what should a research rationale include

How to Write the Rationale for a Research Paper

• Research Process
• Peer Review

A research rationale answers the big SO WHAT? that every adviser, peer reviewer, and editor has in mind when they critique your work. A compelling research rationale increases the chances of your paper being published or your grant proposal being funded. In this article, we look at the purpose of a research rationale, its components and key characteristics, and how to create an effective research rationale.

Updated on September 19, 2022

The rationale for your research is the reason why you decided to conduct the study in the first place. The motivation for asking the question. The knowledge gap. This is often the most significant part of your publication. It justifies the study's purpose, novelty, and significance for science or society. It's a critical part of standard research articles as well as funding proposals.

Essentially, the research rationale answers the big SO WHAT? that every (good) adviser, peer reviewer, and editor has in mind when they critique your work.

A compelling research rationale increases the chances of your paper being published or your grant proposal being funded. In this article, we look at:

• the purpose of a research rationale
• its components and key characteristics
• how to create an effective research rationale

What is a research rationale?

Think of a research rationale as a set of reasons that explain why a study is necessary and important based on its background. It's also known as the justification of the study, rationale, or thesis statement.

Essentially, you want to convince your reader that you're not reciting what other people have already said and that your opinion hasn't appeared out of thin air. You've done the background reading and identified a knowledge gap that this rationale now explains.

A research rationale is usually written toward the end of the introduction. You'll see this section clearly in high-impact-factor international journals like Nature and Science. At the end of the introduction there's always a phrase that begins with something like, "here we show..." or "in this paper we show..." This text is part of a logical sequence of information, typically (but not necessarily) provided in this order:

Here's an example from a study by Cataldo et al. (2021) on the impact of social media on teenagers' lives.

Note how the research background, gap, rationale, and objectives logically blend into each other.

The authors chose to put the research aims before the rationale. This is not a problem though. They still achieve a logical sequence. This helps the reader follow their thinking and convinces them about their research's foundation.

Elements of a research rationale

We saw that the research rationale follows logically from the research background and literature review/observation and leads into your study's aims and objectives.

This might sound somewhat abstract. A helpful way to formulate a research rationale is to answer the question, “Why is this study necessary and important?”

Generally, that something has never been done before should not be your only motivation. Use it only If you can give the reader valid evidence why we should learn more about this specific phenomenon.

A well-written introduction covers three key elements:

• What's the background to the research?
• What has been done before (information relevant to this particular study, but NOT a literature review)?
• Research rationale

Now, let's see how you might answer the question.

1. This study complements scientific knowledge and understanding

Discuss the shortcomings of previous studies and explain how'll correct them. Your short review can identify:

• Methodological limitations . The methodology (research design, research approach or sampling) employed in previous works is somewhat flawed.

Example : Here , the authors claim that previous studies have failed to explore the role of apathy “as a predictor of functional decline in healthy older adults” (Burhan et al., 2021). At the same time, we know a lot about other age-related neuropsychiatric disorders, like depression.

Their study is necessary, then, “to increase our understanding of the cognitive, clinical, and neural correlates of apathy and deconstruct its underlying mechanisms.” (Burhan et al., 2021).

• Contextual limitations . External factors have changed and this has minimized or removed the relevance of previous research.

Example : You want to do an empirical study to evaluate the effects of the COVID-19 pandemic on the number of tourists visiting Sicily. Previous studies might have measured tourism determinants in Sicily, but they preceded COVID-19.

• Conceptual limitations . Previous studies are too bound to a specific ideology or a theoretical framework.

Example : The work of English novelist E. M. Forster has been extensively researched for its social, political, and aesthetic dimensions. After the 1990s, younger scholars wanted to read his novels as an example of gay fiction. They justified the need to do so based on previous studies' reliance on homophobic ideology.

This kind of rationale is most common in basic/theoretical research.

2. This study can help solve a specific problem

Here, you base your rationale on a process that has a problem or is not satisfactory.

For example, patients complain about low-quality hospital care on weekends (staff shortages, inadequate attention, etc.). No one has looked into this (there is a lack of data). So, you explore if the reported problems are true and what can be done to address them. This is a knowledge gap.

Or you set out to explore a specific practice. You might want to study the pros and cons of several entry strategies into the Japanese food market.

It's vital to explain the problem in detail and stress the practical benefits of its solution. In the first example, the practical implications are recommendations to improve healthcare provision.

In the second example, the impact of your research is to inform the decision-making of businesses wanting to enter the Japanese food market.

This kind of rationale is more common in applied/practical research.

3. You're the best person to conduct this study

It's a bonus if you can show that you're uniquely positioned to deliver this study, especially if you're writing a funding proposal .

For an anthropologist wanting to explore gender norms in Ethiopia, this could be that they speak Amharic (Ethiopia's official language) and have already lived in the country for a few years (ethnographic experience).

Or if you want to conduct an interdisciplinary research project, consider partnering up with collaborators whose expertise complements your own. Scientists from different fields might bring different skills and a fresh perspective or have access to the latest tech and equipment. Teaming up with reputable collaborators justifies the need for a study by increasing its credibility and likely impact.

When is the research rationale written?

You can write your research rationale before, or after, conducting the study.

In the first case, when you might have a new research idea, and you're applying for funding to implement it.

Or you're preparing a call for papers for a journal special issue or a conference. Here , for instance, the authors seek to collect studies on the impact of apathy on age-related neuropsychiatric disorders.

In the second case, you have completed the study and are writing a research paper for publication. Looking back, you explain why you did the study in question and how it worked out.

Although the research rationale is part of the introduction, it's best to write it at the end. Stand back from your study and look at it in the big picture. At this point, it's easier to convince your reader why your study was both necessary and important.

How long should a research rationale be?

The length of the research rationale is not fixed. Ideally, this will be determined by the guidelines (of your journal, sponsor etc.).

The prestigious journal Nature , for instance, calls for articles to be no more than 6 or 8 pages, depending on the content. The introduction should be around 200 words, and, as mentioned, two to three sentences serve as a brief account of the background and rationale of the study, and come at the end of the introduction.

If you're not provided guidelines, consider these factors:

• Research document : In a thesis or book-length study, the research rationale will be longer than in a journal article. For example, the background and rationale of this book exploring the collective memory of World War I cover more than ten pages.
• Research question : Research into a new sub-field may call for a longer or more detailed justification than a study that plugs a gap in literature.

Which verb tenses to use in the research rationale?

It's best to use the present tense. Though in a research proposal, the research rationale is likely written in the future tense, as you're describing the intended or expected outcomes of the research project (the gaps it will fill, the problems it will solve).

Example of a research rationale

Research question : What are the teachers' perceptions of how a sense of European identity is developed and what underlies such perceptions?

Braun, V., & Clarke, V. (2006). Using thematic analysis in psychology. Qualitative Research in Psychology , 3(2), 77-101.

Burhan, A.M., Yang, J., & Inagawa, T. (2021). Impact of apathy on aging and age-related neuropsychiatric disorders. Research Topic. Frontiers in Psychiatry

Cataldo, I., Lepri, B., Neoh, M. J. Y., & Esposito, G. (2021). Social media usage and development of psychiatric disorders in childhood and adolescence: A review. Frontiers in Psychiatry , 11.

CiCe Jean Monnet Network (2017). Guidelines for citizenship education in school: Identities and European citizenship children's identity and citizenship in Europe.

Cohen, l, Manion, L., & Morrison, K. (2018). Research methods in education . Eighth edition. London: Routledge.

de Prat, R. C. (2013). Euroscepticism, Europhobia and Eurocriticism: The radical parties of the right and left “vis-à-vis” the European Union P.I.E-Peter Lang S.A., Éditions Scientifiques Internationales.

European Commission. (2017). Eurydice Brief: Citizenship education at school in Europe.

Polyakova, A., & Fligstein, N. (2016). Is European integration causing Europe to become more nationalist? Evidence from the 2007–9 financial crisis. Journal of European Public Policy , 23(1), 60-83.

Winter, J. (2014). Sites of Memory, Sites of Mourning: The Great War in European Cultural History . Cambridge: Cambridge University Press.

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How to Write the Rationale of the Study in Research (Examples)

What is the Rationale of the Study?

The rationale of the study is the justification for taking on a given study. It explains the reason the study was conducted or should be conducted. This means the study rationale should explain to the reader or examiner why the study is/was necessary. It is also sometimes called the “purpose” or “justification” of a study. While this is not difficult to grasp in itself, you might wonder how the rationale of the study is different from your research question or from the statement of the problem of your study, and how it fits into the rest of your thesis or research paper. 

The rationale of the study links the background of the study to your specific research question and justifies the need for the latter on the basis of the former. In brief, you first provide and discuss existing data on the topic, and then you tell the reader, based on the background evidence you just presented, where you identified gaps or issues and why you think it is important to address those. The problem statement, lastly, is the formulation of the specific research question you choose to investigate, following logically from your rationale, and the approach you are planning to use to do that.

Table of Contents:

How to write a rationale for a research paper , how do you justify the need for a research study.

• Study Rationale Example: Where Does It Go In Your Paper?

The basis for writing a research rationale is preliminary data or a clear description of an observation. If you are doing basic/theoretical research, then a literature review will help you identify gaps in current knowledge. In applied/practical research, you base your rationale on an existing issue with a certain process (e.g., vaccine proof registration) or practice (e.g., patient treatment) that is well documented and needs to be addressed. By presenting the reader with earlier evidence or observations, you can (and have to) convince them that you are not just repeating what other people have already done or said and that your ideas are not coming out of thin air. 

Once you have explained where you are coming from, you should justify the need for doing additional research–this is essentially the rationale of your study. Finally, when you have convinced the reader of the purpose of your work, you can end your introduction section with the statement of the problem of your research that contains clear aims and objectives and also briefly describes (and justifies) your methodological approach. 

When is the Rationale for Research Written?

The author can present the study rationale both before and after the research is conducted. 

• Before conducting research : The study rationale is a central component of the research proposal . It represents the plan of your work, constructed before the study is actually executed.
• Once research has been conducted : After the study is completed, the rationale is presented in a research article or  PhD dissertation  to explain why you focused on this specific research question. When writing the study rationale for this purpose, the author should link the rationale of the research to the aims and outcomes of the study.

What to Include in the Study Rationale

Although every study rationale is different and discusses different specific elements of a study’s method or approach, there are some elements that should be included to write a good rationale. Make sure to touch on the following:

• A summary of conclusions from your review of the relevant literature
• What is currently unknown (gaps in knowledge)
• Inconclusive or contested results  from previous studies on the same or similar topic
• The necessity to improve or build on previous research, such as to improve methodology or utilize newer techniques and/or technologies

There are different types of limitations that you can use to justify the need for your study. In applied/practical research, the justification for investigating something is always that an existing process/practice has a problem or is not satisfactory. Let’s say, for example, that people in a certain country/city/community commonly complain about hospital care on weekends (not enough staff, not enough attention, no decisions being made), but you looked into it and realized that nobody ever investigated whether these perceived problems are actually based on objective shortages/non-availabilities of care or whether the lower numbers of patients who are treated during weekends are commensurate with the provided services.

In this case, “lack of data” is your justification for digging deeper into the problem. Or, if it is obvious that there is a shortage of staff and provided services on weekends, you could decide to investigate which of the usual procedures are skipped during weekends as a result and what the negative consequences are. 

In basic/theoretical research, lack of knowledge is of course a common and accepted justification for additional research—but make sure that it is not your only motivation. “Nobody has ever done this” is only a convincing reason for a study if you explain to the reader why you think we should know more about this specific phenomenon. If there is earlier research but you think it has limitations, then those can usually be classified into “methodological”, “contextual”, and “conceptual” limitations. To identify such limitations, you can ask specific questions and let those questions guide you when you explain to the reader why your study was necessary:

Methodological limitations

• Did earlier studies try but failed to measure/identify a specific phenomenon?
• Was earlier research based on incorrect conceptualizations of variables?
• Were earlier studies based on questionable operationalizations of key concepts?
• Did earlier studies use questionable or inappropriate research designs?

Contextual limitations

• Have recent changes in the studied problem made previous studies irrelevant?
• Are you studying a new/particular context that previous findings do not apply to?

Conceptual limitations

• Do previous findings only make sense within a specific framework or ideology?

Study Rationale Examples

Let’s look at an example from one of our earlier articles on the statement of the problem to clarify how your rationale fits into your introduction section. This is a very short introduction for a practical research study on the challenges of online learning. Your introduction might be much longer (especially the context/background section), and this example does not contain any sources (which you will have to provide for all claims you make and all earlier studies you cite)—but please pay attention to how the background presentation , rationale, and problem statement blend into each other in a logical way so that the reader can follow and has no reason to question your motivation or the foundation of your research.

Background presentation

Since the beginning of the Covid pandemic, most educational institutions around the world have transitioned to a fully online study model, at least during peak times of infections and social distancing measures. This transition has not been easy and even two years into the pandemic, problems with online teaching and studying persist (reference needed) . 

While the increasing gap between those with access to technology and equipment and those without access has been determined to be one of the main challenges (reference needed) , others claim that online learning offers more opportunities for many students by breaking down barriers of location and distance (reference needed) .  

Rationale of the study

Since teachers and students cannot wait for circumstances to go back to normal, the measures that schools and universities have implemented during the last two years, their advantages and disadvantages, and the impact of those measures on students’ progress, satisfaction, and well-being need to be understood so that improvements can be made and demographics that have been left behind can receive the support they need as soon as possible.

Statement of the problem

To identify what changes in the learning environment were considered the most challenging and how those changes relate to a variety of student outcome measures, we conducted surveys and interviews among teachers and students at ten institutions of higher education in four different major cities, two in the US (New York and Chicago), one in South Korea (Seoul), and one in the UK (London). Responses were analyzed with a focus on different student demographics and how they might have been affected differently by the current situation.

How long is a study rationale?

In a research article bound for journal publication, your rationale should not be longer than a few sentences (no longer than one brief paragraph). A  dissertation or thesis  usually allows for a longer description; depending on the length and nature of your document, this could be up to a couple of paragraphs in length. A completely novel or unconventional approach might warrant a longer and more detailed justification than an approach that slightly deviates from well-established methods and approaches.

Consider Using Professional Academic Editing Services

Now that you know how to write the rationale of the study for a research proposal or paper, you should make use of Wordvice AI’s free AI Grammar Checker , or receive professional academic proofreading services from Wordvice, including research paper editing services and manuscript editing services to polish your submitted research documents.

You can also find many more articles, for example on writing the other parts of your research paper , on choosing a title , or on making sure you understand and adhere to the author instructions before you submit to a journal, on the Wordvice academic resources pages.

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Rationale for Research: Writing Tips & Examples

The rationale for research justifies the need for a study and its potential contributions. It highlights gaps in existing knowledge and aims to fill those gaps. A well-crafted rationale increases the chances of publication success and funding approval. The rationale typically follows a logical sequence from literature review to research objectives. Its length varies based on the type of research document, ranging from a few sentences to several pages .

📘 Guidelines for Writing the Rationale for Research

📏 length.

• Scope : The length of the rationale can vary depending on the overall length of the research proposal or paper .
• Detail : Typically, the rationale should be concise and focused, ranging from a few sentences to a page or two(typically 4-10 sentences ).
• Purpose : Aim to provide enough detail to justify the importance and relevance of the study without being overly lengthy or repetitive.

📍 Position

• Placement : The rationale is usually positioned early in the research proposal or paper, often following the introduction or background section.
• Sequence : It should come after the research question or hypothesis has been clearly stated, as the rationale aims to justify why the research question is important and worth investigating.
• Integration : In some cases, the rationale may be integrated into the introduction or background section, rather than being a separate section.

🔗 Transition Words

• Function : Transition words help to connect ideas and create a logical flow in the rationale.
• Contrast/Gaps : “However,” “Despite,” “While,” “Although”
• Logical Connection : “Therefore,” “Thus,” “Consequently,” “As a result”
• Addition of Points : “Moreover,” “Furthermore,” “In addition”
• Purposeful Action : “To address this gap,” “To fill this need,” “To bridge this gap”

📝 Example of a Well-Drafted Rationale

• “Despite the growing prevalence of obesity among children, current interventions have shown limited long-term effectiveness. [Transition: However,] recent studies suggest that family-based interventions targeting both diet and physical activity may be more promising. [Transition: Therefore,] the proposed study aims to investigate the effectiveness of a novel family-based intervention program for treating childhood obesity, which combines nutrition education, physical activity promotion, and parent-child bonding activities. [Transition: Moreover,] the study will assess the long-term maintenance of weight loss and lifestyle changes, which has been a major challenge in previous interventions. [Transition: To address this gap,] the findings of this study could inform the development of more effective and sustainable interventions for childhood obesity, ultimately improving the health and well-being of children and their families.”

In this example, the rationale is concise (one paragraph), positioned after the background information on childhood obesity, and uses transition words ( however, therefore, moreover, to address this gap ) to create a logical flow and connection between ideas.

Rationale for Research Practices: Good vs. Bad

Rationale for Research-Good Research Practices Across Disciplines

Let’s go deeper into writing a good research rationale. You’ll learn the structure, important parts, and ways to make a strong point. This guide helps both seasoned researchers and beginners. You’ll learn to make your research matter and interest your readers with its significance .

What is a Rationale for Research?

knowledge gap the study wants to fill and its possible contribution to literature .

Overview of the Research Rationale

A solid research rationale starts with careful literature review analysis. This step identifies areas where the knowledge base is incomplete. It makes sure the new research does something novel. 1 The rationale sums up key points from previous studies. It talks about what we’re still not sure about or which results are mixed. It shows how the new study will add to what’s already known.

Significance and Novelty of Research

The research rationale underlines the study’s significance and novelty . It should explain the practical and theoretical benefits the study offers. 2 Take, for example, Cataldo et al.’s (2021) research on social media and teens. This study might discuss its real-world impacts and its input to theories about teen and tech use. 2

Rationales can also show a study’s practical benefits .Like, Burhan et al. (2021) could explain how their study on apathy aids with new elderly care interventions .

When is the Rationale for Research Written?

The rationale for research is key at different times in research. It’s crucial early on or after a study ends. At each point, it has a specific role.

Before the Research: Research Proposal

Before starting a research project, the rationale for research is vital. It’s a big part of the research proposal . Here, the rationale lays out the study’s plan, goals, and significance .

After the Research: Research Paper or Dissertation

After the study is over, the rationale for research goes in the final research paper or dissertation . It explains why the research focused on certain aims and how the results fit the bigger picture.

It doesn’t matter if it’s early or late, the rationale for research is crucial. It shows why the study matters, making readers see its worth for the field.

Basis for Writing the Research Rationale

Creating a strong research rationale starts with a detailed literature review . This means deeply looking into past studies. It helps you spot where there’s not enough information in the current knowledge about your topic.By carefully checking what’s already known, a literature review ensures your study will add something new. It won’t just repeat what others have done before. 1

Literature Review

A thorough literature review is key to solid research reasoning. It lets you pull together the main points from studies that have gone before. This way, you really understand what is known about your study area. 1 This stop you from covering old ground but also shows what needs more looking into. This sets up your research to bring a fresh perspective. 3

Identifying Gaps in Knowledge

Finding where there is still knowledge to be found is one big goal of the literature review . These gaps might be due to different or unclear findings, study restrictions, or lack of research for certain groups. 1 By recognizing these knowledge gaps , your study becomes important. It tries to answer key questions and push the field forward. 3

Avoiding Duplication

Another goal is to make sure you’re not just repeating what’s already known. The literature review is crucial in this. It shows you what’s been done already and lets you check your approach to be unique. 1 This step helps avoid doing work that’s already been covered. It opens the door for new ideas, building on existing knowledge.

Length of the Research Rationale

The length of the research rationale in a research proposal or article is typically a few sentences 1 . But for a thesis or dissertation , it could be a couple of paragraphs.

How long the research rationale length is can change. It depends on the field or how new and unusual the idea is 1 . A very new idea might need more explaining than something continuing existing research 2 .

The prestigious journal Nature specifies that articles should ideally be no more than 6 to 8 pages long, with the introduction being around 200 words including a brief account of the background and rationale of the study.

In some cases like a thesis or a lengthy book study, the research rationale can be quite long. It might even be more than ten pages, depending on the details.

The length of the research rationale is often set by the journal or sponsor’s rules 2 .

Basic Elements of the Research Rationale

A well-crafted research rationale sets the stage for a successful study. It justifies the investigation with solid reasons. This reason should show the importance and originality of the work you want to do.

Literature Review Conclusions

It’s critical to summarize what’s already known in your field. This summary helps put your study in context. It also helps you see what needs to be researched further, known as research gaps and knowledge gaps .

Knowledge Gaps

Looking at past studies should show where we need more information. These areas without enough data give a good reason to continue researching. By finding and talking about these knowledge gaps , you can make sure your study brings something new.

Controversial or Inconclusive Findings

Sometimes, past research doesn’t give clear answers. It might even have different or uncertain results. In these cases, your study could help by clarifying or solving these issues.

Building on Previous Research

Your research should aim to add to what we already know. It can be about any new questions, updating old ideas, or using new technology for more insights. This approach shows the value in your work.

By combining these essential elements, your research’s foundation becomes strong. It makes a clear case for the study’s unique contribution and importance .

Example of a Research Rationale

Abc xyz is a new microalgae species found in fish tanks. It’s getting attention for lots of carotenoids and a special carotenoid profile . Although Abc xyz algae have worried fish farmers, some studies show they could help aquaculture .

In this genus, only a few microalgal species have been studied for carotenoid content . So far, they haven’t found great sources of these healthy compounds. 4 Studying Abc xyz’s carotenoid profile will help us find new and useful carotenoids. They could be a great natural source for aquaculture . 4

Every research rationale should mention previous findings, gaps in knowledge, and new research questions. This is to update what we know and make it better.

A research rationale can be over ten pages in a thesis . It depends on the topic’s depth. 2 Dissertations might have even longer explanations, maybe a few paragraphs.

• Preliminary data from a literature review helps make the study’s reasons clear. It also stops us from repeating things we already know.
• Research that brings together different fields can be very powerful. It makes the work more trustworthy and important.
• Working with well-known partners makes our studies more reliable. It also helps show why our research is needed.

Importance of Describing the Research Rationale

Explaining why you are doing research is key. It shows the big picture and new ideas of your project. When you tell people why you’re studying something, it makes them see how important and needed your work is. It’s important to share your research’s purpose clearly.

Why you are researching something is really important, especially in a research proposal . But, keep it short, a few sentences are enough. However, for a thesis or dissertation , you might get to talk more about it. You could use a couple of paragraphs to explain in more detail.

To build a strong research rationale , start with a deep look at the literature. Studying what’s already out there helps you find where new studies are needed. This way, your research can truly add something new and not just repeat what others have done.

A solid research rationale should talk about key findings from the literature, points not yet looked into, and areas where old studies don’t agree. It should also explain why more research in this area is needed.

Showing the need for your research makes it more important and valuable. By clearly explaining why your work is needed, you increase its chance of getting recognized by researchers.

Writing a Clear and Concise Rationale

To explain your research’s purpose and what it means, crafting a clear and short rationale is key. The problem-solution-rationale model is a good way to do this. First, point out the problem or issue. Then, suggest a solution. Finally, show why that solution is the right one.

Problem-Solution-Rationale Model

The model makes your ideas clear and logical. Start by clearly stating the problem or gap in knowledge. Then, talk about your solution. This could be a new approach or method. At the end, explain why your choice is the best to solve the problem.

Language for Signaling Rationale

Using certain phrases can show your rationale clearly. Phrases like “in order to,” “for the following reasons,” and “the reason this was done” work well. They make your argument stronger and easier to follow.

A good rationale for research is brief but persuasive. It highlights why your work matters. Using the problem-solution-rationale model and clear language can make your rationale effective. This is important for starting off your research on the right foot. 3

Justifying the Rationale

Showing a strong rationale justification is vital for your research to make an impact. It proves why your study matters and what it can offer the world. By explaining your study’s purpose clearly, you can highlight its big role in advancing what we know.

Showing Importance and Significance

To make your research’s rationale stand out, talk about its importance using phrases like “This was important because…” This shows how your study led to important results or met specific needs, making your work more valuable.

Say something like, “This was significant because it explored a topic not studied enough, which is key for moving our understanding forward. Or, “The importance was in challenging common beliefs, giving a new view on the issue we looked into.”

Linking your reasons to real results or filling knowledge gaps strengthens your work’s significance . It shows your study matters and adds real value to your field.

A well-explained rationale not just makes your research more trusted. It also opens doors for more discoveries, pushing knowledge forward.

A strong and clear rationale can help you gain support, be noticed, and create real impact in your area of study and even outside of it.

Tips for Effective Rationale Writing

Writing a good research rationale is key for academics. It helps you talk about your study’s rationale writing tips . You can show why your work matters and how it helps the field. Make sure you explain the “why” of your study clearly. This way, your rationale will catch your audience’s interest.

Getting help from academic writing pros is smart. They offer focused advice and tips on how to show your rationale well. This makes your writing more effective.

Every research rationale should include an overview of conclusions from a literature review , gaps in current knowledge, inconclusive or controversial findings from previous studies, and the need to build on previous research.

When writing your rationale, these rationale writing tips are important to remember:

• Clearly state the gaps in current knowledge that your study will fill.
• Show why your study’s results are crucial and how they can make a difference.
• Talk about how your research adds to what was already known in the field.
• Be clear and convincing to make your study’s importance clear to readers.

The rationale part should be easy to understand and to the point. It should explain the problem, your solution, and why your research matters. Using resources like guides for writing rationales can make your writing stronger.

Use these rationale writing tips and get advice from those with experience. This way, you can create a strong rationale. It will clearly show why your study is important.

Use services of www.editverse.com to write effective Rationale

Editverse.com offers top-notch academic editing services . They help researchers and scholars globally. 5 Their experts work on the rationale section of your papers, making sure it’s clear, coherent, and persuasive.

Making a strong rationale is tough, whether you’re new or experienced. Editverse.com has professional editing just for this. They help you show why your research is important in a clear and impactful way.

Editverse.com’s expert editors will closely look at your rationale. They make sure it: Clearly identifies gaps in existing knowledge Highlights the potential contributions of your study Persuasively justifies the need for your research

Using Editverse.com’s rationale editing makes your research rationale stand out. It boosts the quality of your work, ensuring it grabs your readers’ attention.

Editverse.com’s know-how helps you craft a rationale that shines. It clearly shows your research’s worth and importance.

The rationale for research is key in showing why a study is important. It explains the research’s goal, finds knowledge gaps , and shows its potential. This makes the study stand out for its innovation and value. 1

A strong, well-thought rationale can make your work more likely to be published. It needs to address what’s already known, any debates, and what’s next. By doing this, your research gains more credibility and impact.

No matter if it’s for a proposal, article, or thesis, a powerful rationale is vital. It sets the groundwork for your work’s significance and context. Spending time on this part can greatly enhance your work’s success and recognition in the academic world.

What is the rationale for research?

When is the research rationale written, what is the basis for writing the research rationale, how long should the research rationale be, what are the basic elements of the research rationale, why is it important to describe the research rationale, how can i write a clear and concise rationale, how can i justify the rationale, what are some tips for effective rationale writing, can professional editing services help with writing the research rationale, source links.

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How do you Write the Rationale for Research?

• By DiscoverPhDs
• October 21, 2020

What is the Rationale of Research?

The term rationale of research means the reason for performing the research study in question. In writing your rational you should able to convey why there was a need for your study to be carried out. It’s an important part of your research paper that should explain how your research was novel and explain why it was significant; this helps the reader understand why your research question needed to be addressed in your research paper, term paper or other research report.

The rationale for research is also sometimes referred to as the justification for the study. When writing your rational, first begin by introducing and explaining what other researchers have published on within your research field.

Having explained the work of previous literature and prior research, include discussion about where the gaps in knowledge are in your field. Use these to define potential research questions that need answering and explain the importance of addressing these unanswered questions.

The rationale conveys to the reader of your publication exactly why your research topic was needed and why it was significant . Having defined your research rationale, you would then go on to define your hypothesis and your research objectives.

Final Comments

Defining the rationale research, is a key part of the research process and academic writing in any research project. You use this in your research paper to firstly explain the research problem within your dissertation topic. This gives you the research justification you need to define your research question and what the expected outcomes may be.

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The scope of the study is defined at the start of the study. It is used by researchers to set the boundaries and limitations within which the research study will be performed.

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Writing a rationale

How to write a rationale.

What is a rationale?

A rationale is when you are asked to give the reasoning or justification for an action or a choice you make.

There is a focus on the ‘ why ’ in a rationale: why you chose to do something, study or focus on something. It is a set of statements of purpose and significance and often addresses a gap or a need.

A rationale in Australian academic writing is rarely a whole task by itself.  It is often a part of a bigger task. For example, a part of a lesson plan might be to provide a rationale for why you chose to teach particular content or use a certain resource or activity, or you may be asked to provide a rationale as to why you chose a particular theory to apply or a concept to support.

You may be called upon to provide a rationale:

prior to an action or decision; why you plan to do something and how, or

• after you have acted or decided something; reflecting, looking back, why you did something and how it worked or not.

You can use language to signal you are clearly providing a rationale in your writing. You can link your rationale to learning outcomes or aims for a lesson, activity or assessment task.

A model: problem-solution-rationale

A rationale can be provided by offering longer essay-based support for why it is important to do something in a certain way – in that sense, a whole paper can be a rationale.

However, a more specific or focused way of thinking about a rationale is how we can overtly show we are justifying our choices with the language we use.

One way of doing this is to consider the problem or issue requiring attention, the solution and then the rationale or justification for the solution (the ‘why’). This sets the rationale (the reason) within a context.

A diagnostic assessment determined that the students required more attention to addition and subtraction of mixed fractions. This activity intends to address this problem by having the children engage with the task with blocks before it is done with figures. The reason I chose to do this is because students have higher comprehension levels when presented with visual or tangible representations of abstract problems (Benson, 2016). I also did this as I wanted to allow the children to ‘play’ with maths, to see that it can be a fun activity and in doing so, to breakdown some of the ‘anti-mathematics prejudices’ that Gaines (2017, p. 4) talks about.

The important thing here is the language used to signal the rationale , in this case:

The reason I chose to do this is because … and I also did this as …

Another problem / solution / rationale example:

Scaffolding is the support provided by the teacher or a significant other, such as a classmate, which helps students in learning (Gibbons, 2015). Some students were having difficulty with the language at entry while others, particularly those who had completed the pre-tasks, had few problems. Therefore, in order to address this disparity in level and understanding, mixed-ability pairs were created where the more competent student helped the other. On reflection, this was an effective way to run the activity for two reasons : it allowed peer-to-peer teaching which solidified both students’ understanding; and it scaffolded the support in a way that allowed me to roam the room lending advice to pairs as needed.

The language used to signal our rationale in this example:

in order to and for two reasons …

Language to signal rationale

in order to

the reason this was done/chosen …

for the following reason(s) …

for two/three reasons …

Language for further justification - showing importance

This was important / significant because …

This meant that I could…

This enabled me to …

… which enabled / allowed me to…

… which pointed to / highlighted that / showed me that …

The key thing to remember about rationale writing is to stand back from the writing, look at it in a big picture sense and ask yourself, ‘ Have I explained why? ’ If that is clearly articulated, you have provided a rationale.

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How to Write a Rationale: A Guide for Research and Beyond

Ever found yourself scratching your head, wondering how to justify your choice of a research topic or project? You’re not alone! Writing a rationale, which essentially means explaining the ‘why’ behind your decisions, is crucial to any research process. It’s like the secret sauce that adds flavour to your research recipe. So, the only thing you need to know is how to write a rationale.

What is a Rationale?

A rationale in research is essentially the foundation of your study. It serves as the justification for undertaking a particular research project. At its core, the rationale explains why the research was conducted or needs to be conducted, thus addressing a specific knowledge gap or research question.

Here’s a breakdown of the key elements involved in crafting a rationale:

Linking Background to Research Question: 

The rationale should connect the background of the study to your specific research question. It involves presenting and discussing existing data on your topic, identifying gaps or issues in the current understanding, and explaining why addressing them is important​.

Objectives and Significance: 

Your rationale should clearly outline your research objectives – what you hope to discover or achieve through the study. It should also emphasize the subject’s significance in your field and explain why more or better research is needed​.

Methodological Approach: 

The rationale should briefly describe your proposed research method , whether qualitative (descriptive) or quantitative (experimental), and justify this choice​.

Justifying the Need for Research: 

The rationale isn’t just about what you’re doing and why it’s necessary. It can involve highlighting methodological, contextual, or conceptual limitations in previous studies and explaining how your research aims to overcome these limitations. Essentially, you’re making a case for why your research fills a crucial gap in existing knowledge​​.

Presenting Before and After Research: 

Interestingly, the rationale can be presented before and after the research. Before the research, it forms a central part of the research proposal, setting out the plan for the work. After the research, it’s presented in a research article or dissertation to explain the focus on a specific research question and link it to the study’s aims and outcomes​.

Elements to Include: 

A good rationale should include a summary of conclusions from your literature review, identify what is currently unknown, discuss inconclusive or contested results from previous studies, and emphasize the necessity to improve or build on previous research​.

Creating a rationale is a vital part of the research process, as it not only sets the stage for your study but also convinces readers of the value and necessity of your work.

How to Write a Rationale:

Writing a rationale for your research is crucial in conducting and presenting your study. It involves explaining why your research is necessary and important. Here’s a guide to help you craft a compelling rationale:

Identify the Problem or Knowledge Gap: 

Begin by clearly stating the issue or gap in knowledge that your research aims to address. Explain why this problem is important and merits investigation. It is the foundation of your rationale and sets the stage for the need for your research.​

Review the Literature: 

Conduct a thorough review of existing literature on your topic. It helps you understand what research has already been done and what gaps or open questions exist. Your rationale should build on this background by highlighting these gaps and emphasizing the importance of addressing them​​​​.

Define Your Research Questions/Hypotheses: 

Based on your understanding of the problem and literature review, clearly state the research questions or hypotheses that your study aims to explore. These should logically stem from the identified gaps or issues.

Explain Your Research Approach: 

Describe the methods you will use for your research, including data collection and analysis techniques. Justify why these methods are appropriate for addressing your research questions or hypotheses​​.

Discuss the Potential Impact of Your Research:  Explain the significance of your study. Consider both theoretical contributions and practical implications. For instance, how does your research advance existing knowledge? Does it have real-world applications? Is it relevant to a specific field or community?​

Consider Ethical Considerations: 

If your research involves human or animal subjects, discuss the ethical aspects and how you plan to conduct your study responsibly​.

Contextualise Your Study: 

Justify the relevance of your research by explaining how it fits into the broader context. Connect your study to current trends, societal needs, or academic discussions​​.

Support with Evidence: 

Provide evidence or examples that underscore the need for your research. It could include citing relevant studies, statistics, or scenarios that illustrate the problem or gap your research addresses​.

Methodological, Contextual, and Conceptual Limitations: 

Address any limitations of previous research and how your study aims to overcome them. It can include methodological flaws in previous studies, changes in external factors that make past research less relevant, or the need to study a phenomenon within a new conceptual framework​.

Placement in Your Paper: 

Typically, the rationale is written toward the end of the introduction section of your paper, providing a logical lead-in to your research questions and methodology​​.

By following these steps and considering your audience’s perspective, you can write a strong and compelling rationale that clearly communicates the significance and necessity of your research project.

Frequently Asked Questions:

What makes a good research rationale.

A good rationale clearly identifies a gap in existing knowledge, builds on previous research, and outlines why your study is necessary and significant.

How detailed should my literature review be in the rationale?

Your literature review should be comprehensive enough to highlight the gaps your research aims to fill, but it should not overshadow the rationale itself.

Conclusion: 

A well-crafted rationale is your ticket to making your research stand out. It’s about bridging gaps, challenging norms, and paving the way for new discoveries. So go ahead, make your rationale the cornerstone of your research narrative!

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Setting Rationale in Research: Cracking the code for excelling at research

Knowledge and curiosity lays the foundation of scientific progress. The quest for knowledge has always been a timeless endeavor. Scholars seek reasons to explain the phenomena they observe, paving way for development of research. Every investigation should offer clarity and a well-defined rationale in research is a cornerstone upon which the entire study can be built.

Research rationale is the heartbeat of every academic pursuit as it guides the researchers to unlock the untouched areas of their field. Additionally, it illuminates the gaps in the existing knowledge, and identifies the potential contributions that the study aims to make.

Table of Contents

What Is Research Rationale and When Is It Written

Research rationale is the “why” behind every academic research. It not only frames the study but also outlines its objectives , questions, and expected outcomes. Additionally, it helps to identify the potential limitations of the study . It serves as a lighthouse for researchers that guides through data collection and analysis, ensuring their efforts remain focused and purposeful. Typically, a rationale is written at the beginning of the research proposal or research paper . It is an essential component of the introduction section and provides the foundation for the entire study. Furthermore, it provides a clear understanding of the purpose and significance of the research to the readers before delving into the specific details of the study. In some cases, the rationale is written before the methodology, data analysis, and other sections. Also, it serves as the justification for the research, and how it contributes to the field. Defining a research rationale can help a researcher in following ways:

1. Justification of a Research Problem

• Research rationale helps to understand the essence of a research problem.
• It designs the right approach to solve a problem. This aspect is particularly important for applied research, where the outcomes can have real-world relevance and impact.
• Also, it explains why the study is worth conducting and why resources should be allocated to pursue it.
• Additionally, it guides a researcher to highlight the benefits and implications of a strategy.

2. Elimination of Literature Gap

• Research rationale helps to ideate new topics which are less addressed.
• Additionally, it offers fresh perspectives on existing research and discusses the shortcomings in previous studies.
• It shows that your study aims to contribute to filling these gaps and advancing the field’s understanding.

3. Originality and Novelty

• The rationale highlights the unique aspects of your research and how it differs from previous studies.
• Furthermore, it explains why your research adds something new to the field and how it expands upon existing knowledge.
• It highlights how your findings might contribute to a better understanding of a particular issue or problem and potentially lead to positive changes.
• Besides these benefits, it provides a personal motivation to the researchers. In some cases, researchers might have personal experiences or interests that drive their desire to investigate a particular topic.

4. An Increase in Chances of Funding

• It is essential to convince funding agencies , supervisors, or reviewers, that a research is worth pursuing.
• Therefore, a good rationale can get your research approved for funding and increases your chances of getting published in journals; as it addresses the potential knowledge gap in existing research.

Overall, research rationale is essential for providing a clear and convincing argument for the value and importance of your research study, setting the stage for the rest of the research proposal or manuscript. Furthermore, it helps establish the context for your work and enables others to understand the purpose and potential impact of your research.

5 Key Elements of a Research Rationale

Research rationale must include certain components which make it more impactful. Here are the key elements of a research rationale:

By incorporating these elements, you provide a strong and convincing case for the legitimacy of your research, which is essential for gaining support and approval from academic institutions, funding agencies, or other stakeholders.

How to Write a Rationale in Research

Writing a rationale requires careful consideration of the reasons for conducting the study. It is usually written in the present tense.

Here are some steps to guide you through the process of writing a research rationale:

After writing the initial draft, it is essential to review and revise the research rationale to ensure that it effectively communicates the purpose of your research. The research rationale should be persuasive and compelling, convincing readers that your study is worthwhile and deserves their attention.

How Long Should a Research Rationale be?

Although there is no pre-defined length for a rationale in research, its length may vary depending on the specific requirements of the research project. It also depends on the academic institution or organization, and the guidelines set by the research advisor or funding agency. In general, a research rationale is usually a concise and focused document.

Typically, it ranges from a few paragraphs to a few pages, but it is usually recommended to keep it as crisp as possible while ensuring all the essential elements are adequately covered. The length of a research rationale can be roughly as follows:

1. For Research Proposal:

A. Around 1 to 3 pages

B. Ensure clear and comprehensive explanation of the research question, its significance, literature review , and methodological approach.

2. Thesis or Dissertation:

A. Around 3 to 5 pages

B. Ensure an extensive coverage of the literature review, theoretical framework, and research objectives to provide a robust justification for the study.

3. Journal Article:

A. Usually concise. Ranges from few paragraphs to one page

B. The research rationale is typically included as part of the introduction section

However, remember that the quality and content of the research rationale are more important than its length. The reasons for conducting the research should be well-structured, clear, and persuasive when presented. Always adhere to the specific institution or publication guidelines.

Example of a Research Rationale

In conclusion, the research rationale serves as the cornerstone of a well-designed and successful research project. It ensures that research efforts are focused, meaningful, and ethically sound. Additionally, it provides a comprehensive and logical justification for embarking on a specific investigation. Therefore, by identifying research gaps, defining clear objectives, emphasizing significance, explaining the chosen methodology, addressing ethical considerations, and recognizing potential limitations, researchers can lay the groundwork for impactful and valuable contributions to the scientific community.

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Frequently Asked Questions

A rationale of the study can be written by including the following points: 1. Background of the Research/ Study 2. Identifying the Knowledge Gap 3. An Overview of the Goals and Objectives of the Study 4. Methodology and its Significance 5. Relevance of the Research

Start writing a research rationale by defining the research problem and discussing the literature gap associated with it.

A research rationale can be ended by discussing the expected results and summarizing the need of the study.

A rationale for thesis can be made by covering the following points: 1. Extensive coverage of the existing literature 2. Explaining the knowledge gap 3. Provide the framework and objectives of the study 4. Provide a robust justification for the study/ research 5. Highlight the potential of the research and the expected outcomes

A rationale for dissertation can be made by covering the following points: 1. Highlight the existing reference 2. Bridge the gap and establish the context of your research 3. Describe the problem and the objectives 4. Give an overview of the methodology

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How to write the Rationale for your research

By charlesworth author services.

• Charlesworth Author Services
• 19 November, 2021

The rationale for one’s research is the justification for undertaking a given study. It states the reason(s) why a researcher chooses to focus on the topic in question, including what the significance is and what gaps the research intends to fill. In short, it is an explanation that rationalises the need for the study. The rationale is typically followed by a hypothesis/ research question (s) and the study objectives.

When is the rationale for research written?

The rationale of a study can be presented both before and after the research is conducted. 

• Before : The rationale is a crucial part of your research proposal , representing the plan of your work as formulated before you execute your study.
• After : Once the study is completed, the rationale is presented in a research paper or dissertation to explain why you focused on the particular question. In this instance, you would link the rationale of your research project to the study aims and outcomes.

Basis for writing the research rationale

The study rationale is predominantly based on preliminary data . A literature review will help you identify gaps in the current knowledge base and also ensure that you avoid duplicating what has already been done. You can then formulate the justification for your study from the existing literature on the subject and the perceived outcomes of the proposed study.

Length of the research rationale

In a research proposal or research article, the rationale would not take up more than a few sentences . A thesis or dissertation would allow for a longer description, which could even run into a couple of paragraphs . The length might even depend on the field of study or nature of the experiment. For instance, a completely novel or unconventional approach might warrant a longer and more detailed justification.

Basic elements of the research rationale

Every research rationale should include some mention or discussion of the following: 

• An overview of your conclusions from your literature review
• Gaps in current knowledge
• Inconclusive or controversial findings from previous studies
• The need to build on previous research (e.g. unanswered questions, the need to update concepts in light of new findings and/or new technical advancements). 

Example of a research rationale

Note: This uses a fictional study.

Abc xyz is a newly identified microalgal species isolated from fish tanks. While Abc xyz algal blooms have been seen as a threat to pisciculture, some studies have hinted at their unusually high carotenoid content and unique carotenoid profile. Carotenoid profiling has been carried out only in a handful of microalgal species from this genus, and the search for microalgae rich in bioactive carotenoids has not yielded promising candidates so far. This in-depth examination of the carotenoid profile of Abc xyz will help identify and quantify novel and potentially useful carotenoids from an untapped aquaculture resource .

In conclusion

It is important to describe the rationale of your research in order to put the significance and novelty of your specific research project into perspective. Once you have successfully articulated the reason(s) for your research, you will have convinced readers of the importance of your work!

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How To Make Rationale in Research: A Thorough Overview

Struggling to make the right rationale for your research? Learn how to make rationale in research to create the perfect plan for success.

Any academic or scientific discipline relies heavily on research . However, in order to do research properly, it is necessary to comprehend the rationale behind it. A research rationale is a succinct explanation of why a certain research project is required, describing the justifications for the study as well as the advantages it is expected to provide. 

Writing a persuasive rationale is critical for obtaining approval for your research project and communicating the importance of your research. However, developing a convincing one can be difficult, especially for people new to research or unfamiliar with academic expectations. 

After reading this thorough overview on “how to make rationale in research”, you will be better equipped to justify your research and communicate its significance to your academic community. Whether you are a student or a seasoned researcher, this article will provide valuable insights and strategies for creating a powerful research rationale.

What is a Rationale in Research?

A research rationale provides an organized strategy for the whole research and acts as the cornerstone of the research project. It contributes to the research’s rationale by stating why the study is significant, what its aims are, and what the expected findings are. In essence, it is a compelling argument for why the study should be carried out.

A well-written research rationale should be concise, precise, and persuasive. It should clarify the problem or issue that the study attempts to solve, the knowledge or understanding gap that the study seeks to fill, and the possible advantages that it may provide. Furthermore, the reasoning should demonstrate that the research is possible, ethical, and pertinent to the subject of study.

A research project that lacks a strong rationale may lack direction and may fail to address the stated problem or issue. It can also make obtaining financing or permission from institutional review boards (IRBs) or other governing bodies difficult. As a result, devoting effort to developing a compelling research rationale is critical to the success of any research.

Why is a Research Rationale Important? 

For many reasons, a research rationale is crucial. For starters, it helps to explain the necessity for the research project by demonstrating why the study is required and what gaps in knowledge or understanding it attempts to fill. 

Second, it includes a clear and succinct problem statement that outlines the precise research questions or objectives that the study intends to answer. 

Finally, it aids in demonstrating the research’s potential influence by demonstrating how it may lead to the creation of new knowledge, practices, or policies.

To achieve this, you should focus on communicating the potential benefits of your project, while also acknowledging its limitations . This requires a thorough understanding of the research problem and a critical evaluation of the proposed methods and approaches.

It is also important to include sufficient detail about the methods you plan to use, any ethical considerations to consider, and how you will evaluate your results. This helps to demonstrate that you have a well-developed and thoughtful research plan, which is essential for securing funding or gaining approval from academic institutions.

Consider an example of a research project to demonstrate this. Assume you want to investigate the effectiveness of a new teaching style in enhancing student learning results. A compelling rationale for this study might include:

• Demonstrating the need for the study: You may explain that there is a rising concern in the educational environment about low student performance and that standard teaching approaches may not be helpful for all students. 
• Providing a clear problem statement: For example, you might say that the study will look into whether the new teaching approach is effective at enhancing student learning outcomes and what factors may impact its effectiveness.
• Highlighting the research’s potential impact: You might argue that if the study shows that if the new teaching approach is effective, it will be adopted in other schools, increasing student learning results.

The research rationale in this example gives a clear and compelling explanation for the necessity to perform the study, emphasizing its relevance, problem statement, and possible impact.

A Model: Problem-Solution-Rationale

The Problem-Solution-Rationale model is a helpful framework for developing a strong research rationale, it can assist you in organizing your rationale and ensuring that it clearly conveys all information required for an effective research rationale. This model consists of three major components: identifying the problem, proposing a solution, and explaining the rationale for why the proposed solution is necessary.

Identifying the Problem

The first stage in this model is to identify the problem that the study will attempt to solve. This could entail assessing existing research on the topic, finding gaps in knowledge or understanding, or emphasizing new difficulties or issues that have occurred. A clear problem statement serves as the research’s foundation, outlining the specific research questions or objectives that the study seeks to address.

Proposing a Solution

The model’s second stage is to suggest a solution to the identified problem. This might include creating a new theoretical framework, putting a new hypothesis to the test, or suggesting a new intervention or practice. The proposed solution should be based on a thorough review of the literature and a clear understanding of the research problem.

Providing a Rationale

The model’s final stage is to present a rationale for why the suggested solution is required. This might include emphasizing the possible advantages of the suggested solution, explaining how it builds on past research, or demonstrating how it fills a knowledge or understanding gap.

Language to Signal Rationale

Effective communication is crucial when it comes to justifying the significance of your research. One of the ways you can achieve this is by using specific language that signals the rationale to your intended audience. By doing so, you can clearly convey the reasons for your study and its potential benefits to your audience. Here are a couple of such examples:

• “The goal of this research is to fill a knowledge gap on…”
• “We selected this methodology because it allows us to address the research question more effectively.”
• “Our approach is informed by the need to address the practical challenges of…”
• “This research is significant because it contributes to our understanding of…”

Using statements like these can assist to convey the rationale to your audience and stress the significance of your research.

Language for Further Justification – Showing Importance

Once you’ve indicated the rationale for your research, it’s critical to give further justification that emphasizes the relevance of your study. Here are some sentences that might be used to emphasize the significance of your research:

• “By addressing this gap in knowledge, we can gain a better understanding of…”
• “This study is significant because it contributes to the development of…”
• “The implications of this research are far-reaching, and it can inform…”
• “By examining this issue, we can shed light on the broader implications of…”

How to Make Rationale In Research

Writing a compelling rationale for a research proposal is critical to obtaining funds and support for the research you are conducting. In this section, you will learn how to make rationale in research by implementing the four crucial aspects of a rationale: background on all previous research on the issue, the study’s open questions, identification of gaps in the literature, and the importance of filling these gaps.

Background on All Previous Research:

You must clarify the existing level of knowledge of the topic to offer a clear grasp of your research proposal. This entails analyzing all past research on the subject and determining what has been done previously. It is critical to present a thorough summary of existing research, including major results, hypotheses, and methodology. This can assist in demonstrating that you have a deep awareness of the field’s present state of knowledge and how your planned study might contribute to it.

The Study’s Open Questions

The next stage is to identify the study’s open questions. This entails investigating areas where existing knowledge falls short and comprehension gaps exist. You may highlight the need for more research and explain how your research will address these gaps by identifying unanswered questions.

Literature Gaps

Once you’ve discovered the open questions, describe how your research will solve them. This requires recognizing gaps in the current literature and describing how your research will address these gaps. Make it a point to explain how the proposed research differs from prior studies and how it will add to existing knowledge in the subject.

The Importance of Filling These Gaps:

Finally, it is critical to demonstrate the importance of filling these gaps in the current literature. This includes showing the possible advantages of the research and outlining how it will help the field if it can result in new ideas or new approaches, or the impact it will have on real society implications. 

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• Before you start

Rationale and potential impact of your research

Before you start - Rationale and potential impact of your research

Perhaps the most important consideration prior to embarking on a piece of research is of what the overall rationale for – and purpose of – it will be. Given the time, resources and practical considerations involved in planning and carrying out research, the justification for these efforts needs to be made explicit from the outset: as does the anticipated impact or benefits that the research will ultimately bring.  

Key things to think about

Issues that should be addressed in outlining the overall aims and rationale for your research include:

• the problem, need or issue that has given rise to the research idea
• how the existing literature (or lack thereof) has highlighted the need for it
• who wants the research - and why
• what the general purposes and priorities of the research are
• who are the potential beneficiaries of and audiences for the research
• the intended outcomes of the research, its deliverables and what it will 'do'

Further reading

Cohen, L., Manion, L. & Morrison, K. (2018), Chapter 9 – “Choosing a research project” in Cohen, L., Manion, L. & Morrison, K. (eds), Research Methods in Education (Abingdon, Routledge, 8th edn, pp. 153-164

How to Write a Rationale for Your Research Paper

Learn how to write a compelling research rationale. Discover key elements, steps, and tips to justify your study and strengthen your academic paper.

Jun 25, 2024

A research rationale is a fundamental component of any academic paper, serving as the backbone that supports the entire study.

It's not just a formality or an introductory paragraph; rather, it's a critical element that justifies the need for your research and articulates its potential value to the academic community and beyond.

In essence, the rationale is your opportunity to convince readers—whether they're supervisors, peers, funding bodies, or journal editors—that your research is worth their time, attention, and potentially, their resources.

The Importance of a Well-Crafted Rationale

1. contextualizing your research.

A strong rationale provides the necessary context for your study. It situates your work within the broader landscape of existing research , helping readers understand where your study fits in the grand scheme of your field. This context is crucial because it demonstrates that you're not working in isolation, but rather building upon and contributing to a larger body of knowledge.

2. Demonstrating Originality and Significance

By clearly articulating the gap in current knowledge that your research aims to fill, you're effectively demonstrating the originality of your work. This is particularly important in academia , where novel contributions are highly valued. Your rationale should clarify that your study isn't merely replicating existing work but is pushing the boundaries of what's known in your field.

3. Justifying Resources and Efforts

Research often requires significant resources, both in terms of time and funding. Your rationale serves as a justification for these investments. It should convince readers that the potential outcomes of your study are worth the resources required to conduct it. This is especially crucial when applying for grants or seeking institutional support for your research.

4. Setting the Stage for Your Methodology

A well-written rationale naturally leads to your choice of methodology. By clearly stating the problem you're addressing and why it's important, you create a logical foundation for explaining how you plan to tackle it. This connection between your rationale and methodology strengthens the overall coherence of your research paper.

5. Enhancing the Impact of Your Findings

When you clearly articulate why your research question is important in your rationale, you're also setting the stage for discussing the implications of your findings later in your paper. A strong rationale makes it easier for readers to appreciate the significance of your results and their potential impact on the field.

Key Elements of an Effective Rationale

1. clear problem statement.

The cornerstone of your rationale is a clear, concise statement of the problem or question your research addresses. This statement should be specific enough to guide your research but broad enough to demonstrate its wider relevance. When formulating your problem statement, consider the following:

• What is the current state of knowledge in your field?
• What specific gap, contradiction, or unexplored area have you identified?
• Why is addressing this gap important?

Example: "Despite extensive research on climate change mitigation strategies, there's a lack of comprehensive studies examining the effectiveness of urban green spaces in reducing urban heat island effects in rapidly growing cities of the Global South."

2. Relevance to Existing Literature

Your rationale should demonstrate a thorough understanding of the current state of research in your field. This involves:

• Summarizing key findings from relevant studies
• Identifying trends, debates, or controversies in the literature
• Explaining how your research relates to or builds upon existing work

It's important to strike a balance here—show that you're familiar with the field, but also highlight the unique contribution your study will make.

3. Potential Impact of the Research

Articulate the potential outcomes of your study and why they matter. This could include:

• Theoretical advancements: How might your work challenge or refine existing theories?
• Practical applications: Could your findings inform policy decisions or improve professional practices?
• Societal benefits: How might your research contribute to solving broader societal challenges?

Be realistic in your claims, but don't undersell the potential significance of your work.

Steps to Write a Compelling Rationale

1. Identify the Research Problem

Start by clearly defining the specific issue or question your study will address. This involves:

• Conducting preliminary research to understand the current state of knowledge
• Identifying gaps or inconsistencies in existing research
• Formulating a clear, focused research question or hypothesis

2. Review Relevant Literature

Conduct a thorough review of current research related to your topic. This step is crucial for:

• Understanding the theoretical and empirical context of your research
• Identifying key debates or controversies in the field
• Spotting gaps or areas that need further exploration

As you review the literature, keep detailed notes on how each source relates to your research question and how it informs your rationale.

3. Articulate the Significance of Your Study

Explain why your research matters. This involves:

• Highlighting the theoretical or practical importance of your research question
• Discussing potential contributions to existing knowledge
• Explaining how your study might inform policy, practice, or future research

Be specific about the potential impact of your work, but avoid overstating its importance.

4. Explain Your Unique Approach or Perspective

Describe how your research approach differs from or builds upon previous work:

• Highlight any innovative methods or techniques you'll be using
• Explain how your perspective or approach adds value to the field
• Discuss how your study addresses limitations of previous research

5. Address Potential Counterarguments

Anticipate and address potential objections to your research:

• Acknowledge any limitations or potential weaknesses in your approach
• Explain why your study is valuable despite these challenges
• Demonstrate that you've considered alternative approaches and can justify your chosen method

Tips for Crafting a Compelling Rationale

Be Concise and Focused

While your rationale needs to be comprehensive, it should also be concise. Every sentence should serve a purpose in justifying your research. Avoid unnecessary jargon or overly complex language that might obscure your main points.

Use Evidence to Support Your Claims

Back up your arguments with evidence from credible sources. This might include:

• Statistics demonstrating the prevalence or impact of the problem you're studying
• Quotes from respected scholars in your field highlighting the need for further research
• Examples of real-world situations that illustrate the importance of your research question

Maintain Logical Flow

Ensure that your rationale follows a logical progression. Each point should naturally lead to the next, creating a compelling argument for the necessity and value of your research.

Tailor Your Rationale to Your Audience

Consider who will be reading your rationale. A funding body might be more interested in practical applications, while an academic journal might prioritize theoretical contributions. Adjust your focus accordingly.

Revise and Refine

Writing a strong rationale often requires multiple drafts. After writing your initial version:

• Take a break and return to it with fresh eyes
• Ask colleagues or mentors to review it and provide feedback
• Consider how each element contributes to justifying your research and remove anything that doesn't serve this purpose

Common Pitfalls to Avoid

Avoid general statements that could apply to any research. Be specific about the gap you're addressing and why your approach is valuable.

Disconnection from Prior Research

Don't present your research as if it exists in a vacuum. Always connect your work to existing literature and ongoing debates in your field.

Overstatement

While it's important to highlight the significance of your research, avoid hyperbole. Realistic, well-supported claims are more convincing than grandiose statements.

Lack of Focus

Ensure that every element of your rationale relates directly to your research question. Avoid tangents or unnecessary background information.

A well-crafted rationale is more than just a justification for your research —it's an opportunity to demonstrate your deep understanding of your field and your ability to contribute meaningfully to it. By clearly articulating the need for your study, its relevance to existing literature, and its potential impact, you set the stage for a compelling and impactful research paper.

Remember, your rationale is often the first thing readers encounter, so make it count. A strong rationale not only justifies your research but also engages your readers and invites them to join you on your academic journey.

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How to write a research rationale

When you are doing a research assessment piece in History, you’ll often be asked to write a rationale. This is particularly true for the source investigation assessment piece.

What is a ‘rationale’?

A rationale is a written explanation about your research task that helps your teacher understand the decisions you made before beginning your source research .

A research rationale is a statement that explains the reasons behind conducting a particular research study.

It outlines the background, context, and significance of the research and why it is important to answer the main inquiry question.

A rationale seeks to answer three questions:

• Why have you chosen this particular topic to research?
• What questions do you specifically want answered as a result of your research?
• How do you plan on finding the best sources during your research?

How to write a rationale

Based upon the three questions mentioned above, your rationale should have three distinct sections that answer each one.

Please note that you can answer all three in a single paragraph, but the examples below will show them as three separate paragraphs.

Part 1: Explain your topic choice

You should explain as clearly as possible why this particular subject interested you.

Don’t just say “it is interesting”: give specific reasons why.

The more precise you are, the better your mark will be. 

Useful sentence starters for explaining topic choice:

• I was curious to discover…
• I wanted to know…
• I was confused by…
• I always wanted to know…
• I have always been fascinated by…
• I am particularly interested in…
• I was surprised to learn that … and I wanted to know more

Example explanation of topic choice:

Imperial Japan’s decision to surrender at the end of World War II seemed like a historical anomaly based upon what we learned in class about the Japanese ideologies behind bushido and the samurai. I wanted to know to what degree the atomic bombs had an influence upon the ultimate decision to surrender. I specifically want to know what the Japanese primary sources said at the time of the events to see their perspective. In particular, want to know if Emperor Hirohito left any documents that explained his decisions.  

Part 2: Explain your research questions

You need to explain the steps that helped you to create your Key Inquiry Question and Sub-Questions .

Remember that these questions should constantly be refined to include specific historical terms and information that you found during your background research .

Explain to your teacher why you have included specific information in your research questions.

Useful sentence starters for explaining research questions:

• The three specific aspects that I wanted to focus upon are…
• I knew that I had to develop my understanding of…
• My background research focused upon…

Example explanation of research questions:

Since I wanted to focus my research on the Japanese primary sources, my Key Inquiry Question is primarily about the role that the atomic bombs had upon the emperor’s decision to surrender at the end of World War II. I guess that there may not be a lot of primary sources written by the emperor himself, so I have formed three separate questions to look at his decisions from different angles. My first question focuses on what Japanese primary sources said at the time, including the emperor. My second question looks at how contemporary Japanese historians interpret this event. Finally, my third question seeks to understand how western historians understand Hirohito’s motivations.

Part 3: Explain how you will find your sources

You need to explain what strategies you have to help you find great sources to answer your research questions.

In this section, you want to specifically name the databases, museums or other research resources you know you will utilise to find the best sources on your topic.

It may also be useful to specifically name important historians or primary sources that you know in advance that you’ll need to read closely to help answer your questions.

Useful sentence starters for explaining source research:

• I have chosen to use…
• One of the best sources I found was…
• The most important sources I have use are…
• To ensure I had a range of perspectives I…
• It was important to include as one of my sources…

Example explanation of source research: 

I knew that finding Japanese primary sources was going to be hard, as I fear that many of them have not been translated into English. As a result, I am going to start my research by looking at what western historians say by gathering some academic articles from the JSTOR database. I hope that these historians will reference some translated Japanese primary sources and that will lead me to some great resources. After that, I know that the Tokyo Museum website has some primary source documents that may be of use to me, so look through their resources. Finally, during my background research, I stumbled across the prominent Japanese historian, Suzuki, who focuses a lot on this period, so I want to find out what his opinion is of these events. I believe that these resources should give me ample information to help answer my research questions.

Word limit advice

Answering all of these sections in a limited word count can be a challenge.

Therefore, don’t waste space on things that don’t matter, such as simply describing a historical event or person, or talking about simplistic decision-making choices (such as “I just really like wars”).

The rationale’s purpose is to explain your decision-making process. Therefore, if what you’re saying is not relevant, don’t waste space talking about it.

Example rationale

After learning about Ned Kelly in class, I was fascinated to discover that historians disagree about his motivations. What I wanted to learn about is the role that racist attitudes towards the Irish in colonial Australia had upon his life. I don’t know much about the social division between the English and Irish in Australian history, so I want to see how people who lived during these events described Ned Kelly, in order to see if racism was an important factor.

As a result, I have written my Key Inquiry Question to focus on the representation of Ned Kelly in the popular media. To help answer this, I have written my sub-questions to focus on different media types: my first question asks about how the newspapers reported on Kelly; my second is about how he is mentioned in religious sermons of the day; and my third question focuses on his representation in public posters, such as the ‘wanted’ signs for his arrest.

Since my questions are focused heavily on the primary sources, I know that I will have to start my source research on the Trove newspaper database website. This will allow me to quickly find newspaper reports about the main events in Kelly’s life. Secondly, I know that I will have trouble finding church sermons and public posters, so I will have to look for museum websites that may have these resources already, such as the Museum of Victoria and the State Library of New South Wales. I know that they often have educational resources for teachers that include primary sources. Finally, I know from my background research that Manning Clark has done a lot of research on Kelly’s life, so I hope he will mention important primary sources that can help me out, including the Jerilderie Letter.

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Rationale for the Study

It is important for you to be able to explain the importance of the research you are conducting by providing valid arguments. Rationale for the study, also referred to as justification for the study, is reason why you have conducted your study in the first place. This part in your paper needs to explain uniqueness and importance of your research. Rationale for the study needs to be specific and ideally, it should relate to the following points:

1. The research needs to contribute to the elimination of a gap in the literature. Elimination of gap in the present literature is one of the compulsory requirements for your study. In other words, you don’t need to ‘re-invent the wheel’ and your research aims and objectives need to focus on new topics. For example, you can choose to conduct an empirical study to assess the implications of COVID-19 pandemic on the numbers of tourists visitors in your city. This might be previously undressed topic, taking into account that COVID-19 pandemic is a relatively recent phenomenon.

Alternatively, if you cannot find a new topic to research, you can attempt to offer fresh perspectives on existing management, business or economic issues. For example, while thousands of studies have been previously conducted to study various aspects of leadership, this topic as far from being exhausted as a research area. Specifically, new studies can be conducted in the area of leadership to analyze the impacts of new communication mediums such as TikTok, and other social networking sites on leadership practices.

You can also discuss the shortcomings of previous works devoted to your research area. Shortcomings in previous studies can be divided into three groups:

a) Methodological limitations . Methodology employed in previous study may be flawed in terms of research design, research approach or sampling.

b) Contextual limitations . Relevance of previous works may be non-existent for the present because external factors have changed.

c) Conceptual limitations . Previous studies may be unjustifiably bound up to a particular model or an ideology.

While discussing the shortcomings of previous studies you should explain how you are going to correct them. This principle is true to almost all areas in business studies i.e. gaps or shortcomings in the literature can be found in relation to almost all areas of business and economics.

2. The research can be conducted to solve a specific problem. It helps if you can explain why you are the right person and in the right position to solve the problem. You have to explain the essence of the problem in a detailed manner and highlight practical benefits associated with the solution of the problem. Suppose, your dissertation topic is “a study into advantages and disadvantages of various entry strategies into Chinese market”. In this case, you can say that practical implications of your research relates to assisting businesses aiming to enter Chinese market to do more informed decision making.

Alternatively, if your research is devoted to the analysis of impacts of CSR programs and initiatives on brand image, practical contributions of your study would relate to contributing to the level of effectiveness of CSR programs of businesses.

Additional examples of studies that can assist to address specific practical problems may include the following:

• A study into the reasons of high employee turnover at Hanson Brick
• A critical analysis of employee motivation problems at Esporta, Finchley Road, London
• A research into effective succession planning at Microsoft
• A study into major differences between private and public primary education in the USA and implications of these differences on the quality of education

However, it is important to note that it is not an obligatory for a dissertation   to be associated with the solution of a specific problem. Dissertations can be purely theory-based as well. Examples of such studies include the following:

• Born or bred: revising The Great Man theory of leadership in the 21 st century
• A critical analysis of the relevance of McClelland’s Achievement theory to the US information technology industry
• Neoliberalism as a major reason behind the emergence of the global financial and economic crisis of 2007-2009
• Analysis of Lewin’s Model of Change and its relevance to pharmaceutical sector of France

3. Your study has to contribute to the level of professional development of the researcher . That is you. You have to explain in a detailed manner in what ways your research contributes to the achievement of your long-term career aspirations.

For example, you have selected a research topic of “ A critical analysis of the relevance of McClelland’s Achievement theory in the US information technology industry ”.  You may state that you associate your career aspirations with becoming an IT executive in the US, and accordingly, in-depth knowledge of employee motivation in this industry is going to contribute your chances of success in your chosen career path.

Therefore, you are in a better position if you have already identified your career objectives, so that during the research process you can get detailed knowledge about various aspects of your chosen industry.

My e-book, The Ultimate Guide to Writing a Dissertation in Business Studies: a step by step assistance offers practical assistance to complete a dissertation with minimum or no stress. The e-book covers all stages of writing a dissertation starting from the selection to the research area to submitting the completed version of the work within the deadline.

John Dudovskiy

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How to Write a Study Rationale

Last Updated: May 19, 2023 Fact Checked

This article was co-authored by Jake Adams and by wikiHow staff writer, Jennifer Mueller, JD . Jake Adams is an academic tutor and the owner of Simplifi EDU, a Santa Monica, California based online tutoring business offering learning resources and online tutors for academic subjects K-College, SAT & ACT prep, and college admissions applications. With over 14 years of professional tutoring experience, Jake is dedicated to providing his clients the very best online tutoring experience and access to a network of excellent undergraduate and graduate-level tutors from top colleges all over the nation. Jake holds a BS in International Business and Marketing from Pepperdine University. This article has been fact-checked, ensuring the accuracy of any cited facts and confirming the authority of its sources. This article has been viewed 59,377 times.

A study rationale explains the reason for a study and the importance of its findings for a particular field. Commonly, you'll need to write a study rationale as part of a university course of study, although you may also need to write one as a professional researcher to apply for funding or other support. As a student, your study rationale also justifies how it fulfills the requirements for your degree program or course of study. Do research before you write your study rationale so that you can discuss the previous work your study builds on and explain its significance to your field. Thorough research is also important in the professional context because your rationale will likely become part of the contract if funding or support is approved. [1] X Research source

Describing What You Hope to Accomplish

• For example, suppose you want to study how working the night shift affects the academic performance of college students who are taking classes during the day. A narrow question would measure a specific impact based on a specific amount of hours worked.

• Justify the methodology you're using. If there's another methodology that might accomplish the same result, describe it and explain why your methodology is superior — perhaps because it's more efficient, takes less time, or uses fewer resources. For example, you might get more information out of personal interviews, but creating an online questionnaire is more cost-effective.
• Particularly if you're seeking funding or support, this section of your rationale will also include details about the cost of your study and the facilities or resources you'll need. [3] X Research source

Tip: A methodology that is more complex, difficult, or expensive requires more justification than one that is straightforward and simple.

• For example, if you're studying the effect of working the night shift on academic performance, you might hypothesize that working 4 or more nights a week lowers students' grade point averages by more than 1 point.

• Use action words, such as "quantify" or "establish," when writing your goals. For example, you might write that one goal of your study is to "quantify the degree to which working at night inhibits the academic performance of college students."
• If you are a professional researcher, your objectives may need to be more specific and concrete. The organization you submit your rationale to will have details about the requirements to apply for funding and other support. [5] X Research source

Explaining Your Study's Significance

• Going into extensive detail usually isn't necessary. Instead, highlight the findings of the most significant work in the field that addressed a similar question.
• Provide references so that your readers can examine the previous studies for themselves and compare them to your proposed study.

• Methodological limitations: Previous studies failed to measure the variables appropriately or used a research design that had problems or biases
• Contextual limitations: Previous studies aren't relevant because circumstances have changed regarding the variables measured
• Conceptual limitations: Previous studies are too tied up in a specific ideology or framework

• For example, if a previous study had been conducted to support a university's policy that full-time students were not permitted to work, you might argue that it was too tied up in that specific ideology and that this biased the results. You could then point out that your study is not intended to advance any particular policy.

Tip: If you have to defend or present your rationale to an advisor or team, try to anticipate the questions they might ask you and include the answers to as many of those questions as possible.

Including Academic Proposal Information

• As a student, you might emphasize your major and specific classes you've taken that give you particular knowledge about the subject of your study. If you've served as a research assistant on a study with a similar methodology or covering a similar research question, you might mention that as well.
• If you're a professional researcher, focus on the experience you have in a particular field as well as the studies you've done in the past. If you have done studies with a similar methodology that were important in your field, you might mention those as well.

Tip: If you don't have any particular credentials or experience that are relevant to your study, tell the readers of your rationale what drew you to this particular topic and how you became interested in it.

• For example, if you are planning to conduct the study as fulfillment of the research requirement for your degree program, you might discuss any specific guidelines for that research requirement and list how your study meets those criteria.

• In most programs, there will be specific wording for you to include in your rationale if you're submitting it for a certain number of credits. Your instructor or advisor can help make sure you've worded this appropriately.

Study Rationale Outline and Example

Expert Q&A

• This article presents an overview of how to write a study rationale. Check with your instructor or advisor for any specific requirements that apply to your particular project. Thanks Helpful 0 Not Helpful 0

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• ↑ https://research.com/research/how-to-write-research-methodology
• ↑ https://ris.leeds.ac.uk/applying-for-funding/developing-your-proposal/resources-and-tips/key-questions-for-researchers/
• ↑ https://www.cwauthors.com/article/how-to-write-the-rationale-for-your-research
• ↑ http://www.writingcentre.uct.ac.za/sites/default/files/image_tool/images/167/Rationale.pdf
• ↑ https://www.niaid.nih.gov/grants-contracts/write-research-plan
• ↑ https://www.esc.edu/degree-planning-academic-review/degree-program/student-degree-planning-guide/rationale-essay-writing/writing-tips/

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How to Write the Rationale for a Research Proposal

Table of Contents

Writing a research proposal can be intimidating, especially when you are expected to explain the rationale behind your project. This article will help you learn how to write the rationale for a research proposal to provide justification for why it should be pursued. A good rationale should give readers an understanding of why your project is worth undertaking and how it will contribute to existing knowledge. It should outline any practical implications that could come from your work. By thoroughly preparing this section of your proposal , you will increase the chances of having your research approved.

What Is a Rationale in Research?

A research rationale provides a detailed explanation of why a study is necessary and should be carried out. It convinces the reader or examiner of the importance of the research by outlining its relevance, significance, and potential contribution to existing knowledge. Additionally, it helps transition from the research problem to the methods used in the study, connecting both elements into one comprehensive argument. The research rationale justifies why the researcher chose to conduct this particular study over any other possible alternative studies.

Why Is a Research Rationale Important?

A well-written rationale can help demonstrate your commitment to the project. It can convince reviewers that you have put thought into developing a high-quality research plan. When composing this section, focus on the scientific merit of your proposed study by providing clear and concise reasons for conducting the research. Your goal is to communicate the potential benefits of your project and show that you understand its limitations. Include sufficient detail about the methods you plan to use, any ethical considerations to consider, and how you will evaluate your results. Explaining why your research is important and necessary is essential for getting approval from funding bodies or academic institutions. Your rationale should provide a convincing argument for why the project needs to be conducted. The rationale must make it clear that there are potential benefits that justify its costs. Consider the broader impact of your work and describe how it could contribute to furthering knowledge in the field.

The rationale for research is also known as the justification of the study. Make a mention of the following points while writing the rationale for a research proposal:

Background on All Previous Research on the Subject of Your Study

It is important to include background information on what research has already been done on the study topic. This will help to build a foundation for understanding the current knowledge, open questions, and gaps.

The Open Questions of the Study

Highlighting the open questions related to the study topic helps to identify potential areas for further exploration. It gives readers an understanding of where new research could be helpful. It is essential to state these questions to have clear objectives and goals for the research proposal.

Identify the Gaps in Literature

Identifying literature gaps helps highlight areas that have not yet been studied. This provides the opportunity to add new information and understanding to the field. By including these points in the rationale, the writer can showcase how his work will contribute to existing research.

Highlight the Significance of Addressing These Gaps

Emphasizing why it is important to address those gaps is vital in any research proposal. It allows readers to understand why this particular project needs to be undertaken. By clearly outlining why addressing these gaps is crucial, the writer can successfully argue why his proposed project should be given consideration.

A rationale for a research proposal can help convince the reader of the importance and relevance of your study. This article explains the importance of a rationale and discusses the key elements to learn how to write the rationale for a research proposal . Following these tips will let you create a powerful research rationale that will help convince others of the value of your project.

Abir Ghenaiet

Abir is a data analyst and researcher. Among her interests are artificial intelligence, machine learning, and natural language processing. As a humanitarian and educator, she actively supports women in tech and promotes diversity.

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A Practical Guide to Writing Quantitative and Qualitative Research Questions and Hypotheses in Scholarly Articles

Edward barroga.

1 Department of General Education, Graduate School of Nursing Science, St. Luke’s International University, Tokyo, Japan.

Glafera Janet Matanguihan

2 Department of Biological Sciences, Messiah University, Mechanicsburg, PA, USA.

The development of research questions and the subsequent hypotheses are prerequisites to defining the main research purpose and specific objectives of a study. Consequently, these objectives determine the study design and research outcome. The development of research questions is a process based on knowledge of current trends, cutting-edge studies, and technological advances in the research field. Excellent research questions are focused and require a comprehensive literature search and in-depth understanding of the problem being investigated. Initially, research questions may be written as descriptive questions which could be developed into inferential questions. These questions must be specific and concise to provide a clear foundation for developing hypotheses. Hypotheses are more formal predictions about the research outcomes. These specify the possible results that may or may not be expected regarding the relationship between groups. Thus, research questions and hypotheses clarify the main purpose and specific objectives of the study, which in turn dictate the design of the study, its direction, and outcome. Studies developed from good research questions and hypotheses will have trustworthy outcomes with wide-ranging social and health implications.

INTRODUCTION

Scientific research is usually initiated by posing evidenced-based research questions which are then explicitly restated as hypotheses. 1 , 2 The hypotheses provide directions to guide the study, solutions, explanations, and expected results. 3 , 4 Both research questions and hypotheses are essentially formulated based on conventional theories and real-world processes, which allow the inception of novel studies and the ethical testing of ideas. 5 , 6

It is crucial to have knowledge of both quantitative and qualitative research 2 as both types of research involve writing research questions and hypotheses. 7 However, these crucial elements of research are sometimes overlooked; if not overlooked, then framed without the forethought and meticulous attention it needs. Planning and careful consideration are needed when developing quantitative or qualitative research, particularly when conceptualizing research questions and hypotheses. 4

There is a continuing need to support researchers in the creation of innovative research questions and hypotheses, as well as for journal articles that carefully review these elements. 1 When research questions and hypotheses are not carefully thought of, unethical studies and poor outcomes usually ensue. Carefully formulated research questions and hypotheses define well-founded objectives, which in turn determine the appropriate design, course, and outcome of the study. This article then aims to discuss in detail the various aspects of crafting research questions and hypotheses, with the goal of guiding researchers as they develop their own. Examples from the authors and peer-reviewed scientific articles in the healthcare field are provided to illustrate key points.

DEFINITIONS AND RELATIONSHIP OF RESEARCH QUESTIONS AND HYPOTHESES

A research question is what a study aims to answer after data analysis and interpretation. The answer is written in length in the discussion section of the paper. Thus, the research question gives a preview of the different parts and variables of the study meant to address the problem posed in the research question. 1 An excellent research question clarifies the research writing while facilitating understanding of the research topic, objective, scope, and limitations of the study. 5

On the other hand, a research hypothesis is an educated statement of an expected outcome. This statement is based on background research and current knowledge. 8 , 9 The research hypothesis makes a specific prediction about a new phenomenon 10 or a formal statement on the expected relationship between an independent variable and a dependent variable. 3 , 11 It provides a tentative answer to the research question to be tested or explored. 4

Hypotheses employ reasoning to predict a theory-based outcome. 10 These can also be developed from theories by focusing on components of theories that have not yet been observed. 10 The validity of hypotheses is often based on the testability of the prediction made in a reproducible experiment. 8

Conversely, hypotheses can also be rephrased as research questions. Several hypotheses based on existing theories and knowledge may be needed to answer a research question. Developing ethical research questions and hypotheses creates a research design that has logical relationships among variables. These relationships serve as a solid foundation for the conduct of the study. 4 , 11 Haphazardly constructed research questions can result in poorly formulated hypotheses and improper study designs, leading to unreliable results. Thus, the formulations of relevant research questions and verifiable hypotheses are crucial when beginning research. 12

CHARACTERISTICS OF GOOD RESEARCH QUESTIONS AND HYPOTHESES

Excellent research questions are specific and focused. These integrate collective data and observations to confirm or refute the subsequent hypotheses. Well-constructed hypotheses are based on previous reports and verify the research context. These are realistic, in-depth, sufficiently complex, and reproducible. More importantly, these hypotheses can be addressed and tested. 13

There are several characteristics of well-developed hypotheses. Good hypotheses are 1) empirically testable 7 , 10 , 11 , 13 ; 2) backed by preliminary evidence 9 ; 3) testable by ethical research 7 , 9 ; 4) based on original ideas 9 ; 5) have evidenced-based logical reasoning 10 ; and 6) can be predicted. 11 Good hypotheses can infer ethical and positive implications, indicating the presence of a relationship or effect relevant to the research theme. 7 , 11 These are initially developed from a general theory and branch into specific hypotheses by deductive reasoning. In the absence of a theory to base the hypotheses, inductive reasoning based on specific observations or findings form more general hypotheses. 10

TYPES OF RESEARCH QUESTIONS AND HYPOTHESES

Research questions and hypotheses are developed according to the type of research, which can be broadly classified into quantitative and qualitative research. We provide a summary of the types of research questions and hypotheses under quantitative and qualitative research categories in Table 1 .

Research questions in quantitative research

In quantitative research, research questions inquire about the relationships among variables being investigated and are usually framed at the start of the study. These are precise and typically linked to the subject population, dependent and independent variables, and research design. 1 Research questions may also attempt to describe the behavior of a population in relation to one or more variables, or describe the characteristics of variables to be measured ( descriptive research questions ). 1 , 5 , 14 These questions may also aim to discover differences between groups within the context of an outcome variable ( comparative research questions ), 1 , 5 , 14 or elucidate trends and interactions among variables ( relationship research questions ). 1 , 5 We provide examples of descriptive, comparative, and relationship research questions in quantitative research in Table 2 .

Hypotheses in quantitative research

In quantitative research, hypotheses predict the expected relationships among variables. 15 Relationships among variables that can be predicted include 1) between a single dependent variable and a single independent variable ( simple hypothesis ) or 2) between two or more independent and dependent variables ( complex hypothesis ). 4 , 11 Hypotheses may also specify the expected direction to be followed and imply an intellectual commitment to a particular outcome ( directional hypothesis ) 4 . On the other hand, hypotheses may not predict the exact direction and are used in the absence of a theory, or when findings contradict previous studies ( non-directional hypothesis ). 4 In addition, hypotheses can 1) define interdependency between variables ( associative hypothesis ), 4 2) propose an effect on the dependent variable from manipulation of the independent variable ( causal hypothesis ), 4 3) state a negative relationship between two variables ( null hypothesis ), 4 , 11 , 15 4) replace the working hypothesis if rejected ( alternative hypothesis ), 15 explain the relationship of phenomena to possibly generate a theory ( working hypothesis ), 11 5) involve quantifiable variables that can be tested statistically ( statistical hypothesis ), 11 6) or express a relationship whose interlinks can be verified logically ( logical hypothesis ). 11 We provide examples of simple, complex, directional, non-directional, associative, causal, null, alternative, working, statistical, and logical hypotheses in quantitative research, as well as the definition of quantitative hypothesis-testing research in Table 3 .

Research questions in qualitative research

Unlike research questions in quantitative research, research questions in qualitative research are usually continuously reviewed and reformulated. The central question and associated subquestions are stated more than the hypotheses. 15 The central question broadly explores a complex set of factors surrounding the central phenomenon, aiming to present the varied perspectives of participants. 15

There are varied goals for which qualitative research questions are developed. These questions can function in several ways, such as to 1) identify and describe existing conditions ( contextual research question s); 2) describe a phenomenon ( descriptive research questions ); 3) assess the effectiveness of existing methods, protocols, theories, or procedures ( evaluation research questions ); 4) examine a phenomenon or analyze the reasons or relationships between subjects or phenomena ( explanatory research questions ); or 5) focus on unknown aspects of a particular topic ( exploratory research questions ). 5 In addition, some qualitative research questions provide new ideas for the development of theories and actions ( generative research questions ) or advance specific ideologies of a position ( ideological research questions ). 1 Other qualitative research questions may build on a body of existing literature and become working guidelines ( ethnographic research questions ). Research questions may also be broadly stated without specific reference to the existing literature or a typology of questions ( phenomenological research questions ), may be directed towards generating a theory of some process ( grounded theory questions ), or may address a description of the case and the emerging themes ( qualitative case study questions ). 15 We provide examples of contextual, descriptive, evaluation, explanatory, exploratory, generative, ideological, ethnographic, phenomenological, grounded theory, and qualitative case study research questions in qualitative research in Table 4 , and the definition of qualitative hypothesis-generating research in Table 5 .

Qualitative studies usually pose at least one central research question and several subquestions starting with How or What . These research questions use exploratory verbs such as explore or describe . These also focus on one central phenomenon of interest, and may mention the participants and research site. 15

Hypotheses in qualitative research

Hypotheses in qualitative research are stated in the form of a clear statement concerning the problem to be investigated. Unlike in quantitative research where hypotheses are usually developed to be tested, qualitative research can lead to both hypothesis-testing and hypothesis-generating outcomes. 2 When studies require both quantitative and qualitative research questions, this suggests an integrative process between both research methods wherein a single mixed-methods research question can be developed. 1

FRAMEWORKS FOR DEVELOPING RESEARCH QUESTIONS AND HYPOTHESES

Research questions followed by hypotheses should be developed before the start of the study. 1 , 12 , 14 It is crucial to develop feasible research questions on a topic that is interesting to both the researcher and the scientific community. This can be achieved by a meticulous review of previous and current studies to establish a novel topic. Specific areas are subsequently focused on to generate ethical research questions. The relevance of the research questions is evaluated in terms of clarity of the resulting data, specificity of the methodology, objectivity of the outcome, depth of the research, and impact of the study. 1 , 5 These aspects constitute the FINER criteria (i.e., Feasible, Interesting, Novel, Ethical, and Relevant). 1 Clarity and effectiveness are achieved if research questions meet the FINER criteria. In addition to the FINER criteria, Ratan et al. described focus, complexity, novelty, feasibility, and measurability for evaluating the effectiveness of research questions. 14

The PICOT and PEO frameworks are also used when developing research questions. 1 The following elements are addressed in these frameworks, PICOT: P-population/patients/problem, I-intervention or indicator being studied, C-comparison group, O-outcome of interest, and T-timeframe of the study; PEO: P-population being studied, E-exposure to preexisting conditions, and O-outcome of interest. 1 Research questions are also considered good if these meet the “FINERMAPS” framework: Feasible, Interesting, Novel, Ethical, Relevant, Manageable, Appropriate, Potential value/publishable, and Systematic. 14

As we indicated earlier, research questions and hypotheses that are not carefully formulated result in unethical studies or poor outcomes. To illustrate this, we provide some examples of ambiguous research question and hypotheses that result in unclear and weak research objectives in quantitative research ( Table 6 ) 16 and qualitative research ( Table 7 ) 17 , and how to transform these ambiguous research question(s) and hypothesis(es) into clear and good statements.

a These statements were composed for comparison and illustrative purposes only.

b These statements are direct quotes from Higashihara and Horiuchi. 16

a This statement is a direct quote from Shimoda et al. 17

The other statements were composed for comparison and illustrative purposes only.

CONSTRUCTING RESEARCH QUESTIONS AND HYPOTHESES

To construct effective research questions and hypotheses, it is very important to 1) clarify the background and 2) identify the research problem at the outset of the research, within a specific timeframe. 9 Then, 3) review or conduct preliminary research to collect all available knowledge about the possible research questions by studying theories and previous studies. 18 Afterwards, 4) construct research questions to investigate the research problem. Identify variables to be accessed from the research questions 4 and make operational definitions of constructs from the research problem and questions. Thereafter, 5) construct specific deductive or inductive predictions in the form of hypotheses. 4 Finally, 6) state the study aims . This general flow for constructing effective research questions and hypotheses prior to conducting research is shown in Fig. 1 .

Research questions are used more frequently in qualitative research than objectives or hypotheses. 3 These questions seek to discover, understand, explore or describe experiences by asking “What” or “How.” The questions are open-ended to elicit a description rather than to relate variables or compare groups. The questions are continually reviewed, reformulated, and changed during the qualitative study. 3 Research questions are also used more frequently in survey projects than hypotheses in experiments in quantitative research to compare variables and their relationships.

Hypotheses are constructed based on the variables identified and as an if-then statement, following the template, ‘If a specific action is taken, then a certain outcome is expected.’ At this stage, some ideas regarding expectations from the research to be conducted must be drawn. 18 Then, the variables to be manipulated (independent) and influenced (dependent) are defined. 4 Thereafter, the hypothesis is stated and refined, and reproducible data tailored to the hypothesis are identified, collected, and analyzed. 4 The hypotheses must be testable and specific, 18 and should describe the variables and their relationships, the specific group being studied, and the predicted research outcome. 18 Hypotheses construction involves a testable proposition to be deduced from theory, and independent and dependent variables to be separated and measured separately. 3 Therefore, good hypotheses must be based on good research questions constructed at the start of a study or trial. 12

In summary, research questions are constructed after establishing the background of the study. Hypotheses are then developed based on the research questions. Thus, it is crucial to have excellent research questions to generate superior hypotheses. In turn, these would determine the research objectives and the design of the study, and ultimately, the outcome of the research. 12 Algorithms for building research questions and hypotheses are shown in Fig. 2 for quantitative research and in Fig. 3 for qualitative research.

EXAMPLES OF RESEARCH QUESTIONS FROM PUBLISHED ARTICLES

• EXAMPLE 1. Descriptive research question (quantitative research)
• - Presents research variables to be assessed (distinct phenotypes and subphenotypes)
• “BACKGROUND: Since COVID-19 was identified, its clinical and biological heterogeneity has been recognized. Identifying COVID-19 phenotypes might help guide basic, clinical, and translational research efforts.
• RESEARCH QUESTION: Does the clinical spectrum of patients with COVID-19 contain distinct phenotypes and subphenotypes? ” 19
• EXAMPLE 2. Relationship research question (quantitative research)
• - Shows interactions between dependent variable (static postural control) and independent variable (peripheral visual field loss)
• “Background: Integration of visual, vestibular, and proprioceptive sensations contributes to postural control. People with peripheral visual field loss have serious postural instability. However, the directional specificity of postural stability and sensory reweighting caused by gradual peripheral visual field loss remain unclear.
• Research question: What are the effects of peripheral visual field loss on static postural control ?” 20
• EXAMPLE 3. Comparative research question (quantitative research)
• - Clarifies the difference among groups with an outcome variable (patients enrolled in COMPERA with moderate PH or severe PH in COPD) and another group without the outcome variable (patients with idiopathic pulmonary arterial hypertension (IPAH))
• “BACKGROUND: Pulmonary hypertension (PH) in COPD is a poorly investigated clinical condition.
• RESEARCH QUESTION: Which factors determine the outcome of PH in COPD?
• STUDY DESIGN AND METHODS: We analyzed the characteristics and outcome of patients enrolled in the Comparative, Prospective Registry of Newly Initiated Therapies for Pulmonary Hypertension (COMPERA) with moderate or severe PH in COPD as defined during the 6th PH World Symposium who received medical therapy for PH and compared them with patients with idiopathic pulmonary arterial hypertension (IPAH) .” 21
• EXAMPLE 4. Exploratory research question (qualitative research)
• - Explores areas that have not been fully investigated (perspectives of families and children who receive care in clinic-based child obesity treatment) to have a deeper understanding of the research problem
• “Problem: Interventions for children with obesity lead to only modest improvements in BMI and long-term outcomes, and data are limited on the perspectives of families of children with obesity in clinic-based treatment. This scoping review seeks to answer the question: What is known about the perspectives of families and children who receive care in clinic-based child obesity treatment? This review aims to explore the scope of perspectives reported by families of children with obesity who have received individualized outpatient clinic-based obesity treatment.” 22
• EXAMPLE 5. Relationship research question (quantitative research)
• - Defines interactions between dependent variable (use of ankle strategies) and independent variable (changes in muscle tone)
• “Background: To maintain an upright standing posture against external disturbances, the human body mainly employs two types of postural control strategies: “ankle strategy” and “hip strategy.” While it has been reported that the magnitude of the disturbance alters the use of postural control strategies, it has not been elucidated how the level of muscle tone, one of the crucial parameters of bodily function, determines the use of each strategy. We have previously confirmed using forward dynamics simulations of human musculoskeletal models that an increased muscle tone promotes the use of ankle strategies. The objective of the present study was to experimentally evaluate a hypothesis: an increased muscle tone promotes the use of ankle strategies. Research question: Do changes in the muscle tone affect the use of ankle strategies ?” 23

EXAMPLES OF HYPOTHESES IN PUBLISHED ARTICLES

• EXAMPLE 1. Working hypothesis (quantitative research)
• - A hypothesis that is initially accepted for further research to produce a feasible theory
• “As fever may have benefit in shortening the duration of viral illness, it is plausible to hypothesize that the antipyretic efficacy of ibuprofen may be hindering the benefits of a fever response when taken during the early stages of COVID-19 illness .” 24
• “In conclusion, it is plausible to hypothesize that the antipyretic efficacy of ibuprofen may be hindering the benefits of a fever response . The difference in perceived safety of these agents in COVID-19 illness could be related to the more potent efficacy to reduce fever with ibuprofen compared to acetaminophen. Compelling data on the benefit of fever warrant further research and review to determine when to treat or withhold ibuprofen for early stage fever for COVID-19 and other related viral illnesses .” 24
• EXAMPLE 2. Exploratory hypothesis (qualitative research)
• - Explores particular areas deeper to clarify subjective experience and develop a formal hypothesis potentially testable in a future quantitative approach
• “We hypothesized that when thinking about a past experience of help-seeking, a self distancing prompt would cause increased help-seeking intentions and more favorable help-seeking outcome expectations .” 25
• “Conclusion
• Although a priori hypotheses were not supported, further research is warranted as results indicate the potential for using self-distancing approaches to increasing help-seeking among some people with depressive symptomatology.” 25
• EXAMPLE 3. Hypothesis-generating research to establish a framework for hypothesis testing (qualitative research)
• “We hypothesize that compassionate care is beneficial for patients (better outcomes), healthcare systems and payers (lower costs), and healthcare providers (lower burnout). ” 26
• Compassionomics is the branch of knowledge and scientific study of the effects of compassionate healthcare. Our main hypotheses are that compassionate healthcare is beneficial for (1) patients, by improving clinical outcomes, (2) healthcare systems and payers, by supporting financial sustainability, and (3) HCPs, by lowering burnout and promoting resilience and well-being. The purpose of this paper is to establish a scientific framework for testing the hypotheses above . If these hypotheses are confirmed through rigorous research, compassionomics will belong in the science of evidence-based medicine, with major implications for all healthcare domains.” 26
• EXAMPLE 4. Statistical hypothesis (quantitative research)
• - An assumption is made about the relationship among several population characteristics ( gender differences in sociodemographic and clinical characteristics of adults with ADHD ). Validity is tested by statistical experiment or analysis ( chi-square test, Students t-test, and logistic regression analysis)
• “Our research investigated gender differences in sociodemographic and clinical characteristics of adults with ADHD in a Japanese clinical sample. Due to unique Japanese cultural ideals and expectations of women's behavior that are in opposition to ADHD symptoms, we hypothesized that women with ADHD experience more difficulties and present more dysfunctions than men . We tested the following hypotheses: first, women with ADHD have more comorbidities than men with ADHD; second, women with ADHD experience more social hardships than men, such as having less full-time employment and being more likely to be divorced.” 27
• “Statistical Analysis
• ( text omitted ) Between-gender comparisons were made using the chi-squared test for categorical variables and Students t-test for continuous variables…( text omitted ). A logistic regression analysis was performed for employment status, marital status, and comorbidity to evaluate the independent effects of gender on these dependent variables.” 27

EXAMPLES OF HYPOTHESIS AS WRITTEN IN PUBLISHED ARTICLES IN RELATION TO OTHER PARTS

• EXAMPLE 1. Background, hypotheses, and aims are provided
• “Pregnant women need skilled care during pregnancy and childbirth, but that skilled care is often delayed in some countries …( text omitted ). The focused antenatal care (FANC) model of WHO recommends that nurses provide information or counseling to all pregnant women …( text omitted ). Job aids are visual support materials that provide the right kind of information using graphics and words in a simple and yet effective manner. When nurses are not highly trained or have many work details to attend to, these job aids can serve as a content reminder for the nurses and can be used for educating their patients (Jennings, Yebadokpo, Affo, & Agbogbe, 2010) ( text omitted ). Importantly, additional evidence is needed to confirm how job aids can further improve the quality of ANC counseling by health workers in maternal care …( text omitted )” 28
• “ This has led us to hypothesize that the quality of ANC counseling would be better if supported by job aids. Consequently, a better quality of ANC counseling is expected to produce higher levels of awareness concerning the danger signs of pregnancy and a more favorable impression of the caring behavior of nurses .” 28
• “This study aimed to examine the differences in the responses of pregnant women to a job aid-supported intervention during ANC visit in terms of 1) their understanding of the danger signs of pregnancy and 2) their impression of the caring behaviors of nurses to pregnant women in rural Tanzania.” 28
• EXAMPLE 2. Background, hypotheses, and aims are provided
• “We conducted a two-arm randomized controlled trial (RCT) to evaluate and compare changes in salivary cortisol and oxytocin levels of first-time pregnant women between experimental and control groups. The women in the experimental group touched and held an infant for 30 min (experimental intervention protocol), whereas those in the control group watched a DVD movie of an infant (control intervention protocol). The primary outcome was salivary cortisol level and the secondary outcome was salivary oxytocin level.” 29
• “ We hypothesize that at 30 min after touching and holding an infant, the salivary cortisol level will significantly decrease and the salivary oxytocin level will increase in the experimental group compared with the control group .” 29
• EXAMPLE 3. Background, aim, and hypothesis are provided
• “In countries where the maternal mortality ratio remains high, antenatal education to increase Birth Preparedness and Complication Readiness (BPCR) is considered one of the top priorities [1]. BPCR includes birth plans during the antenatal period, such as the birthplace, birth attendant, transportation, health facility for complications, expenses, and birth materials, as well as family coordination to achieve such birth plans. In Tanzania, although increasing, only about half of all pregnant women attend an antenatal clinic more than four times [4]. Moreover, the information provided during antenatal care (ANC) is insufficient. In the resource-poor settings, antenatal group education is a potential approach because of the limited time for individual counseling at antenatal clinics.” 30
• “This study aimed to evaluate an antenatal group education program among pregnant women and their families with respect to birth-preparedness and maternal and infant outcomes in rural villages of Tanzania.” 30
• “ The study hypothesis was if Tanzanian pregnant women and their families received a family-oriented antenatal group education, they would (1) have a higher level of BPCR, (2) attend antenatal clinic four or more times, (3) give birth in a health facility, (4) have less complications of women at birth, and (5) have less complications and deaths of infants than those who did not receive the education .” 30

Research questions and hypotheses are crucial components to any type of research, whether quantitative or qualitative. These questions should be developed at the very beginning of the study. Excellent research questions lead to superior hypotheses, which, like a compass, set the direction of research, and can often determine the successful conduct of the study. Many research studies have floundered because the development of research questions and subsequent hypotheses was not given the thought and meticulous attention needed. The development of research questions and hypotheses is an iterative process based on extensive knowledge of the literature and insightful grasp of the knowledge gap. Focused, concise, and specific research questions provide a strong foundation for constructing hypotheses which serve as formal predictions about the research outcomes. Research questions and hypotheses are crucial elements of research that should not be overlooked. They should be carefully thought of and constructed when planning research. This avoids unethical studies and poor outcomes by defining well-founded objectives that determine the design, course, and outcome of the study.

Disclosure: The authors have no potential conflicts of interest to disclose.

Author Contributions:

• Conceptualization: Barroga E, Matanguihan GJ.
• Methodology: Barroga E, Matanguihan GJ.
• Writing - original draft: Barroga E, Matanguihan GJ.
• Writing - review & editing: Barroga E, Matanguihan GJ.

1. Researching, Writing and Presenting Information - A How To Guide: Writing a Rationale

• Brainstorming and Planning
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Writing a Rationale

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A rationale is a set of reasons or an explanation for a course of action or beliefs.  Sometimes it is referred to as a statement of intent.  In a school context, it is most often required to explain your creative choices in response to a task. In English, the purpose of a rationale is to link your creative response to the text studied and the prompt.

It should be written in formal English and structured in logical paragraphs. The rationale should be an integrated discussion of ideas and language choices, rather than a list of techniques.  Use F-CLAP to help you with the content of your Rationale.

Form:  Why have I chosen to use this form? (Eg: poetry, painting, narrative)

Context:  What is the broader context of the piece? (Eg: social &  historical context)

Language:  What language choices have I made? How have the language choices of author's studied influenced my decisions? (Eg: structures, features, devices etc.)

Audience:  Who am I writing/creating for? (consider age, gender, cultural & religious background, biases etc. )

Purpose:  Why am I writing/creating this piece?

Always refer to your Assessment task outline for specific details to writing your rationale.

Guided Brainstorm

Click on the image below to access the fillable guided brainstorm sheet.

Suggested Structure

Rationales vary depending on the nature of the task. Please read task instructions carefully and seek clarification from your teacher about what is required. An example of a suggested structure is provided below.

Part A : Comment on the text to which you are responding.

• Give an introductory explanation of the aspect(s) of the text/stimulus material that inspired your response.

Part B : Explain the purpose/aim of your response.

• Provide a clear explanation of your intention in the response. For example, you may be focussing on a particular issue or character. You may wish to elicit an emotional response from the reader or state a philosophical view point.

Part C: Discuss your choice of medium/approach to the task Explain your choice of medium.

• For example if your response is non-written such as a poster, collage or an electronic image(s), justify your use of colour, texture, symbolism, and composition. If your response is a story you could discuss your choice of setting, characterisation and dialogue. You may have used a particular narrative structure that requires explanation
• Explain any unusual/particular features of your response. How do they enhance your response?

Your rationale should include relevant references (examples/quotations) where appropriate.

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• Last Updated: Sep 15, 2022 2:24 PM
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Establishing Rationale and Significance of Research

Cite this chapter.

• Judith Hahn  

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This chapter builds on the first five chapters in this handbook that explained the research design typology. The focus here is on establishing rationale and significance of research. This chapter is intended to serve as a guide for practitioners to apply and integrate the research design typology layers into a scholarly manuscript. In contrast to the broad scope of the first five chapters, this chapter concentrates on how to integrate specific components of the typology regardless of which ideology the researcher holds on the continuum (positivist, post-positivist, pragmatist, interpretivist, or constructivist).

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Looking Back

Research Questions and Research Design

Reflections on Methodological Issues

Katz, M. (2010). Toward a new moral paradigm in health care delivery: Accounting for individuals. American Journal Of Law and Medicine , 36 (1), 78–135.

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Hahn, J. (2015). Establishing Rationale and Significance of Research. In: Strang, K.D. (eds) The Palgrave Handbook of Research Design in Business and Management. Palgrave Macmillan, New York. https://doi.org/10.1057/9781137484956_7

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Writing a Research Paper Introduction | Step-by-Step Guide

Published on September 24, 2022 by Jack Caulfield . Revised on March 27, 2023.

The introduction to a research paper is where you set up your topic and approach for the reader. It has several key goals:

• Present your topic and get the reader interested
• Provide background or summarize existing research
• Position your own approach
• Detail your specific research problem and problem statement
• Give an overview of the paper’s structure

The introduction looks slightly different depending on whether your paper presents the results of original empirical research or constructs an argument by engaging with a variety of sources.

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Table of contents

Step 1: introduce your topic, step 2: describe the background, step 3: establish your research problem, step 4: specify your objective(s), step 5: map out your paper, research paper introduction examples, frequently asked questions about the research paper introduction.

The first job of the introduction is to tell the reader what your topic is and why it’s interesting or important. This is generally accomplished with a strong opening hook.

The hook is a striking opening sentence that clearly conveys the relevance of your topic. Think of an interesting fact or statistic, a strong statement, a question, or a brief anecdote that will get the reader wondering about your topic.

For example, the following could be an effective hook for an argumentative paper about the environmental impact of cattle farming:

A more empirical paper investigating the relationship of Instagram use with body image issues in adolescent girls might use the following hook:

Don’t feel that your hook necessarily has to be deeply impressive or creative. Clarity and relevance are still more important than catchiness. The key thing is to guide the reader into your topic and situate your ideas.

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This part of the introduction differs depending on what approach your paper is taking.

In a more argumentative paper, you’ll explore some general background here. In a more empirical paper, this is the place to review previous research and establish how yours fits in.

Argumentative paper: Background information

After you’ve caught your reader’s attention, specify a bit more, providing context and narrowing down your topic.

Provide only the most relevant background information. The introduction isn’t the place to get too in-depth; if more background is essential to your paper, it can appear in the body .

Empirical paper: Describing previous research

For a paper describing original research, you’ll instead provide an overview of the most relevant research that has already been conducted. This is a sort of miniature literature review —a sketch of the current state of research into your topic, boiled down to a few sentences.

This should be informed by genuine engagement with the literature. Your search can be less extensive than in a full literature review, but a clear sense of the relevant research is crucial to inform your own work.

Begin by establishing the kinds of research that have been done, and end with limitations or gaps in the research that you intend to respond to.

The next step is to clarify how your own research fits in and what problem it addresses.

Argumentative paper: Emphasize importance

In an argumentative research paper, you can simply state the problem you intend to discuss, and what is original or important about your argument.

Empirical paper: Relate to the literature

In an empirical research paper, try to lead into the problem on the basis of your discussion of the literature. Think in terms of these questions:

• What research gap is your work intended to fill?
• What limitations in previous work does it address?
• What contribution to knowledge does it make?

You can make the connection between your problem and the existing research using phrases like the following.

Now you’ll get into the specifics of what you intend to find out or express in your research paper.

The way you frame your research objectives varies. An argumentative paper presents a thesis statement, while an empirical paper generally poses a research question (sometimes with a hypothesis as to the answer).

Argumentative paper: Thesis statement

The thesis statement expresses the position that the rest of the paper will present evidence and arguments for. It can be presented in one or two sentences, and should state your position clearly and directly, without providing specific arguments for it at this point.

Empirical paper: Research question and hypothesis

The research question is the question you want to answer in an empirical research paper.

Present your research question clearly and directly, with a minimum of discussion at this point. The rest of the paper will be taken up with discussing and investigating this question; here you just need to express it.

A research question can be framed either directly or indirectly.

• This study set out to answer the following question: What effects does daily use of Instagram have on the prevalence of body image issues among adolescent girls?
• We investigated the effects of daily Instagram use on the prevalence of body image issues among adolescent girls.

If your research involved testing hypotheses , these should be stated along with your research question. They are usually presented in the past tense, since the hypothesis will already have been tested by the time you are writing up your paper.

For example, the following hypothesis might respond to the research question above:

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The final part of the introduction is often dedicated to a brief overview of the rest of the paper.

In a paper structured using the standard scientific “introduction, methods, results, discussion” format, this isn’t always necessary. But if your paper is structured in a less predictable way, it’s important to describe the shape of it for the reader.

If included, the overview should be concise, direct, and written in the present tense.

• This paper will first discuss several examples of survey-based research into adolescent social media use, then will go on to …
• This paper first discusses several examples of survey-based research into adolescent social media use, then goes on to …

Full examples of research paper introductions are shown in the tabs below: one for an argumentative paper, the other for an empirical paper.

• Argumentative paper
• Empirical paper

Are cows responsible for climate change? A recent study (RIVM, 2019) shows that cattle farmers account for two thirds of agricultural nitrogen emissions in the Netherlands. These emissions result from nitrogen in manure, which can degrade into ammonia and enter the atmosphere. The study’s calculations show that agriculture is the main source of nitrogen pollution, accounting for 46% of the country’s total emissions. By comparison, road traffic and households are responsible for 6.1% each, the industrial sector for 1%. While efforts are being made to mitigate these emissions, policymakers are reluctant to reckon with the scale of the problem. The approach presented here is a radical one, but commensurate with the issue. This paper argues that the Dutch government must stimulate and subsidize livestock farmers, especially cattle farmers, to transition to sustainable vegetable farming. It first establishes the inadequacy of current mitigation measures, then discusses the various advantages of the results proposed, and finally addresses potential objections to the plan on economic grounds.

The rise of social media has been accompanied by a sharp increase in the prevalence of body image issues among women and girls. This correlation has received significant academic attention: Various empirical studies have been conducted into Facebook usage among adolescent girls (Tiggermann & Slater, 2013; Meier & Gray, 2014). These studies have consistently found that the visual and interactive aspects of the platform have the greatest influence on body image issues. Despite this, highly visual social media (HVSM) such as Instagram have yet to be robustly researched. This paper sets out to address this research gap. We investigated the effects of daily Instagram use on the prevalence of body image issues among adolescent girls. It was hypothesized that daily Instagram use would be associated with an increase in body image concerns and a decrease in self-esteem ratings.

The introduction of a research paper includes several key elements:

• A hook to catch the reader’s interest
• Relevant background on the topic
• Details of your research problem

and your problem statement

• A thesis statement or research question
• Sometimes an overview of the paper

Don’t feel that you have to write the introduction first. The introduction is often one of the last parts of the research paper you’ll write, along with the conclusion.

This is because it can be easier to introduce your paper once you’ve already written the body ; you may not have the clearest idea of your arguments until you’ve written them, and things can change during the writing process .

The way you present your research problem in your introduction varies depending on the nature of your research paper . A research paper that presents a sustained argument will usually encapsulate this argument in a thesis statement .

A research paper designed to present the results of empirical research tends to present a research question that it seeks to answer. It may also include a hypothesis —a prediction that will be confirmed or disproved by your research.

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