academic Writing Style
• Next: Choosing a Title >>
• Last Updated: Aug 21, 2024 8:54 AM
• URL: https://libguides.usc.edu/writingguide

• Queen's University Library
• Research Guides

Introduction to Research: Humanities and Social Sciences

• Critical Reviews
• Choosing Your Research Topic
• Finding Background Information
• Choosing Relevant Keywords
• Connecting Keywords
• Citation Searching
• Articles (General)
• Scholarly Articles
• Films & Videos
• Scholarly vs. Popular Sources
• Scholarly vs. Non-Scholarly Periodicals
• Web Resources
• Annotated Bibliography
• Reflective Writing
• Citing Sources
• Off Campus?

Writing Critical Reviews

What is a Critical Review of a Journal Article?

A critical review of a journal article evaluates the strengths and weaknesses of an article's ideas and content. It provides description, analysis and interpretation that allow readers to assess the article's value.

Before You Read the Article

• What does the title lead you to expect about the article?
• Study any sub-headings to understand how the author organized the content.
• Read the abstract for a summary of the author's arguments.
• Study the list of references to determine what research contributed to the author's arguments. Are the references recent? Do they represent important work in the field?
• If possible, read about the author to learn what authority he or she has to write about the subject.
• Consult Web of Science to see if other writers have cited the author's work. (Please see 'How to use E-Indexes'.) Has the author made an important contribution to the field of study?

Reading the Article: Points to Consider

Read the article carefully. Record your impressions and note sections suitable for quoting.

• Who is the intended audience?
• What is the author's purpose? To survey and summarize research on a topic? To present an argument that builds on past research? To refute another writer's argument?
• Does the author define important terms?
• Is the information in the article fact or opinion? (Facts can be verified, while opinions arise from interpretations of facts.) Does the information seem well-researched or is it unsupported?
• What are the author's central arguments or conclusions? Are they clearly stated? Are they supported by evidence and analysis?
• If the article reports on an experiment or study, does the author clearly outline methodology and the expected result?
• Is the article lacking information or argumentation that you expected to find?
• Is the article organized logically and easy to follow?
• Does the writer's style suit the intended audience? Is the style stilted or unnecessarily complicated?
• Is the author's language objective or charged with emotion and bias?
• If illustrations or charts are used, are they effective in presenting information?

Prepare an Outline

Read over your notes. Choose a statement that expresses the central purpose or thesis of your review. When thinking of a thesis, consider the author's intentions and whether or not you think those intentions were successfully realized. Eliminate all notes that do not relate to your thesis. Organize your remaining points into separate groups such as points about structure, style, or argument. Devise a logical sequence for presenting these ideas. Remember that all of your ideas must support your central thesis.

Write the First Draft

The review should begin with a complete citation of the article. For example:

Platt, Kevin M.F. "History and Despotism, or: Hayden White vs. Ivan the Terrible  and Peter the Great." Rethinking History 3:3 (1999) : 247-269.

NOTE: Use the same bibliographic citation format as you would for any bibliography, works cited or reference list. It will follow a standard documentation style such as MLA or APA.

Be sure to ask your instructor which citation style to use. For frequently used style guides consult Queen's University Library's Citing Sources guide.

The first paragraph may contain:

• a statement of your thesis
• the author's purpose in writing the article
• comments on how the article relates to other work on the same subject
• information about the author's reputation or authority in the field

The body of the review should:

• state your arguments in support of your thesis
• follow the logical development of ideas that you mapped out in your outline
• include quotations from the article which illustrate your main ideas

The concluding paragraph may:

• summarize your review
• restate your thesis

Revise the First Draft

Ideally, you should leave your first draft for a day or two before revising. This allows you to gain a more objective perspective on your ideas. Check for the following when revising:

• grammar and punctuation errors
• organization, logical development and solid support of your thesis
• errors in quotations or in references

You may make major revisions in the organization or content of your review during the revision process. Revising can even lead to a radical change in your central thesis.

NOTE: Prepared by University of Toronto Mississauga Library, Hazel McCallion Academic Learning Centre.

• << Previous: Writing Resources
• Next: Annotated Bibliography >>

Additional Resources

Writing a Critical Review (Allyson Skene, The Writing Centre, U of Toronto at Scarborough)

The Book Review or Article Critique (Margaret Procter, Writing Support, University of Toronto)

Critical Reviews of Journal Articles (Herbert Coutts, University of Alberta)

Writing a Critical Review (The Writing Centre, Queen's University)

• Last Updated: Aug 22, 2024 2:41 PM
• Subjects: Multidisciplinary

Academic Writing

• Understanding Scholarly Text

Critical Analysis Diagram (text only to the right of the image)

Elements of the critical analysis, useful link: reading & writing critically.

• Literature Review
• Research Paper
• Position Paper

Writing & Tutoring Help at Bowie

Smith vidal literacy & language center.

Location:  Martin Luther King Jr. Building, Room 251 Hours:  8:30 am – 5 pm Mon. - Fri.

Writing Center Contacts

A. Introduction - The introduction moves from general to specific. This is where you are:

open with a short orientation (introduce the topic area(s) with a general, broad opening sentence (or two);

answer the question with a thesis statement; and 

provide a summary or 'road map' of your essay (keep it brief, but mention all the main ideas).

B. Body - The body of the essay consists of paragraphs. Each is a building block in the construction of your argument. The body is where you:

• answer the question by developing a discussion.
• show your knowledge and grasp of material you have read.
• offer exposition and evidence to develop your argument.
• use relevant examples and authoritative quotes.

If your question has more than one part, structure the body into section that deal with each part of the question.

3. Conclusion - The conclusion moves from specific to general. It should:

• restate your answer to the question;
• re-summarize the main points and;
• include a final, broad statement (about possible implication, future directions for research, to qualify the conclusion, etc.)

However, NEVER introduce new information or idea in the conclusion - its purpose is to round off your essay by summing up.

Because each section of a critical analysis builds on the section before it and supports the section to follow, the structure of this genre is usually fairly standard.  The introduction and summary set the stage and the analysis communicates the critic's views which are then summarized and restated in the conclusion. 

-- Text taken from The University of New South Wales. "Essay Writing: the Basics." Retrieved 17 August, 2012 from http://www.lc.unsw.edu.au/onlib/essay3.html.

Writing critically requires an author to engage on an analytical level with a written work, whether it is an article, a book, or a portion of a book.  In other words, to write critically is to present and explain an idea that one has had about someone else’s written work.  A critical analysis may  include supportive references like you would find in a research paper, but will generally have a much stronger emphasis on its author’s interpretation than you would find in an objective research paper. 

Introduction – will include general information about the work being analyzed and a statement of the critical writer’s viewpoint or evaluation of the larger work. 

Summarization – the thematic/background information that a reader will need to understand the critic’s analysis and the key point from the original work that is being addressed. 

Critical Analysis – a review of the original author’s argument within the critical context of the analysis, with supporting evidence from the original text.

Conclusion – a restatement of the critic’s thesis and the key points of the analysis.

Although the page linked below focuses on writing critically, it also features information on reading critically, an invaluable skill in identfying different types of academic writing. 

• Writing a Critical Analysis (Critique) A guide to reading and writing critically. Document prepared by the Academic Skills Center of the Shoreline Community College.
• << Previous: Understanding Scholarly Text
• Next: Literature Review >>
• Last Updated: Jul 10, 2024 1:37 PM
• URL: https://bowiestate.libguides.com/academicwriting

Writing Academically

Proofreading, other editing & coaching for highly successful academic writing

• Editing & coaching pricing
• Academic coaching
• How to conduct a targeted literature search

How to write a successful critical analysis

• How to write a strong literature review
• Cautious in tone
• Formal English
• Precise and concise English
• Impartial and objective English
• Substantiate your claims
• The academic team

For further queries or assistance in writing a critical analysis email Bill Wrigley .

What do you critically analyse?

In a critical analysis you do not express your own opinion or views on the topic. You need to develop your thesis, position or stance on the topic from the views and research of others . In academic writing you critically analyse other researchers’:

• concepts, terms
• viewpoints, arguments, positions
• methodologies, approaches
• research results and conclusions

This means weighing up the strength of the arguments or research support on the topic, and deciding who or what has the more or stronger weight of evidence or support.

Therefore, your thesis argues, with evidence, why a particular theory, concept, viewpoint, methodology, or research result(s) is/are stronger, more sound, or more advantageous than others.

What does ‘analysis’ mean?

A critical analysis means analysing or breaking down the parts of the literature and grouping these into themes, patterns or trends.

In an analysis you need to:

1. Identify and separate out the parts of the topic by grouping the various key theories, main concepts, the main arguments or ideas, and the key research results and conclusions on the topic into themes, patterns or trends of agreement , dispute and omission .

2. Discuss each of these parts by explaining:

i. the areas of agreement/consensus, or similarity

ii. the issues or controversies: in dispute or debate, areas of difference

ii. the omissions, gaps, or areas that are under-researched

3. Discuss the relationship between these parts

4. Examine how each contributes to the whole topic

5. Make conclusions about their significance or importance in the topic

What does ‘critical’ mean?

A critical analysis does not mean writing angry, rude or disrespectful comments, or  expressing your views in judgmental terms of black and white, good and bad, or right and wrong.

To be critical, or to critique, means to evaluate . Therefore, to write critically in an academic analysis means to:

• judge the quality, significance or worth of the theories, concepts, viewpoints, methodologies, and research results
• evaluate in a fair and balanced manner
• avoid extreme or emotional language

• strengths, advantages, benefits, gains, or improvements
• disadvantages, weaknesses, shortcomings, limitations, or drawbacks

How to critically analyse a theory, model or framework

The evaluative words used most often to refer to theory, model or framework are a sound theory or a strong theory.

The table below summarizes the criteria for judging the strengths and weaknesses of a theory:

• comprehensive
• empirically supported
• parsimonious

Evaluating a Theory, Model or Framework

The table below lists the criteria for the strengths and their corresponding weaknesses that are usually considered in a theory.

Critical analysis examples of theories

The following sentences are examples of the phrases used to explain strengths and weaknesses.

Smith’s (2005) theory appears up to date, practical and applicable across many divergent settings.

Brown’s (2010) theory, although parsimonious and logical, lacks a sufficient body of evidence to support its propositions and predictions

Little scientific evidence has been presented to support the premises of this theory.

One of the limitations with this theory is that it does not explain why…

A significant strength of this model is that it takes into account …

The propositions of this model appear unambiguous and logical.

A key problem with this framework is the conceptual inconsistency between ….

How to critically analyse a concept

The table below summarizes the criteria for judging the strengths and weaknesses of a concept:

• key variables identified
• clear and well-defined

Evaluating Concepts

Critical analysis examples of concepts

Many researchers have used the concept of control in different ways.

There is little consensus about what constitutes automaticity.

Putting forth a very general definition of motivation means that it is possible that any behaviour could be included.

The concept of global education lacks clarity, is imprecisely defined and is overly complex.

Some have questioned the usefulness of resilience as a concept because it has been used so often and in so many contexts.

Research suggests that the concept of preoperative fasting is an outdated clinical approach.

How to critically analyse arguments, viewpoints or ideas

The table below summarizes the criteria for judging the strengths and weaknesses of an argument, viewpoint or idea:

• reasons support the argument
• argument is substantiated by evidence
• evidence for the argument is relevant
• evidence for the argument is unbiased, sufficient and important
• evidence is reputable

Evaluating Arguments, Views or Ideas

Critical analysis examples of arguments, viewpoints or ideas

The validity of this argument is questionable as there is insufficient evidence to support it.

Many writers have challenged Jones’ claim on the grounds that …….

This argument fails to draw on the evidence of others in the field.

This explanation is incomplete because it does not explain why…

The key problem with this explanation is that ……


The existing accounts fail to resolve the contradiction between …

However, there is an inconsistency with this argument. The inconsistency lies in…

Although this argument has been proposed by some, it lacks justification.

However, the body of evidence showing that… contradicts this argument.

How to critically analyse a methodology

The table below provides the criteria for judging the strengths and weaknesses of methodology.

An evaluation of a methodology usually involves a critical analysis of its main sections:

design; sampling (participants); measurement tools and materials; procedure

• design tests the hypotheses or research questions
• method valid and reliable
• potential bias or measurement error, and confounding variables addressed
• method allows results to be generalized
• representative sampling of cohort and phenomena; sufficient response rate
• valid and reliable measurement tools
• valid and reliable procedure
• method clear and detailed to allow replication

Evaluating a Methodology

Critical analysis examples of a methodology

The unrepresentativeness of the sample makes these results misleading.

The presence of unmeasured variables in this study limits the interpretation of the results.

Other, unmeasured confounding variables may be influencing this association.

The interpretation of the data requires caution because the effect of confounding variables was not taken into account.

The insufficient control of several response biases in this study means the results are likely to be unreliable.

Although this correlational study shows association between the variables, it does not establish a causal relationship.

Taken together, the methodological shortcomings of this study suggest the need for serious caution in the meaningful interpretation of the study’s results.

How to critically analyse research results and conclusions

The table below provides the criteria for judging the strengths and weaknesses of research results and conclusions:

• appropriate choice and use of statistics
• correct interpretation of results
• all results explained
• alternative explanations considered
• significance of all results discussed
• consistency of results with previous research discussed
• results add to existing understanding or knowledge
• limitations discussed
• results clearly explained
• conclusions consistent with results

Evaluating the Results and Conclusions

Leave a Reply

Click here to cancel reply.

You must be logged in to post a comment.

WRITING FORMATS FOR EDITING OR COACHING

• Essay or assignment
• Thesis or dissertation
• Proposal for PhD or Masters research
• Literature review
• Journal article or book chapter
• IELTS writing tasks 1 & 2 for general and academic writing
• Resumes & cover letters
• Presentations
• Applications & submissions

Do you have a question?

• Academic writing skills
• Academic English skills
• The Academic team
• Privacy policy
• Terms and conditions
• ABN: 15796080518
• 66 Mungarie Street, Keperra, Qld 4054 Australia
• Email: [email protected]

Website design and development by Caboodle Web

An Introduction to Critical Approaches

• First Online: 29 September 2022

Cite this chapter

• Robert E. White   ORCID: orcid.org/0000-0002-8045-164X 3 &
• Karyn Cooper 4  

1614 Accesses

As can be understood from the previous chapter, in qualitative research, words are used as data rather than numerical representations (Miles & Huberman, 1994). All qualitative methods rely on linguistic information rather than on statistical evidence. As such, they tend to employ meaning-based (as opposed to numerical-based) data analysis (Polkinghorne, 1983). Thus, qualitative research utilizes data in the form of text, which, in turn, serves to furnish a detailed analysis of a situation, a case, a subject or an event through original analysis (Creswell, 2013). In qualitative research, data is usually collected and analyzed on fewer participants and situations (Patton, 2014) than is commonly found in quantitative research practices. The previous chapter introduced a short history of qualitative research as it relates to quantitative research endeavours. The current chapter devotes itself to a discussion of a number of approaches to qualitative research, specifically the critical approach.

The reliance on personal experience is the main building block, the main distinction of qualitative research. Not so much feelings, not so much how do we feel about things, but what is the experience as felt, as told, as manifest in the things that we do. Robert Stake, University of Illinois, Urbana-Champaign.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Subscribe and save.

• Get 10 units per month
• Download Article/Chapter or eBook
• 1 Unit = 1 Article or 1 Chapter
• Cancel anytime
• Available as PDF
• Read on any device
• Instant download
• Own it forever
• Available as EPUB and PDF
• Compact, lightweight edition
• Dispatched in 3 to 5 business days
• Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Blumer, H. (1969). Symbolic interactionism: Perspective and method . University of California Press.

Google Scholar  

Butler, T. (1998). Towards a hermeneutic method for interpretive research in information systems. Journal of Information Technology, 13 (4), 285–300.

Article   Google Scholar  

Collins, H. (2010). Creative research: The theory and practice of research for the creative industries . AVA Publications.

Comte, A. (1908). A general view of positivism (Trans. J. A. Bridges). Routledge.

Cooper, K., & White, R. E. (2012). Qualitative research in the post-modern era: Contexts of qualitative research . Springer.

Book   Google Scholar  

Creswell, J. W. (2013). Research design: Qualitative, quantitative, and mixed methods approaches (4th ed.). Sage.

Crossman, A. (2017). What is positivism in sociology? Background and theory of positivism . Retrieved October 25, 2017 from https://www.thoughtco.com/positivism-sociology-3026456

Fairclough, N. (2010). Critical discourse analysis: The critical study of language . Prentice Hall.

Feyerabend, P. (1975). Against method: Outline of an anarchistic theory of knowledge . New Left Books.

Goldkuhl, G. (2012). Pragmatism vs. interpretivism in qualitative information systems research. European Journal of Information Systems, 21 (2), 135–146.

Henning, E., Van Rensburg, W., & Smit, B. (2004). Finding your way in qualitative research . Van Schaik Publishers.

Horgan, J. (1993). Profile: Paul Karl Feyerabend—The worst enemy of science. Scientific American, 268 (5), 36–37.

Krippendorff, K. H. (2003). Content analysis: An introduction to its methodology . Sage.

Marx, K. (1867/2012). Das kapital: A critique of political economy . Regnery Publishing.

Miles, M. B., & Huberman, M. A. (1994). Qualitative data analysis: An expanded source book (2nd ed.). Sage.

Myers, M., & Avison, D. (2002). An introduction to qualitative research in information systems. In M. Myers & D. Avison (Eds.), Qualitative research in information systems: A reader . Sage.

Chapter   Google Scholar  

Ong, Y. S. (2016). Reexamining education research methodologies—Collaborative rather than competitive. Bulgarian Journal of Science & Education Policy, 10 (1), 124–141.

Orbe, M. P., & Kinefuchi, E. (2008). Crash under investigation: Engaging complications of complicity, coherence, and implicature through critical analysis. Critical Studies in Media Communication, 25 (2), 135–156. https://doi.org/10.1080/15295030802032275

Orlikowski, W. J., & Baroudi, J. J. (1991). Studying information technology in organizations: Research approaches and assumptions. Information Systems Research, 2 (1), 1–28.

Patton, M. Q. (2014). Qualitative research & evaluation methods: Integrating theory & practice (4th ed.). Sage.

Polkinghorne, D. (1983). Methodology for the human sciences . Human Sciences Press.

Popper, K. R. (1979). Objective knowledge: An evolutionary approach . Oxford University Press.

Shusterman, R. (2004). Pragmatism and East-Asian thought. Metaphilosophy, 35 (1/2), 13–43.

Thomas, V. G., & Madison, A. (2010). Integration of social justice into the teaching of evaluation. American Journal of Evaluation, 31 (4), 570–583. https://doi.org/10.1177/1098214010368426

Trauth, E. M. (Ed.). (2001). Qualitative research in IS: Issues and trends . Idea Group.

Willis, J. W. (2007). Foundations of qualitative research: Interpretive and critical approaches . Sage.

Wilson, W. J. (1987). The truly disadvantaged: The inner city, the underclass, and public policy . University of Chicago Press.

Download references

Author information

Authors and affiliations.

Faculty of Education, St. Francis Xavier University, Antigonish, NS, Canada

Robert E. White

OISE, University of Toronto, Toronto, ON, Canada

Karyn Cooper

You can also search for this author in PubMed   Google Scholar

Corresponding author

Correspondence to Robert E. White .

Transformative Potentials of Critical Educational Inquiry

Emma Simmons

The foundational questions to critical work are: Who/what is helped/privileged/legitimated? Who/what is harmed/oppressed/disqualified?

(Cannella & Lincoln, 2009, p. 54)

Critical inquiry has been criticized for creating illusions of justice and being unable to transform the situations of the oppressed. Critics have voiced concerns for the paradoxical nature of critical inquiry, arguing that by providing alternative understandings of social phenomena, critical inquirers send a message that the oppressed are partly responsible for their situations due to their lack of “ appropriate” knowledge. In this article, we discuss the transformative potentials of critical educational inquiry. We use five contexts of qualitative research, namely, autobiographical, historical, political, postmodern, and philosophical to explore the possibilities of critical inquiry in educational research. We also use an article by Deborah Hicks (2005) to exemplify how critical research may be transformative and empowering by involving the researched in a process of inquiry characterized by negotiation and reciprocity.

critical inquiry, educational research, contexts of qualitative research, empowerment

Introduction

Critical theory generally refers to the theoretical traditions developed by a number of scholars affiliated with the Institute of Social Research at the University of Frankfurt in the mid-twentieth century. This group of scholars, including Max Horkheimer, Theodor Adorno, and Herbert Marcuse, situated this inquiry within German philosophical, social, and political thoughts and traditions. Very soon, the life and work of these scholars were heavily influenced by the devastation of World War I, along with resulting economic crises and political instability. They believed that reinterpretations of society were necessary, during an infamous period in history, when various forms of injustice and subjugation were shaping their world. Unfortunately, only a decade after the establishment of the Frankfurt School, the Nazis overtook Germany in body and mind. The leading scholars of the Frankfurt School decided (or were forced) to move to the United States. However, they were shocked by many aspects of American culture, especially the unquestioned acceptance of empirical practices of American social science research. In 1953, Horkheimer and Adorno decided to return to Germany in order to revitalize the Institute of Social Research, but Marcuse chose to stay in the United States and continue his work in social science research and theorization (Kincheloe & McLaren, 2011).

All members of the Frankfurt School championed a vision of a more just society, in which people have not only an equal access to desirable things but also control over the economic, political and cultural aspects of their lives. They argued that the oppressed and exploited people would be emancipated only if they were empowered to transform their situations by themselves. This theoretical tradition is called “critical” because the promoters of this theory “saw the route to emancipation as being a kind of self-conscious critique which problematizes all social relations, in particular those of and within the discursive practices of power, especially technical rationalism” (Tripp, 1992, p. 13).

Although frequently referenced in social science literature, critical theory has also been misinterpreted, misunderstood and accused of being patriarchal and re-inscribing old power structures. For example, Elizabeth Ellsworth (1989) famously questioned the ability of critical theory to empower the oppressed and transform their situations. To avoid confusion in our discussion, we conceptualize critical theory as a framework to understand “issues of power and justice and the ways that the economy; matters of race, class, and gender; ideologies; discourses; education; religion and other social institutions; and cultural dynamics interact to construct a social system” (Kincheloe & McLaren, 2011, p. 288).

Because of its emancipatory nature, critical theory is different from traditional empiricist theories in three important ways (Schwandt, 2007). First, it is a self-reflective, democratic discourse in the sense that it relinquishes normative and accepted understandings of the social order and adopts a lens of critical reconsideration. Second, unlike the empiricist tradition in which the theorist is disinterested in and detached from the research subjects, critical inquiry is closely related to praxis [i.e., action + reflection = word = work = praxis] (for details, see Freire, 1970). Third, critical inquiry “employs the method of immanent critique, working from within categories of existing thought in order to radicalize those categories, reveal their internal contradictions and shortcomings, and demonstrate their unrecognized possibilities” (Schwandt, 2007, p. 55). Therefore, when research is carried out from the perspectives of critical theory, it aims to identify various forms of power and “seeks in its analyses to plumb the archaeology of taken-for-granted perspectives to understand how unjust and oppressive social conditions came to be reified as historical ‘givens’” (Cannella & Lincoln, 2009, p. 54).

The critical theory tradition has been taken into the field of education by a number of scholars, “but most notably by Paulo Freire in his work with oppressed minorities which gave rise to the term critical pedagogy , meaning teaching-learning from within the principles of critical theory” (Tripp, 1992, p. 13). Other scholars, such as Michael Apple, Henry Giroux, Joe Kincheloe and Peter McLaren have taken up critical theory to unpack politics of education, epistemological violence, control of teachers and learners, commodification of knowledge, and how schools reproduce social, economic, political, and cultural inequalities. In addition to identifying these oppressive roles of education, they have also provided the language of possibility .

In this article, we explore critical inquiry through five contexts, namely, autobiographical, historical, political, postmodern, and philosophical. Karyn Cooper and Robert White (2012) propose these five contexts as “a theoretical framework for conducting, understanding, and interpreting qualitative research” (p. 23). Throughout our exploration, we use Deborah Hicks’ (2005) article “Cultural hauntings: Girlhood fictions from working-poor America” as an example of reflexive, advocacy-centred critical inquiry. In this article, Hicks delineates links between third and fourth-grade girls’ fascination with horror fiction, layered dimensions of their voice and identity, and the complexities of growing up in a predominantly white working-poor community. Using the five contexts of qualitative research (Cooper & White, 2012) as a theoretical framework with reference to Hicks (2005), as an example of critical inquiry, we present our analysis of and insights into the possibilities for and realities for empowerment in critical education research.

Autobiographical Context

One of the over-arching aims of critical inquiry is to include various perspectives in academia and to acknowledge that the stories and voices of particular groups have long been underrepresented in conversation of research. Critical inquiry has paved the way for, and continues to incorporate, the lenses of feminist theory, critical race theory and class analyses, among others, and ultimately seeks to challenge the canonical frames of academia that have allowed for only one reality. The autobiographical context provides a step forward in that challenge, and many practitioners of critical inquiry have used the autobiographical context both to inform their larger critiques and also to situate themselves within the larger discourse. Race and gender theorists such as Gloria Anzaldua (1987), bell hooks (1994), and Beverly Daniel Tatum (1997) weave their autobiographies throughout their critical analyses in order to establish the inextricability between their lived experience and their perspective regarding the world around them.

As described in Cooper and White (2012), the autobiographical context is a way to highlight the researcher’s own perspective in order to better establish a connection between researcher, researched and reader, as well as to contextualize the research produced. Without an autobiographical context, the researcher and, in fact, the research itself would be disembodied and without a human source. As a reader, one would be unable to understand both the insights and the blind spots that the researcher brings to an investigation without an understanding of the author’s preconceived ideologies and experiences: “To use a metaphor, viewing a work of art without contextualizing it in terms of our knowledge about the artist tends to limit our understanding of the painting itself” (Cooper & White, 2012, p. 33). Before theorists in the latter half of the 20 th century began to call into question the positionalities within the academy, the autobiography of the researcher was hidden, leading to an inability to trust the work produced, and an “othering” of the subject.

Referencing William Pinar, Cooper and White (2012) highlight the use of autobiography in research, noting that it need not be a self-indulgent exercise. Pinar demonstrates, through his method of currere, that autobiography is a part of a larger context. His four steps allow researchers to incorporate their lived experiences into their larger research and, in fact, study themselves in order to ask and understand the question, “What do I make of what I have been made?” (Cooper & White, 2012, p. 34). As critical inquiry attempts to inspire new ways of thinking, it simultaneously follows the steps that Pinar lays out—regressive, progressive, analytical, and synthetical. These steps give us the opportunity first to look back on our formative experiences, then forward to where we desire to go. The third step looks at our present, while being informed by our past and future and, fourth, we bring all three pieces together in order to understand our ways of understanding (Pinar, 1975).

Hicks’ (2005) relies heavily on the autobiographical context to perform her critical inquiry. Within her analysis, she interweaves her own autobiography, as well as those of her students. Hicks’ voice as the researcher and author is never lost within her writing; her choices, observations and interactions are always deeply embedded within her work. In fact, the writing/research process and the choices she has made within that are all reflective of her positionality, and she makes no secret of that. In so doing, she avoids the problem of the researcher’s gaze which, gone unmentioned, can affect the ways in which the reader sees the subjects of the research, ultimately skewing the reader’s response and, perhaps in turn, any action taken as a result of her research. As Cooper and White (2012) discuss, by being autobiographically expository, one ensures that both researcher and reader are using the same tools to understand and view the subjects of the research. By revealing our subjectivity, we actually allow more space for our reader to be objective.

In addition to being honest about her own autobiography, we would also argue that Hicks presents what functions almost as an autobiography of the community where she conducted her research. More than simply contextualizing her students’ narratives, the way in which she describes the setting of the classroom leads the reader to feel as if the place is in and of itself. She describes its position on the economic margins of the city by stating that the middle-class “might drive through on the way to something else, noting in passing the ghostly frames of abandoned warehouses or the thick, gray smoke churned out from one of the few working factories” (p. 172).

While this contextualization also has its place in discussions of both the historical and political context, it is raised here as well. Hicks regards the space that her subjects live in with her particular eye and mindset, and gives a specific meaning to both their autobiographies and the very act of contextualization. In doing so, Hicks provides her individual subjects with more of a universality, a way to posit that narrative need not be insular and without academic merit. The research question, as stated by Hicks, is “what was it like to grow up as a girl in contemporary working-poor America?” (p. 172). Thus, her focus on the economic and structural context of her subjects is vital to the larger underpinnings of her research, for which horror novels become merely a vehicle and not the point, in themselves.

The third modality in which we see the autobiographical context at play is, of course, in the narratives of the girls themselves. Hicks uses bell hooks (1994), Myles Horton (1990) and Paulo Freire (1970) as a framework, all three of whom centered both their pedagogies and their scholarship within a context of dialogue so the human aspect of each of the girls’ experiences is vital to the analysis that Hicks is attempting to construct. We learn about these girls through our understanding of their community and through their understandings of and interactions with the books that Hicks posits as “subversive” texts (p. 174). As Hicks describes their reactions to the texts, their previous experience with different genres and the choices that they make, we are able to understand the girls both as individuals, and within their larger contexts.

In Inquiry and Reflection, Diane Dubose Brunner (1994) talks about representations of student experience in various forms of media (pp. 153-186), a topic that is also tackled quite often by both bell hooks and Henry Giroux. By investigating how these girls read different texts, Hicks provides us a new reading of the girls themselves. Brunner talks about the way in which language has been used to describe students, especially along class lines, in television, film and literature, as well as the ways in which students, themselves, have been depicted as using (or conversely, failing to use) language. Hicks’ framing of her larger point of inquiry, the ways in which language and linguistic practices are both reflective and constructive of their material and cultural lives is an investigation into the very way that fictional depictions of youth in educational spaces disembodies them from their contexts, a process described by Brunner (1994). By focusing on the autobiography and narrative experience of herself, her students, and their teacher, Hicks is able to re-contextualize these experiences.

Historical Context

Moving through the five contexts of critical inquiry, we arrive at the historical context. Cooper and White (2012) open their discussion of the historical context with the African proverb, “Until the lion has his own historian, the hunter will always be the hero” (p. 52). This proverb is central to the ideas of a critical, historical analysis. Without questioning, “Whose history is it?” we are unable to look critically at the stories that we have taken as truth (p. 52). Denzin and Lincoln (2005) do just this by going through what they depict as the eight moments of qualitative research. They move from the traditional, through modernist, blurred genres, crisis of representation, and finally, the triple crisis. As they move through these moments, we see the history of qualitative research in varying complexities itself, as it is opened to new voices, new ways of knowing, seeing and understanding.

There are, of course, numerous scholars who aim to illustrate both a critical and historical understanding of their subjects. One such scholar, whose work seems of particular relevance to Hicks’ content and analysis, is David Roediger (1993). By developing a history of American racial construction through the paradigm of whiteness, Roediger takes both a critical and historical look at the ways in which our understanding of self, power, poverty and privilege are informed by the history of racial construction, as well as the history of labour in the United States. As Hicks discusses the working poor character of the town that her work is centered in, Roediger’s (1993) analysis of how labour history and the history of slavery becomes particularly critical to our understandings of the intersections of whiteness and working class identities, as posited by Hicks (2005).

Gloria Ladson-Billings (1995, 1999) also captures a historical context in her analyses of education and race, uniting the contexts of critical race theory and critical pedagogy. By tracing notions of racial segregation and looking at cultural deprivation, Ladson-Billings is able to reclaim the ways that we look at modern schooling and the ways that we talk about racial disparities in education. In so doing, the historical perspective in critical inquiry acts as a counter-argument to sometimes dangerous modes of thinking, such as the “deficit” model of education. Hicks continues this tradition by highlighting the voices of subjects schooled within a working class context, as well as by demonstrating positive examples of engaged learning.

Many of Hicks’ methodological and writing strategies demonstrate a strong connection to the historical context. Firstly, she contextualizes the geographic location based on historical understanding. She discusses its physical make-up, position within the larger urban space and, also, demographic profiles within a historical context. The critical inquiry piece here is that neighborhoods do not simply arise, just as residents are not divorced from their space—neighborhoods themselves do not exist separately from the forces that construct them (Hicks, 2005). She specifically mentions factors such as factory closings that occurred long before her students were born, largely as a means to highlight the ways in which communities live under the economic shadows of what came before. It is clear within a historical context that events do not just happen and dissipate; they continue to have an effect on what comes after them.

Hicks is also able to engage with the historical context by extending her study over a year-long period (She even goes so far as to refer to her data as a “history” (p. 173)). By looking at the girls over a period of time, she engages with notions of change. The other way in which she engages with the historical context is by situating her methodology and theoretical framework within a trajectory of study, wherein she cites the work of Gee (2004) and other practitioners of new literacy studies. In so doing, she draws a historical lens over her specific research, as well as engaging in a larger theoretical conversation.

Political Context

Within critical theory, it is impossible to create barriers between the political, postmodern, and philosophical contexts. Like the postmodern world we live in, they are liquid, and flow into each other at different times of the research and inquiry process. First and foremost, we currently live in the postmodern era and, thus, all contemporary research is firmly rooted within that particular framework. Secondly, if, as Pinar (1978) claims, all intellectual acts are inherently political, then any act of research by an individual or institution is, of course, political as well. Finally, thoughtful considerations of philosophy hold these concepts together and, through the philosophical context, dialogue and discourse are created to enable change. Nonetheless, the political aspect of critical theory is interwoven into all four contexts and must always be present in any research that aims to be called “critical.”

The Frankfurt School, notably Max Horkheimer, is central in exploring the political context of critical theory. Horkheimer (1972) states in his pivotal work, Critical Theory , that there cannot be many defined criteria for critical theory, as it is a product of its political, social, cultural, and economic contexts and is, thus, continually changing; however, he argues that critical theory must always contain the unfaltering “concern for the abolition of social injustice” (p. 242), a sentiment echoed by scholars such as Giroux (2004) and Lather (1986).

Lather (1986), in particular, argues that researchers should employ critical theory in order to avoid the “rape model” of research—namely, objectifying and “othering” one’s research subject. Critical theory can help researchers and institutions build and maintain “a more collaborative approach...to empower the researched, to build emancipatory theory, and to move toward the establishment of data credibility within praxis-oriented, advocacy research” (Lather, 1986, p. 272). Essentially, the goal of critical theory should be to encourage and facilitate emancipatory change for the oppressed, marginalized and misunderstood. For example, in her article, Hicks investigates—and eventually advocates for—the typically “hidden face of poverty” or the hidden “white” face of poverty. Intrigued and surprised by the “predominant Whiteness of the neighbourhood” (p. 171), where she situates her research, Hicks draws attention to an often overlooked area in urban poverty research.

The change called for in critical inquiry can be demonstrated through the realization of agency, which is central to the political context, and to critical inquiry as well: “the political contexts at work within society impact upon one’s sense of agency” (Cooper & White, 2012, p. 72). In Hicks’ article, her goal (though flawed by her own middle-class biases and preconceptions of the working-poor) was to investigate the experience of girlhood in working-poor America, and how the school language practices—mainly reading novels—were “layered within their cultural and material lives” (p. 172). Though her research began with a more observational rather than advocacy focus, Hicks accomplished the praxis-oriented research that is often advocated by Lather (1986) and other critical researchers and theorists. When one student, Brandy, voiced her newfound confidence and proclaimed that “We can start to control this [their situation] by just sitting down and talking” (p. 184), she demonstrated that she had begun to realize her agency—the first step towards the change that critical theory champions.

The students in Hicks’ research also struggled with “juggling the tension and ambiguity of their class differences in a middle-class school culture” (p. 173). This is clearly evident in Hicks’ demonstration of her own middle-class cultural capital, when she attempts to begin the course with a text that the girls simply did not relate to, involving a cultural capital (Bourdieu, 1985) that rested outside of their realm of experience. Instead, the girls chose to focus on a type of text that was familiar to them: horror paperbacks. This shift in the types of literature that the students gravitated towards raises some critical questions: Are students in working-poor, urban neighbourhoods only capable of consuming simple, seemingly “low brow” texts? Should educators push those students beyond their comfortable reading environment into something more literary?

It is here that the true task of critical inquiry begins to take shape: “Literary” for whom, exactly? Why are these texts considered to be “low brow?” Why do we feel the need to teach certain accepted texts within the English classroom? While not specifically stating that these questions entered her research, Hicks displays in her article her engagement with these issues, as she questions her own cultural capital and decides to investigate, instead, the possibilities that lay within the horror paperbacks for unveiling the layered meanings of her students’ identities.

By taking this critical approach, Hicks’ grounds herself in the realm of critical pedagogy for political and social change—after reflecting on and altering her preconceptions of the cultural awareness and capital of her students, she provided them with a forum to be heard and to express their own cultural hauntings. Bauman (1997) claims that “the key to a problem as large as social justice lies in a problem as (ostensibly) small-scale as the primal moral act of taking up responsibility for the other nearby” (p. 70)—while Hicks may not have solved the issue of social justice, her research and willingness to speak and listen to these young girls illustrates her commitment to this group in working-poor America.

Postmodern Context

Critical theory argues that, in our postmodern society, normative assumptions and dominant perspectives of politics, culture and society often remain unquestioned. Horkheimer (1972) proposes that we re-evaluate our interactions and place within society a renewed consciousness that is “dominated at every turn by a concern for reasonable conditions of life” (pp. 198-199). Of course, the critical researcher must question and define what is meant by “reasonable conditions of life;” the researcher must also focus on how that is attainable for each individual. For many theorists, the key lies in the search for individual and collective agency. For example, once the young girls in Hicks’ class developed and discovered their personal stories and voices, they were able to create a larger, collaborative agency that, potentially, could be heard outside of their small, working-poor neighbourhood classroom.

Central to the postmodern context is the move from a producer to a consumer society, and the power dynamics that occur as a result—a concept encountered by many critical theorists and researchers. Foucault (1982) claims that, for society to progress to a more equitable and open society, we are in desperate need of a “new economy of power relations” (p. 779). However, as Giroux (2004) notes, it is important to remember that, within our capitalist, postmodern society, power does not disappear but, rather, becomes reworked, replayed and restaged; perhaps that reworking of power can result from the turn from consumer to producer.

Bauman also voices his concern for our movement from a producer society to a consumer society and notes that, “if unchecked, [it] will spell dire consequences for humanity” (quoted in Cooper & White, 2012, p. 86). He further explains that the concept of choice, and the deceptively simple ability to choose, is yet another crucial component of our postmodern condition, rooted in the dichotomy of producer and consumer. Surrounded by menial daily choices of what espresso drink to purchase, television program to fit into our schedule or Twitter account to follow, it is clear that our postmodern society values choice. Bauman would argue, however, that these are quick, meaningless choices that require little to no responsibility once the choice has been made, but it is these choices that create and shape our identities, only to be “adopted and discarded like a change of costume” (1997, p. 88).

In Hicks’ article, her students began as consumers. They were drawn to the paperback horrors because of their distribution and saturation within the media, from television programs such as Goosebumps , as well as other film interpretations of the genre. However, once they began creating the same horror texts that they originally consumed and became producers, they found their voices and became individuals with their own sense of agency and the awareness of their autobiographical situation within their postmodern, political world.

Even so, Hicks’ students do not have the same choices as many of their middle-class counterparts. Our consumer-driven society emphasizes the constant need for choice, yet so many fail to have the privilege of choice. Indeed, the word “fail” might seem insensitive and severe but, in a consumer-driven society, members of the working-poor have neither the ability nor the means to choose and participate in material culture. In her article, Hicks observes that her students fail to meet the material standards of the dominant, middle-class culture and, therefore, their ability to live within the consumer, postmodern world is gone; there are no jobs left in their area and, so, the “material possibilities” have disappeared for the youth in this working-poor neighbourhood (p. 170). In addition to their attempted participation in the middle-class consumer culture, the young girls also continuously struggle with “juggling the tension and ambiguity of their class differences in a middle-class school culture” (p. 173). If material possibilities are valued in identity construction in a postmodern consumer society, then the students’ inability to obtain them means a negation of individuality and agency and, thus, the potential for collective action and change.

Philosophical Context

The girls in Hicks’ summer school reading group may have juggled tensions and struggled with expression, but they certainly took matters into their own hands when they decided to circulate horror paperbacks amongst themselves. Hicks’ article illustrates a difference between education and schooling, and these young girls in working-poor America used the horror paperbacks as a means of creating their own form of education. Postmodern critical philosopher Maxine Greene (1988) notes the philosophical differences between schooling and education, and argues that “Education...encourages individuals to grow and to become, while schooling constrains students to become servants of a technocratic society” (Cooper & White, 2012, p. 106). This is particularly crucial to coming to an understanding of the dynamic nature of critical theory and, thus, critical pedagogy. Schooling, in Hicks’ situation, relied on a middle-class cultural capital that was not in the same sphere of experience as the education that the girls created for themselves, based on their interests and understandings. They began reading these texts as a self-created peer reading group and it was from this form of education, on the periphery of a middle-class school culture and environment, that the educator, Hicks, noticed the potential in exploring (and further complicating) the layered meanings of the girls’ identities.

Greene (1988) also states that imagination is central to developing one’s particular perspective and realizing one’s individual agency.

It takes imagination to become aware that a search is possible, and there are analogies here to the kind of learning we want to stimulate...it takes imagination on the part of the young people to perceive openings through which they can move. (Cooper & White, 2012, p. 110)

Greene’s (1988) emphasis on imagination paving the path to freedom is central to understanding the philosophical context of critical inquiry and also the philosophical context of Hick’s research. During a discussion of The Wizard of Oz, Hicks asked her students if, given the choice, they would choose to stay in Oz or go back to Kansas. One student, Shannon, imagines her escape from her current situation in a heartbreaking revelation:

I would choose Oz because it’s a beautiful land and up there you don’t hear no gunshots. And you don’t walk on glass and don’t hear people hollering and screaming at you like you do here. (Hicks, 2005, p. 183)

Shannon might not have made a plan of action for escaping her reality, but her imagination in this one instance displays her awareness of her political, social and economic situation, and her desire to escape. Picturing a better place—even one that is imaginary—could have been Shannon’s first step into plucking herself from her reality and escaping into a new one of change and autonomy (Greene, 1988).

Critics often blame critical inquiry for its emphasis on the language of critique, rather than the language of possibility. For example, Elizabeth Ellsworth (1989) expresses her doubt in critical inquiry’s empowering and transformative powers. She argues that “the discourse of critical pedagogy is based on rationalist assumptions that give rise to repressive myths,” and critical pedagogues “perpetuate relations of domination in their classrooms” (p. 297). Like Ellsworth, Viviane Robinson (1992) argues that there is a paradox at the heart of critical inquiry’s endeavours for emancipation. When critical researchers offer alternative understandings of subjects’ situations, their offer has two “arrogant” claims:

a) subjects’ (mis)understandings are at least in part responsible for the situation they find unacceptable; and (b) the alternative understandings offered by the critical social scientist, if acted on, would result in outcomes that are more effective and fulfilling than those currently experienced. (p. 346)

Nonetheless, critical inquiry is, by its nature, self-critical, and critical theorists assert that, while these may be potential issues, true critical inquiry inherently addresses these problems. Rather than criticizing the nature of critical inquiry, Canella and Lincoln (2009) identify three issues that may marginalize and disempower critical inquiry, thus impacting its reception amongst academic and general populations. First, a high level of abstraction and use of difficult language keep the work of critical inquiry away from broader audiences. Second, political forces often attack diversity and discredit critique. Finally, the rise of neoliberalism and hyper-capitalism suppress critical inquiry and privileges evidence-based, positivistic research.

In this article, we have used the five contexts for qualitative research (Cooper & White, 2012) to understand the possibilities for empowerment in critical educational research. In our analysis, Hicks’ (2005) article has provided examples of how teachers can adopt responsive and dialogic pedagogies that “start with close readings of students’ lives and voices” (p. 188). Through her constant reflective, self-critical, and participatory methodology, Hicks avoids the potential pitfalls of critical inquiry and, instead, epitomizes the language of possibility in critical inquiry. Thus, the five contexts of Cooper and White (2012) exemplified through Hicks (2005) illustrate the emancipatory potentials of critical educational research by engaging “the researched in a democratized process of inquiry characterized by negotiation, reciprocity, [and] empowerment” (Lather, 1986, p. 257).

Anzaldua, G. E. (1987). Borderlands/La Frontera: The new Mestiza  4th ed., San Francisco, CA: Aunt Lute Books .

Bauman, Z. (1997). Postmodernity and its discontents . Cambridge, UK: Polity Press.

Bauman, Z. (2005). Work, consumerism and the new poor . Maidenhead, England: Open University Press.

Bourdieu, P. (1985). The forms of capital. In J. G. Richardson (Ed.), Handbook of theory and research for the sociology of education (pp. 241-258). New York: Greenwood.

Brunner, D. D. (1994).  Inquiry and reflection: Framing narrative practice in education . Albany, NY: SUNY Press.

Cannella, G. S., & Lincoln, Y. S. (2009). Deploying qualitative methods for critical social purposes. In N. K. Denzin & M. D. Giardina (Eds.), Qualitative inquiry and social justice (pp. 53-72). Walnut Creek, CA: Left Coast Press.

Cooper, K. & White, R. E. (2012). Qualitative research in the post-modern era: Contexts of qualitative research . New York: Springer.

Denzin, N. K. & Lincoln, Y. S. (2005). Introduction: The discipline and practice of qualitative research. In N. K. Denzin & Y. S. Lincoln (Eds.), The Sage handbook of qualitative research, 3 rd Ed. (pp. 1-32). Thousand Oaks, CA: Sage.

Ellsworth, E. (1989). Why doesn’t this feel empowering? Working through the repressive myths of critical pedagogy. Harvard Educational Review, 59 (3), 297-324.

Foucault, M. (1982). The subject and power. Critical Inquiry, 8 (4), 777-795.

Freire, P. (1970). Pedagogy of the oppressed . New York: Seabury Press.

Gee. J. P. (2004).  Situated language and learning: A critique of traditional schooling . London: Routledge.

Giroux, H. (1988). Critical theory amid the politics of culture and voice: Rethinking the discourse of educational research. In R. Sherman & R. Webb (Eds.), Qualitative research in education: Focus and methods (pp. 190–210). New York: Palmer.

Giroux, H. A. (2000). Postmodern education and disposable youth. In P. P. Trifonas (Ed.), Revolutionary pedagogies: Cultural politics, instituting education, and the discourse of theory (pp. 174-195). New York: Routledge.

Giroux, H. A. (2004). Critical pedagogy and the postmodern/modern divide: Towards a pedagogy of democratization. Teacher Education Quarterly, 31 (1), 31-47.

Greene, M. (1988). The dialectic of freedom . New York: Teachers College Press.

Hicks, D. (2005). Cultural hauntings: Girlhood fictions from working-poor America. Qualitative Inquiry, 11 (2), 170-190.

hooks, b. (1994). Teaching to transgress: Education as the practice of freedom. New York: Routledge.

Horkheimer, M. (1972). Critical theory . Toronto: Herder and Herder.

Horton, M. & Freire, P. (1990). We Make the Road by Walking: Conversations on Education and Social Change. (Edited by B. Bell, J. Gaventa & J. Peters). Philadelphia, PA: Temple University Press.

Kincheloe, J. L., & McLaren, P. (2005). Rethinking critical theory and qualitative research. In N. Denzin and Y. Lincoln (Eds.), The handbook of qualitative research (pp. 279–313). Thousand Oaks, CA: Sage Publications.

Kincheloe, J. L., & McLaren, P. (2011). Rethinking critical theory and qualitative research. In K. Hayes et al., (Eds.), Key work in critical pedagogy: Joe L. Kincheloe (pp. 285-326). Rotterdam: Sense Publishers.

Ladson-Billings, G. J. (1995). But that’s just good teaching! The case for culturally relevant pedagogy. Theory into Practice, 34 (3), 159-165.

Ladson-Billings, G. J. (1999). Preparing teachers for diverse student populations: A critical race theory perspective. Review of Research in Education, 24 , 211-247.

Lather, P. (1986). Research as praxis. Harvard Educational Review, 56 (3), 257-277.

Pinar, W. F. (1975). Currere: toward reconceptualization. Curriculum theorizing: The reconceptualists , 396-414.

Pinar, W. F. (1978). The reconceptualization of curriculum studies. In D. J. Flinders and S. J. Thornton (Eds.), The curriculum studies reader (pp. 149-157). New York: Routledge Falmer.

Robinson, V. M. J. (1992). Doing critical social science: dilemmas of control. International Journal of Qualitative Studies in Education, 5 (4), 345-359.

Roediger, D. (1993). Race and the working-class past in the United States: Multiple identities and the future of labor history. International Review of Social History, 38 , 127-143.

Schwandt, T. A. (2007). The Sage dictionary of qualitative inquiry . Thousand Oaks, CA: Sage Publications.

Tatum, B. D. (1997). “Why are all the Black kids sitting together in the. cafeteria?” And other conversations about race. New York: Basic Books.

Tripp, D. (1992). Critical theory and educational research. Issues in Educational Research , 2(1), 13-23.

Rights and permissions

Reprints and permissions

Copyright information

© 2022 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this chapter

White, R.E., Cooper, K. (2022). An Introduction to Critical Approaches. In: Qualitative Research in the Post-Modern Era. Springer, Cham. https://doi.org/10.1007/978-3-030-85124-8_2

Download citation

DOI : https://doi.org/10.1007/978-3-030-85124-8_2

Published : 29 September 2022

Publisher Name : Springer, Cham

Print ISBN : 978-3-030-85126-2

Online ISBN : 978-3-030-85124-8

eBook Packages : Education Education (R0)

Share this chapter

Anyone you share the following link with will be able to read this content:

Sorry, a shareable link is not currently available for this article.

Provided by the Springer Nature SharedIt content-sharing initiative

• Publish with us

Policies and ethics

• Find a journal
• Track your research

BibGuru Blog

Be more productive in school

• Citation Styles

How to write a critical analysis

Unlike the name implies a critical analysis does not necessarily mean that you are only exploring what is wrong with a piece of work. Instead, the purpose of this type of essay is to interact with and understand a text. Here’s what you need to know to create a well-written critical analysis essay.

What is a critical analysis?

A critical analysis examines and evaluates someone else’s work, such as a book, an essay, or an article. It requires two steps: a careful reading of the work and thoughtful analysis of the information presented in the work.

Although this may sound complicated, all you are doing in a critical essay is closely reading an author’s work and providing your opinion on how well the author accomplished their purpose.

Critical analyses are most frequently done in academic settings (such as a class assignment). Writing a critical analysis demonstrates that you are able to read a text and think deeply about it. However, critical thinking skills are vital outside of an educational context as well. You just don’t always have to demonstrate them in essay form.

How to outline and write a critical analysis essay

Writing a critical analysis essay involves two main chunks of work: reading the text you are going to write about and writing an analysis of that text. Both are equally important when writing a critical analysis essay.

Step one: Reading critically

The first step in writing a critical analysis is to carefully study the source you plan to analyze.

If you are writing for a class assignment, your professor may have already given you the topic to analyze in an article, short story, book, or other work. If so, you can focus your note-taking on that topic while reading.

Other times, you may have to develop your own topic to analyze within a piece of work. In this case, you should focus on a few key areas as you read:

• What is the author’s intended purpose for the work?
• What techniques and language does the author use to achieve this purpose?
• How does the author support the thesis?
• Who is the author writing for?
• Is the author effective at achieving the intended purpose?

Once you have carefully examined the source material, then you are ready to begin planning your critical analysis essay.

Step two: Writing the critical analysis essay

Taking time to organize your ideas before you begin writing can shorten the amount of time that you spend working on your critical analysis essay. As an added bonus, the quality of your essay will likely be higher if you have a plan before writing.

Here’s a rough outline of what should be in your essay. Of course, if your instructor gives you a sample essay or outline, refer to the sample first.

• Background Information

Critical Analysis

Here is some additional information on what needs to go into each section:

Background information

In the first paragraph of your essay, include background information on the material that you are critiquing. Include context that helps the reader understand the piece you are analyzing. Be sure to include the title of the piece, the author’s name, and information about when and where it was published.

“Success is counted sweetest” is a poem by Emily Dickinson published in 1864. Dickinson was not widely known as a poet during her lifetime, and this poem is one of the first published while she was alive.

After you have provided background information, state your thesis. The thesis should be your reaction to the work. It also lets your reader know what to expect from the rest of your essay. The points you make in the critical analysis should support the thesis.

Dickinson’s use of metaphor in the poem is unexpected but works well to convey the paradoxical theme that success is most valued by those who never experience success.

The next section should include a summary of the work that you are analyzing. Do not assume that the reader is familiar with the source material. Your summary should show that you understood the text, but it should not include the arguments that you will discuss later in the essay.

Dickinson introduces the theme of success in the first line of the poem. She begins by comparing success to nectar. Then, she uses the extended metaphor of a battle in order to demonstrate that the winner has less understanding of success than the loser.

The next paragraphs will contain your critical analysis. Use as many paragraphs as necessary to support your thesis.

Discuss the areas that you took notes on as you were reading. While a critical analysis should include your opinion, it needs to have evidence from the source material in order to be credible to readers. Be sure to use textual evidence to support your claims, and remember to explain your reasoning.

Dickinson’s comparison of success to nectar seems strange at first. However the first line “success is counted sweetest” brings to mind that this nectar could be bees searching for nectar to make honey. In this first stanza, Dickinson seems to imply that success requires work because bees are usually considered to be hard-working and industrious.

In the next two stanzas, Dickinson expands on the meaning of success. This time she uses the image of a victorious army and a dying man on the vanquished side. Now the idea of success is more than something you value because you have worked hard for it. Dickinson states that the dying man values success even more than the victors because he has given everything and still has not achieved success.

This last section is where you remind the readers of your thesis and make closing remarks to wrap up your essay. Avoid summarizing the main points of your critical analysis unless your essay is so long that readers might have forgotten parts of it.

In “Success is counted sweetest” Dickinson cleverly upends the reader’s usual thoughts about success through her unexpected use of metaphors. The poem may be short, but Dickinson conveys a serious theme in just a few carefully chosen words.

What type of language should be used in a critical analysis essay?

Because critical analysis papers are written in an academic setting, you should use formal language, which means:

• No contractions
• Avoid first-person pronouns (I, we, me)

Do not include phrases such as “in my opinion” or “I think”. In a critical analysis, the reader already assumes that the claims are your opinions.

Your instructor may have specific guidelines for the writing style to use. If the instructor assigns a style guide for the class, be sure to use the guidelines in the style manual in your writing.

Additional t ips for writing a critical analysis essay

To conclude this article, here are some additional tips for writing a critical analysis essay:

• Give yourself plenty of time to read the source material. If you have time, read through the text once to get the gist and a second time to take notes.
• Outlining your essay can help you save time. You don’t have to stick exactly to the outline though. You can change it as needed once you start writing.
• Spend the bulk of your writing time working on your thesis and critical analysis. The introduction and conclusion are important, but these sections cannot make up for a weak thesis or critical analysis.
• Give yourself time between your first draft and your second draft. A day or two away from your essay can make it easier to see what you need to improve.

Frequently Asked Questions about critical analyses

In the introduction of a critical analysis essay, you should give background information on the source that you are analyzing. Be sure to include the author’s name and the title of the work. Your thesis normally goes in the introduction as well.

A critical analysis has four main parts.

• Introduction

The focus of a critical analysis should be on the work being analyzed rather than on you. This means that you should avoid using first person unless your instructor tells you to do otherwise. Most formal academic writing is written in third person.

How many paragraphs your critical analysis should have depends on the assignment and will most likely be determined by your instructor. However, in general, your critical analysis paper should have three to six paragraphs, unless otherwise stated.

Your critical analysis ends with your conclusion. You should restate the thesis and make closing remarks, but avoid summarizing the main points of your critical analysis unless your essay is so long that readers might have forgotten parts of it.

Make your life easier with our productivity and writing resources.

For students and teachers.

How to Write Critical Reviews

When you are asked to write a critical review of a book or article, you will need to identify, summarize, and evaluate the ideas and information the author has presented. In other words, you will be examining another person’s thoughts on a topic from your point of view.

Your stand must go beyond your “gut reaction” to the work and be based on your knowledge (readings, lecture, experience) of the topic as well as on factors such as criteria stated in your assignment or discussed by you and your instructor.

Make your stand clear at the beginning of your review, in your evaluations of specific parts, and in your concluding commentary.

Remember that your goal should be to make a few key points about the book or article, not to discuss everything the author writes.

Understanding the Assignment

To write a good critical review, you will have to engage in the mental processes of analyzing (taking apart) the work–deciding what its major components are and determining how these parts (i.e., paragraphs, sections, or chapters) contribute to the work as a whole.

Analyzing the work will help you focus on how and why the author makes certain points and prevent you from merely summarizing what the author says. Assuming the role of an analytical reader will also help you to determine whether or not the author fulfills the stated purpose of the book or article and enhances your understanding or knowledge of a particular topic.

Be sure to read your assignment thoroughly before you read the article or book. Your instructor may have included specific guidelines for you to follow. Keeping these guidelines in mind as you read the article or book can really help you write your paper!

Also, note where the work connects with what you’ve studied in the course. You can make the most efficient use of your reading and notetaking time if you are an active reader; that is, keep relevant questions in mind and jot down page numbers as well as your responses to ideas that appear to be significant as you read.

Please note: The length of your introduction and overview, the number of points you choose to review, and the length of your conclusion should be proportionate to the page limit stated in your assignment and should reflect the complexity of the material being reviewed as well as the expectations of your reader.

Write the introduction

Below are a few guidelines to help you write the introduction to your critical review.

Introduce your review appropriately

Begin your review with an introduction appropriate to your assignment.

If your assignment asks you to review only one book and not to use outside sources, your introduction will focus on identifying the author, the title, the main topic or issue presented in the book, and the author’s purpose in writing the book.

If your assignment asks you to review the book as it relates to issues or themes discussed in the course, or to review two or more books on the same topic, your introduction must also encompass those expectations.

Explain relationships

For example, before you can review two books on a topic, you must explain to your reader in your introduction how they are related to one another.

Within this shared context (or under this “umbrella”) you can then review comparable aspects of both books, pointing out where the authors agree and differ.

In other words, the more complicated your assignment is, the more your introduction must accomplish.

Finally, the introduction to a book review is always the place for you to establish your position as the reviewer (your thesis about the author’s thesis).

As you write, consider the following questions:

• Is the book a memoir, a treatise, a collection of facts, an extended argument, etc.? Is the article a documentary, a write-up of primary research, a position paper, etc.?
• Who is the author? What does the preface or foreword tell you about the author’s purpose, background, and credentials? What is the author’s approach to the topic (as a journalist? a historian? a researcher?)?
• What is the main topic or problem addressed? How does the work relate to a discipline, to a profession, to a particular audience, or to other works on the topic?
• What is your critical evaluation of the work (your thesis)? Why have you taken that position? What criteria are you basing your position on?

Provide an overview

In your introduction, you will also want to provide an overview. An overview supplies your reader with certain general information not appropriate for including in the introduction but necessary to understanding the body of the review.

Generally, an overview describes your book’s division into chapters, sections, or points of discussion. An overview may also include background information about the topic, about your stand, or about the criteria you will use for evaluation.

The overview and the introduction work together to provide a comprehensive beginning for (a “springboard” into) your review.

• What are the author’s basic premises? What issues are raised, or what themes emerge? What situation (i.e., racism on college campuses) provides a basis for the author’s assertions?
• How informed is my reader? What background information is relevant to the entire book and should be placed here rather than in a body paragraph?

Write the body

The body is the center of your paper, where you draw out your main arguments. Below are some guidelines to help you write it.

Organize using a logical plan

Organize the body of your review according to a logical plan. Here are two options:

• First, summarize, in a series of paragraphs, those major points from the book that you plan to discuss; incorporating each major point into a topic sentence for a paragraph is an effective organizational strategy. Second, discuss and evaluate these points in a following group of paragraphs. (There are two dangers lurking in this pattern–you may allot too many paragraphs to summary and too few to evaluation, or you may re-summarize too many points from the book in your evaluation section.)
• Alternatively, you can summarize and evaluate the major points you have chosen from the book in a point-by-point schema. That means you will discuss and evaluate point one within the same paragraph (or in several if the point is significant and warrants extended discussion) before you summarize and evaluate point two, point three, etc., moving in a logical sequence from point to point to point. Here again, it is effective to use the topic sentence of each paragraph to identify the point from the book that you plan to summarize or evaluate.

Questions to keep in mind as you write

With either organizational pattern, consider the following questions:

• What are the author’s most important points? How do these relate to one another? (Make relationships clear by using transitions: “In contrast,” an equally strong argument,” “moreover,” “a final conclusion,” etc.).
• What types of evidence or information does the author present to support his or her points? Is this evidence convincing, controversial, factual, one-sided, etc.? (Consider the use of primary historical material, case studies, narratives, recent scientific findings, statistics.)
• Where does the author do a good job of conveying factual material as well as personal perspective? Where does the author fail to do so? If solutions to a problem are offered, are they believable, misguided, or promising?
• Which parts of the work (particular arguments, descriptions, chapters, etc.) are most effective and which parts are least effective? Why?
• Where (if at all) does the author convey personal prejudice, support illogical relationships, or present evidence out of its appropriate context?

Keep your opinions distinct and cite your sources

Remember, as you discuss the author’s major points, be sure to distinguish consistently between the author’s opinions and your own.

Keep the summary portions of your discussion concise, remembering that your task as a reviewer is to re-see the author’s work, not to re-tell it.

And, importantly, if you refer to ideas from other books and articles or from lecture and course materials, always document your sources, or else you might wander into the realm of plagiarism.

Include only that material which has relevance for your review and use direct quotations sparingly. The Writing Center has other handouts to help you paraphrase text and introduce quotations.

Write the conclusion

You will want to use the conclusion to state your overall critical evaluation.

You have already discussed the major points the author makes, examined how the author supports arguments, and evaluated the quality or effectiveness of specific aspects of the book or article.

Now you must make an evaluation of the work as a whole, determining such things as whether or not the author achieves the stated or implied purpose and if the work makes a significant contribution to an existing body of knowledge.

Consider the following questions:

• Is the work appropriately subjective or objective according to the author’s purpose?
• How well does the work maintain its stated or implied focus? Does the author present extraneous material? Does the author exclude or ignore relevant information?
• How well has the author achieved the overall purpose of the book or article? What contribution does the work make to an existing body of knowledge or to a specific group of readers? Can you justify the use of this work in a particular course?
• What is the most important final comment you wish to make about the book or article? Do you have any suggestions for the direction of future research in the area? What has reading this work done for you or demonstrated to you?

Academic and Professional Writing

This is an accordion element with a series of buttons that open and close related content panels.

Analysis Papers

Reading Poetry

A Short Guide to Close Reading for Literary Analysis

Using Literary Quotations

Play Reviews

Writing a Rhetorical Précis to Analyze Nonfiction Texts

Incorporating Interview Data

Grant Proposals

Planning and Writing a Grant Proposal: The Basics

Additional Resources for Grants and Proposal Writing

Job Materials and Application Essays

Writing Personal Statements for Ph.D. Programs

• Before you begin: useful tips for writing your essay
• Guided brainstorming exercises
• Get more help with your essay
• Frequently Asked Questions

Resume Writing Tips

CV Writing Tips

Cover Letters

Business Letters

Proposals and Dissertations

Resources for Proposal Writers

Resources for Dissertators

Research Papers

Planning and Writing Research Papers

Quoting and Paraphrasing

Writing Annotated Bibliographies

Creating Poster Presentations

Writing an Abstract for Your Research Paper

Thank-You Notes

Advice for Students Writing Thank-You Notes to Donors

Reading for a Review

Critical Reviews

Writing a Review of Literature

Scientific Reports

Scientific Report Format

Sample Lab Assignment

Writing for the Web

Writing an Effective Blog Post

Writing for Social Media: A Guide for Academics

Have a language expert improve your writing

Run a free plagiarism check in 10 minutes, generate accurate citations for free.

• Knowledge Base
• Working with sources
• What Is Critical Thinking? | Definition & Examples

What Is Critical Thinking? | Definition & Examples

Published on May 30, 2022 by Eoghan Ryan . Revised on May 31, 2023.

Critical thinking is the ability to effectively analyze information and form a judgment .

To think critically, you must be aware of your own biases and assumptions when encountering information, and apply consistent standards when evaluating sources .

Critical thinking skills help you to:

• Identify credible sources
• Evaluate and respond to arguments
• Assess alternative viewpoints
• Test hypotheses against relevant criteria

Table of contents

Why is critical thinking important, critical thinking examples, how to think critically, other interesting articles, frequently asked questions about critical thinking.

Critical thinking is important for making judgments about sources of information and forming your own arguments. It emphasizes a rational, objective, and self-aware approach that can help you to identify credible sources and strengthen your conclusions.

Critical thinking is important in all disciplines and throughout all stages of the research process . The types of evidence used in the sciences and in the humanities may differ, but critical thinking skills are relevant to both.

In academic writing , critical thinking can help you to determine whether a source:

• Is free from research bias
• Provides evidence to support its research findings
• Considers alternative viewpoints

Outside of academia, critical thinking goes hand in hand with information literacy to help you form opinions rationally and engage independently and critically with popular media.

Scribbr Citation Checker New

The AI-powered Citation Checker helps you avoid common mistakes such as:

• Missing commas and periods
• Incorrect usage of “et al.”
• Ampersands (&) in narrative citations
• Missing reference entries

Critical thinking can help you to identify reliable sources of information that you can cite in your research paper . It can also guide your own research methods and inform your own arguments.

Outside of academia, critical thinking can help you to be aware of both your own and others’ biases and assumptions.

Academic examples

However, when you compare the findings of the study with other current research, you determine that the results seem improbable. You analyze the paper again, consulting the sources it cites.

You notice that the research was funded by the pharmaceutical company that created the treatment. Because of this, you view its results skeptically and determine that more independent research is necessary to confirm or refute them. Example: Poor critical thinking in an academic context You’re researching a paper on the impact wireless technology has had on developing countries that previously did not have large-scale communications infrastructure. You read an article that seems to confirm your hypothesis: the impact is mainly positive. Rather than evaluating the research methodology, you accept the findings uncritically.

Nonacademic examples

However, you decide to compare this review article with consumer reviews on a different site. You find that these reviews are not as positive. Some customers have had problems installing the alarm, and some have noted that it activates for no apparent reason.

You revisit the original review article. You notice that the words “sponsored content” appear in small print under the article title. Based on this, you conclude that the review is advertising and is therefore not an unbiased source. Example: Poor critical thinking in a nonacademic context You support a candidate in an upcoming election. You visit an online news site affiliated with their political party and read an article that criticizes their opponent. The article claims that the opponent is inexperienced in politics. You accept this without evidence, because it fits your preconceptions about the opponent.

There is no single way to think critically. How you engage with information will depend on the type of source you’re using and the information you need.

However, you can engage with sources in a systematic and critical way by asking certain questions when you encounter information. Like the CRAAP test , these questions focus on the currency , relevance , authority , accuracy , and purpose of a source of information.

When encountering information, ask:

• Who is the author? Are they an expert in their field?
• What do they say? Is their argument clear? Can you summarize it?
• When did they say this? Is the source current?
• Where is the information published? Is it an academic article? Is it peer-reviewed ?
• Why did the author publish it? What is their motivation?
• How do they make their argument? Is it backed up by evidence? Does it rely on opinion, speculation, or appeals to emotion ? Do they address alternative arguments?

Critical thinking also involves being aware of your own biases, not only those of others. When you make an argument or draw your own conclusions, you can ask similar questions about your own writing:

• Am I only considering evidence that supports my preconceptions?
• Is my argument expressed clearly and backed up with credible sources?
• Would I be convinced by this argument coming from someone else?

If you want to know more about ChatGPT, AI tools , citation , and plagiarism , make sure to check out some of our other articles with explanations and examples.

• ChatGPT vs human editor
• ChatGPT citations
• Is ChatGPT trustworthy?
• Using ChatGPT for your studies
• What is ChatGPT?
• Chicago style
• Paraphrasing

 Plagiarism

• Types of plagiarism
• Self-plagiarism
• Avoiding plagiarism
• Academic integrity
• Consequences of plagiarism
• Common knowledge

Critical thinking refers to the ability to evaluate information and to be aware of biases or assumptions, including your own.

Like information literacy , it involves evaluating arguments, identifying and solving problems in an objective and systematic way, and clearly communicating your ideas.

Critical thinking skills include the ability to:

You can assess information and arguments critically by asking certain questions about the source. You can use the CRAAP test , focusing on the currency , relevance , authority , accuracy , and purpose of a source of information.

Ask questions such as:

• Who is the author? Are they an expert?
• How do they make their argument? Is it backed up by evidence?

A credible source should pass the CRAAP test  and follow these guidelines:

• The information should be up to date and current.
• The author and publication should be a trusted authority on the subject you are researching.
• The sources the author cited should be easy to find, clear, and unbiased.
• For a web source, the URL and layout should signify that it is trustworthy.

Information literacy refers to a broad range of skills, including the ability to find, evaluate, and use sources of information effectively.

Being information literate means that you:

• Know how to find credible sources
• Use relevant sources to inform your research
• Understand what constitutes plagiarism
• Know how to cite your sources correctly

Confirmation bias is the tendency to search, interpret, and recall information in a way that aligns with our pre-existing values, opinions, or beliefs. It refers to the ability to recollect information best when it amplifies what we already believe. Relatedly, we tend to forget information that contradicts our opinions.

Although selective recall is a component of confirmation bias, it should not be confused with recall bias.

On the other hand, recall bias refers to the differences in the ability between study participants to recall past events when self-reporting is used. This difference in accuracy or completeness of recollection is not related to beliefs or opinions. Rather, recall bias relates to other factors, such as the length of the recall period, age, and the characteristics of the disease under investigation.

Cite this Scribbr article

If you want to cite this source, you can copy and paste the citation or click the “Cite this Scribbr article” button to automatically add the citation to our free Citation Generator.

Ryan, E. (2023, May 31). What Is Critical Thinking? | Definition & Examples. Scribbr. Retrieved August 26, 2024, from https://www.scribbr.com/working-with-sources/critical-thinking/

Is this article helpful?

Eoghan Ryan

Other students also liked, student guide: information literacy | meaning & examples, what are credible sources & how to spot them | examples, applying the craap test & evaluating sources, get unlimited documents corrected.

✔ Free APA citation check included ✔ Unlimited document corrections ✔ Specialized in correcting academic texts

Thank you for visiting nature.com. You are using a browser version with limited support for CSS. To obtain the best experience, we recommend you use a more up to date browser (or turn off compatibility mode in Internet Explorer). In the meantime, to ensure continued support, we are displaying the site without styles and JavaScript.

• View all journals
• Explore content
• About the journal
• Publish with us
• Sign up for alerts
• Open access
• Published: 27 August 2024

Charting sustainable urban development through a systematic review of SDG11 research

• Abdulaziz I. Almulhim   ORCID: orcid.org/0000-0002-5384-7219 1 ,
• Ayyoob Sharifi   ORCID: orcid.org/0000-0002-8983-8613 2 ,
• Yusuf A. Aina   ORCID: orcid.org/0000-0002-0763-9865 3 ,
• Shakil Ahmad 4 ,
• Luca Mora 5 , 6 ,
• Walter Leal Filho 7 , 8 &
• Ismaila Rimi Abubakar   ORCID: orcid.org/0000-0002-7994-2302 9  

Nature Cities ( 2024 ) Cite this article

Metrics details

• Environmental studies
• Social policy

The Sustainable Development Goal (SDG) 11 underscores the imperative of creating inclusive, safe, resilient and sustainable cities and communities by 2030. Here we employ bibliometric techniques to assess the evolving landscape of SDG11 research. Using a comprehensive dataset of over 21,000 scholarly publications, we investigate publication trends, thematic focus areas, authorship patterns, keyword co-occurrences and citation networks related to SDG11 research. The results reveal a consistent increase in research output, reflecting the growing global interest in urban sustainability studies. We identify influential authors, organizations and countries shaping the research landscape, highlighting existing global collaborative networks and emerging research hubs. Core thematic areas emphasize critical topics and interdisciplinary connections. Citation networks underscore the impacts of disseminating research outputs, including seminal works. This study offers insights for policymakers, academics and practitioners to align their collective efforts toward sustainable, inclusive and climate-resilient urban development. Moreover, it advances SDG11 by noting opportunities for further research, knowledge dissemination and international collaboration.

The growing interest in sustainable urban development is driven by challenges posed by urbanization, socioeconomic activities and environmental issues 1 . Urban areas contribute 80% of the world’s gross domestic product 2 , but also account for around 75% of global resource consumption, 65% of energy use and over 70% of carbon emissions 3 . The ecological footprint of urban environments, which measures the resources required to sustain socioeconomic activities, has been increasing 4 , 5 , and the global urban extent is projected to double by 2030 6 . Similarly, the global urban population is projected to reach 68% by 2050 7 , which could surpass the capacity of most urban areas 8 . Africa and Asia will host most of the future urban populations despite housing and infrastructure inadequacies 7 . Rapid urbanization, poverty and climate change (CC) further intensify the vulnerability of urban dwellers 9 .

Sustainable urban development aims to balance economic production, environmental protection and social inclusiveness. It emerged as a response to the critique of modernist views that prioritized physical appearance and order in cities over context, equity and inclusion 6 . Due to the limited progress in achieving the Millennium Development Goals, the Sustainable Development Goals (SDGs) were established in 2015 to ensure that no country is left behind in achieving sustainable development by 2030 10 . Many of the SDGs are closely related to urban settings, where sustainability challenges are complex and interwoven 11 . SDG11 specifically focuses on urban challenges and aims to make ‘cities and human settlements inclusive, safe resilient and sustainable’ by reducing the negative effects of urban development while improving socioeconomic development 10 .

The importance of SDG11 stems from the principles of inclusive, safe and resilient city. An inclusive city is characterized by the idea that all individuals, irrespective of their economic status, gender, race, ethnicity or religion, have the ability and empowerment to actively engage in the social, economic and political opportunities available within urban environments 6 . It seeks to address environmental racism and promote inclusive and fair urban development through social justice and equitable distribution of environmental benefits and burdens. In such a city, everyone is afforded equal access and participation in the diverse aspects that cities provide. On the other hand, a safe city refers to a city that possesses the capacity to provide protection and security against potential dangers, harm or risks, while a resilient city denotes a city’s ability to recover and restore its fundamental functions and structures following natural disasters and crises caused by human activities 6 , 8 . SDG11 is significant because it aims to ensure that cities develop sustainably.

However, SDG11 has been criticized for its limited emphasis on urban inequalities, decentralization and funding for local authorities 6 . Other challenges include localizing the universal indicators 12 , governance issues 13 , data accessibility and comparability 14 and smart city development 12 , 15 . Nevertheless, SDG11 serves as a platform for directing and monitoring urban development, fostering socioeconomic development and ensuring equity, inclusion and environmental protection 16 . Therefore, it is crucial to assess the literature on progress toward SDG11 targets 10 , especially at the halfway point to the target year, to inform interventions necessary for their achievement 17 .

While SDG11 has attracted significant global research attention 18 , comprehensive reviews of SDG11 literature are limited. Existing studies have primarily focused on assessing all the SDGs 19 , 20 , which obscures specific challenges and makes it difficult to track progress or design targeted interventions for individual goals. Recent work has highlighted the insufficient achievement of the SDGs and the need for transformative governance and participatory approaches 21 . Other studies have underscored the gap between research and policies, the underutilization of cities as pivotal arenas for achieving SDGs 22 and the lack of indicators to measure progress toward implementing SDGs 15 . Some studies have assessed SDGs’ implementation in specific region 17 , their impacts on addressing risks 23 and crises 1 , and their implications for health and well-being 24 , environmental research 25 and private sector involvement 26 . Most of the SDG research emanates from developed countries, showing a gap in the coverage of developing countries 27 . The few SDG11 studies in the Global South have narrow focus. While one paper investigated the impact of SDG11 on forest-based livelihoods 28 , another study researched the challenges of SDG11 implementation using a single-country experience 6 . Therefore, an in-depth and broad review of SDG11 literature is necessary to bridge this knowledge gap and identify key challenges and opportunities as well as potential pathways for achieving the targets set in SDG11.

Therefore, this research aims to assess the SDG11 research trends and themes using a bibliometric technique. It is the first global and comprehensive scientometric study on the SDG11 domain. By focusing on research conducted since the formulation of the SDGs, the study addresses the following research questions: (1) what are the global trends in SDG11 research? (2) How has the thematic focus of SDG11 research evolved over time? (3) What are the challenges and priority areas for SDG11 research? The contributions of the study to theory and practice are to:

Identify significant thematic areas and trends in SDG11 research since the promulgation of the SDGs, which can inform researchers, policymakers and practitioners about the current state of knowledge within the field and highlight priority areas for SDG11 research.

Map research clusters, knowledge sharing and collaboration patterns, thereby providing insights into the dynamics of research networks and facilitating the formulation of strategies to foster research excellence, interdisciplinary and international collaborations and the effective allocating of research resources.

Underscore the knowledge gaps, emerging topics and challenges within SDG11 research, offering evidence-based insights to align urban development initiatives with SDG11 research frontiers, enhance the efficacy of interventions and contribute to the development of inclusive, safe, resilient and sustainable cities.

SDG11 research trends

Research on SDG11 has significantly grown in terms of annual publications and citations since 2016, indicating a rising interest in this field (Fig. 1 ). The number of publications has increased by 1.3-fold, and this upward trajectory is expected to continue. Notable emerging research areas include the institutionalization of SDGs within local and global settings 18 and the impact of smart cities on advancing the SDGs 12 , 15 . Previously, studies on the epistemology and challenges of urban population growth were prevalent 29 . However, SDG11 research has now evolved into multidisciplinary fields, driven by heightened attention to urban challenges such as CC, urbanization and population growth.

A total of 21,153 articles were published, receiving 229,182 citations. The number of publications rose from 9,238 in period 1 (2016–2019) to 11,915 in period 2 (2020–2022).

Source data

The increasing trend in SDG11 publications can be attributed to several factors, including the desire to improve institutional rankings, a supportive research environment, investments and endowments, faculty promotion requirements and advancements in information and communication technology. There are also socioeconomic factors, such as increasing urbanization rates and gross domestic product, urban expansion and transformation, a deeper understanding of urban dynamics and challenges. Additionally, the policy environments in different countries can influence academic interests and research in urban studies, shaping research priorities and collaborations. Other contributing factors include research challenges faced by low-income countries and research support by governments, the private sector, international development agencies and scholars, all focusing on sustainable urban development.

SDG11 research is further propelled by recent international summits and collaborations that highlight the urgency of protecting the ecosystem and ensuring human safety 1 . Since 2015, CC issues have received greater attention due to key factors. The adoption of the Paris Agreement raised awareness and urgency for action on CC, resulting in a greater focus on related issues in various sectors, including urban planning and policy 13 . Scientific consensus on CC impacts and the role of human activities has also strengthened over the years, with Intergovernmental Panel on Climate Change assessments emphasizing the significance of cities in addressing CC 23 . As a result, CC considerations are increasingly integrated into research, policy and planning processes.

Urban planning and development strategies have prioritized climate mitigation and adaptation measures, such as reducing greenhouse gas emissions, promoting renewable energy, enhancing resilience to extreme weather events and incorporating green infrastructure. The focus on CC has accelerated the transition toward low-carbon and resilient cities, with efforts directed toward sustainable transportation, energy-efficient buildings, green spaces and climate-responsive infrastructure 6 . Collaboration and international cooperation are essential in addressing climate change, with cities and countries sharing best practices, knowledge and resources to develop and implement climate action plans 24 . Initiatives such as the C40 Cities Climate Leadership Group facilitate knowledge exchange and collective action among cities 30 . The increased attention to CC signifies a shift toward more sustainable and resilient urban development, emphasizing the need for proactive measures to mitigate greenhouse gas emissions, adapt to climate risks and promote equitable and sustainable urban environments.

Thematic focus of SDG11 research

There is an imbalance in the attention given to research themes within SDG11 as revealed by co-occurrence map (Supplementary Fig. 1 ). The dominant themes are affordable housing (SDG11.1), urban transport (SDG11.2), policy and governance (SDG11.3) and access to public spaces (SDG11.7). Housing affordability issues have consistently remained a focal point in SDG11 research, with urban studies, policy development and community-driven efforts for finding solutions to these complex challenges 30 , 31 . These issues were highlighted in Habitat I (Vancouver, 1976), which emphasized the importance of shifting governance and planning paradigms to develop policies and strategies to address rapid urbanization challenges, including shelter shortages and urban inequalities, and promote affordable housing options 30 , 32 . Habitat I has laid the foundation for subsequent global efforts and policy frameworks, such as Habitat II (Istanbul, 1996) and the New Urban Agenda, which continue to prioritize housing as a pivotal component of sustainable urban development. The persistent focus on affordable housing shows that cities still face many challenges in providing adequate housing for all 30 .

Urban policy and governance are other significant terms, indicating scholarly focus on strategies for promoting inclusive and sustainable urban development, enhancing participatory, integrated and sustainable urban planning and management. However, many cities lack the capacity to address urban inequalities, provide adequate housing 31 , public spaces and other urban services, which disproportionately affect women and racial minorities 30 . Moreover, urban redevelopment practices that lead to gentrification exacerbate existing inequalities 32 . Governance-based approaches seek to improve collaboration between public agencies and civil society to prioritize the implementation of urban planning strategies that enhance livability standards while addressing challenges such as CC and sustainability 30 .

Urban transport, which is related to SDG11.2 aiming to ensure safe, affordable, accessible and sustainable transport systems for all, has emerged as a key research theme. Important issues related to mobility, transportation and urban form include increased automobile dependence amid growing urbanization and suburbanization, challenges faced by public transit systems, growing awareness of environmental concerns, shift toward sustainable and multimodal transportation, transit-oriented development, integration of technology in transportation systems and the relationship between transportation and urban densification, compact development, CC adaptation and resilience, equity and social inclusion, and shifts in policy and governance approaches 1 , 6 , 11 . This theme also emphasizes the importance of walkability, public transit infrastructure and their role in enhancing transportation accessibility and influencing mode choice 33 . The transportation cluster also suggests that improving accessibility through urban form and built environment interventions can impact the travel behavior of urban residents and offer cobenefits for human health and environmental sustainability 24 . Incorporating such cobenefits in SDG11.2 could provide more incentives for access to safe efficient, equitable and sustainable transport infrastructure and systems in cities.

The implications of urbanization and land-use changes for sustainability, resilience and CC adaptation and mitigation in cities are also major themes. SDG11.6 aims to reduce the environmental impacts of cities, particularly in relation to air pollution and waste. The literature suggests that regulating urban growth 6 , controlling land-use changes, conserving biodiversity 27 and promoting green infrastructure are essential for achieving this target 34 . These actions, when implemented within integrated planning frameworks, can also reduce vulnerability, enhance resilience and contribute to progress in CC adaptation and mitigation, as emphasized in SDG11.5 (ref. 6 ). Such integrated frameworks should recognize the interconnections between various urban systems, including water, food, energy, waste and transportation, to promote sustainable and resilient urban development 35 . Cities are adopting strategies to reduce their carbon footprint, enhance energy efficiency and prepare for climate risks.

Smart cities and innovation enabled by information and communication technologies have increasingly been utilized to tackle urban development challenges and facilitate innovative and transformative urban governance mechanisms that contribute to the SDGs 15 . The rapid development and integration of digital technologies, such as the Internet of Things, artificial intelligence, big data analytics and sensor networks, have opened new possibilities for improving urban services, infrastructure and quality of life 33 . Smart cities leverage these technologies to enhance efficiency, connectivity and sustainability. The interest in smart cities stems from the recognition that technology can play a transformative role in addressing urban challenges, improving quality of life, promoting sustainability and fostering economic growth 12 , 36 . However, it is important to ensure that smart city initiatives are inclusive, equitable and responsive to the needs and aspirations of all residents.

Comparing the co-occurrence maps of period 1 and period 2 reveals limited changes in key thematic areas, despite the emergence of the coronavirus disease 2019 (COVID-19) pandemic during period 2 (Fig. 2 ). The key thematic areas in period 2, including urban governance and policy, transportation, urban sustainability and resilience, and urbanization and urban growth, remain consistent with period 1, indicating the continued relevance of these topics in research, albeit with potential expansions. However, a closer analysis of the clusters reveals that COVID-19 has emerged as a new area of SDG11 research in period 2, as attention has shifted toward adapting to the pandemic’s detrimental effects on cities. The pandemic has triggered paradigm shifts in various SDG11 domains, including public health, remote work, digitalization, vulnerabilities, inequalities, resilience, sustainability, urban spaces, proximity-based planning approaches such as the 15-minute city and global cooperation 9 . These shifts have influenced work, health, social equity, environmental stewardship 2 and urban planning, shaping innovative approaches and priorities in the postpandemic world. Urban inequality terms, such as slums and informality, inadequate housing and poverty, are brought to the forefront by the pandemic. Controlling the pandemic and addressing the citizen demand in slums and informal settlements has received significant attention 37 , 38 , 39 , 40 . Mobility restrictions and lockdowns to curb the virus’s transmission have presented challenges for service accessibility, particularly in disadvantaged neighborhoods where vulnerable groups reside. Lastly, the connection between sustainability and resilience has strengthened in the postpandemic period. The pandemic has offered new insights into the susceptibility of cities to various stressors and highlighted the inseparable connections between urban resilience and SDG11 (ref. 28 ).

a , b , The key thematic areas in period 1 (2016–2019) ( a ) are urban governance and policy (red), transportation (blue), urban sustainability and resilience (green), and urbanization and urban growth (yellow), while period 2 (2020–2022) ( b ) primarily focuses on urban governance and policies (red), urban studies (red), transportation (blue) and urbanization (green), particularly after the pandemic.

However, three SDG11 targets are not well-represented in both periods. One such target is SDG11.4, which aims to enhance efforts in preserving and conserving natural heritage, vital for improving urban sustainability 41 . Another target, SDG11.a, which focuses on strengthening urban–rural linkages, is also not adequately reflected in Fig. 2 . The intrinsic connection between cities and their surrounding rural areas necessitates the incorporation and strengthening of ties between urban and rural regions to achieve SDG11 (ref. 6 ). Gaps related to rural–urban linkages include limited understanding of interdependencies, inadequate infrastructure and services in rural areas, weak governance and coordination mechanisms, and social and cultural disconnect 13 . These gaps hinder the development of integrated strategies, contribute to economic disparities, limit access to services, impact agricultural productivity and food security, and create environmental and social challenges. Lastly, there is a lack of research on SDG11.c, which aims to support least-developed nations in developing safe and resilient urban areas, which is not surprising as these countries are often underrepresented in urban studies research 30 .

Major contributors to SDG11 research

Various countries, institutions, journals and authors have contributed to SDG11 research between 2016 and 2022. China leads in terms of the number of publications and citations generated, followed by the United States and the United Kingdom (Supplementary Fig. 2 and Supplementary Table 1 ). Among the top 20 productive countries, 14 are from the Global North countries, with South Africa and Brazil as the sole representative of Africa and Latin America and the Caribbean, respectively (Supplementary Fig. 3 and Supplementary Table 2 ). Increasing research collaboration among the top countries (Fig. 3 ), research infrastructure and facilities, manpower and financial support significantly contribute to their high SDG11 research output.

China followed by the United States and the United Kingdom dominates SDG11 research collaborations. There are significant connections among European, North American and Asian institutions, while Africa is less connected with Asia and Latin America and the Caribbean. Freq, frequently.

A co-citation analysis (Supplementary Table 3 ) reveals that Chinese institutions, such as the Chinese Academy of Sciences, have the highest number of articles and citation counts, followed by University College London and the University of Melbourne. The leading affiliations have changed over time, highlighting the strengthening of research institutes and the correlation between research collaboration and societal impacts (Supplementary Table 4 ). In terms of influential journals for SDG11 research, ‘land’ followed by ‘cities and land use’ policy tops the list (Supplementary Tables 5 and 6 ), with a growing interest in fields related to smart and sustainable cities, transport policies, regional planning and environmentally conscious building practices (Supplementary Fig. 4 ). These journals also address multiple issues related to environmental concerns, technological advancements, economic benefits, quality of life, justice and public awareness, driving the development of smart and sustainable cities.

The 15 most published authors in both periods focused on urbanization and urban growth, and the implementation, challenges and achievements of SDG11 (Supplementary Fig 5 ). This indicates an increased recognition of the SDG11 targets and their implementation over time, with the contributions of these authors significantly increasing from 2002 to 2016. Supplementary Table 7 shows that Chinese authors dominate the SDG11 publications, which correlates with China’s lead in institutions, affiliations and collaborations related to SDG11 research. The most cited SDG11 articles are revealed in Supplementary Table 8 , while the prominent authors that influenced SDG11 research are reported in Supplementary Table 9 . The top cited papers by SDG11 research are presented in Supplementary Tables 10 and 11 .

Key facts from the bibliometric analysis

The research on SDG11 has gained significant prominence across various fields, including urban studies, environmental sciences, geography, transportation and urban governance (Supplementary Table 12 ). The increasing environmental concerns, urbanization and global economic growth have spurred academic interest in SDG11 research from disciplines such as human geography, transportation, forestry, CC and sustainability science (Supplementary Table 13 ). Key thematic areas within SDG11 research encompass urban governance, affordable housing, transportation, urban sustainability and resilience, smart cities, urbanization and urban growth, which align closely with SDG11 targets 18 , 20 , 42 , 43 . However, research focus on SDG11 has remained relatively stable, with limited attention given to urban inequalities, safeguarding cultural and natural heritage 41 and specific impacts of the COVID-19 pandemic on urban sustainability.

This study reveals a notable increase in the total SDG11 research output from 2016 to 2022, reflecting the growing emphasis on SDG11 research in recent years compared with earlier periods. China emerges as the leaders in terms of research outputs, citations, authors, institutions and collaborations, closely followed by the United States and the United Kingdom. These three countries contribute 47.71% of SDG11 research productivity within this period, which is higher than 31% reported in a previous similar study 28 .

The dominance of Global North countries in the top 20 countries with the highest number of publications and citations related to SDG11 research is expected given their strong institutional capacity, research funding, highly ranked universities and collaborations. China’s surge in publications on SDG11 can be attributed to rapid urbanization, economic growth, government support and active international collaborations 2 , 11 . Generally, the landscape of research on SDG11 demonstrates an Anglo–American hegemony, which may reinforce power asymmetries and have significant implications for sustainability and resilience 30 . It is concerning that while projections indicate that 90% of future urban population growth will occur in cities of the Global South, particularly Africa and Asia, there is limited research on urban development challenges in these regions 7 .

The debate about the politics of knowledge production in SDG11 research often revolves around the controls of knowledge production processes. Large, well-funded institutions in developed countries tend to dominate research agendas, focusing on themes and solutions relevant to their own contexts, overlooking the unique needs and challenges of the Global South, which perpetuate existing inequalities and privileging certain types of knowledge. Also, knowledge production involves recognizing and integrating diverse ways of knowing. While Western scientific paradigms have traditionally dominated SDG11 research, there is an increasing recognition of the importance of indigenous and non-Western knowledge systems. Integrating these diverse epistemologies enriches understanding and leads to more effective and culturally relevant solutions.

Additionally, SDG11 research is inherently interdisciplinary, involving fields such as urban planning, sociology, environmental science and public policy. However, interdisciplinary collaboration can be challenging due to differing terminologies, methodologies and research priorities. Navigating these differences becomes crucial in the politics of knowledge production to create cohesive and comprehensive research outputs. Finally, bridging the gap between knowledge production and its implementation faces political, economic and social barriers. Researchers and practitioners are increasingly considering how knowledge on urban sustainability can effectively influence policymaking and practice in diverse urban contexts. Mobilizing knowledge to address these barriers becomes a key consideration in the politics of knowledge production.

Challenges to achieving SDG11

There are several challenges to achieving SDG11 targets, including inadequate provision of affordable housing 31 , essential services 24 , green spaces 2 , 34 , efficient transportation 33 and conservation of cultural and natural assets 25 . Rapid urbanization 1 , 7 , CC impacts 44 , insufficient investment in public infrastructure 30 , poor governance 13 and widening livelihood, land and resources inequalities 43 further exacerbate these challenges. For example, rapid urbanization puts immense pressure on housing, infrastructure, services and resources, making it challenging to effectively manage urban growth and ensure sustainable urban development 11 . Inadequate urban planning and land-use policies lead to inefficient land utilization, urban sprawl and inadequate provision of basic services 7 , 21 . The existence of slums and informal settlements where a large portion of the urban dwellers live in substandard housing conditions without tenure security 14 and limited access to electricity, water, sanitation, education, healthcare and employment opportunities 23 , 37 , and marginalized and vulnerable populations facing social exclusion, add to the complexity.

Moreover, competing priorities and trade-offs, lack of integration among various urban sectors and agencies 35 , inadequate human, technical and material resources at local government levels 45 , and insufficient local indicators and methods for implementation and monitoring 46 often hamper the implementation of SDG11 targets. Additionally, limited awareness of SDG-related challenges for policy formulation and implementation hinders context-depended decision-making and targeted interventions 21 , 27 . Addressing social inequalities, ensuring inclusivity in urban development and synergy among multiple fields, including social, technical, environmental, policy and management are crucial for achieving SDG11 (refs. 14 , 26 , 46 ). A valuable lesson can be learned from the success of the framework for assessing the implementation of SDG11 targets at the local level in Japan 42 .

Conclusions

This study aims to enhance our understanding of urban sustainability and provide insights for future research, policies and actions needed to achieve SDG11 targets. By conducting a comprehensive bibliometric assessment of over 21,000 publications from 2016 to 2022, it significantly contributes to the existing body of knowledge, highlighting trends, thematic areas and knowledge gaps related to SDG11 research across countries, institutions, authors and journals. SDG11 research has evolved into a multidisciplinary field, encompassing diverse themes, such as transportation, housing, urban sustainability, smart cities, urbanization and urban governance and policy. However, there is a need to address the gaps in research on urban safety and inclusion, which are critical dimensions often overlooked in favor of environmental and economic aspects of sustainability. This imbalance in research thematic areas risks perpetuation of already existing disparities within SDG11 research and its goals.

China, the United States and the United Kingdom emerge as the top contributors to SDG11 research and collaboration. To foster more SDG11 research in low-income economies, it is essential to provide increased funding support, capacity building and training for scholars, promote collaboration and knowledge exchange, and improve research infrastructure and data collection. Despite global challenges such as armed conflicts, CC and the COVID-19 pandemic, progress toward achieving the SDGs will become apparent by 2030. However, there are still opportunities for further research, knowledge dissemination and international collaboration toward developing safe, sustainable and inclusive urban development. The following are priority areas for SDG11 research:

Urban policy and governance: reforms should focus on providing equitable access to basic services such as water, sanitation, electricity, healthcare and education; upgrading and formalizing informal settlements; and improving living conditions of over one billion people residing in slums 37 . Participatory governance, community engagement and empowerment can enhance social inclusion by considering the voices and needs of marginalized groups 13 , 23 . Urban policy should also prioritize preserving historic and natural resources, protecting vulnerable areas and implementing sustainable urban design principles 47 . Future studies can help understand the dynamics, challenges and opportunities and monitor progress toward SDG11 targets 15 .

Localizing SDG11 targets: spatial planning and land-use strategies should consider the needs of diverse urban populations, promote inclusive zoning and engage local communities and stakeholders in decision-making processes, crucial for fostering ownership, empowerment and social cohesion, leading to more sustainable and inclusive urban development 3 . However, enhancing the capacity for localizing SDG11 targets requires building the knowledge and skills of local governments, policymakers and practitioners. Capacity-building initiatives, such as training programs, workshops and knowledge exchange, can promote interdisciplinary understanding and sharing of best practices.

Concerted and collaborative efforts: the international community, academics, policymakers and stakeholders can work together to create inclusive, safe, resilient and sustainable communities. Collaborative efforts can facilitate a comprehensive understanding of urban challenges and potential solutions by integrating diverse perspectives, data and methodologies. Disseminating research findings contributes to evidence-based policy development and informed decision-making, enabling the learning of lessons and replication of successful interventions.

Breaking down silos: integrated and cross-sectoral approaches help narrow the gaps between sectors, local governments, policymakers and stakeholders, leveraging local resources and capacities while fostering communication, knowledge sharing and collaboration 31 . Cross-sectoral working groups, joint planning processes and integrated policy frameworks promote holistic and coordinated decision-making among various sectors, including urban planning, housing, transportation, health, education, environment and social welfare 47 .

Digitalization and smart city development: maximizing the benefits of digitalization and smart city solutions requires addressing challenges such as bridging digital divides and ensuring data access, privacy and security. Prioritizing citizen-centric approaches and public accessibility to technology 36 are essential for leveraging expertise and resources 15 . Interoperability, scalability, data-driven decision-making and inclusivity contribute to evidence-based planning and equitable access to smart city technologies 12 , 48 , 49 , 50 , 51 .

This study comprehensively assessed SDG11 research, emphasizing significant thematic areas, trends, challenges and suggestions for prioritizing SDG11, including effective urban policy and governance, localizing SDG11 targets, concerted and collaborative efforts, and digitalization and smart city development. To broaden the scope of SDG11 research, future bibliometric reviews should encompass non-Web of Science databases and gray literature, including publications from government and nongovernmental agencies. Despite its limitations, this study’s findings provide valuable references for further research on SDG11.

The present study utilized a bibliometric technique to analyze academic publication on SDG11, tracing the research trend, the evolving key themes and identifying contributing authors, institutions and countries. Bibliometrics is a quantitative technique that allows for the analysis of trends in scholarly publications, such as research articles, conference papers and books, and visualizes scholarly publication patterns 52 . This technique is instrumental in analyzing extensive literature sets by relying on statistical observations and text-mining capabilities, which qualitative review methods such as systematic reviews cannot accomplish 53 . Additionally, it presents a scientific landscape of authors, countries, organizations and collaborations that contribute to worldwide scientific literature.

Bibliometric analysis requires interpretation, introducing an element of subjectivity 54 . Therefore, a sensemaking approach was adopted to transition from describing the bibliometric results to interpreting them. Sensemaking helps derive insightful information from bibliometric analysis and can be integrated into systematic literature reviews 55 , 56 . It applies to various international indexing, abstracting and citation databases, such as Scopus, Web of Science, Dimensions, PubMed and Education Resources Information Center, which cover journals, books, reviews and conference proceedings from around the world and different regions. For this study, Web of Science was chosen as the database to obtain bibliographic data due to its wide range of topics in various fields of study such as natural sciences, health sciences, engineering, social science, computer science and materials sciences. It is one of the world’s largest peer-reviewed scientific literature databases, with 87 million indexed items.

Specialized bibliometrics software were employed, including VOSviewer (version 1.6.19) 52 , Biblioshiny (version 4.1.3) 55 and BibExcel (version 2017) 57 . VOSviewer, known for its user-friendly interface, was used to understand the thematic focus and evolution of research on SDG11. It generates networks of nodes and links, with node size representing the frequency of the studied item, and link width indicating the strength of connections between items. Clusters of intricately linked nodes are shown in distinct colors. The thematic focus was examined for two periods: period 1 (2016–2019) and period 2 (2020–2022), considering the time since the SDGs were introduced to the time of data collection in this study. Another reason for this categorization is that evidence shows that the pandemic has significantly affected progress toward achieving SDGs 58 . VOSviewer allows for various types of analysis, including term co-occurrence, co-citation, citation and bibliographic coupling 53 . A term co-occurrence analysis was used in this study to highlight key thematic areas. To ensure accuracy and avoid separate counting of synonyms, a thesaurus file was developed and added to the software before the analysis. A summary of the data, including the number of authors and journals, used in the analysis is presented in Table 1 and will be further explained below.

A comprehensive search query was formulated to retrieve relevant data on SDG11, and it was executed in the title, abstract and keywords fields (TS) in Web of Science on 5 July 2023. The initial query shown the following box resulted in a total of 334,224 documents. Co-citation analysis was employed to identify the most influential journals contributing to SDG11 research. Two works are considered co-cited when they are both mentioned in the works cited section of a subsequent publication 59 (Zhao, 2006).

TS = ((‘city’ OR ‘cities’ OR ‘human settlement*’ OR ‘urban’ OR ‘metropoli*’ OR ‘town*’ OR ‘municipal*’ OR ‘peri-urban*’ OR ‘urban-rural’ OR ‘rural-urban’) AND (‘gentrification’ OR ‘congestion’ OR ‘transport*’ OR ‘housing’ OR ‘slum*’ OR ‘informal settlement*’ OR ‘sendai framework’ OR ‘Disaster Risk Reduction’ OR ‘disaster’ OR ‘DRR’ OR ‘smart cit*’ OR ‘resilient building*’ OR ‘sustainable building*’ OR ‘building design’ OR ‘buildings design’ OR ‘urbani?ation’ OR ‘zero energy’ OR ‘zero-energy’ OR ‘basic service*’ OR ‘governance’ OR ‘citizen participation’ OR ‘collaborative planning’ OR ‘participatory planning’ OR ‘inclusiveness’ OR ‘cultural heritage’ OR ‘natural heritage’ OR ‘UNESCO’ OR ‘ecological footprint’ OR ‘environmental footprint’ OR ‘waste’ OR ‘pollution’ OR ‘pollutant*’ OR ‘waste water’ OR wastewater* OR waste-water* OR ‘recycling’ OR ‘circular economy’ OR ‘air quality’ OR ‘green space’ OR ‘green spaces’ OR ‘nature inclusive’ OR ‘nature inclusive building’ OR ‘nature inclusive buildings’ OR ‘resilient’ OR ‘resilience’ OR ‘healthy cit*’ OR ‘sustainable’ OR ‘sustainability’ OR ‘green’ OR ‘nature*’ OR ‘Green infrastructure*’ OR ‘nature-based solution*’ OR ‘nature based solution*’ OR ‘child*’ OR ‘wom?n’ OR ‘elderl*’ OR ‘disabl*’ OR ‘disabilit*’ OR ‘disabled’)) AND PY = (2016–2022) NOT PY = (2023)

The Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) framework was used to report document search and filtration process. The PRISMA framework is designed to help scholars transparently report why their review study is conducted, what activities are performed and what discoveries are made, ideal for both systematic reviews and bibliometric studies 60 . PRISMA presents the four stages of the above query’s overall searching and filtration process (Fig. 4 ). The identification stage yielded 334,224 records, which were then screened to select only article-type documents ( n  = 277,165). Subsequently, documents were further screened based on language, selecting only English documents ( n  = 257,374). In the final stage, documents were screened based on specific categories closely related to cities and SDG11, resulting in a selection of six major categories: urban studies, environmental studies, geography, urban and regional planning, architecture, transportation and physical geography ( n  = 21,168). Finally, 15 duplicated documents were removed, resulting in a final dataset of 21,153 documents.

A four-phase flow diagram of the data extraction and filtration process of SDG11 literature, adapted from Priyadarshini 57 . WoS, Web of Science.

Reporting summary

Further information on research design is available in the Nature Portfolio Reporting Summary linked to this article.

Data availability

The data that support the findings of this study are available as supplementary information. The steps for curating the data from the Web of Science have been provided in the text. If there is a further need, data are available on figshare at https://doi.org/10.6084/m9.figshare.26360125 . Source data are provided with this paper.

Almulhim, A. I. & Cobbinah, P. B. Can rapid urbanization be sustainable? The case of Saudi Arabian cities. Habitat Int. 139 , 102884 (2023).

Article   Google Scholar  

Huang, W. et al. Evaluating green city development in China using an integrated analytical toolbox. J. Clean. Prod. 400 , 136703 (2023).

Feng, T. & Zhou, B. Impact of urban spatial structure elements on carbon emissions efficiency in growing megacities: the case of Chengdu. Sci. Rep. 13 , 9939 (2023).

Javeed, S., Siddique, H. M. A. & Javed, F. Ecological footprint, globalization, and economic growth: evidence from Asia. Environ. Sci. Pollut. Res. 30 , 77006–77021 (2023).

Rees, W. E. Cities, energy, and the uncertain future of urban civilization. Oxf. Dev. Stud. 51 , 11–17 (2023).

Abubakar, I. R. & Aina, Y. A. The prospects and challenges of developing more inclusive, safe, resilient, and sustainable cities in Nigeria. Land Use Policy 87 , 104105 (2019).

UN-Habitat World Cities Report 2022: Envisaging the Future of Cities. (UN-Habitat, 2022).

Almulhim, A. I. & Cobbinah, P. B. Framing resilience in Saudi Arabian cities: on climate change and urban policy. Sustain. Cities Soc. 101 , 105172 (2024).

Barbier, E. B. & Burgess, J. C. Sustainability and development after COVID-19. World Dev. 135 , 105082 (2020).

The Sustainable Development Goals Report 2018 (United Nations, 2018).

Chen, M., Chen, L., Cheng, J. & Yu, J. Identifying interlinkages between urbanization and Sustainable Development Goals. Geogr. Sustain. 3 , 339–346 (2022).

Clement, J., Ruysschaert, B. & Crutzen, N. Smart city strategies—a driver for localizing sustainable development goals? Ecol. Econ. 213 , 107941 (2023).

Hansson, S., Arfvidsson, H. & Simon, D. Governance for sustainable urban development: the double function of SDG indicators. Area Dev. Policy 4 , 217–235 (2019).

Leal Filho, W. et al. Using the sustainable development goals towards a better understanding of sustainability challenges. Int. J. Sustain. Dev. World Ecol. 26 , 179–190 (2019).

Parra-Dominguez, J., Gil-Egido, A. & Rodríguez-González, S. SDGs as one of the drivers of smart city development: the indicator selection process. Smart Cities 5 , 1025–1038 (2022).

Grainger-Brown, J., Malekpour, S., Raven, R. & Taylor, E. Exploring urban transformation to inform the implementation of the Sustainable Development Goals. Cities 131 , 103928 (2022).

Xu, Z. et al. Assessing progress towards sustainable development over space and time. Nature 577 , 74–78 (2020).

Salvia, A. L., Leal Filho, W., Brandli, L. L. & Griebeler, J. S. Assessing research trends related to Sustainable Development Goals: local and global issues. J. Clean. Prod. 208 , 841–849 (2019).

Indana, F. & Pahlevi, R. W. A bibliometric approach to Sustainable Development Goals (SDGs) systematic analysis. Cogent Bus. Manag. 10 , 2224174 (2023).

Yamaguchi, N. U. et al. Sustainable development goals: a bibliometric analysis of literature reviews. Environ. Sci. Pollut. Res. 30 , 5502–5515 (2023).

Pattberg, P. & Bäckstrand, K. Enhancing the achievement of the SDGs: lessons learned at the half-way point of the 2030 Agenda. Int. Environ. Agree. 23 , 107–114 (2023).

Keith, M. et al. A new urban narrative for sustainable development. Nat. Sustain. 6 , 115–117 (2023).

Pedersen, A. B. et al. SDGs at the halfway point: how the 17 global goals address risks and wicked problems. Ambio 52 , 679–682 (2023).

Sweileh, W. M. Bibliometric analysis of scientific publications on ‘sustainable development goals’ with emphasis on ‘good health and well-being’ goal (2015–2019). Global. Health 16 , 68 (2020).

Mihelcic, J. R. et al. Environmental research addressing Sustainable Development Goals. Environ. Sci. Technol. 57 , 3457–3460 (2023).

Palau-Pinyana, E., Llach, J. & Bagur-Femenías, L. Mapping enablers for SDG implementation in the private sector: a systematic literature review and research agenda. Manag. Rev. Q. 26 , 1–30 (2023).

Google Scholar  

Mishra, M. et al. A bibliometric analysis of sustainable development goals (SDGs): a review of progress, challenges, and opportunities. Environ. Dev. Sustain. 26 , 11101–11143 (2023).

Devisscher, T. et al. in Sustainable Development Goals: Their Impacts on Forests and People (eds. Katila, P. et al.) (Cambridge Univ. Press, 2019).

Brenner, N. & Theodore, N. Cities and the geographies of ‘actually existing neoliberalism’. Antipode 34 , 349–379 (2002).

Sharifi, A., Khavarian-Garmsir, A. R., Allam, Z. & Asadzadeh, A. Progress and prospects in planning: a bibliometric review of literature in urban studies and regional and urban planning, 1956–2022. Prog. Plann. 173 , 100740 (2023).

Olanrewaju, A., Tan, S. Y. & Abdul-Aziz, A.-R. Housing providers’ insights on the benefits of sustainable, affordable housing. Sustain. Dev. 26 , 847–858 (2018).

Rice, J. L., Cohen, D. A., Long, J. & Jurjevich, J. R. Contradictions of the climate-friendly city: new perspectives on eco-gentrification and housing justice. Int. J. Urban Reg. Res. 44 , 145–165 (2020).

Park, S., Choi, K. & Lee, J. S. To walk or not to walk: testing the effect of path walkability on transit users’ access mode choices to the station. Int. J. Sustain. Transp. 9 , 529–541 (2015).

Jayasooriya, V. M., Ng, A. W. M., Muthukumaran, S. & Perera, B. J. C. Green infrastructure practices for the improvement of urban air quality. Urban For. Urban Green. 21 , 34–47 (2017).

Hachaichi, M. & Egieya, J. Water–food–energy nexus in global cities: addressing complex urban interdependencies. Water Resour. Manag. 37 , 1811–1825 (2023).

Mora, L., Deakin, M. & Reid, A. Combining co-citation clustering and text-based analysis to reveal the main development paths of smart cities. Technol. Forecast. Soc. Change 142 , 56–69 (2019).

McFarlane, C. Rethinking informality: politics, crisis, and the city. Plan. Theory Pract. 13 , 89–108 (2012).

Harvey, D. From managerialism to entrepreneurialism: the transformation in urban governance in late capitalism. Geogr. Ann. B 71 , 3–17 (1989).

Peck, J. Political economies of scale: fast policy, interscalar relations, and neoliberal workfare. Econ. Geogr. 78 , 331–360 (2002).

Cervero, R. & Landis, J. Twenty years of the Bay Area rapid transit system: land use and development impacts. Transport. Res. A 31 , 309–333 (1997).

Guzman, P. C., Roders, A. R. P. & Colenbrander, B. J. F. Measuring links between cultural heritage management and sustainable urban development: an overview of global monitoring tools. Cities 60 , 192–201 (2017).

Yamasaki, K. & Yamada, T. A framework to assess the local implementation of Sustainable Development Goal 11. Sustain. Cities Soc. 84 , 104002 (2022).

van Zanten, J. A. & van Tulder, R. Towards nexus-based governance: defining interactions between economic activities and Sustainable Development Goals (SDGs). Int. J. Sustain. Dev. World Ecol. 28 , 210–226 (2021).

Londono-Pineda, A. A. & Cano, J. A. Assessments under the United Nations sustainable development goals: a bibliometric analysis. Environ. Clim. Technol. 26 , 166–181 (2022).

Biggeri, M. A. ‘Decade for Action’ on SDG localization. J. Hum. Dev. Capabil. 22 , 706–712 (2021).

Benedek, J., Ivan, K., Török, I., Temerdek, A. & Holobâcă, I. H. Indicator-based assessment of local and regional progress toward the Sustainable Development Goals (SDGs): an integrated approach from Romania. Sustain. Dev. 29 , 860–875 (2021).

Abubakar, I. R. & Alshammari, M. S. Urban planning schemes for developing low-carbon cities in the Gulf Cooperation Council region. Habitat Int. 138 , 102881 (2023).

Batty, M. Smart cities, big data. Environ. Plann. B 39 , 191–193 (2012).

Smith, N. Toward a theory of gentrification, a back to the city movement by capital, not people. J. Am. Plann. Assoc. 45 , 538–548 (1979).

Jacobs, J. The Death and Life of Great American Cities (Random House, 1961).

Smith, N. The New Urban Frontier: Gentrification and the Revanchist City (Routledge, 1996).

Donthu, N., Kumar, S., Mukherjee, D., Pandey, N. & Lim, W. M. How to conduct a bibliometric analysis: an overview and guidelines. J. Bus. Res. 133 , 285–296 (2021).

van Eck, N. J. & Waltman, L. Software survey: VOSviewer, a computer program for bibliometric mapping. Scientometrics 84 , 523–538 (2010).

Hajek, P., Youssef, A. & Hajkova, V. Recent developments in smart city assessment: a bibliometric and content analysis-based literature review. Cities 126 , 103709 (2022).

Lim, W. M. & Kumar, S. Guidelines for interpreting the results of bibliometrics analysis: a sensemaking approach. Glob. Bus. Organ. Excell. 43 , 17–26 (2023).

Aria, M. & Cuccurullo, C. bibliometrix: an R-tool for comprehensive science mapping analysis. J. Informetr. 11 , 959–975 (2017).

Åström, F., Danell, R., Larsen, B. & Schneider, J. (eds) Celebrating Scholarly Communication Studies: A Festschrift for Olle Persson at His 60th Birthday Vol. 05-S (International Society for Scientometrics and Informetrics, 2009).

Priyadarshini, P. The COVID-19 pandemic has derailed the progress of Sustainable Development Goals. Anthr. Sci. 1 , 410–412 (2022).

Zhao, D. Towards all-author co-citation analysis. Inf. Process. Manag. 42 , 1578–1591 (2006).

Shamseer, L. et al. Preferred reporting items for systematic review and meta-analysis protocols (PRISMA-P) 2015: elaboration and explanation. BMJ 349 , g7647 (2015).

Download references

Acknowledgements

A.I.A. acknowledges Imam Abdulrahman Bin Faisal University in Dammam, Saudi Arabia, for their support in conducting this study. A.S. acknowledges the support of the Japan Society for the Promotion of Science KAKENHI grant number 22K04493. We appreciate Hiroshima University for supporting the open-access publication of this article.

Author information

Authors and affiliations.

Department of Urban and Regional Planning, College of Architecture and Planning, Imam Abdulrahman Bin Faisal University, Dammam, Saudi Arabia

Abdulaziz I. Almulhim

The IDEC Institute and Network for Education and Research on Peace and Sustainability, Hiroshima University, Hiroshima, Japan

Ayyoob Sharifi

Department of Geomatics Engineering Technology, Yanbu Industrial College, Yanbu, Saudi Arabia

Yusuf A. Aina

Directorate of Library Affairs, Imam Abdulrahman Bin Faisal University, Dammam, Saudi Arabia

Shakil Ahmad

The Business School, Edinburgh Napier University, Edinburgh, UK

Academy of Architecture and Urban Studies, Tallinn University of Technology, Tallinn, Estonia

Department of Natural Sciences, Manchester Metropolitan University, Manchester, UK

Walter Leal Filho

Research and Transfer Centre ‘Sustainable Development and Climate Change Management’, Hamburg University of Applied Sciences, Hamburg, Germany

College of Architecture and Planning, Imam Abdulrahman Bin Faisal University, Dammam, Saudi Arabia

Ismaila Rimi Abubakar

You can also search for this author in PubMed   Google Scholar

Contributions

A.I.A.: conceptualization, methodology, formal analysis, data curation, writing—original draft, writing—review and editing, investigation and project administration. A.S.: methodology, software, formal analysis, visualization and writing—original draft. Y.A.A.: conceptualization, writing—original draft, investigation and validation. S.A.: methodology, software, formal analysis, visualization and data curation. L.M.: writing—review and editing, and investigation. W.L.F.: writing—review and editing, and investigation. I.R.A.: writing—review and editing, investigation, supervision, validation and resources.

Corresponding authors

Correspondence to Abdulaziz I. Almulhim or Ayyoob Sharifi .

Ethics declarations

Competing interests.

The authors declare no competing interests.

Peer review

Peer review information.

Nature Cities thanks Aliyu Salisu Barau, Oluwatobi Owojori, and the other, anonymous, reviewer(s) for their contribution to the peer review of this work.

Additional information

Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary information

Supplementary information.

Supplementary Figs. 1–5 and Tables 1–13.

Reporting Summary

Source data fig. 1.

Statistical source data in Excel format.

Source Data Fig. 2

Source data fig. 3, source data fig. 4, rights and permissions.

Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/ .

Reprints and permissions

About this article

Cite this article.

Almulhim, A.I., Sharifi, A., Aina, Y.A. et al. Charting sustainable urban development through a systematic review of SDG11 research. Nat Cities (2024). https://doi.org/10.1038/s44284-024-00117-6

Download citation

Received : 22 September 2023

Accepted : 30 July 2024

Published : 27 August 2024

DOI : https://doi.org/10.1038/s44284-024-00117-6

Share this article

Anyone you share the following link with will be able to read this content:

Sorry, a shareable link is not currently available for this article.

Provided by the Springer Nature SharedIt content-sharing initiative

Quick links

• Explore articles by subject
• Guide to authors
• Editorial policies

Sign up for the Nature Briefing newsletter — what matters in science, free to your inbox daily.

• Open access
• Published: 26 August 2024

Evaluating panel discussions in ESP classes: an exploration of international medical students’ and ESP instructors’ perspectives through qualitative research

• Elham Nasiri   ORCID: orcid.org/0000-0002-0644-1646 1 &
• Laleh Khojasteh   ORCID: orcid.org/0000-0002-6393-2759 1  

BMC Medical Education volume  24 , Article number:  925 ( 2024 ) Cite this article

Metrics details

This study investigates the effectiveness of panel discussions, a specific interactive teaching technique where a group of students leads a pre-planned, topic-focused discussion with audience participation, in English for Specific Purposes (ESP) courses for international medical students. This approach aims to simulate professional conference discussions, preparing students for future academic and clinical environments where such skills are crucial. While traditional group presentations foster critical thinking and communication, a gap exists in understanding how medical students perceive the complexities of preparing for and participating in panel discussions within an ESP setting. This qualitative study investigates the perceived advantages and disadvantages of these discussions from the perspectives of both panelists (medical students) and the audience (peers). Additionally, the study explores potential improvements based on insights from ESP instructors. Utilizing a two-phase design involving reflection papers and focus group discussions, data were collected from 46 medical students and three ESP instructors. Thematic analysis revealed that panel discussions offer unique benefits compared to traditional presentations, including enhanced engagement and more dynamic skill development for both panelists and the audience. Panelists reported gains in personal and professional development, including honing critical thinking, communication, and presentation skills. The audience perceived these discussions as engaging learning experiences that fostered critical analysis and information synthesis. However, challenges such as academic workload and concerns about discussion quality were also identified. The study concludes that panel discussions, when implemented effectively, can be a valuable tool for enhancing critical thinking, communication skills, and subject matter knowledge in ESP courses for medical students. These skills are transferable and can benefit students in various academic and professional settings, including future participation in medical conferences. This research provides valuable insights for ESP instructors seeking to integrate panel discussions into their curriculum, ultimately improving student learning outcomes and preparing them for future success in professional communication.

Peer Review reports

Introduction

In the field of medical education, the acquisition and application of effective communication skills are crucial for medical students in today’s global healthcare environment [ 1 ]. This necessitates not only strong English language proficiency but also the ability to present complex medical information clearly and concisely to diverse audiences.

Language courses, especially English for Specific Purposes (ESP) courses for medical students, are highly relevant in today’s globalized healthcare environment [ 2 ]. In non-English speaking countries like Iran, these courses are particularly important as they go beyond mere language instruction to include the development of critical thinking, cultural competence, and professional communication skills [ 3 ]. Proficiency in English is crucial for accessing up-to-date research, participating in international conferences, and communicating with patients and colleagues from diverse backgrounds [ 4 ]. Additionally, ESP courses help medical students understand and use medical terminologies accurately, which is essential for reading technical articles, listening to audio presentations, and giving spoken presentations [ 5 ]. In countries where English is not the primary language, ESP courses ensure that medical professionals can stay current with global advancements and collaborate effectively on an international scale [ 6 ]. Furthermore, these courses support students who may seek to practice medicine abroad, enhancing their career opportunities and professional growth [ 7 ].

Moreover, ESP courses enable medical professionals to communicate effectively with international patients, which is crucial in multicultural societies and for medical tourism, ensuring that patient care is not compromised due to language barriers [ 8 ]. Many medical textbooks, journals, and online resources are available primarily in English, and ESP courses equip medical students with the necessary language skills to access and comprehend these resources, ensuring they are well-informed about the latest medical research and practices [ 9 ].

Additionally, many medical professionals from non-English speaking countries aim to take international certification exams, such as the USMLE or PLAB, which are conducted in English, and ESP courses prepare students for these exams by familiarizing them with the medical terminology and language used in these assessments [ 10 ]. ESP courses also contribute to the professional development of medical students by improving their ability to write research papers, case reports, and other academic documents in English, which is essential for publishing in international journals and contributing to global medical knowledge [ 11 ]. In the increasingly interdisciplinary field of healthcare, collaboration with professionals from other countries is common, and ESP courses facilitate effective communication and collaboration with international colleagues, fostering innovation and the exchange of ideas [ 12 ].

With the rise of telemedicine and online medical consultations, proficiency in English is essential for non-English speaking medical professionals to provide remote healthcare services to international patients, and ESP courses prepare students for these modern medical practices [ 13 ].

Finally, ESP courses often include training on cultural competence, which is crucial for understanding and respecting the cultural backgrounds of patients and colleagues, leading to more empathetic and effective patient care and professional interactions [ 14 ]. Many ESP programs for medical students incorporate group presentations as a vital component of their curriculum, recognizing the positive impact on developing these essential skills [ 15 ].

Group projects in language courses, particularly in ESP for medical students, are highly relevant for several reasons. They provide a collaborative environment that mimics real-world professional settings, where healthcare professionals often work in multidisciplinary teams [ 16 ]. These group activities foster not only language skills but also crucial soft skills such as teamwork, leadership, and interpersonal communication, which are essential in medical practice [ 17 ].

The benefits of group projects over individual projects in language learning are significant. Hartono, Mujiyanto [ 18 ] found that group presentation tasks in ESP courses led to higher self-efficacy development compared to individual tasks. Group projects encourage peer learning, where students can learn from each other’s strengths and compensate for individual weaknesses [ 19 ]. They also provide a supportive environment that can reduce anxiety and increase willingness to communicate in the target language [ 20 ]. However, it is important to note that group projects also come with challenges, such as social loafing and unequal contribution, which need to be managed effectively [ 21 ].

Traditional lecture-based teaching methods, while valuable for knowledge acquisition, may not effectively prepare medical students for the interactive and collaborative nature of real-world healthcare settings [ 22 ]. Panel discussions (hereafter PDs), an interactive teaching technique where a group of students leads a pre-planned, topic-focused discussion with audience participation, are particularly relevant in this context. They simulate professional conference discussions and interdisciplinary team meetings, preparing students for future academic and clinical environments where such skills are crucial [ 23 ].

PDs, also known as moderated discussions or moderated panels, are a specific type of interactive format where a group of experts or stakeholders engage in a facilitated conversation on a particular topic or issue [ 22 ]. In this format, a moderator guides the discussion, encourages active participation from all panelists, and fosters a collaborative environment that promotes constructive dialogue and critical thinking [ 24 ]. The goal is to encourage audience engagement and participation, which can be achieved through various strategies such as asking open-ended questions, encouraging counterpoints and counterarguments, and providing opportunities for audience members to pose questions or share their own experiences [ 25 ]. These discussions can take place in-person or online, and can be designed to accommodate diverse audiences and settings [ 26 ].

In this study, PD is considered a speaking activity where medical students are assigned specific roles to play during the simulation, such as a physician, quality improvement specialist, policymaker, or patient advocate. By taking on these roles, students can gain a better understanding of the diverse perspectives and considerations that come into play in real-world healthcare discussions [ 23 ]. Simulating PDs within ESP courses can be a powerful tool for enhancing medical students’ learning outcomes in multiple areas. This approach improves language proficiency, academic skills, and critical thinking abilities, while also enabling students to communicate effectively with diverse stakeholders in the medical field [ 27 , 28 ].

Theoretical framework

The panel discussions in our study are grounded in the concept of authentic assessment (outlined by Villarroel, Bloxham [ 29 ]), which involves designing tasks that mirror real-life situations and problems. In the context of medical education, this approach is particularly relevant as it prepares students for the complex, multidisciplinary nature of healthcare communication. Realism can be achieved through two means: providing a realistic context that describes and delivers a frame for the problem to be solved and creating tasks that are similar to those faced in real and/or professional life [ 30 ]. In our study, the PDs provide a realistic context by simulating scenarios where medical students are required to discuss and present complex medical topics in a professional setting, mirroring the types of interactions they will encounter in their future careers.

The task of participating in PDs also involves cognitive challenge, as students are required to think critically about complex medical topics, analyze information, and communicate their findings effectively. This type of task aims to generate processes of problem-solving, application of knowledge, and decision-making that correspond to the development of cognitive and metacognitive skills [ 23 ]. For medical students, these skills are crucial in developing clinical reasoning and effective patient communication. The PDs encourage students to go beyond the textual reproduction of fragmented and low-order content and move towards understanding, establishing relationships between new ideas and previous knowledge, linking theoretical concepts with everyday experience, deriving conclusions from the analysis of data, and examining both the logic of the arguments present in the theory and its practical scope [ 24 , 25 , 27 ].

Furthermore, the evaluative judgment aspect of our study is critical in helping students develop criteria and standards about what a good performance means in medical communication. This involves students judging their own performance and regulating their own learning [ 31 ]. In the context of panel discussions, students reflect on their own work, compare it with desired standards, and seek feedback from peers and instructors. By doing so, students can develop a sense of what constitutes good performance in medical communication and what areas need improvement [ 32 ]. Boud, Lawson and Thompson [ 33 ] argue that students need to build a precise judgment about the quality of their work and calibrate these judgments in the light of evidence. This skill is particularly important for future medical professionals who will need to continually assess and improve their communication skills throughout their careers.

The theoretical framework presented above highlights the importance of authentic learning experiences in medical education. By drawing on the benefits of group work and panel discussions, university instructor-researchers aimed to provide medical students with a unique opportunity to engage with complex cases and develop their communication and collaboration skills. As noted by Suryanarayana [ 34 ], authentic learning experiences can lead to deeper learning and improved retention. Considering the advantages of group work in promoting collaborative problem-solving and language development, the instructor-researchers designed a panel discussion task that simulates real-world scenarios, where students can work together to analyze complex cases, share knowledge, and present their findings to a simulated audience.

While previous studies have highlighted the benefits of interactive learning experiences and critical thinking skills in medical education, a research gap remains in understanding how medical students perceive the relevance of PDs in ESP courses. This study aims to address this gap by investigating medical students’ perceptions of PD tasks in ESP courses and how these perceptions relate to their language proficiency, critical thinking skills, and ability to communicate effectively with diverse stakeholders in the medical field. This understanding can inform best practices in medical education, contributing to the development of more effective communication skills for future healthcare professionals worldwide [ 23 ]. The research questions guiding this study are:

What are the perceived advantages of PDs from the perspectives of panelists and the audience?

What are the perceived disadvantages of PDs from the perspectives of panelists and the audience?

How can PDs be improved for panelists and the audience based on the insights of ESP instructors?

Methodology

Aim and design.

For this study, a two-phase qualitative design was employed to gain an understanding of the advantages and disadvantages of PDs from the perspectives of both student panelists and the audience (Phase 1) and to acquire an in-depth understanding of the suggested strategies provided by experts to enhance PPs for future students (Phase 2).

Participants and context of the study

This study was conducted in two phases (Fig.  1 ) at Shiraz University of Medical Sciences (SUMS), Shiraz, Iran.

Participants of the study in two phases

In the first phase, the student participants were 46 non-native speakers of English and international students who studied medicine at SUMS. Their demographic characteristics can be seen in Table  1 .

These students were purposefully selected because they were the only SUMS international students who had taken the ESP (English for Specific Purposes) course. The number of international students attending SUMS is indeed limited. Each year, a different batch of international students joins the university. They progress through a sequence of English courses, starting with General English 1 and 2, followed by the ESP course, and concluding with academic writing. At the time of data collection, the students included in the study were the only international students enrolled in the ESP course. This mandatory 3-unit course is designed to enhance their language and communication skills specifically tailored to their profession. As a part of the Medicine major curriculum, this course aims to improve their English language proficiency in areas relevant to medicine, such as understanding medical terminology, comprehending original medicine texts, discussing clinical cases, and communicating with patients, colleagues, and other healthcare professionals.

Throughout the course, students engage in various interactive activities, such as group discussions, role-playing exercises, and case studies, to develop their practical communication skills. In this course, medical students receive four marks out of 20 for their oral presentations, while the remaining marks are allocated to their written midterm and final exams. From the beginning of the course, they are briefed about PDs, and they are shown two YouTube-downloaded videos about PDs at medical conferences, a popular format for discussing and sharing knowledge, research findings, and expert opinions on various medical topics.

For the second phase of the study, a specific group of participants was purposefully selected. This group consisted of three faculty members from SUMS English department who had extensive experience attending numerous conferences at national and international levels, particularly in the medical field, as well as working as translators and interpreters in medical congresses. Over the course of ten years, they also gained considerable experience in PDs. They were invited to discuss strategies helpful for medical students with PDs.

Panel discussion activity design and implementation

When preparing for a PD session, medical students received comprehensive guidance on understanding the roles and responsibilities of each panel member. This guidance was aimed at ensuring that each participant was well-prepared and understood their specific role in the discussion.

Moderators should play a crucial role in steering the conversation. They are responsible for ensuring that all panelists have an opportunity to contribute and that the audience is engaged effectively. Specific tasks include preparing opening remarks, introducing panelists, and crafting transition questions to facilitate smooth topic transitions. The moderators should also manage the time to ensure balanced participation and encourage active audience involvement.

Panelists are expected to be subject matter experts who bring valuable insights and opinions to the discussion. They are advised to conduct thorough research on the topic and prepare concise talking points. Panelists are encouraged to draw from their medical knowledge and relevant experiences, share evidence-based information, and engage with other panelists’ points through active listening and thoughtful responses.

The audience plays an active role in the PDs. They are encouraged to participate by asking questions, sharing relevant experiences, and contributing to the dialogue. To facilitate this, students are advised to take notes during the discussion and think of questions or comments they can contribute during the Q&A segment.

For this special course, medical students were advised to choose topics either from their ESP textbook or consider current medical trends, emerging research, and pressing issues in their field. Examples included breast cancer, COVID-19, and controversies in gene therapy. The selection process involved brainstorming sessions and consultation with the course instructor to ensure relevance and appropriateness.

To accommodate the PD sessions within the course structure, students were allowed to start their PD sessions voluntarily from the second week. However, to maintain a balance between peer-led discussions and regular course content, only one PD was held weekly. This approach enabled the ESP lecturer to deliver comprehensive content while also allowing students to engage in these interactive sessions.

A basic time structure was suggested for each PD (Fig.  2 ):

Time allocation for panel discussion stages in minutes

To ensure the smooth running of the course and maintain momentum, students were informed that they could cancel their PD session only once. In such cases, they were required to notify the lecturer and other students via the class Telegram channel to facilitate rescheduling and minimize disruptions. This provision was essential in promoting a sense of community among students and maintaining the course’s continuity.

Research tools and data collection

The study utilized various tools to gather and analyze data from participants and experts, ensuring a comprehensive understanding of the research topic.

Reflection papers

In Phase 1 of the study, 46 medical students detailed their perceptions of the advantages and disadvantages of panel discussions from dual perspectives: as panelists (presenters) and as audience members (peers).

Participants were given clear instructions and a 45-minute time frame to complete the reflection task. With approximately 80% of the international language students being native English speakers and the rest fluent in English, the researchers deemed this time allocation reasonable. The questions and instructions were straightforward, facilitating quick comprehension. It was estimated that native English speakers would need about 30 min to complete the task, while non-native speakers might require an extra 15 min for clarity and expression. This time frame aimed to allow students to respond thoughtfully without feeling rushed. Additionally, students could request more time if needed.

Focus group discussion

In phase 2 of the study, a focus group discussion was conducted with three expert participants. The purpose of the focus group was to gather insights from expert participants, specifically ESP (English for Specific Purposes) instructors, on how presentation dynamics can be improved for both panelists and the audience.

According to Colton and Covert [ 35 ], focus groups are useful for obtaining detailed input from experts. The appropriate size of a focus group is determined by the study’s scope and available resources [ 36 ]. Morgan [ 37 ] suggests that small focus groups are suitable for complex topics where specialist participants might feel frustrated if not allowed to express themselves fully.

The choice of a focus group over individual interviews was based on several factors. First, the exploratory nature of the study made focus groups ideal for interactive discussions, generating new ideas and in-depth insights [ 36 ]. Second, while focus groups usually involve larger groups, they can effectively accommodate a limited number of experts with extensive knowledge [ 37 ]. Third, the focus group format fostered a more open environment for idea exchange, allowing participants to engage dynamically [ 36 ]. Lastly, conducting a focus group was more time- and resource-efficient than scheduling three separate interviews [ 36 ].

Data analysis

The first phase of the study involved a thorough examination of the data related to the research inquiries using thematic analysis. This method was chosen for its effectiveness in uncovering latent patterns from a bottom-up perspective, facilitating a comprehensive understanding of complex educational phenomena [ 38 ]. The researchers first familiarized themselves with the data by repeatedly reviewing the reflection papers written by the medical students. Next, an initial round of coding was independently conducted to identify significant data segments and generate preliminary codes that reflected the students’ perceptions of the advantages and disadvantages of presentation dynamics PDs from both the presenter and audience viewpoints [ 38 ].

The analysis of the reflection papers began with the two researchers coding a subset of five papers independently, adhering to a structured qualitative coding protocol [ 39 ]. They convened afterward to compare their initial codes and address any discrepancies. Through discussion, they reached an agreement on the codes, which were then analyzed, organized into categories and themes, and the frequency of each code was recorded [ 38 ].

After coding the initial five papers, the researchers continued to code the remaining 41 reflection paper transcripts in batches of ten, meeting after each batch to review their coding, resolve any inconsistencies, and refine the coding framework as needed. This iterative process, characterized by independent coding, joint reviews, and consensus-building, helped the researchers establish a robust and reliable coding approach consistently applied to the complete dataset [ 40 ]. Once all 46 reflection paper transcripts were coded, the researchers conducted a final review and discussion to ensure accurate analysis. They extracted relevant excerpts corresponding to the identified themes and sub-themes from the transcripts to provide detailed explanations and support for their findings [ 38 ]. This multi-step approach of separate initial coding, collaborative review, and frequency analysis enhanced the credibility and transparency of the qualitative data analysis.

To ensure the trustworthiness of the data collected in this study, the researchers adhered to the Guba and Lincoln standards of scientific accuracy in qualitative research, which encompass credibility, confirmability, dependability, and transferability [ 41 ] (Table  2 ).

The analysis of the focus group data obtained from experts followed the same rigorous procedure applied to the student participants’ data. Thematic analysis was employed to examine the experts’ perspectives, maintaining consistency in the analytical approach across both phases of the study. The researchers familiarized themselves with the focus group transcript, conducted independent preliminary coding, and then collaboratively refined the codes. These codes were subsequently organized into categories and themes, with the frequency of each code recorded. The researchers engaged in thorough discussions to ensure agreement on the final themes and sub-themes. Relevant excerpts from the focus group transcript were extracted to provide rich, detailed explanations of each theme, thereby ensuring a comprehensive and accurate analysis of the experts’ insights.

1. What are the advantages of PDs from the perspective of panelists and the audience?

The analysis of the advantages of PDs from the perspectives of both panelists and audience members revealed several key themes and categories. Tables  2 and 3 present the frequency and percentage of responses for each code within these categories.

From the panelists’ perspective (Table  3 ), the overarching theme was “Personal and Professional Development.” The most frequently reported advantage was knowledge sharing (93.5%), followed closely by increased confidence (91.3%) and the importance of interaction in presentations (91.3%).

Notably, all categories within this theme had at least one code mentioned by over 80% of participants, indicating a broad range of perceived benefits. The category of “Effective teamwork and communication” was particularly prominent, with collaboration (89.1%) and knowledge sharing (93.5%) being among the most frequently cited advantages. This suggests that PDs are perceived as valuable tools for fostering interpersonal skills and collective learning. In the “Language mastery” category, increased confidence (91.3%) and better retention of key concepts (87.0%) were highlighted, indicating that PDs are seen as effective for both language and content learning.

The audience perspective (Table  4 ), encapsulated under the theme “Enriching Learning Experience,” showed similarly high frequencies across all categories.

The most frequently mentioned advantage was exposure to diverse speakers (93.5%), closely followed by the range of topics covered (91.3%) and increased audience interest (91.3%). The “Broadening perspectives” category was particularly rich, with all codes mentioned by over 70% of participants. This suggests that audience members perceive PDs as valuable opportunities for expanding their knowledge and viewpoints. In the “Language practice” category, the opportunity to practice language skills (89.1%) was the most frequently cited advantage, indicating that even as audience members, students perceive significant language learning benefits.

Comparing the two perspectives reveals several interesting patterns:

High overall engagement: Both panelists and audience members reported high frequencies across all categories, suggesting that PDs are perceived as beneficial regardless of the role played.

Language benefits: While panelists emphasized increased confidence (91.3%) and better retention of concepts (87.0%), audience members highlighted opportunities for language practice (89.1%). This indicates that PDs offer complementary language learning benefits for both roles.

Interactive learning: The importance of interaction was highly rated by panelists (91.3%), while increased audience interest was similarly valued by the audience (91.3%). This suggests that PDs are perceived as an engaging, interactive learning method from both perspectives.

Professional development: Panelists uniquely emphasized professional growth aspects such as experiential learning (84.8%) and real-world application (80.4%). These were not directly mirrored in the audience perspective, suggesting that active participation in PDs may offer additional professional development benefits.

Broadening horizons: Both groups highly valued the diversity aspect of PDs. Panelists appreciated diversity and open-mindedness (80.4%), while audience members valued diverse speakers (93.5%) and a range of topics (91.3%).

2. What are the disadvantages of PDs from the perspective of panelists and the audience?

The analysis of the disadvantages of panel discussions (PDs) from the perspectives of both panelists and audience members revealed several key themes and categories. Tables  4 and 5 present the frequency and percentage of responses for each code within these categories.

From the panelists’ perspective (Table  5 ), the theme “Drawbacks of PDs” was divided into two main categories: “Academic Workload Challenges” and “Coordination Challenges.” The most frequently reported disadvantage was long preparation (87.0%), followed by significant practice needed (82.6%) and the time-consuming nature of PDs (80.4%). These findings suggest that the primary concern for panelists is the additional workload that PDs impose on their already demanding academic schedules. The “Coordination Challenges” category, while less prominent than workload issues, still presented significant concerns. Diverse panel skills (78.3%) and finding suitable panelists (73.9%) were the most frequently cited issues in this category, indicating that team dynamics and composition are notable challenges for panelists.

The audience perspective (Table  6 ), encapsulated under the theme “Drawbacks of PDs,” was divided into two main categories: “Time-related Issues” and “Interaction and Engagement Issues.” In the “Time-related Issues” category, the most frequently mentioned disadvantage was the inefficient use of time (65.2%), followed by the perception of PDs as too long and boring (60.9%). Notably, 56.5% of respondents found PDs stressful due to overwhelming workload from other studies, and 52.2% considered them not very useful during exam time. The “Interaction and Engagement Issues” category revealed more diverse concerns. The most frequently mentioned disadvantage was the repetitive format (82.6%), followed by limited engagement with the audience (78.3%) and the perception of PDs as boring (73.9%). The audience also noted issues related to the panelists’ preparation and coordination, such as “Not practiced and natural” (67.4%) and “Coordination and Interaction Issues” (71.7%), suggesting that the challenges faced by panelists directly impact the audience’s experience.

Workload concerns: Both panelists and audience members highlighted time-related issues. For panelists, this manifested as long preparation times (87.0%) and difficulty balancing with other studies (76.1%). For the audience, it appeared as perceptions of inefficient use of time (65.2%) and stress due to overwhelming workload from other studies (56.5%).

Engagement issues: While panelists focused on preparation and coordination challenges, the audience emphasized the quality of the discussion and engagement. This suggests a potential mismatch between the efforts of panelists and the expectations of the audience.

Boredom and repetition: The audience frequently mentioned boredom (73.9%) and repetitive format (82.6%) as issues, which weren’t directly mirrored in the panelists’ responses. This indicates that while panelists may be focused on content preparation, the audience is more concerned with the delivery and variety of the presentation format.

Coordination challenges: Both groups noted coordination issues, but from different perspectives. Panelists struggled with team dynamics and finding suitable co-presenters, while the audience observed these challenges manifesting as unnatural or unpracticed presentations.

Academic pressure: Both groups acknowledged the strain PDs put on their academic lives, with panelists viewing it as a burden (65.2%) and the audience finding it less useful during exam times (52.2%).

3. How can PDs be improved for panelists and the audience from the experts’ point of view?

The presentation of data for this research question differs from the previous two due to the unique nature of the information gathered. Unlike the quantifiable student responses in earlier questions, this data stems from expert opinions and a reflection discussion session, focusing on qualitative recommendations for improvement rather than frequency of responses (Braun & Clarke, 2006). The complexity and interconnectedness of expert suggestions, coupled with the integration of supporting literature, necessitate a more narrative approach (Creswell & Poth, 2018). This format allows for a richer exploration of the context behind each recommendation and its potential implications (Patton, 2015). Furthermore, the exploratory nature of this question, aimed at generating ideas for improvement rather than measuring prevalence of opinions, is better served by a detailed, descriptive presentation (Merriam & Tisdell, 2016). This approach enables a more nuanced understanding of how PDs can be enhanced, aligning closely with the “how” nature of the research question and providing valuable insights for potential implementation (Yin, 2018).

The experts provided several suggestions to address the challenges faced by students in panel discussions (PDs) and improve the experience for both panelists and the audience. Their recommendations focused on six key areas: time management and workload, preparation and skill development, engagement and interactivity, technological integration, collaboration and communication, and institutional support.

To address the issue of time management and heavy workload, one expert suggested teaching students to “ break down the task to tackle the time-consuming nature of panel discussions and balance it with other studies .” This approach aims to help students manage the extensive preparation time required for PDs without compromising their other academic responsibilities. Another expert emphasized “ enhancing medical students’ abilities to prioritize tasks , allocate resources efficiently , and optimize their workflow to achieve their goals effectively .” These skills were seen as crucial not only for PD preparation but also for overall academic success and future professional practice.

Recognizing the challenges of long preparation times and the perception of PDs being burdensome, an expert proposed “ the implementation of interactive training sessions for panelists .” These sessions were suggested to enhance coordination skills and improve the ability of group presenters to engage with the audience effectively. The expert emphasized that such training could help students view PDs as valuable learning experiences rather than additional burdens, potentially increasing their motivation and engagement in the process.

To combat issues of limited engagement and perceived boredom, experts recommended increasing engagement opportunities for the audience through interactive elements like audience participation and group discussions. They suggested that this could transform PDs from passive listening experiences to active learning opportunities. One expert suggested “ optimizing time management and restructuring the format of panel discussions ” to address inefficiency during sessions. This restructuring could involve shorter presentation segments interspersed with interactive elements to maintain audience attention and engagement.

An innovative solution proposed by one expert was “ using ChatGPT to prepare for PDs by streamlining scenario presentation preparation and role allocation. ” The experts collectively discussed the potential of AI to assist medical students in reducing their workload and saving time in preparing scenario presentations and allocating roles in panel discussions. They noted that AI could help generate initial content drafts, suggest role distributions based on individual strengths, and even provide practice questions for panelists, significantly reducing preparation time while maintaining quality.

Two experts emphasized the importance of enhancing collaboration and communication among panelists to address issues related to diverse panel skills and coordination challenges. They suggested establishing clear communication channels and guidelines to improve coordination and ensure a cohesive presentation. This could involve creating structured team roles, setting clear expectations for each panelist, and implementing regular check-ins during the preparation process to ensure all team members are aligned and progressing.

All experts were in agreement that improving PDs would not be possible “ if nothing is done by the university administration to reduce the ESP class size for international students .” They believed that large class sizes in ESP or EFL classes could negatively influence group oral presentations, hindering language development and leading to uneven participation. The experts suggested that smaller class sizes would allow for more individualized attention, increased speaking opportunities for each student, and more effective feedback mechanisms, all of which are crucial for developing strong presentation skills in a second language.

Research question 1: what are the advantages of PDs from the perspective of panelists and the audience?

The results of this study reveal significant advantages of PDs for both panelists and audience members in the context of medical education. These findings align with and expand upon previous research in the field of educational presentations and language learning.

Personal and professional development for panelists

The high frequency of reported benefits in the “Personal and Professional Development” theme for panelists aligns with several previous studies. The emphasis on language mastery, particularly increased confidence (91.3%) and better retention of key concepts (87.0%), supports the findings of Hartono, Mujiyanto [ 42 ], Gedamu and Gezahegn [ 15 ], Li [ 43 ], who all highlighted the importance of language practice in English oral presentations. However, our results show a more comprehensive range of benefits, including professional growth aspects like experiential learning (84.8%) and real-world application (80.4%), which were not as prominently featured in these earlier studies.

Interestingly, our findings partially contrast with Chou [ 44 ] study, which found that while group oral presentations had the greatest influence on improving students’ speaking ability, individual presentations led to more frequent use of metacognitive, retrieval, and rehearsal strategies. Our results suggest that PDs, despite being group activities, still provide significant benefits in these areas, possibly due to the collaborative nature of preparation and the individual responsibility each panelist bears. The high frequency of knowledge sharing (93.5%) and collaboration (89.1%) in our study supports Harris, Jones and Huffman [ 45 ] emphasis on the importance of group dynamics and varied perspectives in educational settings. However, our study provides more quantitative evidence for these benefits in the specific context of PDs.

Enriching learning experience for the audience

The audience perspective in our study reveals a rich learning experience, with high frequencies across all categories. This aligns with Agustina [ 46 ] findings in business English classes, where presentations led to improvements in all four language skills. However, our study extends these findings by demonstrating that even passive participation as an audience member can lead to significant perceived benefits in language practice (89.1%) and broadening perspectives (93.5% for diverse speakers). The high value placed on diverse speakers (93.5%) and range of topics (91.3%) by the audience supports the notion of PDs as a tool for expanding knowledge and viewpoints. This aligns with the concept of situated learning experiences leading to deeper understanding in EFL classes, as suggested by Li [ 43 ] and others [ 18 , 31 ]. However, our study provides more specific evidence for how this occurs in the context of PDs.

Interactive learning and engagement

Both panelists and audience members in our study highly valued the interactive aspects of PDs, with the importance of interaction rated at 91.3% by panelists and increased audience interest at 91.3% by the audience. This strong emphasis on interactivity aligns with Azizi and Farid Khafaga [ 19 ] study on the benefits of dynamic assessment and dialogic learning contexts. However, our study provides more detailed insights into how this interactivity is perceived and valued by both presenters and audience members in PDs.

Professional growth and real-world application

The emphasis on professional growth through PDs, particularly for panelists, supports Li’s [ 43 ] assertion about the power of oral presentations as situated learning experiences. Our findings provide more specific evidence for how PDs contribute to professional development, with high frequencies reported for experiential learning (84.8%) and real-world application (80.4%). This suggests that PDs may be particularly effective in bridging the gap between academic learning and professional practice in medical education.

Research question 2: what are the disadvantages of pds from the perspective of panelists and the audience?

Academic workload challenges for panelists.

The high frequency of reported challenges in the “Academic Workload Challenges” category for panelists aligns with several previous studies in medical education [ 47 , 48 , 49 ]. The emphasis on long preparation (87.0%), significant practice needed (82.6%), and the time-consuming nature of PDs (80.4%) supports the findings of Johnson et al. [ 24 ], who noted that while learners appreciate debate-style journal clubs in health professional education, they require additional time commitment. This is further corroborated by Nowak, Speed and Vuk [ 50 ], who found that intensive learning activities in medical education, while beneficial, can be time-consuming for students.

Perceived value of pds relative to time investment

While a significant portion of the audience (65.2%) perceived PDs as an inefficient use of time, the high frequency of engagement-related concerns (82.6% for repetitive format, 78.3% for limited engagement) suggests that the perceived lack of value may be more closely tied to the quality of the experience rather than just the time investment. This aligns with Dyhrberg O’Neill [ 27 ] findings on debate-based oral exams, where students perceived value despite the time-intensive nature of the activity. However, our results indicate a more pronounced concern about the return on time investment in PDs. This discrepancy might be addressed through innovative approaches to PD design and implementation, such as those proposed by Almazyad et al. [ 22 ], who suggested using AI tools to enhance expert panel discussions and potentially improve efficiency.

Coordination challenges for panelists

The challenges related to coordination in medical education, such as diverse panel skills (78.3%) and finding suitable panelists (73.9%), align with previous research on teamwork in higher education [ 21 ]. Our findings support the concept of the free-rider effect discussed by Hall and Buzwell [ 21 ], who explored reasons for non-contribution in group projects beyond social loafing. This is further elaborated by Mehmood, Memon and Ali [ 51 ], who proposed that individuals may not contribute their fair share due to various factors including poor communication skills or language barriers, which is particularly relevant in medical education where clear communication is crucial [ 52 ]. Comparing our results to other collaborative learning contexts in medical education, Rodríguez-Sedano, Conde and Fernández-Llamas [ 53 ] measured teamwork competence development in a multidisciplinary project-based learning environment. They found that while teamwork skills improved over time, initial coordination challenges were significant. This aligns with our findings on the difficulties of coordinating diverse panel skills and opinions in medical education settings.

Our results also resonate with Chou’s [ 44 ] study comparing group and individual oral presentations, which found that group presenters often had a limited understanding of the overall content. This is supported by Wilson, Ho and Brookes [ 54 ], who examined student perceptions of teamwork in undergraduate science degrees, highlighting the challenges and benefits of collaborative work, which are equally applicable in medical education [ 52 ].

Quality of discussions and perception for the audience

The audience perspective in our study reveals significant concerns about the quality and engagement of PDs in medical education. The high frequency of issues such as repetitive format (82.6%) and limited engagement with the audience (78.3%) aligns with Parmar and Bickmore [ 55 ] findings on the importance of addressing individual audience members and gathering feedback. This is further supported by Nurakhir et al. [ 25 ], who explored students’ views on classroom debates as a strategy to enhance critical thinking and oral communication skills in nursing education, which shares similarities with medical education. Comparing our results to other interactive learning methods in medical education, Jones et al. [ 26 ] reviewed the use of journal clubs and book clubs in pharmacy education. They found that while these methods enhanced engagement, they also faced challenges in maintaining student interest over time, similar to the boredom issues reported in our study of PDs in medical education. The perception of PDs as boring (73.9%) and not very useful during exam time (52.2%) supports previous research on the stress and pressure experienced by medical students [ 48 , 49 ]. Grieve et al. [ 20 ] specifically examined student fears of oral presentations and public speaking in higher education, which provides context for the anxiety and disengagement observed in our study of medical education. Interestingly, Bhuvaneshwari et al. [ 23 ] found positive impacts of panel discussions in educating medical students on specific modules. This contrasts with our findings and suggests that the effectiveness of PDs in medical education may vary depending on the specific context and implementation.

Comparative analysis and future directions

Our study provides a unique comparative analysis of the challenges faced by both panelists and audience members in medical education. The alignment of concerns around workload and time management between the two groups suggests that these are overarching issues in the implementation of PDs in medical curricula. This is consistent with the findings of Pasandín et al. [ 56 ], who examined cooperative oral presentations in higher education and their impact on both technical and soft skills, which are crucial in medical education [ 52 ]. The mismatch between panelist efforts and audience expectations revealed in our study is a novel finding that warrants further investigation in medical education. This disparity could be related to the self-efficacy beliefs of presenters, as explored by Gedamu and Gezahegn [ 15 ] in their study of TEFL trainees’ attitudes towards academic oral presentations, which may have parallels in medical education. Looking forward, innovative approaches could address some of the challenges identified in medical education. Almazyad et al. [ 22 ] proposed using AI tools like ChatGPT to enhance expert panel discussions in pediatric palliative care, which could potentially address some of the preparation and engagement issues identified in our study of medical education. Additionally, Ragupathi and Lee [ 57 ] discussed the role of rubrics in higher education, which could provide clearer expectations and feedback for both panelists and audience members in PDs within medical education.

Research question 3: how can PDs be improved for panelists and the audience from the experts’ point of view?

The expert suggestions for improving PDs address several key challenges identified in previous research on academic presentations and student workload management. These recommendations align with current trends in educational technology and pedagogical approaches, while also considering the unique needs of medical students.

The emphasis on time management and workload reduction strategies echoes findings from previous studies on medical student stress and academic performance. Nowak, Speed and Vuk [ 50 ] found that medical students often struggle with the fast-paced nature of their courses, which can lead to reduced motivation and superficial learning approaches. The experts’ suggestions for task breakdown and prioritization align with Rabbi and Islam [ 58 ] recommendations for reducing workload stress through effective assignment prioritization. Additionally, Popa et al. [ 59 ] highlight the importance of acceptance and planning in stress management for medical students, supporting the experts’ focus on these areas.

The proposed implementation of interactive training sessions for panelists addresses the need for enhanced presentation skills in professional contexts, a concern highlighted by several researchers [ 17 , 60 ]. This aligns with Grieve et al. [ 20 ] findings on student fears of oral presentations and public speaking in higher education, emphasizing the need for targeted training. The focus on interactive elements and audience engagement also reflects current trends in active learning pedagogies, as demonstrated by Pasandín et al. [ 56 ] in their study on cooperative oral presentations in engineering education.

The innovative suggestion to use AI tools like ChatGPT for PD preparation represents a novel approach to leveraging technology in education. This aligns with recent research on the potential of AI in scientific research, such as the study by Almazyad et al. [ 22 ], which highlighted the benefits of AI in supporting various educational tasks. However, it is important to consider potential ethical implications and ensure that AI use complements rather than replaces critical thinking and creativity.

The experts’ emphasis on enhancing collaboration and communication among panelists addresses issues identified in previous research on teamwork in higher education. Rodríguez-Sedano, Conde and Fernández-Llamas [ 53 ] noted the importance of measuring teamwork competence development in project-based learning environments. The suggested strategies for improving coordination align with best practices in collaborative learning, as demonstrated by Romero-Yesa et al. [ 61 ] in their qualitative assessment of challenge-based learning and teamwork in electronics programs.

The unanimous agreement on the need to reduce ESP class sizes for international students reflects ongoing concerns about the impact of large classes on language learning and student engagement. This aligns with research by Li [ 3 ] on issues in developing EFL learners’ oral English communication skills. Bosco et al. [ 62 ] further highlight the challenges of teaching and learning ESP in mixed classes, supporting the experts’ recommendation for smaller class sizes. Qiao, Xu and bin Ahmad [ 63 ] also emphasize the implementation challenges for ESP formative assessment in large classes, further justifying the need for reduced class sizes.

These expert recommendations provide a comprehensive approach to improving PDs, addressing not only the immediate challenges of preparation and delivery but also broader issues of student engagement, workload management, and institutional support. By implementing these suggestions, universities could potentially transform PDs from perceived burdens into valuable learning experiences that enhance both academic and professional skills. This aligns with Kho and Ting [ 64 ] systematic review on overcoming oral presentation anxiety among tertiary ESL/EFL students, which emphasizes the importance of addressing both challenges and strategies in improving presentation skills.

This study has shed light on the complex challenges associated with PDs in medical education, revealing a nuanced interplay between the experiences of panelists and audience members. The findings underscore the need for a holistic approach to implementing PDs that addresses both the academic workload concerns and the quality of engagement.

Our findings both support and extend previous research on the challenges of oral presentations and group work in medical education settings. The high frequencies of perceived challenges across multiple categories for both panelists and audience members suggest that while PDs may offer benefits, they also present significant obstacles that need to be addressed in medical education. These results highlight the need for careful consideration in the implementation of PDs in medical education, with particular attention to workload management, coordination strategies, and audience engagement techniques. Future research could focus on developing and testing interventions to mitigate these challenges while preserving the potential benefits of PDs in medical education.

Moving forward, medical educators should consider innovative approaches to mitigate these challenges. This may include:

Integrating time management and stress coping strategies into the PD preparation process [ 59 ].

Exploring the use of AI tools to streamline preparation and enhance engagement [ 22 ].

Developing clear rubrics and expectations for both panelists and audience members [ 57 ].

Incorporating interactive elements to maintain audience interest and participation [ 25 ].

Limitations and future research

One limitation of this study is that it focused on a specific population of medical students, which may limit the generalizability of the findings to other student populations. Additionally, the study relied on self-report data from panelists and audience members, which may introduce bias and affect the validity of the results. Future research could explore the effectiveness of PDs in different educational contexts and student populations to provide a more comprehensive understanding of the benefits and challenges of panel discussions.

Future research should focus on evaluating the effectiveness of these interventions and exploring how PDs can be tailored to the unique demands of medical education. By addressing the identified challenges, PDs have the potential to become a more valuable and engaging component of medical curricula, fostering both academic and professional development. Ultimately, the goal should be to transform PDs from perceived burdens into opportunities for meaningful learning and skill development, aligning with the evolving needs of medical education in the 21st century.

Future research could also examine the long-term impact of PDs on panelists’ language skills, teamwork, and communication abilities. Additionally, exploring the effectiveness of different training methods and tools, such as AI technology, in improving coordination skills and reducing workload stress for panelists could provide valuable insights for educators and administrators. Further research could also investigate the role of class size and audience engagement in enhancing the overall effectiveness of PDs in higher education settings. By addressing these gaps in the literature, future research can contribute to the ongoing development and improvement of PDs as a valuable learning tool for students in higher education.

However, it is important to note that implementing these changes may require significant institutional resources and a shift in pedagogical approaches. Future research could focus on piloting these recommendations and evaluating their effectiveness in improving student outcomes and experiences with PDs.

Data availability

We confirm that the data supporting the findings are available within this article. Raw data supporting this study’s findings are available from the corresponding author, upon request.

Abbreviations

Artificial Intelligence

English as a Foreign Language

English for Specific Purposes

Panel Discussion

Shiraz University of Medical Sciences

Harden RM, Laidlaw JM. Essential skills for a medical teacher: an introduction to teaching and learning in medicine. Elsevier Health Sciences; 2020.

Ibrahim Mohamed O, Al Jadaan DO. English for Specific purposes (Esp) Needs Analysis for Health Sciences students: a cross-sectional study at a University in the UAE. English for Specific purposes (Esp) Needs Analysis for Health Sciences Students: A Cross-Sectional Study at a University in the UAE.

Li Y, Heron M. English for general academic purposes or English for specific purposes? Language learning needs of medical students at a Chinese university. Theory Pract Lang Stud. 2021;11(6):621–31.

Article   Google Scholar  

Chan SMH, Mamat NH, Nadarajah VD. Mind your language: the importance of English language skills in an International Medical Programme (IMP). BMC Med Educ. 2022;22(1):405.

Cortez Faustino BS, Ticas de Córdova CK, de la Hernández DI. Teaching English for specific purposes: contents and methodologies that could be implemented in the English for Medical purposes (EMP) course for the doctor of Medicine Major at the University of El Salvador. Universidad de El Salvador; 2022.

BENYAMINA E-Z BOUKAHLAH. Enhancing Specialty Language learning through content-based instruction: students of Paramedical Institute of Tiaret as a case study. Université IBN KHALDOUN-Tiaret; 2023.

Prikazchikov M. Medical English course for russian-speaking dentists: a needs analysis study. Iowa State University; 2024.

Kim C, Lee SY, Park S-H. Is Korea Ready to be a key player in the Medical Tourism Industry? An English Education Perspective. Iran J Public Health. 2020;49(2):267–73.

Google Scholar  

Syakur A, Zainuddin H, Hasan MA. Needs analysis English for specific purposes (esp) for vocational pharmacy students. Budapest International Research and Critics in Linguistics and Education (BirLE). Journal. 2020;3(2):724–33.

Chan S, Taylor L. Comparing writing proficiency assessments used in professional medical registration: a methodology to inform policy and practice. Assess Writ. 2020;46:100493.

Hyland K, Jiang FK. Delivering relevance: the emergence of ESP as a discipline. Engl Specif Purp. 2021;64:13–25.

Maftuna B. The role of English in ESP. Am J Adv Sci Res. 2024;1(2):1–5.

LEON LI, HUMANIZING THE FOREIGN LANGUAGE. COURSE: NEW TEACHING METHODS FOR MEDICAL STUDENTS. Language, Culture and Change. 2022:243.

Dahm MR, Yates L. Rapport, empathy and professional identity: Some challenges for international medical graduates speaking English as a second or foreign language. Multilingual Healthcare: A Global View on Communicative Challenges. 2020:209 – 34.

Gedamu AD, Gezahegn TH. TEFL trainees’ attitude to and self-efficacy beliefs of academic oral presentation. Cogent Educ. 2023;10(1):2163087.

Saliu B, Hajrullai H. Best practices in the English for specific purpose classes at the language center. Procedia-Social Behav Sci. 2016;232:745–9.

Clokie TL, Fourie E. Graduate employability and communication competence: are undergraduates taught relevant skills? Bus Prof Communication Q. 2016;79(4):442–63.

Hartono H, Mujiyanto J, Fitriati SW, Sakhiyya Z, Lotfie MM, Maharani MM. English Presentation Self-Efficacy Development of Indonesian ESP students: the effects of Individual versus Group Presentation tasks. Int J Lang Educ. 2023;7(3):361–76.

Azizi Z, Farid Khafaga A. Scaffolding via Group-dynamic Assessment to positively affect motivation, learning anxiety, and willingness to Communicate: a Case Study of High School Students. J Psycholinguist Res. 2023;52(3):831–51.

Grieve R, Woodley J, Hunt SE, McKay A. Student fears of oral presentations and public speaking in higher education: a qualitative survey. J Furth High Educ. 2021;45(9):1281–93.

Hall D, Buzwell S. The problem of free-riding in group projects: looking beyond social loafing as reason for non-contribution. Act Learn High Educ. 2013;14(1):37–49.

Almazyad M, Aljofan F, Abouammoh NA, Muaygil R, Malki KH, Aljamaan F, et al. Enhancing Expert Panel discussions in Pediatric Palliative Care: innovative scenario development and summarization with ChatGPT-4. Cureus. 2023;15(4):e38249.

Bhuvaneshwari S, Rashmi R, Deepika K, Anirudh VM, Vijayamathy A, Rekha S, Kathiravan R. Impact of panel discussion in educating AETCOM First Module among Undergraduate Medical Students. Latin Am J Pharmacy: Life Sci J. 2023;42(6):407–12.

Johnson BR, Logan LD, Darley A, Stone RH, Smith SE, Osae SP, et al. A scoping review for Debate-Style Journal Clubs in Health Professional Education. Am J Pharm Educ. 2023;87(6):100064.

Nurakhir A, Palupi FN, Langeveld C, Nurmalia D. Students’ views of classroom debates as a strategy to enhance critical thinking and oral communication skills. 2020.

Jones EP, Nelson NR, Thorpe CT, Rodgers PT, Carlson RB. Use of journal clubs and book clubs in pharmacy education: a scoping review. Currents Pharm Teach Learn. 2022;14(1):110–9.

Dyhrberg O’Neill L. Assessment of student debates in support of active learning? Students’ perceptions of a debate-based oral final exam. Act Learn High Educ. 2024.

Dyment JE, O’Connell TS. Assessing the quality of reflection in student journals: a review of the research. Teach High Educ. 2011;16(1):81–97.

Villarroel V, Bloxham S, Bruna D, Bruna C, Herrera-Seda C. Authentic assessment: creating a blueprint for course design. Assess Evaluation High Educ. 2018;43(5):840–54.

Schultz M, Young K, Gunning K, Harvey T. Defining and measuring authentic assessment: a case study in the context of tertiary science. Assess Evaluation High Educ. 2022;47(1):77–94.

Sundrarajun C, Kiely R. The oral presentation as a context for learning and assessment. Innov Lang Learn Teach. 2010;4(2):101–17.

Wyatt-Smith C, Adie L. The development of students’ evaluative expertise: enabling conditions for integrating criteria into pedagogic practice. J Curriculum Stud. 2021;53(4):399–419.

Boud D, Lawson R, Thompson DG. The calibration of student judgement through self-assessment: disruptive effects of assessment patterns. High Educ Res Dev. 2015;34(1):45–59.

A. S. Enhancing Meaningful Learning experiences through Comprehension and Retention by students. Twentyfirst Century Publications Patiala. 2023;49.

Colton D, Covert RW. Designing and constructing instruments for social research and evaluation. Wiley; 2007.

Krueger RA, Casey MA. Focus group interviewing. Handbook of practical program evaluation. 2015:506 – 34.

Morgan DL. Handbook of interview research: Context and method. Oaks, CA, USA: Sage Publications Thousand; 2002.

Braun V, Clarke V. Conceptual and design thinking for thematic analysis. Qualitative Psychol. 2022;9(1):3.

Elliott V. Thinking about the coding process in qualitative data analysis. Qualitative Rep. 2018;23(11).

Syed M, Nelson SC. Guidelines for establishing reliability when coding narrative data. Emerg Adulthood. 2015;3(6):375–87.

Lincoln Y. Naturalistic inquiry: Sage; 1985.

Hartono H, Mujiyanto J, Fitriati SW, Sakhiyya Z, Lotfie MM, Maharani MM. English presentation self-efficacy development of Indonesian ESP students: the effects of Individual versus Group Presentation tasks. Int J Lang Educ. 2023;7(3).

Li X. Teaching English oral presentations as a situated task in an EFL classroom: a quasi-experimental study of the effect of video-assisted self-reflection. Revista Signos. 2018;51(98):359–81.

Chou M-h. The influence of learner strategies on oral presentations: a comparison between group and individual performance. Engl Specif Purp. 2011;30(4):272–85.

Harris A, Jones M, Huffman J. Teachers leading educational reform. The power of. 2017.

Agustina L. Stimulating students to speak up through presentation in business English class. J Appl Stud Lang. 2019;3(1):21–8.

Babal JC, Abraham O, Webber S, Watterson T, Moua P, Chen J. Student pharmacist perspectives on factors that influence wellbeing during pharmacy school. Am J Pharm Educ. 2020;84(9):ajpe7831.

Moir F, Yielder J, Sanson J, Chen Y. Depression in medical students: current insights. Adv Med Educ Pract. 2018;323:33.

Pavlinac Dodig I, Lusic Kalcina L, Demirovic S, Pecotic R, Valic M, Dogas Z. Sleep and lifestyle habits of medical and non-medical students during the COVID-19 lockdown. Behav Sci. 2023;13(5):407.

Nowak G, Speed O, Vuk J. Microlearning activities improve student comprehension of difficult concepts and performance in a biochemistry course. Currents Pharm Teach Learn. 2023;15(1):69–78.

Mehmood K, Memon S, Ali F. Language barriers to Effective Communication in speaking English: a phenomenological study of Pakistan International cricketers. Pakistan Lang Humanit Rev. 2024;8(1):107–14.

Buelow JR, Downs D, Jorgensen K, Karges JR, Nelson D. Building interdisciplinary teamwork among allied health students through live clinical case simulations. J Allied Health. 2008;37(2):e109–23.

Rodríguez-Sedano FJ, Conde M, Fernández-Llamas C, editors. Measuring teamwork competence development in a multidisciplinary project based learning environment. Learning and Collaboration Technologies Design, Development and Technological Innovation: 5th International Conference, LCT 2018, Held as Part of HCI International 2018, Las Vegas, NV, USA, July 15–20, 2018, Proceedings, Part I 5; 2018: Springer.

Wilson L, Ho S, Brookes RH. Student perceptions of teamwork within assessment tasks in undergraduate science degrees. Assess Evaluation High Educ. 2018;43(5):786–99.

Parmar D, Bickmore T. Making it personal: addressing individual audience members in oral presentations using augmented reality. Proc ACM Interact Mob Wearable Ubiquitous Technol. 2020;4(2):1–22.

Pasandín AMR, Pérez IP, Iglesias PO, Díaz JJG. Cooperative oral presentations in higher education to enhance technical and soft skills in engineering students. Int J Continuing Eng Educ Life Long Learn. 2023;33(6):592–607.

Ragupathi K, Lee A. Beyond fairness and consistency in grading: The role of rubrics in higher education. Diversity and inclusion in global higher education: Lessons from across Asia. 2020:73–95.

Rabbi MF, Islam MS. The effect of academic stress and Mental anxiety among the students of Khulna University. Edukasiana: Jurnal Inovasi Pendidikan. 2024;3(3):280–99.

Popa CO, Schenk A, Rus A, Szasz S, Suciu N, Szabo DA, Cojocaru C. The role of acceptance and planning in stress management for medical students. Acta Marisiensis-Seria Med. 2020;66(3):101–5.

Christianson M, Payne S. Helping students develop skills for better presentations: Using the 20x20 format for presentation training. 語学研究. 2012;26:1–15.

Romero-Yesa S, Fonseca D, Aláez M, Amo-Filva D. Qualitative assessment of a challenge-based learning and teamwork applied in electronics program. Heliyon. 2023;9(12).

Bosco TJ, Gabriel B, Florence M, Gilbert N. Towards effective teaching and learning ESP in mixed classes: students’ interest, challenges and remedies. Int J Engl Literature Social Sci. 2020;5(2):506–16.

Qiao L, Xu Y, bin Ahmad N, An Analysis Of Implementation Challenges For English, For Specific Purposes (Esp) Formative Assessment Via Blended Learning Mode At Chinese Vocational Polytechnics. Journal Of Digital Education, Communication, And Arts (DECA). 2023;6(02):64–76.

Kho MG-W, Ting S-H. Overcoming oral presentation anxiety: a systematic review of Tertiary ESL/EFL Students’ challenges and strategies. Qeios. 2023.

Download references

We confirm that no funding was received for this work.

Author information

Authors and affiliations.

Department of English Language, School of Paramedical Sciences, Shiraz University of Medical Sciences, Shiraz, Iran

Elham Nasiri & Laleh Khojasteh

You can also search for this author in PubMed   Google Scholar

Contributions

L.KH was involved in writing the proposal, reviewing the text, analyzing the data, and writing the manuscript. E. N was involvedin designing the research and collecting and analyzing the data. Both authors have reviewed and approved the final version of the manuscript.

Corresponding author

Correspondence to Laleh Khojasteh .

Ethics declarations

Ethics approval and consent to participate.

Our study, entitled “Evaluating Panel Discussions in ESP Classes: An Exploration of International Medical Students’ and ESP Instructors’ Perspectives through Qualitative Research,” was reviewed by the Institutional Review Board (IRB) of the School of Paramedical Sciences, Shiraz University of Medical Sciences (SUMS). The IRB reviewed the study on August 14th, 2024, and determined that formal ethics approval or a reference number was not required. This decision was based on the fact that the research posed minimal risk to participants and focused solely on their educational experiences without involving any intervention or the collection of sensitive personal data.

Consent for publication

Not Applicable.

Competing interests

We confirm that there are no known conflicts of interest associated with this publication and that this work did not receive any financial support.

Additional information

Publisher’s note.

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Open Access This article is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License, which permits any non-commercial use, sharing, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if you modified the licensed material. You do not have permission under this licence to share adapted material derived from this article or parts of it. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by-nc-nd/4.0/ .

Reprints and permissions

About this article

Cite this article.

Nasiri, E., Khojasteh, L. Evaluating panel discussions in ESP classes: an exploration of international medical students’ and ESP instructors’ perspectives through qualitative research. BMC Med Educ 24 , 925 (2024). https://doi.org/10.1186/s12909-024-05911-3

Download citation

Received : 08 May 2024

Accepted : 14 August 2024

Published : 26 August 2024

DOI : https://doi.org/10.1186/s12909-024-05911-3

Share this article

Anyone you share the following link with will be able to read this content:

Sorry, a shareable link is not currently available for this article.

Provided by the Springer Nature SharedIt content-sharing initiative

• Group oral presentations
• Medical students
• Panel discussions
• ESP courses

BMC Medical Education

ISSN: 1472-6920

• General enquiries: [email protected]

Information

• Author Services

Initiatives

You are accessing a machine-readable page. In order to be human-readable, please install an RSS reader.

All articles published by MDPI are made immediately available worldwide under an open access license. No special permission is required to reuse all or part of the article published by MDPI, including figures and tables. For articles published under an open access Creative Common CC BY license, any part of the article may be reused without permission provided that the original article is clearly cited. For more information, please refer to https://www.mdpi.com/openaccess .

Feature papers represent the most advanced research with significant potential for high impact in the field. A Feature Paper should be a substantial original Article that involves several techniques or approaches, provides an outlook for future research directions and describes possible research applications.

Feature papers are submitted upon individual invitation or recommendation by the scientific editors and must receive positive feedback from the reviewers.

Editor’s Choice articles are based on recommendations by the scientific editors of MDPI journals from around the world. Editors select a small number of articles recently published in the journal that they believe will be particularly interesting to readers, or important in the respective research area. The aim is to provide a snapshot of some of the most exciting work published in the various research areas of the journal.

Original Submission Date Received: .

• Active Journals
• Find a Journal
• Proceedings Series
• For Authors
• For Reviewers
• For Editors
• For Librarians
• For Publishers
• For Societies
• For Conference Organizers
• Open Access Policy
• Institutional Open Access Program
• Special Issues Guidelines
• Editorial Process
• Research and Publication Ethics
• Article Processing Charges
• Testimonials
• Preprints.org
• SciProfiles
• Encyclopedia

Article Menu

• Subscribe SciFeed
• Recommended Articles
• Google Scholar
• on Google Scholar
• Table of Contents

Find support for a specific problem in the support section of our website.

Please let us know what you think of our products and services.

Visit our dedicated information section to learn more about MDPI.

JSmol Viewer

A historical and critical assessment of parametricism as an architectural style in the 21st century, 1. introduction, 2. research methodology, 2.1. intensive descriptive approach, 2.2. critical review of the literature, 3. what is a style, 3.1. values, definitions, and understanding of the style.

• Style as Language
• Style as a System of Types
• Style as a Theory

3.2. Architectural Style

3.3. twenty-first century reconsiderations of architectural styles, 4. parametricism in architecture, 4.1. parametricism’s definition, 4.2. scholars ‘arguments on parametricism, 4.3. bibliometric analysis, 4.4. architectural styles, 4.5. heuristics in parametricism, 4.5.1. functional heuristics, 4.5.2. formal heuristics, 4.6. critical comparison of parametricism, 5. influence of parametric architecture on architectural sustainability, 5.1. energy efficiency through form optimization, 5.2. material efficiency, 5.3. adaptability and longevity, 5.4. responsive urban design, 5.5. parametric architecture’s varied impact on sustainability, 6. findings and discussion.

• Parametricism reflects a significant evolution in the architectural discourse by incorporating advanced computational tools to create dynamic, responsive, and complex forms that adapt to both environmental and social parameters. This innovative approach demonstrates a clear departure from traditional design methods, suggesting a progressive shift in how architecture is conceptualized and executed;
• While Parametricism introduces new methodologies through the use of algorithms and digital fabrication, its influence extends beyond mere technical advances. It redefines architectural aesthetics, functionality, and the process of design itself, aligning with broader shifts toward sustainability and adaptability in the built environment. This holistic impact suggests that Parametricism is not just a toolset but a transformative movement in architectural thinking;
• The adoption of Parametricism has empowered architects to explore new forms of architectural expression and efficiency, pushing the boundaries of what can be achieved in terms of form and functionality. The style’s adaptability and precision in design execution have set new standards in the industry, influencing contemporary architectural practices and encouraging a re-evaluation of traditional design philosophies;
• Despite its innovative aspects, Parametricism faces critiques regarding its complexity and the potential disconnection from local cultural and environmental contexts. These critiques highlight the need for a balanced approach in its application, ensuring that technological advancements enhance rather than dominate the architectural intent and relevance.

7. Conclusions

Author contributions, data availability statement, conflicts of interest, appendix a. descriptions of styles.

• Gothic is noted for its verticality and light-filled spaces, characterized by features such as pointed arches, ribbed vaults, and flying buttresses. It originated in the High Middle Ages and is particularly associated with cathedral architecture, reflecting an aspiration towards the heavens and the divine;
• Renaissance is characterized by a rebirth of classical antiquity, emphasizing symmetry, proportion, and geometry in architecture, alongside a focus on humanism and realism in the visual arts. This period marked a departure from the more formulaic structures of the medieval period, favoring a return to the study of nature and classical forms;
• Mannerism is characterized by its artificial (as opposed to naturalistic) qualities, with an emphasis on elegance, elongated forms, and a lack of clear perspective.
• Baroque emerged after the Renaissance, known for its exuberance, grandeur, and drama, as well as its use of contrast, movement, vivid details, and deep color to achieve a sense of awe. Architecture and art from this period are characterized by their emotional intensity, opulent decorations, and dynamic scenes;
• Rococo is known for its decorative art and architecture that is elaborate, ornamental, and light-hearted, with themes often centered around love, classical myths, and nature;
• Neo-Classicism was a revival of the classical styles and spirit during the late 18th and early 19th centuries, emphasizing clarity, order, and symmetry. It was inspired by the art and culture of ancient Greece and Rome, and it was a reaction against the excesses of the Baroque and Rococo styles;
• Historicism represents the use of historical forms and decorative styles from different periods in history, often combined in a single building or artwork. It reflects a romantic fascination with the past and was particularly popular in the 19th and early 20th centuries, leading to the creation of eclectic architecture that borrows from various historical periods;
• Neo-Gothic revives medieval Gothic architecture with a romantic emphasis on individualism and detailed craftsmanship;
• Neo-Renaissance and Neo-Baroque represent a return to the principles and styles of the Renaissance and Baroque eras, respectively, emphasizing symmetry, proportion, and grandeur in the case of Neo-Renaissance, and dramatic effect, movement, and detailed ornamentation in Neo-Baroque;
• Eclecticism is an architectural style that combines elements from different historical styles and periods, aiming for harmony in diversity;
• Art Nouveau is distinguished by its use of long, sinuous, organic lines and was applied most notably to architecture, interior design, and decorative arts.
• Expressionism manifests through the depiction of subjective emotions and experiences over objective reality, often using bold colors and dynamic compositions;
• Modernism is a broad movement that emerged in the late 19th and early 20th centuries, advocating for new approaches to art, architecture, and literature. It rejects historical precedents and traditional styles, emphasizing innovation, functionality, and simplicity instead. In architecture, it is characterized by minimalism, the use of industrial materials, and the idea that form should follow function;
• Neue Sachlichkeit (New Objectivity) refers to a German movement in art, literature, and music of the 1920s that was characterized by a realistic style combined with a cynical, socially critical philosophical stance;
• Organicism celebrates harmony between human habitation and the natural world through design principles inspired by nature and organic forms;
• Rationalism in architecture emphasizes reason and order, favoring a reductionist approach and often employing geometric forms and the repetition of modular elements;
• Brutalism is known for its straightforward, honest approach to form and material, often using raw concrete or other materials in their natural, unfinished state;
• Metabolism is a post-war Japanese architectural movement that explores ideas of megastructures and prefabricated modular elements to accommodate growing populations and changing urban needs;
• High-tech architecture incorporates technology and industrial systems into building design, often showcasing structural elements, mechanical systems, and innovative materials;
• Postmodernism breaks away from modernist principles by embracing complexity and contradiction, often incorporating elements of historical styles in a new context or with a sense of irony;
• Parametricism represents a style within contemporary architecture and design characterized by the use of computer-aided design software to generate geometries based on algorithmic rules that relate to various parameters. This approach allows for complex, fluid forms and patterns that can adapt dynamically to their context and programmatic requirements;
• Blobism (also known as Blob architecture) is identified by its organic, amoeba-shaped forms that appear to be blob-like or droplet-like in shape. These forms are often created through digital design techniques, allowing for smooth, seamless surfaces and curvilinear shapes that challenge traditional architectural geometry and structure;
• Flodism could potentially refer to a design philosophy influenced by fluid dynamics and the aesthetics of fluid movement. If this is an intended style, it would likely emphasize seamless, flowing forms that mimic the properties and behavior of liquids. However, without more context or standard recognition of the term, it is difficult to provide a detailed description;
• Swarmism might involve design principles inspired by swarm intelligence observed in nature, such as in flocks of birds or schools of fish. This approach could utilize algorithms to simulate the decentralized, self-organized patterns of behavior found in nature, resulting in dynamic, adaptable design systems or structures that mimic these natural processes;
• Tectonism refers to an architectural style or approach that emphasizes the expression and exploration of construction and structure. It focuses on the articulation of tectonic elements and how parts of a building are assembled and connected. Designs in this style show the materials, structural logic, and craftsmanship, often revealing the construction process as an integral part of the aesthetic experience.
• McLennan, J.F. The Philosophy of Sustainable Design: The Future of Architecture ; Ecotone Publishing: Forest Hill, MD, USA, 2004. [ Google Scholar ]
• Dorta, T. Implementing and assessing the hybrid ideation space: A cognitive artefact for conceptual design. Moon 2007 , 61 , 77. [ Google Scholar ]
• Dourish, P. Where the Action Is ; MIT Press: Cambridge, UK, 2001; p. 28. [ Google Scholar ]
• Eastman, C.M.; Eastman, C.; Teicholz, P.; Sacks, R.; Liston, K. BIM Handbook: A Guide to Building Information Modeling for Owners, Managers, Designers, Engineers and Contractors ; John Wiley & Sons: Hoboken, NJ, USA, 2011. [ Google Scholar ]
• Cerovsek, T. A review and outlook for a ‘Building Information Model’ (BIM): A multi-standpoint framework for technological development. Adv. Eng. Inform. 2011 , 25 , 224–244. [ Google Scholar ] [ CrossRef ]
• Kothari, C.R. Research Methodology: Methods and Techniques ; New Age International: Delhi, India, 2004. [ Google Scholar ]
• Fearon, J.D. What Is Identity (as We Now Use the Word) ; unpublished manuscript; Stanford University: Stanford, CA, USA, 1999. [ Google Scholar ]
• Guarino, N. Formal ontology, conceptual analysis and knowledge representation. Int. J. Hum.-Comput. Stud. 1995 , 43 , 625–640. [ Google Scholar ] [ CrossRef ]
• Greer, W.D. Discipline-based art education: Approaching art as a subject of study. Stud. Art Educ. 1984 , 25 , 212–218. [ Google Scholar ] [ CrossRef ]
• Barr, J. Why the world was created in 4004 BC: Archbishop Ussher and biblical chronology. Bull. John Rylands Libr. 1985 , 67 , 575–608. [ Google Scholar ] [ CrossRef ]
• Cayne, B.S. Webster’s Dictionary of the English Language ; G. & C. Merriam Co.: Springfield, MA, USA, 1991. [ Google Scholar ]
• Garlan, D.; Allen, R.; Ockerbloom, J. Exploiting style in architectural design environments. ACM SIGSOFT Softw. Eng. Notes 1994 , 19 , 175–188. [ Google Scholar ] [ CrossRef ]
• Appleton, B. Patterns and Software: Essential Concepts and Terminology ; Blackboard Inc.: Washington, DC, USA, 1997. [ Google Scholar ]
• Fielding, R.T. Architectural Styles and the Design of Network-Based Software Architectures ; University of California: Irvine, CA, USA, 2000. [ Google Scholar ]
• Stabler, E.P. Two models of minimalist, incremental syntactic analysis. Top. Cogn. Sci. 2013 , 5 , 611–633. [ Google Scholar ] [ CrossRef ]
• Harel, D.; Rumpe, B. Meaningful modeling: What’s the semantics of “semantics”? Computer 2004 , 37 , 64–72. [ Google Scholar ] [ CrossRef ]
• Allen, R.; Garlan, D. A formal basis for architectural connection. ACM Trans. Softw. Eng. Methodol. 1997 , 6 , 213–249. [ Google Scholar ] [ CrossRef ]
• McGuinness, D.L.; Da Silva, P.P. Explaining answers from the semantic web: The inference web approach. J. Web Semant. 2004 , 1 , 397–413. [ Google Scholar ] [ CrossRef ]
• Bittner, T.; Donnelly, M. Logical properties of foundational relations in bio-ontologies. Artif. Intell. Med. 2007 , 39 , 197–216. [ Google Scholar ] [ CrossRef ] [ PubMed ]
• Garlan, D. What is style. In Dagshtul Workshop on Software Architecture ; Dagstuhl: Saarbruecken, Germany, 1995; Volume 100. [ Google Scholar ]
• Agathos, M.; Kalogeros, E.; Gergatsoulis, M.; Papaioannou, G. Documenting Architectural Styles Using CIDOC CRM. In International Conference on Asian Digital Libraries ; Springer: Cham, Switzerland, 2022; pp. 345–359. [ Google Scholar ]
• Booth, N.K. Basic Elements of Landscape Architectural Design ; Waveland Press: Long Grove, IL, USA, 1989. [ Google Scholar ]
• Kubler, G. The Shape of Time: Remarks on the History of Things ; Yale University Press: New Haven, CT, USA, 2008. [ Google Scholar ]
• Crystal, D. The Stories of English ; Harry N Abrams Inc.: New York, NY, USA, 2005. [ Google Scholar ]
• Pashler, H.; McDaniel, M.; Rohrer, D.; Bjork, R. Learning styles: Concepts and evidence. Psychol. Sci. Public Interest 2008 , 9 , 105–119. [ Google Scholar ] [ CrossRef ] [ PubMed ]
• Kornberger, M.; Kreiner, K.; Clegg, S. The value of style in architectural practice. Cult. Organ. 2011 , 17 , 139–153. [ Google Scholar ] [ CrossRef ]
• Crook, J.M. The Dilemma of Style ; University of Chicago Press: Chicago, IL, USA, 1987; p. 116. [ Google Scholar ]
• Collins, P. Changing Ideals in Modern Architecture, 1750–1950 ; McGill-Queen’s Press-MQUP: Montreal, QC, Canada, 1998. [ Google Scholar ]
• Xu, L.; Ziv, H.; Alspaugh, T.A.; Richardson, D.J. An architectural pattern for non-functional dependability requirements. J. Syst. Softw. 2006 , 79 , 1370–1378. [ Google Scholar ] [ CrossRef ]
• Di Nitto, E.; Rosenblum, D. Exploiting ADLs to specify architectural styles induced by middleware infrastructures. In Proceedings of the 21st International Conference on Software Engineering, Los Angeles, CA, USA, 16–22 May 1999; pp. 13–22. [ Google Scholar ]
• Shaw, T.J.; Gieskes, J.M.; Jahnke, R.A. Early diagenesis in differing depositional environments: The response of transition metals in pore water. Geochim. Cosmochim. Acta 1990 , 54 , 1233–1246. [ Google Scholar ] [ CrossRef ]
• Perry, D.E.; Wolf, A.L. Foundations for the study of software architecture. ACM SIGSOFT Softw. Eng. Notes 1992 , 17 , 40–52. [ Google Scholar ] [ CrossRef ]
• Abowd, G.; Allen, R.; Garlan, D. Formalizing style to understand descriptions of software architecture. ACM Trans. Software Eng. Methodol. 1995 , 4 , 319–364. [ Google Scholar ] [ CrossRef ]
• Curl, J.S. Making Dystopia: The Strange Rise and Survival of Architectural Barbarism ; Oxford University Press: Oxford, UK, 2018. [ Google Scholar ]
• Mitrović, B. Architectural Principles in the Age of Fraud ; Oro Editions: Novato, CA, USA, 2022. [ Google Scholar ]
• Mitrović, B. Architecture and philosophy and wages of obfuscation. Khōrein 2023 , 1 , 24–34. [ Google Scholar ] [ CrossRef ]
• Buchanan, P. The big rethink the purposes of architecture. Archit. Rev. 2012 , 231 , 75–83. Available online: https://www.architectural-review.com/archive/campaigns/the-big-rethink/the-big-rethink-part-4-the-purposes-of-architecture (accessed on 26 January 2024).
• Al-Sabouni, M. Architecture with identity crisis: The lost heritage of the middle east. J. Biourbanism 2016 , 5 , 81–98. Available online: https://www.biourbanism.org/architecture-identity-crisis-lost-heritage-middle-east/ (accessed on 15 August 2024).
• Buday, R. The Confused and Impoverished State of Architectural Research. Common Edge. 2017. Available online: https://commonedge.org/the-confused-and-impoverished-state-of-architectural-research/ (accessed on 15 August 2024).
• Dickinson, D. Everything Is Changing: But Not Architecture’s Deep State. Archinect. 2018. Available online: https://archinect.com/features/article/150070952/everything-is-changing-but-not-architecture-s-deep-state (accessed on 15 August 2024).
• Mehaffy, M.W. Why Do Architects Make Ugly Buildings? Traditional Building. 2020. Available online: https://www.traditionalbuilding.com/opinions/why-do-architects-make-ugly-buildings (accessed on 15 August 2024).
• Silber, J. Architecture of the Absurd: How Genius Disfigured a Practical Art ; Quantuck Lane Press: New York, NY, USA, 2007. [ Google Scholar ]
• Lehr, V.D. Developing sexual agency: Rethinking late nineteenth and early twentieth century theories for the twenty-first century. Sex. Cult. 2008 , 12 , 204–220. [ Google Scholar ] [ CrossRef ]
• Luu, J.; Goeders, J.; Wainberg, M.; Somerville, A.; Yu, T.; Nasartschuk, K.; Nasr, M.; Wang, S.; Liu, T.; Ahmed, N.; et al. VTR 7.0: Next generation architecture and CAD system for FPGAs. ACM Trans. Reconfig. Technol. Syst. 2014 , 7 , 1–30. [ Google Scholar ] [ CrossRef ]
• Salman, M. Sustainability and vernacular architecture: Rethinking what identity is. In Urban and Architectural Heritage Conservation within Sustainability ; IntechOpen: London, UK, 2018. [ Google Scholar ]
• Lachauer, L.S. Interactive Equilibrium Modelling: A New Approach to the Computer-Aided exploration of Structures in Architecture. Ph.D. Thesis, ETH Zurich, Zürich, Switzerland, 2015. [ Google Scholar ]
• Rippmann, M. Funicular Shell Design: Geometric Approaches to Form Finding and Fabrication of Discrete Funicular Structures. Ph.D. Thesis, ETH Zurich, Zürich, Switzerland, 2016. [ Google Scholar ]
• Davis, D. Modelled on Software Engineering: Flexible Parametric Models in the Practice of Architecture. Ph.D. Thesis, RMIT University, Melbourne, VIC, Australia, 2013. [ Google Scholar ]
• Gürsel Dino, İ. Creative design exploration by parametric generative systems in architecture. METU J. Fac. Archit. 2012 , 29 , 207–224. [ Google Scholar ]
• Lauriola, D. Combining Efficiency and Aesthetics through the Integration of Structural Topology Optimization in Architecture. Master’s Thesis, Universidad Politécnica de Cartagena, Cartagena, Spain, 2017. [ Google Scholar ]
• Moretti, F.J. Petrographic Study of the Sandstones of the Jackfork Group, Ouachita Mountains, Southeastern Oklahoma ; The University of Wisconsin-Madison: Madison, WI, USA, 1958. [ Google Scholar ]
• Bredella, N. The Architectural Imagination at the Digital Turn ; Routledge: Oxfordshire, UK, 2022. [ Google Scholar ]
• Hazbei, M.; Cucuzzella, C. Revealing a Gap in Parametric Architecture’s Address of “Context”. Buildings 2023 , 13 , 3136. [ Google Scholar ] [ CrossRef ]
• Biçer, Ü.; Erdinç, S.Y. Paper to parametric: Dreams and imagination in architecture. Yakın Doğu Üniversitesi Yakın Mimar. Derg. 2023 , 7 , 284–304. [ Google Scholar ] [ CrossRef ]
• Lucente, R.; Canestrino, G. Distance between theory and practice in a project by Luigi Moretti, parametric architecture’s first theorist. J. Archit. 2023 , 28 , 749–777. [ Google Scholar ] [ CrossRef ]
• Nasir, O.; Kamal, M.A. Exploring the role of parametric architecture in building design: An inclusive approach. Facta Univ. Ser. Archit. Civ. Eng. 2023 , 21 , 95–114. [ Google Scholar ] [ CrossRef ]
• Hegazy, M.; Saleh, A. Evolution of AI role in architectural design: Between parametric exploration and machine hallucination. MSA Eng. J. 2023 , 2 , 262–288. [ Google Scholar ] [ CrossRef ]
• Saltykov, I.; Gnetova, A. Methods of Parametricism in the architecture of children’s supplementary education facilities. E3S Web Conf. 2023 , 402 , 07026. [ Google Scholar ] [ CrossRef ]
• Maleckas, V. Theoretical Modeling and Methods Devoted to Parametric Architecture Based on Cultural Heritage Identity Codes. Eur. J. Archit. Urban Plan. 2024 , 3 , 13–20. [ Google Scholar ] [ CrossRef ]
• Gaha, I.S. Parametric Architectural Design for a New City Identity: Materials, Environments and New Applications. J. Contemp. Urban Aff. 2023 , 7 , 122–138. [ Google Scholar ] [ CrossRef ]
• Lee, C.; Shin, S.; Issa, R.R. Rationalization of free-form architecture using generative and parametric designs. Buildings 2023 , 13 , 1250. [ Google Scholar ] [ CrossRef ]
• Di Paola, F.; Mercurio, A. Parametric Experiments in Architecture ; Springer: Cham, Switzerland, 2023; p. 3. [ Google Scholar ]
• Bianconi, F.; Filippucci, M. Parametric Architecture and Perception. Luigi Moretti’s Prophecy about the Role of Digital Representation. In Beyond Digital Representation: Advanced Experiences in AR and AI for Cultural Heritage and Innovative Design ; Springer Nature: Cham, Switzerland, 2023; pp. 673–685. [ Google Scholar ]
• Bell, G. Invisible Parametrics. In Architectonics and Parametric Thinking ; Routledge: Oxfordshire, UK, 2023; pp. 18–27. [ Google Scholar ]
• Yussuf, N.; Maarouf, I.; Abdelhamid, M.M. Parametric-based Approach in Architectural Design Procedures. Fayoum Univ. J. Eng. 2024 , 7 , 127–133. [ Google Scholar ] [ CrossRef ]
• Chen, Y.X.; Shu, B.; Chang, H.T. Exploring Architectural Shapes Based on Parametric Shape Grammars: A Case Study of the “Three Lanes and Seven Alleys” Historic District in Fuzhou City, China. Buildings 2023 , 13 , 2063. [ Google Scholar ] [ CrossRef ]
• Mallasi, Z. A pixels-based design approach for parametric thinking in patterning dynamic façades. Archit. Plan. J. 2023 , 28 , 19. [ Google Scholar ] [ CrossRef ]
• Schumacher, P. Parametricism as style-parametricist manifesto. In Proceedings of the 11th Architecture Biennale, Venice, Italy, 14 September–23 November 2008. [ Google Scholar ]
• Boeykens, S. Bridging building information modeling and parametric design. In eWork and eBusiness in Architecture, Engineering and Construction: ECPPM 2012 ; CRC Press: Boca Raton, FL, USA, 2012; p. 453. [ Google Scholar ]
• Safont-Sempere, M.M.; Fernández, G.; Würthner, F. Self-sorting phenomena in complex supramolecular systems. Chem. Rev. 2011 , 111 , 5784–5814. [ Google Scholar ] [ CrossRef ]
• Achim, M. Material Computation. In Higher Integration in Morphogenetic Design ; Wiley: Hoboken, NJ, USA; John Wiley: Chichester, UK, 2012. [ Google Scholar ]
• Wang, Y.; Dahnoun, N.; Achim, A. A novel system for robust lane detection and tracking. Signal Process. 2012 , 92 , 319–334. [ Google Scholar ] [ CrossRef ]
• Ding, G.; Qin, L. Study on the prediction of stock price based on the associated network model of LSTM. Int. J. Mach. Learn. Cybern. 2020 , 11 , 1307–1317. [ Google Scholar ] [ CrossRef ]
• Culler, D.; Singh, J.P.; Gupta, A. Parallel Computer Architecture: A Hardware/Software Approach ; Gulf Professional Publishing: Houston, TX, USA, 1999. [ Google Scholar ]
• Farooqui, M.Z.; Valdez, J.; Martyr, S.; Aue, G.; Saba, N.; Niemann, C.U.; Herman, S.E.; Tian, X.; Marti, G.; Soto, S.; et al. Ibrutinib for previously untreated and relapsed or refractory chronic lymphocytic leukaemia with TP53 aberrations: A phase 2, single-arm trial. Lancet Oncol. 2015 , 16 , 169–176. [ Google Scholar ] [ CrossRef ] [ PubMed ]
• Ming, T. Parametric Building Design Using Autodesk Maya ; Routledge: London, UK, 2014. [ Google Scholar ]
• Cantwell, P.R.; Tang, M.; Dillon, S.J.; Luo, J.; Rohrer, G.S.; Harmer, M.P. Grain boundary complexions. Acta Mater. 2014 , 62 , 1–48. [ Google Scholar ] [ CrossRef ]
• Ciuccarelli, P.; Lupi, G.; Simeone, L. Visualizing the Data City: Social Media as a Source of Knowledge for Urban Planning and Management ; Springer Science & Business Media: Berlin, Germany, 2014. [ Google Scholar ]
• Reijers, H.A.; Mendling, J.; Dijkman, R.M. Human and automatic modularizations of process models to enhance their comprehension. Inf. Syst. 2011 , 36 , 881–897. [ Google Scholar ] [ CrossRef ]
• Malleson, N.; Minors, K.; Kieu, L.M.; Ward, J.A.; West, A.A.; Heppenstall, A. Simulating crowds in real time with agent-based modelling and a particle filter. arXiv 2019 , arXiv:1909.09397. [ Google Scholar ] [ CrossRef ]
• Parametricism, O. T+ A (Time+ Architecture) 2012/5, Digital Fabrication, International Architectural Magazine in China. Available online: https://patrikschumacher.com/on-parametricism-a-dialogue-between-neil-leach-and-patrik-schumacher/ (accessed on 15 August 2024).
• Caetano, I.; Santos, L.; Leitão, A. Computational design in architecture: Defining parametric, generative, and algorithmic design. Front. Archit. Res. 2020 , 9 , 287–300. [ Google Scholar ] [ CrossRef ]
• Romaniak, K.; Filipowski, S. Parametric design in the education of architecture students. World Trans. Engng. Technol. Educ. 2018 , 16 , 386–391. [ Google Scholar ]
• Zarei, Y. The Challenges of Parametric Design in Architecture Today: Mapping the Design Practice. Ph.D. Thesis, The University of Manchester, Manchester, UK, 2012. [ Google Scholar ]
• Bhooshan, S. Parametric design thinking: A case-study of practice-embedded architectural research. Des. Stud. 2017 , 52 , 115–143. [ Google Scholar ] [ CrossRef ]
• Poole, M.; Shvartzberg, M. (Eds.) The Politics of Parametricism: Digital Technologies in Architecture ; Bloomsbury Publishing: London, UK, 2015. [ Google Scholar ]
• Cela-Conde, C.J.; Agnati, L.; Huston, J.P.; Mora, F.; Nadal, M. The neural foundations of aesthetic appreciation. Prog. Neurobiol. 2011 , 94 , 39–48. [ Google Scholar ] [ CrossRef ]
• Gardiner, J. Exploring the Emerging Design Territory of Construction 3D Printing-Project Led Architectural Research. Ph.D. Thesis, RMIT University, Melbourne, Australia, 2011. [ Google Scholar ]
• Bordwell, D. Narration in the Fiction Film ; Routledge: Oxfordshire, UK, 2013. [ Google Scholar ]
• Carmona, M. Public Places Urban Spaces: The Dimensions of Urban Design ; Routledge: Hoboken, NJ, USA, 2021. [ Google Scholar ]
• Eltaweel, A.; Yuehong, S.U. Parametric design and daylighting: A literature review. Renew. Sustain. Energy Rev. 2017 , 73 , 1086–1103. [ Google Scholar ] [ CrossRef ]
• Brown, N.C.; Mueller, C.T. Design variable analysis and generation for performance-based parametric modeling in architecture. Int. J. Archit. Comput. 2019 , 17 , 36–52. [ Google Scholar ] [ CrossRef ]
• Schumacher, P. (Ed.) Parametricism 2.0: Rethinking Architecture’s Agenda for the 21st Century ; John Wiley & Sons: Hoboken, NJ, USA, 2016. [ Google Scholar ]
• Cantrell, B.; Mekies, A. (Eds.) Codify: Parametric and Computational Design in Landscape Architecture ; Routledge: Hoboken, NJ, USA, 2018. [ Google Scholar ]
• Walliss, J.; Rahmann, H. Landscape Architecture and Digital Technologies: Re-Conceptualising Design and Making ; Routledge: London, UK, 2016. [ Google Scholar ]
• Menges, A.; Ahlquist, S. Computational Design Thinking ; John Wiley & Sons: Hoboken, NJ, USA, 2011. [ Google Scholar ]
• Wortmann, T.; Tunçer, B. Differentiating parametric design: Digital workflows in contemporary architecture and construction. Des. Stud. 2017 , 52 , 173–197. [ Google Scholar ] [ CrossRef ]
• Girginkaya Akdag, S.; Maqsood, U. A roadmap for BIM adoption and implementation in developing countries: The Pakistan case. Archnet-IJAR Int. J. Archit. Res. 2020 , 14 , 112–132. [ Google Scholar ] [ CrossRef ]
• Fronek, P.; Booth, S.; Kendall, M.; Miller, D.; Geraghty, T. The effectiveness of a sexuality training program for the interdisciplinary spinal cord injury rehabilitation team. Sex. Disabil. 2005 , 23 , 51–63. [ Google Scholar ] [ CrossRef ]
• Kretzer, M. Information Materials: Smart Materials for Adaptive Architecture ; Springer: Berlin/Heidelberg, Germany, 2016. [ Google Scholar ]
• Schumacher, P. The Autopoiesis of Architecture, Volume I: A New Framework for Architecture ; John Wiley & Sons: Hoboken, NJ, USA, 2011; Volume 1. [ Google Scholar ]
• Attinello, P. Postmodern or modern: A different approach to Darmstadt. Contemp. Music. Rev. 2007 , 26 , 25–37. [ Google Scholar ] [ CrossRef ]
• Connolly, B. Parametric Architecture. Available online: https://carleton.ca/aah/wp-content/uploads/Connolly.pdf (accessed on 15 August 2024).
• Stolarewicz, M. Un (random) architecture. Cases Parametr. Design. Archit. Mod. Inf. Technol. 2011 , 1 , 15. [ Google Scholar ]
• Burry, M. Scripting Cultures: Architectural Design and Programming ; John Wiley & Sons: Hoboken, NJ, USA, 2011. [ Google Scholar ]
• Korus, K.; Salamak, M.; Jasiński, M. Optimization of geometric parameters of arch bridges using visual programming FEM components and genetic algorithm. Eng. Struct. 2021 , 241 , 112465. [ Google Scholar ] [ CrossRef ]
• Marques, M.J.R. A Mobile Approach to Farmer-Computer Interaction. Master’s Thesis, University of Porto, Porto, Portugal, 2017. [ Google Scholar ]
• Oxman, R. Thinking difference: Theories and models of parametric design thinking. Des. Stud. 2017 , 52 , 4–39. [ Google Scholar ] [ CrossRef ]
• Kolarevic, B.; Malkawi, A.M. Performative Architecture: Beyond Instrumentality ; Spon Press: London, UK, 2005. [ Google Scholar ]
• Frazer, J. Parametric computation: History and future. Archit. Des. 2016 , 86 , 18–23. [ Google Scholar ] [ CrossRef ]
• Schumacher, P. The Autopoesis of Architecture, Volume II: A New Agenda for Architecture ; John Wiley & Sons: Chichester, UK, 2012. [ Google Scholar ]
• Hantrais, L. International Comparative Research: Theory, Methods and Practice ; Bloomsbury Publishing: London, UK, 2008. [ Google Scholar ]
• Mendoza, B.U. Parametricism, Heuristics and Co-Creation in the Arts of Design. ACTIO J. Technol. Des. Film. Arts Vis. Commun. 2020 , 26–35. [ Google Scholar ]
• Coyne, R. What’s Wrong with Parametricism; Reflections on Digital Media & Culture. 2014. Available online: https://richardcoyne.com/2014/01/18/whats-wrong-with-parametricism/ (accessed on 15 August 2024).
• Simpson, J.A.; Weiner, E.S.C. (Eds.) Oxford English Dictionary ; Oxford University Press: Oxford, UK, 1989; p. 3. [ Google Scholar ]
• Assasi, R. Parametric design, a historical and theoretical overview. In Proceedings of the International Conference on Emerging Technologies in Architectural Design (ICETAD2019), Toronto, ON, Canada, 17–18 October 2019. [ Google Scholar ]
• Kilian, A. Design innovation through constraint modeling. Int. J. Archit. Comput. 2006 , 4 , 87–105. [ Google Scholar ] [ CrossRef ]
• Beorkrem, C. Material Strategies in Digital Fabrication ; Routledge: Oxfordshire, UK, 2012. [ Google Scholar ]
• Kolarevic, B. Architecture in the Digital Age: Design and Manufacturing ; Spon Press: London, UK, 2003. [ Google Scholar ]
• Jabi, W. Parametric Design for Architecture ; Laurence King Publishing: London, UK, 2013. [ Google Scholar ]
• Fernández-Álvarez, Á.J. Organising Complexity: A Reflection on Parametric Design. In Congreso Internacional de Expresión Gráfica Arquitectónica ; Springer: Cham, Switzerland, 2020; pp. 542–549. [ Google Scholar ]
• Woodbury, R. Elements of Parametric Design ; Taylor and Francis: Oxfordshire, UK, 2010. [ Google Scholar ]

Click here to enlarge figure

Share and Cite

Youns, A.M.; Grchev, K. A Historical and Critical Assessment of Parametricism as an Architectural Style in the 21st Century. Buildings 2024 , 14 , 2656. https://doi.org/10.3390/buildings14092656

Youns AM, Grchev K. A Historical and Critical Assessment of Parametricism as an Architectural Style in the 21st Century. Buildings . 2024; 14(9):2656. https://doi.org/10.3390/buildings14092656

Youns, Ameen Mokhles, and Kokan Grchev. 2024. "A Historical and Critical Assessment of Parametricism as an Architectural Style in the 21st Century" Buildings 14, no. 9: 2656. https://doi.org/10.3390/buildings14092656

Article Metrics

Further information, mdpi initiatives, follow mdpi.

Subscribe to receive issue release notifications and newsletters from MDPI journals

• Skip to Guides Search
• Skip to breadcrumb
• Skip to main content
• Skip to footer
• Skip to chat link
• Report accessibility issues and get help
• Go to Penn Libraries Home
• Go to Franklin catalog

CWP: The Modern NBA: Researching the White Paper

• Getting started
• News and Opinion Sites
• Academic Sources
• Grey Literature
• Substantive News Sources
• What to Do When You Are Stuck
• Understanding a citation
• Examples of Quotation
• Examples of Paraphrase
• Chicago Manual of Style: Citing Images
• Researching the Op-Ed
• Researching Prospective Employers
• Resume Resources
• Cover Letter Resources

Research the White Paper

Researching the white paper:.

The process of researching and composing a white paper shares some similarities with the kind of research and writing one does for a high school or college research paper. What’s important for writers of white papers to grasp, however, is how much this genre differs from a research paper.  First, the author of a white paper already recognizes that there is a problem to be solved, a decision to be made, and the job of the author is to provide readers with substantive information to help them make some kind of decision--which may include a decision to do more research because major gaps remain. 

Thus, a white paper author would not “brainstorm” a topic. Instead, the white paper author would get busy figuring out how the problem is defined by those who are experiencing it as a problem. Typically that research begins in popular culture--social media, surveys, interviews, newspapers. Once the author has a handle on how the problem is being defined and experienced, its history and its impact, what people in the trenches believe might be the best or worst ways of addressing it, the author then will turn to academic scholarship as well as “grey” literature (more about that later).  Unlike a school research paper, the author does not set out to argue for or against a particular position, and then devote the majority of effort to finding sources to support the selected position.  Instead, the author sets out in good faith to do as much fact-finding as possible, and thus research is likely to present multiple, conflicting, and overlapping perspectives. When people research out of a genuine desire to understand and solve a problem, they listen to every source that may offer helpful information. They will thus have to do much more analysis, synthesis, and sorting of that information, which will often not fall neatly into a “pro” or “con” camp:  Solution A may, for example, solve one part of the problem but exacerbate another part of the problem. Solution C may sound like what everyone wants, but what if it’s built on a set of data that have been criticized by another reliable source?  And so it goes. 

For example, if you are trying to write a white paper on the opioid crisis, you may focus on the value of  providing free, sterilized needles--which do indeed reduce disease, and also provide an opportunity for the health care provider distributing them to offer addiction treatment to the user. However, the free needles are sometimes discarded on the ground, posing a danger to others; or they may be shared; or they may encourage more drug usage. All of those things can be true at once; a reader will want to know about all of these considerations in order to make an informed decision. That is the challenging job of the white paper author.     
 The research you do for your white paper will require that you identify a specific problem, seek popular culture sources to help define the problem, its history, its significance and impact for people affected by it.  You will then delve into academic and grey literature to learn about the way scholars and others with professional expertise answer these same questions. In this way, you will create creating a layered, complex portrait that provides readers with a substantive exploration useful for deliberating and decision-making. You will also likely need to find or create images, including tables, figures, illustrations or photographs, and you will document all of your sources. 

Latin American Studies Librarian

Connect to a Librarian Live Chat or "Ask a Question"

• Librarians staff live chat from 9-5 Monday through Friday . You can also text to chat: 215-543-7674
• You can submit a question 24 hours a day and we aim to respond within 24 hours 
• You can click the "Schedule Appointment" button above in librarian's profile box (to the left), to schedule a consultation with her in person or by video conference.  
• You can also make an appointment with a  Librarian by subject specialization . 
• Connect by email with a subject librarian

Find more easy contacts at our Quick Start Guide

• Next: Getting started >>
• Last Updated: Aug 26, 2024 1:26 PM
• URL: https://guides.library.upenn.edu/c.php?g=1419869